SEC NEWS DIGEST Issue 2005-32 February 17, 2005 ENFORCEMENT PROCEEDINGS COMPLAINT FILED AGAINST TEK CORPORATION, THOMAS ROBBINS, DOUGLAS LITSTER, CLAIR COX AND RICHARD BYBEE On February 9, the Commission filed a complaint in the United States District Court for the District of Utah, seeking permanent injunctions against TEK Corporation and four of its officers and directors: Thomas J. Robbins, Richard C. Bybee, Clair W. Cox and Douglas L. Litster (collectively TEK management). In addition to the injunctive relief, the complaint seeks disgorgement and civil money penalties from the defendants. The complaint alleges that the defendants fraudulently sold approximately $4.5 million of notes and investment contracts to approximately 100 investors located in nine states in unregistered transactions. The complaint alleges that TEK and its management solicited investors for two investment schemes, a day trading program conducted by Robbins in which investors were guaranteed a monthly return of 25% for two years; and a high-yield bank trading program generating returns of 100% a month in which Robbins purportedly used investor funds to trade investment grade instruments of European issuers. It is further alleged that the day trading program actually lost money and that instead of investing funds in the bank trading program, the defendants operated a classic Ponzi scheme. The complaint further alleges that the defendants made material misrepresentations or omitted to state material facts regarding, among other things, the existence of profits generated by both the day trading and bank trading program; the existence of a bank trading program; the use of investor money to fund TEK’s business operations; the diversion of invested funds to TEK’s managements’ personal use; and the source of money used to pay returns to investors. The complaint also alleges that Robbins misappropriated at least $2 million of the invested funds for his personal living expenses. The complaint alleges that by engaging in such conduct TEK and its management have violated Sections 5(a), 5(c) and 17 (a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the complaint alleges that TEK violated Section 7(a) of the Investment Company Act and that Robbins violated Sections 206(1) and (2) of the Investment Advisers Act. [SEC v. TEK Corporation, Thomas J. Robbins, Douglas L. Litster, Clair W. Cox, and Richard C. Bybee, Docket No. 2:05 CV 00107 USDC, D Utah] (LR- 19083) SEC BRINGS EMERGENCY ACTION AGAINST NORTHSHORE ASSET MANAGEMENT, LLC, ARDENT RESEARCH PARTNERS, L.P., ARDENT RESEARCH PARTNERS, LTD., SALDUTTI CAPITAL MANAGEMENT, L.P., KEVIN KELLEY, ROBERT WILDEMAN, AND GLENN SHERMAN On February 16, the Commission filed an emergency enforcement action to halt fraudulent conduct concerning two hedge funds, Ardent Research Partners, L.P. (Ardent Domestic) and Ardent Research Partners, Ltd. (Ardent Offshore) (collectively, the Ardent Funds), against Northshore Asset Management, LLC (Northshore), Ardent Domestic, Ardent Offshore, Saldutti Capital Management, L.P. (SCM), Kevin Kelley, Robert Wildeman, and Glenn Sherman. The complaint alleges that from April 2003 to the present, Northshore and its principals have diverted approximately $37 million of the Ardent Funds’ assets to their control and invested them in illiquid securities of, and made loans to, entities in which Northshore and its principals have an interest. The Commission alleges that the defendants did not disclose to the Ardent Funds’ investors that Northshore had purchased SCM and that Northshore was managing a significant portion of the Ardent Funds’ assets. Additionally, the defendants made numerous misrepresentations concerning (i) the nature of the investments, (ii) the liquidity of the investments, and (iii) the use of investor funds for undisclosed loans. For the last several months, the defendants have refused to honor valid redemption requests from Ardent Domestic investors. The complaint charges all the defendants with violating Section 17 (a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint further charges Northshore and SCM, aided and abetted by Kelley, Wildeman, and Sherman, with violating Sections 206(1) and 206(2) of the Investment Advisers Act. In its emergency enforcement action, the Commission is seeking, among other emergency relief, a temporary restraining order freezing the Defendants assets and appointing a temporary receiver over Northshore, SCM, Ardent Domestic, and Ardent Offshore. In addition to this emergency relief, the Commission also seeks orders enjoining the defendants, preliminarily and permanently, from committing future violations of the foregoing federal securities laws, and a final judgment ordering the defendants to disgorge ill-gotten gains, and assessing civil penalties. The Commission expresses its appreciation to the United States Attorney’s Office for the Southern District of New York for their assistance in the investigation of this matter. [SEC v. Northshore Asset Management, et al., Civil Action No. 05-Civ.