SEC NEWS DIGEST Issue 2004-40 March 1, 2004 COMMISSION ANNOUNCEMENTS FEE RATE ADVISORY #8 FOR FISCAL YEAR 2004 As required by Section 31 of the Securities Exchange Act of 1934, the Commission must make a mid-year rate adjustment to the Section 31 transaction fee rate. Effective April 1, 2004, the Section 31 transaction fee rate for fiscal 2004 will decrease from the current rate of $39.00 per million to a revised rate of $23.40 per million. This rate change does not apply to the Section 31 assessment on security futures transactions, which will remain at the current rate of $0.009 per round turn transaction. The Act requires the Commission to adjust the Section 31 fee rate if it estimates that the baseline estimate of dollar volume for fiscal 2004 that was used to calculate the current annual rate ($39.00 per million) is reasonably likely to be 10% (or more) greater or less than the actual dollar volume of securities transactions for fiscal 2004. To make its determination, the Commission used market projections based on the most recent increases in dollar volume of securities transactions thus far in fiscal year 2004. The increases in dollar volume and the timing of when the Commission received its fiscal 2004 appropriation both contributed to a mid-year rate that is considerably lower than the current annual rate. The Commission consulted with the Congressional Budget Office and the Office of Management and Budget regarding the mid-year adjustment, as required by Section 31(j)(2) of the Act. A copy of the Commission's order and calculation methodology is available at http://www.sec.gov. Pursuant to their rules, self-regulatory organizations collect from their members funds to offset the self-regulatory organizations' Section 31 fee obligations. Additional information on the transition to the new Section 31 fee rate will be available on the Internet web sites of The New York Stock Exchange, Inc. and NASD Inc. at http://www.nyse.com and http://www.nasd.com. The Office of Interpretation and Guidance in the SEC's Division of Market Regulation is also available for questions on Section 31 fees at (202) 942-0069, or by e-mail at marketreg@sec.gov. The Commission will announce the fiscal year 2005 rates for fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), and 31 of the Securities Exchange Act of 1934 no later than April 30, 2004. This rate will become effective on Oct. 1, 2004, or 30 days after the date on which the Commission receives its fiscal 2004 regular appropriation, whichever date comes later. (Press Rel. 2004-24) RULES AND RELATED MATTERS SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE OF REGISTERED MANAGEMENT INVESTMENT COMPANIES On Feb. 27, 2004, the Commission issued a release adopting amendments to Forms N-1A, N-2, N-3, and N-CSR, Articles 6 and 12 of Regulation S-X, and Rules 30a-2, 30a-3, and 30d-1 under the Investment Company Act of 1940, as well as new Rule 30b1-5 under the Investment Company Act of 1940 and new Form N-Q under the Investment Company Act of 1940 and the Securities Exchange Act of 1934. The amendments (1) require a registered open-end management investment company to disclose in its reports to shareholders fund expenses borne by shareholders during the reporting period; (2) require a registered management investment company to file and certify a schedule of its complete portfolio holdings with the Commission on a quarterly basis; (3) permit a registered management investment company to include a summary portfolio schedule in reports to shareholders and exempt money market funds from including a portfolio schedule in reports to shareholders, provided that the complete portfolio schedule is filed with the Commission and available to shareholders upon request; (4) require a registered management investment company to include a tabular or graphic presentation of a fund's portfolio holdings in its reports to shareholders; and (5) require a registered open-end management investment company to include Management's Discussion of Fund Performance in its annual report to shareholders. (Rels. 33-8393; 34-49333; IC-26372) ENFORCEMENT PROCEEDINGS FORMER CFO AND FORMER CONTROLLER OF VARI-L CORP. CRIMINALLY CHARGED WITH FALSIFYING INFORMATION TO INFLATE THE COMPANY'S REVENUE The U.S. Attorney for the District of Colorado announced that on Feb. 26, 2004, Jon Clark, the former CFO of the now defunct Vari-L Company, Inc. and Sarah Hume, the former controller of the company, were criminally charged with falsifying information to inflate the company's revenue. Clark was charged in a one-count information with making a false statement in a report filed with the Securities and Exchange Commission. Hume was charged with one count of falsifying corporate