-2192, RO, S.D.N.Y.] (LR-19084) IN THE MATTER OF CONCORDE AMERICA, INC. AND ABSOLUTE HEALTH AND FITNESS, INC. The Commission announced that on February 15, Judge William J. Zloch, U.S. District Judge for the Southern District of Florida, issued emergency asset freeze orders, among other relief, against Donald Oehmke, Bryan Kos, and five related relief defendants in connection with the manipulation of two small-cap companies traded nationwide on the Pink Sheets, Boca Raton, Florida-based Concorde America, Inc., and Greensboro, N.C. based Absolute Health and Fitness, Inc. Concorde America claims to recruit Latin American workers for employment in Europe, and Absolute Health claims to own and operate several fitness centers. On February 14, the Commission filed a civil injunctive action, alleging that Oehmke, Kos, and others defrauded investors through two classic “pump and dump” schemes. The Commission’s complaint alleges that Oehmke and Kos instigated both schemes, artificially creating demand for stock they owned in Concorde America and Absolute Health through unauthorized and false press releases, facsimile and e-mail spams, internet websites, promotional videos, and automatic voice-mail messages since approximately June 2004. According to the Commission’s complaint, Oehmke realized a net profit of over $11.3 million from his sales of Concorde America stock and more than $9.4 million from his sales of Absolute Health. The Commission’s complaint also alleges that Kos realized net profits of nearly $1.7 million from his sales of Concorde America stock, and more than $5 million from his sales of Absolute Health stock. The Commission also sued Concorde America and its president, Hartley Lord, alleging that they participated in the stock manipulation scheme, and sued Absolute Health alleging that it did not own any fitness centers. In addition, the Commission sued Thomas M. Heysek, Andrew M. Kline, and Paul A. Spreadbury alleging that they prepared false and misleading analyst reports, tout sheets, and press releases, among other things. The Commission’s complaint charges Concorde America, Lord, Absolute Health, Oehmke, Kos, Heysek, Kline, and Spreadbury with violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, which prohibits fraud in connection with the purchase and sale of securities. [SEC v. Concorde America, Inc., Civil Case No. 05- 80128-CIV-ZLOCH, USDC, S.D. Fla.] (LR-19085) FORMER CHIEF ACCOUNTING OFFICER AND SENIOR VICE PRESIDENT OF WORLDWIDE OPERATIONS OF SYMBOL TECHNOLOGIES, INC. CONSENTS TO PERMANENT INJUNCTIVE RELIEF AND OFFICER-AND-DIRECTOR BAR On February 17, Brian Burke, a former Chief Accounting Officer and Senior Vice President of Worldwide Operations at Symbol Technologies, Inc., consented to entry of an order that, if approved by the Court, will prohibit him from acting as an officer or director of a public company and impose permanent injunctive relief for violations of the relevant antifraud, corporate reporting, books and records and internal control provisions of the federal securities laws. Specifically, Burke has agreed, without admitting or denying the allegations in the Commission’s complaint, to a permanent injunction against violations, or conduct giving rise to violations, of Section 17(a) of the Securities Act of 1933, Sections 10(b), 13(a), 13(b)(2), 13(b)(5) of the Securities Exchange Act of 1934 and Exchange Act Rules 10b-5, 13b2-1 and 13b2-2, 12b-20, 13a-1 and 13a-13. The Commission’s claims for disgorgement and civil penalties against Burke remain pending. The Commission’s complaint was filed on June 3, 2004, and named Symbol, Burke and ten other former Symbol executives as defendants. The complaint alleges that from 1998 until early 2003, Burke and the other defendants engaged in a fraudulent scheme to inflate revenue, earnings and other measures of financial performance in order to create the false appearance that Symbol had met or exceeded its financial projections. The complaint further alleges that, with no regard for generally accepted accounting principles or their financial reporting obligations, Burke and the other defendants used the following schemes to align Symbol’s reported financial results with market expectations: * a “Tango sheet” process through which baseless accounting entries were made to conform the raw quarterly results to management’s projections; * the fabrication and misuse of restructuring and other non-recurring charges to artificially reduce operating expenses, create “cookie jar” reserves and further manage earnings; * channel stuffing and other revenue recognition schemes; and * the manipulation of inventory levels and accounts receivable data to conceal the adverse side effects of the revenue recognition schemes. On June 3, 2004, Symbol consented to entry of a final judgment imposing, among other relief, a permanent injunction and a civil penalty in the amount of $37 million, and James Dean, one of the individual defendants, consented to a partial final judgment imposing permanent injunctive relief. The United States Attorney’s Office for the Eastern District of New York announced today that Burke has pled guilty to criminal charges based on the same conduct alleged in the Commission’s complaint. In conjunction with his guilty plea, Burke also agreed to pay $1,907,156 to resolve a related civil forfeiture proceeding. The Commission acknowledges the assistance and cooperation of the USAO and the U.S. Postal Inspection Service in this matter. For additional information see LR-18734 (June 3, 2004), LR-18194 (June 19, 2003) and LR-18050 (March 25, 2003). [SEC v. Symbol Technologies, Inc., et al., 04 CV 2276, LDW, EDNY] (LR-19086; AAER-2190) FINAL JUDGMENT BY CONSENT ENTERED AGAINST WILLIAM WHELAN IN PRIME BANK FRAUD CASE On Jan, 25, 2005, United States District Judge Jerry Buchmeyer entered a Final Judgment of Permanent Injunction and Other Equitable Relief As to Defendant William Whelan. The Commission’s complaint, filed March 25, 2002, alleged that Whelan, together with several other defendants, violated the antifraud and registration provisions of the federal securities laws by participating in a Ponzi scheme centered around the offer and sale of a non-existent “prime bank” trading program (LR-17438, March 26, 2002). The Commission lawsuit alleged that Resource Development International, its principals, James and David Edwards, and other defendants, including Whelan, collected more than $98 million from more than 1300 investors through numerous misrepresentations and omissions, including false and misleading statements concerning the existence of the prime bank trading program, the safety of the investment, the purported participation of governmental and international organizations, and the use of investor funds. Without admitting or denying the allegations in the Commission’s complaint, Whelan consented to entry of the Final Judgment that permanently enjoins him from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Final Judgment also orders Whelan to disgorge of $140,026, plus prejudgment interest thereon of $31,400. The Commission waived payment of the disgorgement and declined to impose a civil monetary penalty against Whelan, based on Whelan’s demonstrated inability to pay. [SEC v. Resource Development International, LLC, et al., USDC/ND/TX, Dallas Division, Civil Action No. 3:02-CV-0605-R] (LR-19087) PERMANENT INJUNCTION AGAINST FRANK MOSS The Commission announced that on Dec. 23, 2004, the United States District Court for the Southern District of Texas entered a Final Judgment against Defendant Frank H. Moss, based on his consent. In its complaint, the Commission alleged that Moss, along with twelve other individuals, carried out a manipulation of two stocks, EpicEdge, Inc., and EVTC, Inc. Moss was charged with violating the antifraud provisions of the federal securities laws, the stock ownership reporting provisions and the securities registration provisions. Moss, without admitting or denying the allegations of the complaint, consented to an order of permanent injunction which permanently restrained and enjoined him from violating, directly or indirectly, Sections 5 and 17(a) of the Securities Act of 1933, Sections 10(b), 13(d)(1) and 16(a) of the Securities Exchange Act of 1934, and Rules 10b- 5, 13d-1, 13d-2 and 16a-3 thereunder. Based on the consent, the Court also ordered Moss to pay disgorgement in the amount of $118,178, which was waived based on Moss's financial condition. [SEC v. Carl R. Rose, Frank H. Moss, et al., Civil Action No. H-04-CV-2799] (LR-19088) WARRANT FOR THE ARREST OF GABOR ACS ISSUED The Commission announced that in a hearing on February 4, the United States District Court for the District of Nevada entered a warrant for the arrest of Gabor S. Acs on civil contempt charges. Previously, on May 12, 2004, the Court entered a Final Judgment against Gabor S. Acs and ordered, among other things, that Acs pay disgorgement and prejudgment interest in the amount of $43,962.81, along with a civil penalty in the amount of $600,000. Acs has not paid the money ordered, nor has he answered a show cause order issued by the Court. Based on these facts the Court issued the warrant for his arrest. In the Final Judgment entered by the Court on May 12, 2004, against Gabor S. Acs and Penny King Holdings, Inc. the Court found that between January and May 2002, Acs wrote, edited and approved six false and misleading press releases concerning Quintek Technologies, Inc. and Eknowledge Group, Inc. and between at least March and August 2002 he created and maintained two Internet websites containing false statements. The releases and websites contained false and misleading statements concerning, among other things, the financial prospects of Quintek and Eknowledge, a business combination between these two companies, Penny King's assets and Acs' financial experience. Acs and Penny King also failed to disclose payments made by Quintek and Eknowledge in exchange for touting services. At a hearing on May 6, 2004 on the SEC's Motion for Summary Judgment against Acs and a Default Judgment against Penny King, the Court found that Acs and Penny King violated Section 17(b) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. By order of the Court, Acs and Penny King were permanently enjoined and a penny stock bar was entered against Acs. In addition, Acs was ordered to pay disgorgement and prejudgment interest in the amount of $43,962.81 along with a civil penalty in the