books and records. The separate criminal informations were filed in the U.S. District Court for the District of Colorado. On Sept. 27, 2001, the Commission filed a civil complaint against Clark, Hume and others in the U.S. District Court for the District of Colorado on, alleged that they and Vari-L engaged in a massive financial reporting fraud designed to show consistently increasing revenue and earnings, instead of losses, from 1996 through the quarter ended March 31, 2000, by recognizing false revenue, improperly capitalizing and depreciating costs, overstating inventory, and improperly deferring period costs. On Oct. 8, 2001 and Aug. 9, 2002, respectively, the U.S. District Court entered final judgments of permanent injunction, pursuant to the defendants' consents, against Clark and Hume. For more information, see Litigation Release Nos. 17671 (Aug. 9, 2002) and 17155 (Sept. 27, 2001). [US v. Jon L. Clark and Sarah E. Hume, Case Nos. 04-CR-88 and 04-CR-88 D. Colorado] (LR-18598; AAE Rel. 1965) SEC HALTS $33.5 MILLION PONZI SCHEME IN SOUTHERN CALIFORNIA The Commission filed an emergency action on Feb. 26, 2004, to halt a multi-million dollar Ponzi scheme in an ongoing securities fraud perpetrated by seven Southern California defendants: Mx Factors, LLC of Riverside; BBH Resources, LLC of Palm Springs; JTL Financial Group, LLC of Corona; Richard M. Harkless, 59, of Riverside; Daniel J. Berardi, Jr., 40, of Palm Springs; Thomas Hawkesworth, 49, of Rancho Mirage; and Randall W. Harding, 43, of Corona. The defendants have raised at least $33.5 million to date from the sale of Mx Factors' notes. Also today, U.S. District Judge Virginia A. Phillips of the U.S. District Court for the Central District of California granted the relief that the Commission sought, issuing orders freezing assets, appointing a temporary receiver over Mx Factors, BBH Resources, and JTL Financial, and other relief. The Commission's complaint, filed on Feb. 27, 2004, in federal court in Riverside, alleges that the defendants fraudulently induced at least 247 investors nationwide and in Mexico to invest in Mx Factors' notes, which purportedly pay a "guaranteed" return of 12% in 60 or 90 days. Mx Factors claims that it will use the investor funds to provide its clients - construction contractors, wholesalers, and manufacturers - with accounts receivable financing, secured by the client's assignment of its accounts receivable. The defendants also represent that investor funds are safe because at least 70% of the receivables are backed or funded by the government. According to the complaint, these representations are false. Mx Factors has actually been operating a Ponzi scheme, and at least $19.9 million in new investor funds has been used to pay existing investors. At least $5.64 million has been misappropriated (1) to finance a crab fishing business, (2) to pay the personal expenses of Harkless, Berardi, and Hawkesworth, including mortgage payments and credit card bills, and (3) to fund overseas bank accounts. Additionally, the complaint alleges that BBH, Berardi, and Hawkesworth have skimmed $1.3 million in investor funds by failing to turn them over to Mx Factors. The complaint further alleges that BBH Resources and JTL Financial have each received undisclosed sales commissions of at least 12%. In its lawsuit, the Commission obtained an order freezing the assets of Mx Factors, BBH Resources, JTL Financial, Harkless, Berardi, and Hawkesworth, an accounting, an order preventing destruction of documents, an order appointing a temporary receiver over Mx Factors, BBH Resources, and JTL Financial, and temporarily enjoining all of the defendants from future violations of the securities registration and antifraud provisions -- and temporarily enjoining defendants BBH Resources, JTL Financial, Berardi, Hawkesworth, and Harding from future violations of the broker-dealer registration provisions -- of the federal securities laws, Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission also seeks preliminary and permanent injunctions, and other relief, including disgorgement and civil penalties against all defendants. A hearing on whether a preliminary injunction should be issued against the defendants and whether a permanent receiver should be appointed over Mx Factors, BBH Resources, and JTL Financial is scheduled for March 8, 2004, at 10:00 a.m. [SEC v. Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth and Randall W. Harding, Civil Action No. EDCV-04-01279-VAP (SGLx) (C.D. Cal.)] (LR-18599) SEC SUES FT. MYERS-BASED INVESTMENT ADVISOR AND OTHERS IN $10 MILLION HEDGE FUND FRAUD The Commission announced today that on Feb. 26, 2004, it filed an emergency action to halt an alleged hedge fund fraud conducted by Ft. Myers-based KS Advisors, Inc. (KS Advisors) and its principals, Scott Fine (Fine) and Kevin Boyle (Boyle). According to the Commission's complaint, since at least 2000, Fine and Boyle have used their company, KS Advisors, to raise approximately $10 million from about 100 investors nationwide and abroad through investments in two hedge funds, KS Condor Partners, Ltd., II (Condor II) and Damian Partners, LLC (Damian Partners). On Feb. 27, 2004, Judge Steele, U.S. District Judge for the Middle District of Florida, issued various emergency orders against the defendants, including temporary restraining orders, asset freezes against KS Advisors, Condor II and Damian Partners, the appointment of a receiver, and other emergency relief. The Commission's complaint alleges that the representations made by KS Advisors, Boyle and Fine to the hedge funds' investors about the ever- increasing profits and net asset values of Condor II and Damian Partners were completely false. According to the Commission's complaint, the investments made by Boyle and Fine on behalf of the hedge funds, which consist mostly of speculative options trading, have lost millions of dollars. The Commission's complaint also alleges that Fine and Boyle charged investors fraudulent fund performance fees based on the fictitious gains in the values of the two hedge funds and additional undisclosed "advisory fees." The Commission's complaint charges KS Advisors, Condor II, Damian Partners, Fine and Boyle with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and KS Advisors, Fine and Boyle with violating Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act). [SEC v. KS Advisors, Inc., et al., Civil Action No. 2:04-CV-105-FtM-29 (M.D. Fla.)] (LR-18600) SEC OBTAINS ASSET LIQUIDATION AND DISGORGEMENT ORDER AGAINST EQUITY FUND AND ITS PRINCIPAL, FRANKLIN MARONE, AND ASSET FREEZE AGAINST RELIEF DEFENDANT MARITA MARONE On Feb. 27, 2004, in SEC v. Marone, et al., 04 Civ. 01227 (S.D.N.Y.), U.S. District Court Judge Naomi R. Buchwald issued a partial final judgment ordering defendant Franklin S. Marone to liquidate his assets and disgorge all money that Marone is alleged to have obtained fraudulently from dozens of investors through a phony equity fund scheme that Marone began in 1999. Marone consented to the judgment after the Securities and Exchange Commission last week filed a complaint against him and obtained an emergency order from Judge Buchwald freezing Marone's assets. Marone neither admits nor denies the Commission's fraud allegations. The judgment also enjoins Marone from future violations of the federal securities laws and orders Marone to pay a civil money penalty. The full amount of Marone's disgorgement and penalty are to be determined by the Court at a future date. The Commission's complaint alleges that Marone defrauded investors out of more than $3.2 million. In a Feb. 9, 2004, written statement to law enforcement authorities, Marone admitted to defrauding investors out of at least $1.9 million. Judge Buchwald issued a similar consent judgment against Marone's purported equity funds, defendants Patrollers Capital Fund and its related funds, Patrollers Capital Fund I, II, III, The Wedel Fund and The Whistler Fund. Judge Buchwald also issued a consent order freezing the assets of Marone's wife, relief defendant Marita Marone, pending resolution of the action. The Commission does not charge Mrs. Marone with securities fraud, but alleges that both Mr. and Mrs. Marone used investor funds from the fraud for their personal use. The SEC's complaint, filed Feb. 13, 2004, alleges that, between January 1999 and January 2004, Marone fraudulently obtained over $3.2 million from dozens of investors by inducing them to invest in several fictitious "equity funds" that Marone purported to manage. According to the Commission's complaint, Marone falsely promised investors extraordinary returns at virtually no risk and sent investors falsified account statements reporting the current value of their investments. In reality, the complaint alleges, Marone never invested his victims' money. Instead, he used investor funds to support a lavish lifestyle. Among other assets ordered to be liquidated by Marone are two homes, cars, boats, jet-skis, snowmobiles, and other luxury items. The litigation is pending. [SEC v. Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone, 04 Civ. 01227 (NRB) SDNY] (LR-18601) KELSEY GARMAN AND FOUR KOINONIA FUNDS UNDER HIS CONTROL CHARGED WITH FRAUD On Feb. 27, 2004, the Commission filed suit in the U.S. District Court for the District of Colorado against Kelsey L. Garman, of Springfield, Missouri, and four Colorado partnerships under Garman's control, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club (Koinonia Funds), for violations of the antifraud and registration provisions of the federal securities laws. The Commission alleges that from at least 1997 through the present, Garman offered partnership interests in each of the Koinonia Funds, raising funds from more than 200 investors nationwide. The Commission claims that Garman misrepresented the funds' historical performance and risk in Koinonia Funds' offering materials and on a related Internet web site. In addition, the complaint alleges that Garman suffered significant trading losses in at least two of the funds, which he hid from investors by sending them false quarterly statements claiming fund profitability. The complaint further contends that the Koinonia Funds' securities offerings were not registered transactions with the Commission and were not exempt from registration. Finally, the Commission alleges that each of the Koinonia Funds failed to register as investment companies as required by law. The complaint alleges that Garman and the Koinonia Funds violated the antifraud, securities registration and investment company registration provisions of the federal securities laws. [SEC v. Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club, Civ. Action No. 04-M-354 BNB (District of Colorado)] (LR-18602) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL GRANTED An order has been issued granting the application of Telefonica del Peru S.A.A. to withdraw its American Depositary Shares evidenced by American Depositary Receipts (each American Depositary Share representing ten Class B shares, nominal value S/1.00 each) from listing and registration on the New York Stock Exchange, effective at the opening of business on March 1, 2004. (Rel. 34-49335) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until March 23, 2004, to comment on the application of The Ohio Art Company to withdraw its common stock, $1.00 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49336) A notice has been issued giving interested persons until March 23, 2004, to comment on the application of Proterion Corporation to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49337) A notice has been issued giving interested persons until March 23, 2004, to comment on the application of Allied Healthcare International Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49338) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 JANE BUTEL CORP, 125 SECOND ST N.W., ALBUQUERQUE, NM, 87102, 5052432622 - 100,000 ($100.00) Equity, (File 333-113115 - Feb. 27) (BR. 08) S-3 SILICON GRAPHICS INC, 1500 CRITTENDEN LANE, MOUNTAIN VIEW, CA, 94043, 6509601980 - 0 ($57,545,453.00) Equity, (File 333-113116 - Feb. 27) (BR. 03) SB-2 C-CHIP TECHNOLOGIES CORP, 4710 ST-AMROISE, SUITE 227, MONTREAL, A8, H4C 2C7, (514) 337-2447 - 22,711,031 ($15,545,367.46) Equity, (File 333-113117 - Feb. 27) (BR. 37) SB-2 PELOTON RESOURCES INC, 1504-1189 HOWE STREET, VANCOUVER BRITISH COLUMBIA, A1, V6Z 2X9, 604-781-0221 - 2,000,000 ($200,000.00) Equity, (File 333-113118 - Feb. 27) (BR. 09) S-1 PARTNERS TRUST FINANCIAL GROUP INC, 233 GENESEE STREET, UTICA, NY, 13501, 0 ($231,437,500.00) Equity, (File 333-113119 - Feb. 27) (BR. 07) S-3 HAWAIIAN ELECTRIC INDUSTRIES INC, 900 RICHARDS ST, HONOLULU, HI, 96813, 8085435662 - 0 ($200,000,000.00) Other, (File 333-113120 - Feb. 27) (BR. 02) SB-2 EMISSION CONTROL INC, 520 - 5TH AVE. SW, SUITE 1250, CALGARY, A0, T2P 3R7, 4034618425 - 9,000,000 ($181,800.00) Equity, (File 333-113121 - Feb. 27) (BR. 09) S-8 EMPYREAN COMMUNICATIONS INC, 2537 SOUTH GESSNER SUITE 114, HOUSTON, TX, 77063, 7132607236 - 5,500,000 ($88,000.00) Equity, (File 333-113122 - Feb. 27) (BR. 05) S-8 NETRATINGS INC, 890 HILLVIEW CT, STE 300, MILPITAS, CA, 95035, 4089570699 - 1,000,000 ($10,750,000.00) Unallocated (Universal) Shelf, (File 333-113133 - Feb. 27) (BR. 08) S-8 ALTUS EXPLORATIONS INC, SUITE 100, 8900 GERMANTOWN ROAD, OLIVE BRANCH, MS, 38654, 662-893-7377 - 5,483,040 ($5,483,040.00) Equity, (File 333-113134 - Feb. 27) (BR. 04) S-3 WORLD AIRWAYS INC /DE/, THE HLH BUILDING, 101 WORLD DRIVE, PEACHTREE CITY, GA, 30269, 7706328000 - 0 ($25,545,000.00) Non-Convertible Debt, (File 333-113135 - Feb. 27) (BR. 05) S-3 ONYX ACCEPTANCE FINANCIAL CORP, 27051 TOWNE CENTER DR, STE 200, FOOTHILL, CA, 92610, 9494653500 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-113136 - Feb. 27) (BR. 05) S-1 ACADIA PHARMACEUTICALS INC, 3911 SORRENTO VALLEY BLVD, SAN DIEGO, CA, 92121, 858-558-2871 - 0 ($86,250,000.00) Equity, (File 333-113137 - Feb. 27) (BR. 01) SB-2 ATOMIC PAINTBALL INC, 219 JOSEY LANE, RED OAK, TX, 75154, 1,200,000 ($600,000.00) Debt Convertible into Equity, (File 333-113138 - Feb. 27) (BR. 09) S-8 CAMTEK LTD, INDUSTRIAL ZONE PO BOX 