amount of $600,000. Penny King was ordered to pay a civil penalty of $600,000. [SEC v. Gabor S. Acs and Penny King Holdings, Inc., Civil Action No. CV- N-03-00463-ECR-(VPC)] (LR-19089) COMMISSION CHARGES DAVID S. DAVIDSON, LLOYD BEIRNE AND BRANDON BUSH WITH FRAUDULENT SHORT SELLING On February 17, the Commission filed a civil action in the United States District Court for the Eastern District of Pennsylvania against David S. Davidson, Lloyd S. Beirne and Brandon T. Bush, all of Boca Raton, Fla. Davidson is the former chairman and chief executive officer of D.L. Cromwell Investments, Inc., a defunct broker-dealer formerly located in Boca Raton, Beirne is Cromwell’s former president, and Bush was a Cromwell trader. The Commission’s complaint alleges a short selling scheme in which, from late October 2002 through March 2003, defendants fraudulently used non- existent trades to hide a burgeoning short position in the stock of Expedia, Inc., held in Cromwell’s proprietary account at its clearing broker, which is located in Philadelphia, Pa. Davidson, Beirne, and Bush used the access that Cromwell, as an introducing broker, had to the clearing broker’s system to falsely place Expedia buy orders, which they knew they would cancel the next day, claiming the orders were placed in error. The complaint alleges that defendants entered and cancelled these fictitious buys almost daily for five months, concealing the size of the short position from the clearing broker, and avoiding serious financial consequences, including margin calls. The complaint further alleges that the scheme unraveled on March 19, 2003, when the announcement of a tender offer for Expedia by its majority shareholder lifted Expedia’s price from $38 per share to more than $47. Shortly thereafter, the clearing broker discovered the fraud. Cromwell could not cover its short position in Expedia which had grown to approximately 660,000 shares, and the clearing broker was forced to pay $18 million to cover the position. The complaint alleges that defendants Davidson, Beirne and Bush have violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The complaint seeks permanent injunctions, disgorgement together with prejudgment interest, and civil penalties. [SEC v. David S. Davidson, et al., Civil Action No. 05-CV-742, E.D. Pa.] (LR-19090) HOLDING COMPANY ACT RELEASES WISCONSIN ENERGY CORPORATION, ET AL. A notice has been issued giving interested persons until March 8, 2005, to request a hearing on a proposal by Wisconsin Energy Corporation (WEC), an exempt holding company under Section 3(a)(1), and WEC’s subsidiary company, W. E. Power, L.L.C. (Applicants). Applicants propose to acquire certain electric utility assets under construction in the state of Wisconsin. Applicants also request exemptions from the Act under Section 3(a)(1). (Rel. 35-27946) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change (File No. SR- NYSE-2005-06) under Section 19(b)(1) of the Exchange Act that will increase the application and annual charge to be paid by participants in the medallion signature guarantee program maintained by the NYSE from $300.00 per year to $1,000.00 per year. Publication of the proposal is expected in the Federal Register during the week of February 21. (Rel. 34-51190) The American Stock Exchange filed a proposed rule change (SR-Amex-2005- 019), amending Amex Rule 26. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected to be made in the Federal Register during the week of February 21. (Rel. 34- 51208) A proposed rule change filed by NASD revising the Series 11 examination program (SR-NASD-2005-014) has become effective under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 21. (Rel. 34-51214) A proposed rule change filed by NASD revising the Series 55 examination program (SR-NASD-2005-015) has become effective under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 21. (Rel. 34-51215) A proposed rule change filed by NASD revising the Series 4 examination program (SR-NASD-2005-025) has become effective under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 21. (Rel. 34-51216) PROPOSED RULE CHANGE The American Stock Exchange has filed a proposed rule change (SR-Amex- 2005-007) under Section 19(b)(1) of the Securities Exchange Act of 1934 to require members to use and maintain a back-up automatic quote system in ANTE classes. Publication of the proposal is expected in the Federal Register during the week of February 21. (Rel. 34-51209) APPROVAL OF PROPOSED RULE CHANGE The Commission has approved a proposed rule change (SR-NASD-2004-180) submitted by NASD, pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, regarding waiver of California arbitrator disclosure standards. (Rel. 34-51213) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ADVISORY BOARD CO, 600 NEW HAMPSHIRE AVENUE N.W., WASHINGTON, DC, 20037, 202-672-5600 - 0 ($69,403,824.00) Equity, (File 333-122850 - Feb. 16) (BR. 08) S-3 LONG BEACH ACCEPTANCE CORP, ONE MACK CENTRE DR., PARAMUS, NJ, 07652, 2012625222 - 0 ($1,098,173,322.00) Equity, (File 333-122851 - Feb. 16) (BR. 07) S-8 CYBERADS INC, 5,000,000 ($800,000.00) Equity, (File 333-122852 - Feb. 16) (BR. 08) S-8 FRAGRANCENET