631, MIGDAL HAEMEK 011-972-6-644-0521, ISRAEL 10556, L3, 00000, 0 ($5,318,610.00) Other, (File 333-113139 - Feb. 27) (BR. 36) S-4 INN OF THE MOUNTAIN GODS RESORTS & CASINO, 200,000,000 ($200,000,000.00) Non-Convertible Debt, (File 333-113140 - Feb. 27) (BR. 05) S-4 IMAX CORP, 2525 SPEAKMAN DRIVE, MISSISSAUGA, ONTARIO CANADA, A6, L5K 1B1, 9054036500 - 0 ($160,000,000.00) Non-Convertible Debt, (File 333-113141 - Feb. 27) (BR. 36) S-8 XTREME COMPANIES INC, 9116 COVERED WAGON DRIVE, LAS VEGAS, NV, 89117, 7027322253 - 30,000 ($24,000.00) Equity, (File 333-113142 - Feb. 27) (BR. 09) S-3 INDUS INTERNATIONAL INC, 3301 WINDY RIDGE PARKWAY, ATLANTA, GA, 30339, 7709528444 - 5,000,000 ($16,650,000.00) Equity, (File 333-113143 - Feb. 27) (BR. 03) S-8 SILVERADO FINANCIAL INC, 408-371-2301 - 2,000,000 ($340,000.00) Other, (File 333-113144 - Feb. 27) (BR. 03) S-3 STARCRAFT CORP /IN/, PO BOX 1903, 1123 SOUTH INDIANA AVENUE, GOSHEN, IN, 46526, 5745347827 - 840,989 ($12,068,192.15) Equity, (File 333-113145 - Feb. 27) (BR. 05) S-8 EPICUS COMMUNICATIONS GROUP INC, 1750 OSCEOLA DRIVE, WEST PALM BEACH, FL, 33409, 561-688-0440 - 50,500,000 ($1,479,500.00) Equity, (File 333-113146 - Feb. 27) (BR. 37) S-3 TEGAL CORP /DE/, 2201 S MCDOWELL BLVD, PO BOX 6020, PETALUMA, CA, 94955, 7077635600 - 7,545,317 ($17,429,682.00) Equity, (File 333-113147 - Feb. 27) (BR. 36) S-8 HEWLETT PACKARD CO, 3000 HANOVER ST, PALO ALTO, CA, 94304, 4158571501 - 165,347 ($145,094.00) Equity, (File 333-113148 - Feb. 27) (BR. 03) S-8 AMERICAN HEALTHWAYS INC, 3841 GREEN HILLS VILLAGE DRIVE, NASHVILLE, TN, 37215, 6156651122 - 0 ($26,040,000.00) Equity, (File 333-113149 - Feb. 27) (BR. 01) S-8 STARBUCKS CORP, P O BOX 34067, SEATTLE, WA, 98124-1067, 2064471575 - 600,000 ($22,320,000.00) Equity, (File 333-113150 - Feb. 27) (BR. 05) S-8 GOVERNMENT PROPERTIES TRUST INC, 0 ($13,625,000.00) Equity, (File 333-113151 - Feb. 27) (BR. 08) S-8 ALAMOSA HOLDINGS INC, 5225 S LOOP 289, LUBBOCK, TX, 79424, 8067221100 - 1,000,000 ($5,430,000.00) Equity, (File 333-113152 - Feb. 27) (BR. 37) S-3 AUTHENTIDATE HOLDING CORP, 2165 TECHNOLOGY DRIVE, SCHENECTADY, NY, 12306, 5183569741 - 5,410,370 ($84,942,809.00) Equity, (File 333-113153 - Feb. 27) (BR. 03) S-4 NEW REGIONS FINANCIAL CORP, 0 ($15,041,128,401.24) Equity, (File 333-113154 - Feb. 27) (BR. 09) S-4 NEXXTECH INC, 21,500,000 ($248,540,000.00) Equity, (File 333-113155 - Feb. 27) (BR. 02) S-8 WABASH NATIONAL CORP /DE, P O BOX 6129, LAFAYETTE, IN, 47905, 7657715310 - 385,000 ($3,774,850.00) Equity, (File 333-113157 - Feb. 27) (BR. 05) SB-2 COMPUMED INC, 5777 WEST CENTURY BLVD., SUITE 1285, LOS ANGELES, CA, 90045, 310-258-5000 - 10,000,000 ($3,000,000.00) Equity, (File 333-113158 - Feb. 27) (BR. 03) S-4 PARTNERS TRUST FINANCIAL GROUP INC, 233 GENESEE STREET, UTICA, NY, 13501, 44,533,832 ($16,134,071.00) Equity, (File 333-113159 - Feb. 27) (BR. 07) S-8 CH2M HILL COMPANIES LTD, 9191 S.JAMAICA STREET, ENGLEWOOD, CO, 80112, 3037710900 - 0 ($243,781,339.00) Equity, (File 333-113160 - Feb. 27) (BR. 06) SB-2 PLURISTEM LIFE SYSTEMS INC, MATAM ADVANCED TECHNOLOGY PARK, BUILDING NO. 20, HAIFA, L3, 31905, 972-4-850-1080 - 10,276,449 ($9,739,959.63) Equity, (File 333-113161 - Feb. 27) (BR. 09) S-1 ALNYLAM PHARMACEUTICALS INC, 790 MEMORIAL DR, CAMBRIDGE, MA, 02139, 6172520700 - 86,250,000 ($86,250,000.00) Equity, (File 333-113162 - Feb. 27) (BR. ) S-4 HARRODSBURG FIRST FINANCIAL BANCORP INC, 104 S CHILES, HARRODSBURG, KY, 40330, 6067345452 - 0 ($12,783,500.00) Equity, (File 333-113163 - Feb. 27) (BR. 07) S-4 LNR PROPERTY CORP, 1601 WASHINGTON AVENUE, MIAMI BEACH, FL, 33139, 3056955500 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-113164 - Feb. 27) (BR. 08) S-8 SYMBOL TECHNOLOGIES INC, ONE SYMBOL PLAZA, HOLTSVILLE, NY, 11742-1300, 5165632400 - 0 ($81,700,000.00) Equity, (File 333-113165 - Feb. 27) (BR. 03) S-8 ANACOMP INC, 15378 AVENUE OF SCIENCE, SAN DIEGO, CA, 92128, 8587163400 - 0 ($2,287,500.00) Equity, (File 333-113167 - Feb. 27) (BR. 36) S-8 GATEWAY DISTRIBUTORS LTD, 3095 E. PATRICK LANE, SUITE 1, LAS VEGAS, NV, 89120, 0 ($2,850,000.00) Equity, (File 333-113168 - Feb. 27) (BR. 08) S-3 DIVIDEND CAPITAL TRUST INC, 518 SEVENTEENTH STREET, DENVER, CO, 80202, 3038694700 - 0 ($487,200,000.00) Equity, (File 333-113170 - Feb. 27) (BR. 08) SB-2 ON THE GO HEALTHCARE INC, 85 CORSTATE AVENUE UNIT 1, CONCORD ONT. CANADA, A6, L4K 4Y2, 9057602987 - 31,000,000 ($2,170,000.00) Equity, (File 333-113172 - Feb. 27) (BR. 06) S-4 VIROPRO INC, 3163 KENNEDY BLVD, JERSEY CITY, NJ, 07306, 9544202882 - 20,000,000 ($180,000.00) Equity, (File 333-113176 - Feb. 27) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ADVANCE AUTO PARTS INC DE X X 02/24/04 ADVANCED MARKETING SERVICES INC DE X 02/27/04 AFFILIATED COMPUTER SERVICES