COM INC, 5162423205 - 6,000,000 ($6,360,000.00) Equity, (File 333-122854 - Feb. 16) (BR. 02) S-4 NEWS AMERICA INC, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 0 ($1,750,000,000.00) Non-Convertible Debt, (File 333-122855 - Feb. 16) (BR. 05) S-4 JOHNSON & JOHNSON, ONE JOHNSON & JOHNSON PLZ, NEW BRUNSWICK, NJ, 08933, 7325242454 - 0 ($15,137,335,245.00) Equity, (File 333-122856 - Feb. 16) (BR. 01) F-6 AKBANK T.A.S., SABANCI CENTER 4, LEVEAT, 34330 ISTANBUL, W8, 00000, 25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-122857 - Feb. 16) (BR. ) S-8 FONAR CORP, 110 MARCUS DR, MELVILLE, NY, 11747, 6316942929 - 5,000,000 ($7,950,000.00) Equity, (File 333-122859 - Feb. 16) (BR. 36) S-8 Armor Electric, Inc., 201 LOMAS SANTA FE, #420, SOLANA BEACH, CA, 92075, 858-720-0123 - 3,000,000 ($345,000.00) Equity, (File 333-122860 - Feb. 16) (BR. 09) S-8 LECG CORP, 2000 POWELL ST, STE 600, EMERYVILLE, CA, 94608, 5106539800 - 0 ($29,648,500.00) Other, (File 333-122861 - Feb. 16) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 110 MEDIA GROUP, INC. DE 1.01,9.01 02/15/05 AAMES INVESTMENT CORP MD 2.02,7.01,8.01,9.01 02/16/05 ABX AIR INC 5.05,9.01 02/10/05 ACCESSORY SPECIALISTS INC NV 3.02,4.01 02/12/05 ACCREDITED HOME LENDERS INC DE 8.01,9.01 02/16/05 ADAM INC GA 2.02,9.01 02/15/05 ADAMS GOLF INC DE 5.02 02/10/05 ADMINISTAFF INC \DE\ DE 2.02,9.01 02/16/05 ADOBE SYSTEMS INC DE 8.01 02/16/05 Advance America, Cash Advance Centers DE 2.02 02/15/05 Advance America, Cash Advance Centers DE 8.01 02/16/05 ADVANCE AUTO PARTS INC DE 2.02,9.01 01/14/05 ADVANCED MEDICAL OPTICS INC DE 8.01 02/15/05 AEP INDUSTRIES INC DE 8.01 02/10/05 AGL RESOURCES INC GA 8.01,9.01 02/15/05 AGL RESOURCES INC GA 9.01 11/30/04 AMEND AIMS WORLDWIDE INC NV 2.01,9.01 02/15/05 ALAMOSA HOLDINGS INC DE 8.01,9.01 02/16/05 ALANCO TECHNOLOGIES INC AZ 2.02 12/31/04 AMEND ALIGN TECHNOLOGY INC DE 1.01 02/14/05 ALPHA TECHNOLOGIES GROUP INC DE 1.01,4.01,5.02 02/10/05 AMC ENTERTAINMENT INC DE 8.01 02/15/05 AMERCO /NV/ NV 2.02 02/16/05 AMERICAN CAPITAL STRATEGIES LTD 2.02,9.01 02/15/05 AMERICAN MEDIA OPERATIONS INC DE 5.02 02/14/05 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,9.01 02/10/05 American Petroleum Group Inc NV 4.01,4.02,9.01 12/03/04 AMERICAN PHARMACEUTICAL PARTNERS INC DE 7.01,9.01 02/16/05 AMERICAN SCIENCE & ENGINEERING INC MA 5.02,9.01 02/16/05 AMERICAN UNITED GOLD CORP NV 1.01,9.01 02/15/05 AMEND AMERIGAS PARTNERS LP DE 5.02,9.01 02/14/05 AMERIGROUP CORP 2.02,9.01 02/16/05 AMICAS, Inc. DE 2.02,9.01 02/15/05 AMX CORP /TX/ TX 1.01,9.01 02/15/05 ANIXTER INTERNATIONAL INC DE 5.02 02/10/05 ANNALY MORTGAGE MANAGEMENT INC MD 1.01,5.02 02/14/05 ANNTAYLOR STORES CORP DE 2.02,9.01 02/11/05 ANTS SOFTWARE INC DE 8.01 02/16/05 AQUANTIVE INC WA 2.02,9.01 02/16/05 ARADIGM CORP CA 2.02,9.01 02/16/05 ARK RESTAURANTS CORP NY 2.02 02/14/05 ASSURANCEAMERICA CORP NV 8.01,9.01 02/14/05 ATHEROGENICS INC GA 2.02,9.01 02/16/05 AUGUST TECHNOLOGY CORP MN 2.02,9.01 02/16/05 AVISTA CORP WA 1.01,1.02,9.01 02/10/05 BALCHEM CORP MD 1.01,9.01 02/10/05 BANCINSURANCE CORP OH 3.01,8.01 02/10/05 Bay View Deposit CORP DE 8.01,9.01 02/14/05 BE AEROSPACE INC DE 2.02,9.01 02/16/05 BEACON POWER CORP DE 1.01,9.01 01/31/05 BEAR STEARNS ASSET BACKED SECURITIES DE 7.01 02/16/05 BEARD CO /OK OK 3.02,7.01,9.01 02/11/05 BEC Funding II, LLC DE 9.01 02/14/05 BELL MICROPRODUCTS INC CA 2.02,9.01 02/16/05 BEVERLY NATIONAL CORP MA 2.02,9.01 02/16/05 BLACKROCK INC /NY DE 2.02,8.01 01/19/05 AMEND BOARDWALK PIPELINES LLC DE 2.01,9.01 02/16/05 AMEND BRADY CORP WI 2.02,9.01 02/16/05 BRAINTECH INC NV 1.01,3.02,5.02,9.01 01/25/05 BROADVISION INC DE 1.01,2.03,5.02,9.01 02/10/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 02/16/05 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 02/16/05 CABLEVISION SYSTEMS CORP /NY DE 1.01,9.01 02/16/05 CABOT OIL & GAS CORP DE 1.01,9.01 02/10/05 CACHE INC FL 2.01,4.01,9.01 02/11/04 CALAVO GROWERS INC CA 3.01 02/15/05 CALIF ACQUISITIONS INC NV 3.02,4.01 02/12/05 CAPITAL TRUST INC MD 8.01,9.01 02/14/05 CAPTIVA SOFTWARE CORP DE 1.01,9.01 02/09/05 CAREDECISION CORP NV 7.01 02/10/05 CAREMARK RX INC DE 2.02 02/16/05 CARNIVAL CORP DE 1.01,9.01 02/10/05 CARNIVAL PLC 1.01,9.01 02/10/05 CARROLS CORP DE 7.01,9.01 02/15/05 CARSUNLIMITED COM INC NV 5.03,9.01 02/07/05 CASCADE NATURAL GAS CORP WA 1.01,9.01 02/10/05 CATALYST LIGHTING GROUP INC DE 4.02,9.01 02/16/05 AMEND CCC INFORMATION SERVICES GROUP INC DE 8.01,9.01 02/16/05 CENTERPOINT PROPERTIES TRUST MD 2.02,9.01 02/15/05 CENTURY ALUMINUM CO DE 1.01,1.02,2.03,8.01,9.01 02/10/05 CENVEO, INC CO 8.01 02/14/05 CERAMICS PROCESS SYSTEMS CORP/DE/ DE 4.01 11/15/04 AMEND CERTIFIED SERVICES INC NV 4.01 02/10/05 CHAMPION ENTERPRISES INC MI 8.01,9.01 02/15/05 CHAMPION ENTERPRISES INC MI 2.02,9.01 02/15/05 CHAMPION INDUSTRIES INC WV 1.01,9.01 02/15/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 02/15/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2001-1 DE 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2001-4 DE 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-1 DE 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-2 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-3 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-4 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-5 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-6 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-7 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2002-8 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2003-1 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2003-2 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2003-3 NY 8.01,9.01 02/05/05 CHASE CREDIT CARD OWNER TRUST 2003-4 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2003-5 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2003-6 NY 8.01,9.01 02/15/05 CHASE CREDIT CARD OWNER TRUST 2004-1 NY 8.01,9.01 02/15/05 Chase Credit Card Owner Trust 2004-2 NY 8.01,9.01 02/15/05 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 02/15/05 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 02/15/05 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 02/15/05 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 02/15/05 CHASE MANHATTAN MARINE OWNER TRUST 19 NY 8.01,9.01 02/15/05 CHASE MANHATTAN RV OWNER TRUST 1997-A DE 8.01,9.01 02/15/05 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 02/16/05 CHEETAH OIL & GAS LTD. NV 1.01,9.01 02/15/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 02/15/05 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,3.03,9.01 02/14/05 CHRONIMED INC MN 1.01,9.01 02/11/05 CIMAREX ENERGY CO DE 7.01,9.01 02/16/05 CLARK INC DE 5.02 02/10/05 CLEAN HARBORS INC MA 3.02 02/11/05 COAST FINANCIAL HOLDINGS INC 2.02,7.01 01/21/05 COCA COLA CO DE 2.02,9.01 02/16/05 COLLEGIATE PACIFIC INC DE 7.01,9.01 02/16/05 COLORADO COMMUNITY BRAODCASTING INC CO 5.03,9.01 02/16/05 COLUMBUS MCKINNON CORP NY 2.01,9.01 02/16/05 COMMERCE BANCORP INC /NJ/ NJ 8.01 02/16/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/16/05 COMMUNITY BANCORP INC DE 7.01,9.01 02/15/05 COMMUNITY BANKSHARES INC /SC/ SC 2.02,9.01 02/11/05 COMMUNITY CENTRAL BANK CORP MI 3.02,9.01 02/16/05 COMPUCREDIT CORP GA 2.02,9.01 02/16/05 COMTEX NEWS NETWORK INC DE 2.02,9.01 02/14/05 COMVERSE TECHNOLOGY INC/NY/ NY 1.01 02/11/05 CONMED CORP NY 8.01,9.01 02/15/05 CONOCOPHILLIPS DE 2.02,9.01 02/16/05 CONOLOG CORP DE 3.02 02/10/05 CONSOL ENERGY INC 8.01,9.01 02/15/05 CORUS BANKSHARES INC MN 1.01,5.02,9.01 02/08/05 CORVU CORP MN 1.01,1.02,2.03,3.02,5.01,5.02 02/11/05 CRESTED CORP CO 8.01 02/08/05 CTS CORP IN 7.01,9.01 02/16/05 CURIS INC DE 2.02,9.01 02/15/05 CWALT INC 8.01,9.01 01/28/05 CWMBS INC DE 8.01,9.01 12/29/04 CWMBS INC DE 8.01,9.01 01/28/05 CWMBS INC DE 8.01,9.01 02/14/05 DAKTRONICS INC /SD/ SD 2.02,9.01 01/29/05 DATARAM CORP NJ 2.02,9.01 02/15/05 DATASTREAM SYSTEMS INC DE 8.01 02/11/05 DIEBOLD INC OH 1.01,9.01 02/10/05 DIEDRICH COFFEE INC CA 1.01,2.01,9.01 02/10/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,8.01,9.01 02/10/05 DIGITAL RECORDERS INC NC 2.02,7.01,9.01 02/16/05 DIVIDEND CAPITAL TRUST INC MD 9.01 12/03/04 AMEND DOVER CORP DE 1.01,9.01 02/10/05 DRAGON INTERNATIONAL GROUP CORP. NV 1.01,3.02,9.01 12/31/04 DREW INDUSTRIES INC DE 2.02,7.01,9.01 02/15/05 DREW INDUSTRIES INC DE 2.03,9.01 02/11/05 DURECT CORP DE 8.01,9.01 02/16/05 DUSA PHARMACEUTICALS INC NJ 1.01,5.02,9.01 02/16/05 DYNAMIC HEALTH PRODUCTS INC FL 7.01,9.01 02/16/05 EAGLE PICHER HOLDINGS INC DE 2.01,9.01 12/02/04 AMEND EASTGROUP PROPERTIES INC MD 2.02,9.01 02/15/05 ECOST COM INC DE 2.02,9.01 12/31/04 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 02/16/05 EL PASO ELECTRIC CO /TX/ TX 1.01,9.01 02/11/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 8.01 02/08/05 EMBREX INC /NC/ NC 1.01 02/10/05 EMISPHERE TECHNOLOGIES INC DE 2.02 02/15/05 ENDEVCO INC TX 8.01 02/15/05 ENERGY CONVERSION DEVICES INC DE 3.02,9.01 02/15/05 EnerSys DE 2.02,7.01,9.01 02/16/05 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,2.03,9.01 02/15/05 ENTRX CORP DE 3.01 02/16/05 ENVIRONMENTAL ELEMENTS CORP DE 2.02,9.01 02/16/05 EQUITY OFFICE PROPERTIES TRUST MD 2.03 02/14/05 EVANS BANCORP INC NY 7.01,9.01 02/16/05 EXACTECH INC FL 2.02,7.01,9.01 02/16/05 EXCO RESOURCES INC TX 1.01,2.01,9.01 01/17/05 AMEND EXELIXIS INC DE 2.02,9.01 02/16/05 EXIDE TECHNOLOGIES DE 1.01,9.01 02/14/05 EXPLORATION CO OF DELAWARE INC DE 1.01,2.01,9.01 02/11/05 EYETECH PHARMACEUTICALS INC DE 2.02 02/15/05 FAUQUIER BANKSHARES INC VA 9.01 02/16/05 FERRELLGAS PARTNERS L P DE 7.01 02/16/05 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 2.02,9.01 02/15/05 FIRST AMERICAN CORP CA 2.02,9.01 02/16/05 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 02/14/05 FIRST MERCHANTS CORP IN 8.01 02/16/05 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 02/16/05 FLANDERS CORP NC 2.02 02/16/04 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.03,9.01 02/14/05 FLYI INC DE 7.01 02/16/05 FRANKLIN ELECTRIC CO INC IN 8.01 02/11/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.01,9.01 02/16/05 FRIEDMANS INC DE 8.01,9.01 02/16/05 FUN FOR YOU INC NV 3.02,4.01 02/12/05 GAMMACAN INTERNATIONAL INC DE 5.02 02/13/05 GEN PROBE INC DE 2.02,9.01 02/16/05 GENCORP INC OH 1.01,9.01 02/15/05 GIBRALTAR INDUSTRIES, INC. DE 7.01 02/14/05 GK INTELLIGENT SYSTEMS INC DE 1.01,2.01,9.01 01/17/05 GK INTELLIGENT SYSTEMS INC DE 5.03,9.01 02/07/05 