INC DE X X 02/27/04 AGWAY INC DE X X 02/27/03 ALASKA AIR GROUP INC DE X 02/26/04 ALICO INC FL X 02/27/04 ALLIN CORP DE X 02/25/04 ALPHARMA INC DE X 02/27/04 ALTUS EXPLORATIONS INC NV X 02/20/04 AMBASSADORS INTERNATIONAL INC DE X X 02/25/04 AMCOL INTERNATIONAL CORP DE X X 02/25/04 AMERICAN BUSING CORP NV X X 02/26/04 AMERICAN HOMESTAR CORP TX X X 02/25/04 AMERICAN INTERNATIONAL PETROLEUM CORP NV X X 02/26/04 AMERICAN PHYSICIANS CAPITAL INC MI X 02/27/04 AMERICAN SOIL TECHNOLOGIES INC NV X X 02/17/04 AMEND AMF BOWLING WORLDWIDE INC DE X X 02/26/04 AMR CORP DE X 02/27/04 AMREP CORP OK X 01/31/04 ANDERSONS INC OH X 02/12/04 ANDRX CORP /DE/ DE X X 02/25/04 ANIKA THERAPEUTICS INC MA X X 02/27/04 ARIAD PHARMACEUTICALS INC DE X X 02/27/04 ARLINGTON HOSPITALITY INC DE X X 02/26/04 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE X X X 02/25/04 ARROW MAGNOLIA INTERNATIONAL INC TX X 02/23/04 ASTEC INDUSTRIES INC TN X 02/24/04 ATP OIL & GAS CORP TX X X X 02/23/04 AVALON CORRECTIONAL SERVICES INC NV X 02/27/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY X X 10/23/03 BANC OF AMERICA ALTERNATIVE LOAN TRU NY X X 10/27/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 10/23/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 10/23/03 BANC OF AMERICA MORTGAGE PASS-THROUGH DE X X 11/25/03 BANC OF AMERICA MTG SEC INC MORT PASS DE X X 10/23/03 BAR HARBOR BANKSHARES ME X 02/27/04 BEAR STEARNS ASST ASSET BACKED CERTS DE X 02/25/04 BENTLEY PHARMACEUTICALS INC DE X X 02/26/04 BIOPURE CORP DE X X 02/27/04 BNP RESIDENTIAL PROPERTIES INC MD X X 02/23/04 BRANDYWINE REALTY TRUST MD X X 02/25/04 BUILDING MATERIALS HOLDING CORP DE X 02/24/04 C COR NET CORP PA X X 02/26/04 CALIFORNIA AMPLIFIER INC DE X 02/26/04 CALIFORNIA CLEAN AIR INC DE X X 02/27/04 CALLISTO PHARMACEUTICALS INC DE X X 02/24/04 CAPITAL AUTO RECEIVABLES INC DE X X 02/27/04 CARDIFF COMMUNICATIONS INC UT X 02/27/04 CARRIAGE SERVICES INC DE X X 02/27/04 CBRL GROUP INC TN X X 02/27/04 CENTEX HOME EQUITY LOAN TRUST 2004-A DE X X 02/25/04 CENTRAL FEDERAL CORP DE X X 02/26/04 CENTRAL GARDEN & PET COMPANY DE X X 02/26/04 CHARTER COMMUNICATIONS INC /MO/ DE X 01/20/04 CHASE MORTGAGE FINANCE CORP DE X X 02/26/04 CHESAPEAKE CORP /VA/ VA X 02/23/04 CHESAPEAKE CORP /VA/ VA X 02/23/04 CHICAGO RIVET & MACHINE CO IL X 02/27/04 CHINA NETTV HOLDINGS INC NV X X 02/26/04 CHINA WIRELESS COMMUNICATIONS INC NV X 02/23/04 CHITTENDEN CORP /VT/ VT X 02/27/04 CLINICAL DATA INC DE X 02/24/04 COASTAL BANKING CO INC SC X X 02/27/04 COASTAL FINANCIAL CORP /DE DE X X 02/18/04 COLDWATER CREEK INC DE X X 12/03/03 AMEND COLE KENNETH PRODUCTIONS INC NY X 12/31/03 COMMERCIAL BANCSHARES INC \OH\ OH X 02/11/04 COMPETITIVE TECHNOLOGIES INC DE X X 02/27/04 CONCORDE CAREER COLLEGES INC DE X X 02/25/04 CONNETICS CORP DE X 02/25/04 CONTINENTAL SOUTHERN RESOURCES INC NV X X 02/27/04 COOPER COMPANIES INC DE X X 02/24/04 COST U LESS INC WA X X 02/26/04 COUNTRYWIDE FINANCIAL CORP DE X X 12/31/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/27/04 CREE INC NC X 02/27/04 CROSSTEX ENERGY INC DE X X 02/26/04 CROSSTEX ENERGY LP DE X X 02/26/04 CSFB MORTGAGE SEC CORP HM EQU PASS TH DE X X 06/25/03 AMEND CUBIST PHARMACEUTICALS INC DE X X 02/26/04 CV THERAPEUTICS INC DE X X 02/26/04 CWABS INC DE X X 02/25/04 CWMBS INC DE X 02/27/04 CWMBS INC DE X X 02/27/04 DECTRON INTERNATIONALE INC X X 02/11/04 DEERE & CO DE X 02/27/04 DELCATH SYSTEMS INC DE X X 02/24/04 DEUTSCHE MORT & ASSET RECEIVING CORP DE X 07/10/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 08/11/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 09/10/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 10/10/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 11/10/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 12/10/03 AMEND DEUTSCHE MORT & ASSET RECEIVING CORP DE X 01/12/04 AMEND DEUTSCHE RECREATIONAL ASSET FUNDING C NV X X 01/31/04 DISTRIBUTION FINANCIAL SERVICES MARIN NY X X 01/31/04 DISTRIBUTION FINANCIAL SERVICES RV MA NV X X 01/31/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 01/31/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 01/31/04 DIXON TICONDEROGA CO DE X X 02/27/04 DNB FINANCIAL CORP /PA/ PA X 02/27/04 DOLLAR TREE STORES INC VA X X 02/27/04 DONALDSON CO INC DE X X 02/26/04 DONNELLEY R R & SONS CO DE X X 02/27/04 DRIL-QUIP INC DE X X 02/27/04 DUSA PHARMACEUTICALS INC NJ X X 02/26/04 DVI INC DE X 02/27/04 DVI RECEIVABLES CORP VIII DE X 02/27/04 DVI RECEIVABLES XIX LLC DE X 02/27/04 DVI RECEIVABLES XVIII LLC DE X 02/27/04 DYCOM INDUSTRIES INC FL X X 02/23/04 EAGLE FOOD CENTERS INC DE X 02/26/04 ECOLAB INC DE X X 02/26/04 ELECTRONIC GAME CARD INC NV X X 02/20/04 ENRON CORP/OR/ OR X X 02/27/04 EQUITY ONE MORTGAGE PASS-THROUGH TRUS DE X 02/25/04 ETHAN ALLEN