GLOBAL SIGNAL INC DE 8.01 02/16/05 GOLDEN EAGLE INTERNATIONAL INC CO 3.02,5.02 02/15/05 GOOD TIMES RESTAURANTS INC NV 1.01,2.01,3.02,3.03,5.02,9.01 02/10/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/11/05 GREAT PEE DEE BANCORP INC DE 7.01 02/15/05 GREENPOINT MORTGAGE SECURITIES LLC DE 8.01,9.01 01/25/05 GS MORTGAGE SECURITIES CORP DE 8.01 02/14/05 GSI COMMERCE INC DE 2.02,9.01 02/16/05 GSI LUMONICS INC A3 1.01,9.01 01/27/05 GTX INC /DE/ DE 2.02,9.01 02/16/05 GUESS INC ET AL/CA/ DE 2.02,9.01 02/16/05 GVI SECURITY SOLUTIONS INC DE 9.01 12/01/04 AMEND HABER INC DE 8.01 02/16/05 HABER INC DE 9.01 02/16/05 HAGGAR CORP NV 7.01,9.01 02/15/05 HEALTH GRADES INC DE 7.01,9.01 02/15/05 HEALTHCARE SERVICES GROUP INC PA 2.02 02/15/05 HEARTLAND BANCSHARES INC /IN/ IN 2.02,2.06,9.01 02/15/05 HEI INC MN 8.01,9.01 02/14/05 HELIX TECHNOLOGY CORP DE 2.01,9.01 02/15/05 HELMERICH & PAYNE INC DE 7.01,9.01 02/16/05 HEMAGEN DIAGNOSTICS INC DE 2.02 02/15/05 HERITAGE SCHOLASTIC CORP NV 1.01,2.01,3.02,9.01 01/27/05 HEWITT ASSOCIATES INC DE 8.01,9.01 02/11/05 HEWLETT PACKARD CO DE 2.02,9.01 02/16/05 HEWLETT PACKARD CO DE 2.02,9.01 02/15/05 HMB Acceptance Corp. DE 8.01 02/14/05 HOME PROPERTIES INC MD 8.01,9.01 02/14/05 HOME SOLUTIONS OF AMERICA INC DE 1.02,8.01,9.01 02/16/05 HOOKER FURNITURE CORP VA 7.01 02/15/05 HOST AMERICA CORP DE 7.01,9.01 02/16/05 HUDSON HIGHLAND GROUP INC DE 8.01 02/14/05 HUFFY CORP OH 2.02,9.01 11/29/04 AMEND HUFFY CORP OH 2.02,9.01 12/21/04 AMEND HUMANA INC DE 7.01,8.01,9.01 02/16/05 Huntsman CORP DE 1.01,2.01,3.02,5.03,9.01 02/10/05 HURCO COMPANIES INC IN 2.02,9.01 02/16/05 Huron Consulting Group Inc. DE 2.02 02/16/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 02/10/05 IAC/INTERACTIVECORP DE 2.02 02/16/05 IAC/INTERACTIVECORP DE 1.01,9.01 02/10/05 ID SYSTEMS INC DE 2.02,9.01 02/16/05 IDACORP INC ID 2.02,9.01 02/16/05 IDAHO GENERAL MINES INC ID 4.01,9.01 01/13/05 AMEND IKONICS CORP 1.01 02/11/05 IKONICS CORP 2.02,9.01 02/15/05 IMAGISTICS INTERNATIONAL INC DE 7.01,9.01 02/15/05 IMPCO TECHNOLOGIES INC DE 7.01,9.01 02/14/05 INDEPENDENT ASSET MANAGEMENT CORP NV 3.02,4.01 02/12/05 INDEPENDENT BANK CORP MI 1.01,8.01 02/10/05 INLAND CAPITAL FUND L P DE 4.01,9.01 02/03/05 AMEND INLAND LAND APPRECIATION FUND II LP DE 4.01,9.01 02/03/05 AMEND INLAND LAND APPRECIATION FUND LP DE 4.01,9.01 02/03/05 AMEND INLAND MONTHLY INCOME FUND II L P DE 4.01,9.01 02/03/05 AMEND INLANDS MONTHLY INCOME FUND L P DE 4.01,9.01 02/03/05 AMEND INTEGRAMED AMERICA INC DE 7.01,9.01 02/16/05 INTEGRATED ELECTRICAL SERVICES INC DE 2.02,7.01,9.01 02/14/05 INTERBANK CAPITAL CORP NV 3.02,4.01 02/12/05 INTERFACE INC GA 1.01,9.01 02/15/05 INTERMAGNETICS GENERAL CORP NY 8.01 02/15/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 7.01,9.01 02/14/05 INYX INC NV 1.01,9.01 04/28/03 AMEND ISTAR FINANCIAL INC MD 3.02,5.02,8.01 02/14/05 IVAX CORP FL 5.02 02/16/05 IVORY CAPITAL CORP CO 2.01,3.02,4.01,5.01,5.02,8.01 02/11/05 IVP TECHNOLOGY CORP NV 8.01,9.01 02/16/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 02/16/05 JONES APPAREL GROUP INC PA 2.02,9.01 02/16/05 JONES LANG LASALLE INC MD 7.01,9.01 02/16/05 JONES SODA CO WA 1.01,9.01 02/14/05 JUNIATA VALLEY FINANCIAL CORP PA 2.02,8.01 12/31/04 JUPITERMEDIA CORP DE 7.01 02/15/05 KADANT INC DE 2.02 02/16/05 KAISER ALUMINUM & CHEMICAL CORP DE 1.01,2.03,8.01,9.01 02/11/05 KAISER ALUMINUM CORP DE 1.01,2.03,8.01,9.01 02/11/05 KEANE INC MA 1.01 02/10/05 KERR MCGEE CORP /DE DE 7.01,9.01 02/16/05 KEYCORP /NEW/ OH 1.01,9.01 02/15/05 KEYSPAN CORP NY 1.01 02/11/05 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 02/16/05 LADISH CO INC WI 2.02,9.01 02/14/05 LAIDLAW INTERNATIONAL INC DE 7.01,9.01 02/16/05 LANDAMERICA FINANCIAL GROUP INC VA 2.02,9.01 02/16/05 LASALLE HOTEL PROPERTIES MD 7.01 02/15/05 LIBERTY STAR GOLD CORP NV 7.01,9.01 01/31/05 LIFEPOINT INC DE 2.02,9.01 02/14/05 LIN TV CORP DE 8.01,9.01 02/15/05 LINCOLN NATIONAL CORP IN 1.01,9.01 03/14/02 LONE STAR TECHNOLOGIES INC DE 7.01 02/16/05 LSB FINANCIAL CORP IN 5.02 12/20/04 LTV CORP DE 8.01,9.01 02/16/05 LTX CORP MA 2.02,9.01 02/16/05 MAGNUM HUNTER RESOURCES INC NV 2.02,8.01,9.01 02/16/05 MARINE JET TECHNOLOGY CORP NV 4.01,9.01 02/10/05 MARINE PRODUCTS CORP DE 2.02,9.01 02/16/05 MARITRANS INC /DE/ DE 2.02,9.01 02/15/05 MATRITECH INC/DE/ DE 1.01,9.01 02/16/05 MATRIX BANCORP INC CO 1.01,9.01 02/11/05 MAVERICK TUBE CORPORATION DE 7.01,9.01 02/11/05 MCI INC DE 1.01 02/10/05 McNab Creek Gold Corp. NV 5.02 02/10/05 MED DIVERSIFIED INC NV 7.01 02/14/05 MEDIALINK WORLDWIDE INC DE 5.02 02/14/05 MEDTRONIC INC MN 2.02,9.01 02/16/05 MERGE TECHNOLOGIES INC WI 2.02,8.01 02/15/05 MERIDIAN HEALTHCARE GROWTH & INCOME F DE 1.01 02/11/05 MERISTAR HOSPITALITY CORP MD 2.02,9.01 02/16/05 MERISTAR HOSPITALITY OPERATING PARTNE DE 2.02,9.01 02/16/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 01/31/05 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/16/05 METRETEK TECHNOLOGIES INC DE 7.01,9.01 02/16/05 MICRO THERAPEUTICS INC DE 7.01,8.01 02/14/05 MIDWEST AIR GROUP INC WI 5.02 02/11/05 MILLS CORP DE 1.01,2.02,4.02,7.01,9.01 02/15/05 MINDEN BANCORP INC 2.02,9.01 02/14/05 MOHAWK INDUSTRIES INC DE 2.02,9.01 02/15/05 MOHAWK INDUSTRIES INC DE 8.01,9.01 