INTERIORS INC DE X X 02/27/04 EUROWEB INTERNATIONAL CORP DE X X 02/27/04 EXXON MOBIL CORP NJ X 02/26/04 FAB INDUSTRIES INC DE X 02/27/04 FAIRCHILD INTERNATIONAL CORP NV X 02/27/04 FIRST ALBANY COMPANIES INC NY X 02/27/04 FIRST COMMUNITY BANCORP /CA/ CA X X 02/26/04 FIRST CONSULTING GROUP INC DE X X 02/27/04 FIRST SOUTH BANCORP INC /VA/ VA X X 02/20/04 FIRST-MID ILLINOIS BANCSHARES INC DE X 02/27/04 FONEFRIEND INC DE X 02/25/04 FOREST OIL CORP NY X 02/25/04 GENZYME CORP MA X 02/26/04 GEOGLOBAL RESOURCES INC DE X X 02/26/04 GEORGIA CAROLINA BANCSHARES INC GA X X 02/25/04 GEORGIA PACIFIC CORP GA X X 02/26/04 GERON CORPORATION DE X X 02/27/04 GLOBAL CROSSING LTD X 02/27/04 GLOBIX CORP DE X X 02/27/04 GOLDMAN SACHS ASSET BACKED SECURITIES X X 02/24/04 GREAT ATLANTIC & PACIFIC TEA CO INC MD X X 02/27/04 GREY GLOBAL GROUP INC DE X X X 02/27/04 GRIFFIN LAND & NURSERIES INC DE X 02/27/04 GS MORTGAGE SEC CORP MORTGAGE PASS TH DE X X 02/25/04 GS MORTGAGE SECURITIES CORP DE X 02/26/04 GS MORTGAGE SECURITIES CORP DE X 02/26/04 GS MORTGAGE SECURITIES CORP DE X X 02/26/04 GUILFORD PHARMACEUTICALS INC DE X 02/27/04 AMEND GXS CORP DE X X 02/13/04 HANCOCK HOLDING CO MS X 02/26/04 HARDINGE INC NY X X 02/17/04 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 02/25/04 HEMACARE CORP /CA/ CA X 02/26/04 HENNESSY ADVISORS INC X X 02/27/04 HFC REVOLVING CORP HOUSEHOLD HOME EQ DE X 02/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 02/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 02/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 02/20/04 HILTON HOTELS CORP DE X 02/27/04 HOLLINGER INTERNATIONAL INC DE X X 02/26/04 HOME EQUITY PASS THROUGH CERTIFICATES DE X X 06/25/03 AMEND HOME INTERIORS & GIFTS INC TX X 02/24/04 HORIZON HEALTH CORP /DE/ DE X 02/27/04 HORIZON MEDICAL PRODUCTS INC GA X X 02/25/04 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X 02/17/04 HOUSEHOLD HOME EQUITY LOAN TRUST 1999 DE X 02/20/04 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 X 02/20/04 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 DE X 02/20/04 HOUSEHOLD MORTGAGE LOAN TRUST 2002 HC X 02/20/04 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE X 02/20/04 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE X 02/20/04 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 02/17/04 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 02/20/04 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 02/20/04 IHOP CORP DE X 02/26/04 ILEX ONCOLOGY INC DE X 02/26/04 INDYMAC MBS INC X X 02/27/04 INDYMAC MBS INC X X 02/27/04 INFORMATION HOLDINGS INC DE X X 02/26/04 INNKEEPERS USA TRUST/FL MD X X 02/26/04 INSILCO HOLDING CO DE X X 02/27/04 INSURANCE AUTO AUCTIONS INC /CA IL X X 02/27/04 INTEGRA LIFESCIENCES HOLDINGS CORP DE X X 02/27/04 INTELLISYNC CORP DE X X 02/26/04 INTERNATIONAL BANCSHARES CORP TX X 02/26/04 INTROGEN THERAPEUTICS INC X X 02/27/04 INVESTOOLS INC DE X X 02/26/04 IONICS INC MA X X 02/13/04 ISCO INTERNATIONAL INC DE X X 02/24/04 ISTAR FINANCIAL INC MD X X 02/26/04 IT GROUP INC DE X X 12/30/03 IT GROUP INC DE X X 01/30/04 ITXC CORP NJ X 02/27/04 J C PENNEY CO INC DE X 02/26/04 JLG INDUSTRIES INC PA X 02/27/04 JONES LANG LASALLE INC MD X X 02/27/04 KAISER ALUMINUM & CHEMICAL CORP DE X X 02/26/04 KAISER ALUMINUM CORP DE X X 02/26/04 KEYSTONE CONSOLIDATED INDUSTRIES INC DE X X 02/27/04 KINETIC CONCEPTS INC /TX/ TX X X 02/27/04 KRAMONT REALTY TRUST MD X X X 02/27/04 KUPPER PARKER COMMUNICATIONS INC NY X X X 02/26/04 LASALLE HOTEL PROPERTIES MD X X 02/26/04 LEHMAN ABS CORP DE X 02/26/04 LIFE SCIENCES INC DE X X 02/23/04 LINENS N THINGS INC DE X X 06/13/03 LOJACK CORP MA X 02/27/04 LSB CORP X X X 02/26/04 LTC PROPERTIES INC MD X X 02/27/04 M&I DEALER AUTO SECURITIZATION LLC X 02/27/04 MAGMA DESIGN AUTOMATION INC DE X X 02/24/04 MARCONI CORP PLC X0 X 02/27/04 MARTIN MIDSTREAM PARTNERS LP DE X X X 02/27/04 MARTIN MIDSTREAM PARTNERS LP DE X X 02/27/04 MATRIXX INITIATIVES INC DE X 02/19/04 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 X 02/24/04 MEDXLINK CORP NV X 02/27/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 02/26/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 02/25/04 AMEND METLIFE INC DE X X 02/27/04 MGM MIRAGE DE X X 02/20/04 MIDDLETON DOLL CO WI X X 02/26/04 MONTPELIER RE HOLDINGS LTD D0 X X 02/27/04 MOORE WALLACE INC X 02/27/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 02/25/04 MYERS INDUSTRIES INC OH X 02/27/04 NAPRO BIOTHERAPEUTICS INC DE X X 02/27/04 NATIONAL HEALTHCARE CORP DE X 02/27/04 NATIONAL RV HOLDINGS INC DE X 02/27/04 NETWORK APPLIANCE INC CA X X 02/27/04 NEUROCRINE BIOSCIENCES INC CA X X 02/26/04 NEUROLOGIX INC/DE DE X X 02/20/04 NEXTEL PARTNERS INC DE X 02/27/04 NISSAN AUTO LEASING LLC II DE X 02/17/04 NISSAN AUTO RECEIVABLES 2003-B OWNER DE X 02/17/04 NISSAN AUTO RECEIVABLES 2003-C OWNER DE X 02/17/04 NISSAN MASTER OWNER TRUST RECEIVABLES DE X 02/17/04 NOMURA ASSET ACCEPTANCE CORP DE X X 02/24/04 NORTH AMERICAN SCIENTIFIC INC DE X X 02/25/04 NORTH VALLEY BANCORP CA X X 02/27/04 O REILLY AUTOMOTIVE INC MO X 02/25/04 OAK HILL FINANCIAL INC OH X X 02/27/04 OLYMPIC CASCADE FINANCIAL CORP DE X X X X 02/25/04 OMEGA PROTEIN CORP NV X X 02/27/04 OPEN TEXT CORP K6 X 02/24/04 OPTIMUMCARE CORP /DE/ DE X X 02/12/04 ORCHID BIOSCIENCES INC X X 02/26/04 PANERA BREAD CO DE X 02/27/04 PAYLESS SHOESOURCE INC /DE/ DE X X 02/27/04 PELICAN FINANCIAL INC DE X 02/26/04 PENTHOUSE INTERNATIONAL INC FL X X 02/23/04 PEOPLES HOLDING CO MS X X 02/26/04 PETROLEUM DEVELOPMENT CORP NV X 02/26/04 PHARMACOPEIA INC DE X X 02/26/04 PHOTOMEDEX INC DE X X 02/24/04 PLIANT CORP UT X X 02/17/04 POLARIS AIRCRAFT INCOME FUND II CA X X 02/15/04 POLARIS AIRCRAFT INCOME FUND III CA X X 02/15/04 POWELL INDUSTRIES INC NV X 01/31/04 POWER EFFICIENCY CORP DE X X 02/18/04 PRIDE INTERNATIONAL INC DE X X 02/27/04 PS BUSINESS PARKS INC/CA CA X X 02/26/04 PUBLIC STORAGE INC /CA CA X 12/31/03 PUBLIC STORAGE INC /CA CA X X 02/25/04 QUIDEL CORP /DE/ DE X 02/27/04 RADIANT SYSTEMS INC GA X X 02/25/04 RCG COMPANIES INC DE X 02/27/04 RECKSON ASSOCIATES REALTY CORP MD X X 02/26/04 REDWOOD TRUST INC MD X X 02/26/04 RELM WIRELESS CORP NV X X X 02/24/04 RENAL CARE GROUP INC DE X X 02/27/04 RENOVIS INC DE X 02/26/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/26/04 RICA FOODS INC NV X X 02/27/04 ROCK OF AGES CORP DE X X 12/17/03 AMEND SAN RAFAEL BANCORP CA X X 02/19/04 SBA COMMUNICATIONS CORP FL X 02/26/04 SCIENTIFIC GAMES CORP DE X X 02/26/04 SEABOARD CORP /DE/ DE X X 02/27/04 SEACOR SMIT INC DE X X 02/26/04 SECURITISATION ADVISORY SERVICES PTY X X 02/18/04 SECURITIZED ASSET BACKED RECEIVABLES X X 02/25/04 SEIBELS BRUCE GROUP INC SC X X 02/27/04 SELIGMAN NEW TECHNOLOGIES FUND INC X 02/27/04 SEMCO ENERGY INC MI X X 02/27/04 SENTRY TECHNOLOGY CORP X X 02/25/04 SERVICE 1ST BANCORP CA X X 02/27/04 SHUFFLE MASTER INC MN X X 02/26/04 SILICON GRAPHICS INC DE X 02/26/04 SILVER STAR ENERGY INC NY X 02/20/04 SIMMONS FIRST NATIONAL CORP AR X 02/27/04 SIMULATIONS PLUS INC X X 02/27/04 SMART & FINAL INC/DE DE X 02/26/04 SOUTHERN MICHIGAN BANCORP INC MI X X 02/26/04 SOVEREIGN SPECIALTY CHEMICALS INC DE X X 02/27/04 SPECTRUM CONTROL INC PA X 02/27/04 SPX CORP DE X 02/26/04 ST MARY LAND & EXPLORATION CO DE X X 02/26/04 STARTECH ENVIRONMENTAL CORP CO X X 02/20/04 STILLWATER MINING CO /DE/ DE X X 02/27/04 STONEPATH GROUP INC DE X X X 02/25/04 AMEND STRATABID COM INC DE X X X 02/26/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 02/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 02/27/04 STRUCTURED ASSET SECURITIES CORP DE X 02/27/04 STRUCTURED ASSET SECURITIES CORP DE X 02/26/04 STRUCTURED PRODUCTS CORP CAST STEP UP DE X X 05/02/03 SUMMUS INC USA FL X X 02/27/04 SUREQUEST SYSTEMS INC NV X 02/27/04 SUREWEST COMMUNICATIONS CA X X 02/26/04 SYMBION INC/TN DE X X 02/26/04 TEAM HEALTH INC TN X 02/25/04 TENET HEALTHCARE CORP NV X 01/28/04 AMEND TGC INDUSTRIES INC TX X X 02/23/04 THINKING TOOLS INC DE X X X X 02/20/04 TITAN INTERNATIONAL INC IL X X 02/27/04 TOUCHTUNES MUSIC CORP NV X X 01/08/04 TOYOTA AUTO RECEIVABLES 2003 B OWNER DE X X 02/17/04 TRANS WORLD ENTERTAINMENT CORP NY X X 02/25/04 TRANSMETA CORP DE X 02/26/04 TRANSMONTAIGNE INC DE X 02/28/03 AMEND TRANSPRO INC DE X X 02/26/04 TRANSTECH INDUSTRIES INC DE X 02/27/04 TRINITY INDUSTRIES INC DE X X 02/27/04 TRUSERV CORP DE X X 02/20/04 TUESDAY MORNING CORP/DE DE X 02/24/04 AMEND TUMBLEWEED COMMUNICATIONS CORP DE X X 02/25/04 U S RESTAURANT PROPERTIES INC MD X X 02/25/04 UNIONBANCORP INC DE X X 02/27/04 UNITED SURGICAL PARTNERS INTERNATIONA DE X X 02/26/04 US WIRELESS ONLINE INC NV X 02/10/04 USA VIDEO INTERACTIVE CORP WY X X 02/27/04 VALHI INC /DE/ DE X X 12/31/03 VALHI INC /DE/ DE X 02/26/04 VALPEY FISHER CORP MD X X 02/27/04 VENTAS INC DE X X X 02/26/04 VERIDICOM INTERNATIONAL INC DE X 05/08/03 VERITAS DGC INC DE X X 02/26/04 VIISAGE TECHNOLOGY INC DE X X 02/14/04 VISTACARE INC DE X X 02/26/04 VISTEON CORP DE X X 02/27/04 VOYAGER ONE INC NV X X 02/23/04 WASHTENAW GROUP INC X 02/26/04 WELLS FARGO ASSET SEC CORP MOR BACKED DE X X 10/30/03 WELLS FARGO ASSET SEC CORP MORT PAS T DE X X 11/21/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 12/22/03 WELLS FARGO ASSET SECURITIES CORP MOR DE X X 11/25/03 WESTERN SIZZLIN CORP DE X 02/20/04 WESTMORELAND COAL CO DE X X 02/27/04 WODFI LLC FL X 01/01/04 WORLD OMNI AUTO RECEIVABLES TRUST 200 DE X 01/01/04 WORLD OMNI AUTO RECEIVABLES TRUST 200 DE X 01/01/04 YUM BRANDS INC NC X X 02/26/04 ZYMOGENETICS INC WA X X 02/12/04 A CONSULTING TEAM INC NY X X 02/26/04