02/15/05 MONARCH CASINO & RESORT INC NV 2.02 02/15/05 MOODYS CORP /DE/ DE 2.02,7.01,8.01,9.01 02/16/05 MOTIENT CORP DE 7.01,9.01 02/16/05 MOTOROLA INC DE 5.02,9.01 02/15/05 MPOWER HOLDING CORP DE 1.01 02/10/05 MSC SOFTWARE CORP DE 2.02,7.01,9.01 02/16/05 MSC SOFTWARE CORP DE 1.01,5.02,9.01 02/10/05 MTI TECHNOLOGY CORP DE 1.01,5.02,9.01 02/10/05 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 5.02 02/16/05 MULTI FINELINE ELECTRONIX INC 8.01,9.01 02/16/05 NASHUA CORP MA 2.02,9.01 02/16/05 NATIONAL COAL CORP FL 5.02,9.01 02/10/05 National Collegiate Student Loan Trus 9.01 02/16/05 NATIONAL FINANCIAL PARTNERS CORP 2.02 02/15/05 National Parking Systems, Inc. NV 4.01,9.01 02/03/05 NATURES SUNSHINE PRODUCTS INC UT 2.02,9.01 02/15/05 NEIGHBORCARE INC PA 7.01,9.01 02/16/05 NESS TECHNOLOGIES INC 2.02,8.01,9.01 02/16/04 NET 1 UEPS TECHNOLOGIES INC FL 5.02,9.01 02/15/05 NETRATINGS INC DE 1.01 01/20/05 New Century Energy Corp. CO 3.02 12/09/04 New Century Mortgage Securities LLC 8.01,9.01 02/16/05 New Century Mortgage Securities LLC 8.01,9.01 02/16/05 NITCHES INC CA 8.01,9.01 02/14/05 NOTHING CORP NV 3.02,4.01 02/12/05 NOVAMED INC DE 2.02,9.01 02/16/05 NUVELO INC DE 3.01 02/14/05 OFFICE DEPOT INC DE 1.01 02/16/05 OFFICEMAX INC DE 1.01,2.02,4.02,5.02,9.01 02/10/05 OHARA RESOURCES LTD 5.02 02/08/05 ON SEMICONDUCTOR CORP DE 1.01,9.01 02/10/05 ONLINE RESOURCES CORP DE 2.02 02/16/05 ONYX ACCEPTANCE FINANCIAL CORP DE 8.01,9.01 02/14/05 ORTHOFIX INTERNATIONAL N V 5.02,9.01 02/16/05 ORTHOFIX INTERNATIONAL N V 5.02 02/16/05 AMEND OUTBACK STEAKHOUSE INC DE 2.02,9.01 02/16/05 PACIFIC SANDS INC NV 7.01,9.01 02/11/05 PARTNERRE LTD 1.01,9.01 02/16/05 PATCH INTERNATIONAL INC/CN NV 8.01,9.01 02/16/05 PATRIOT TRANSPORTATION HOLDING INC FL 5.02 02/16/05 PATRIOT TRANSPORTATION HOLDING INC FL 1.01,9.01 02/16/05 PEABODY ENERGY CORP DE 2.01,9.01 12/02/04 AMEND PEAK INTERNATIONAL LTD D0 8.01,9.01 02/14/05 PEERLESS MANUFACTURING CO TX 1.01 02/11/05 PEETS COFFEE & TEA INC WA 2.02 02/16/05 PEGASUS SOLUTIONS INC DE 1.01 02/14/05 PEOPLES BANCORPORATION INC /SC/ SC 1.01 01/01/05 PEOPLES BANCTRUST CO INC AL 2.02,9.01 02/16/05 PERRY ELLIS INTERNATIONAL INC FL 1.01,9.01 02/10/05 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01 02/10/05 PHOTRONICS INC CT 2.02,9.01 02/15/05 PHOTRONICS INC CT 1.01 02/14/05 PLANETOUT INC DE 2.02,9.01 02/16/05 PLURISTEM LIFE SYSTEMS INC NV 3.02 01/31/05 POKER COM INC FL 4.01,9.01 02/08/05 PRICESMART INC DE 8.01,9.01 02/11/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/11/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/11/05 PRO PHARMACEUTICALS INC NV 8.01 02/14/05 PROTEIN DESIGN LABS INC/DE DE 1.01,2.03,9.01 02/14/05 PROVIDIAN MASTER TRUST 8.01,9.01 02/15/05 PSB BANCORP INC PA 8.01,9.01 02/16/05 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 02/03/05 PUBLIC STORAGE INC /CA CA 8.01,9.01 02/15/05 QMED INC DE 1.01,3.02,8.01,9.01 02/15/05 QUIDEL CORP /DE/ DE 2.02,9.01 02/16/05 QUINCY GOLD CORP. NV 5.02,9.01 02/11/05 QUOVADX INC DE 1.01,9.01 02/10/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01 02/11/05 RAILAMERICA INC /DE DE 2.02,7.01,9.01 02/16/05 RAINIER PACIFIC FINANCIAL GROUP INC 8.01,9.01 02/16/05 RAINIER PACIFIC FINANCIAL GROUP INC 8.01,9.01 02/16/05 RAIT INVESTMENT TRUST MD 2.02,9.01 02/15/05 RCG COMPANIES INC DE 1.01 02/11/05 REDHOOK ALE BREWERY INC WA 2.02,9.01 02/15/05 REGISTER COM INC DE 5.01 02/15/05 REHABCARE GROUP INC DE 7.01,9.01 02/15/05 Remote Dynamics Inc DE 3.01,9.01 02/15/05 RES CARE INC /KY/ KY 7.01,9.01 02/16/05 REWARDS NETWORK INC DE 2.02,9.01 02/16/05 RITA MEDICAL SYSTEMS INC DE 8.01 02/16/05 RIVIERA HOLDINGS CORP NV 8.01,9.01 02/15/05 ROBOTIC VISION SYSTEMS INC DE 8.01,9.01 12/30/04 ROCKY SHOES & BOOTS INC OH 2.02,8.01,9.01 02/16/05 ROLLINS INC DE 2.02 02/16/05 ROME BANCORP INC DE 8.01,9.01 02/16/05 RONSON CORP NJ 8.01,9.01 02/15/05 ROWAN COMPANIES INC DE 8.01,9.01 02/16/05 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 02/10/05 RPC INC DE 2.02,9.01 02/16/05 RPC INC DE 8.01,9.01 02/16/05 RTW INC /MN/ MN 2.02,9.01 02/15/05 RUB INVESTMENTS LTD NV 3.02,4.01 02/12/05 RURAL METRO CORP /DE/ DE 8.01,9.01 02/14/05 RYDER SYSTEM INC FL 1.01,9.01 02/10/05 S Y BANCORP INC KY 8.01,9.01 02/16/05 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/16/05 SANTARUS INC DE 5.02,9.01 02/15/05 SEITEL INC DE 1.01 02/11/05 SEMINIS INC IL 2.02,9.01 02/14/05 Seneca Gaming Corp XX 2.02,5.02,9.01 02/16/05 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/15/05 SENSOR SYSTEM SOLUTIONS INC 9.01 02/16/05 AMEND SEQUOIA MORTGAGE FUNDING CORP MD 8.01,9.01 01/28/05 SI Financial Group, Inc. X1 2.02,8.01,9.01 02/15/05 SIGMA ALDRICH CORP DE 7.01,9.01 02/16/05 SIMON PROPERTY GROUP INC /DE/ DE 8.01,9.01 02/16/05 SMTC CORP DE 5.02 02/11/05 SOLECTRON CORP DE 8.01,9.01 02/16/05 SONIC AUTOMOTIVE INC DE 1.01 02/10/05 SOURCECORP INC DE 4.02,7.01,9.01 02/15/05 SOUTHERN CO DE 8.01 02/16/05 SOVRAN SELF STORAGE INC MD 2.02,9.01 02/16/05 SPARTECH CORP DE 2.02,9.01 02/09/05 SPSS INC DE 2.02,9.01 02/15/05 STAKTEK HOLDINGS INC DE 2.02,9.01 02/16/05 STANDEX INTERNATIONAL CORP/DE/ DE 7.01 02/15/05 STARBUCKS CORP WA 4.02,8.01,9.01 02/16/05 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,5.02,9.01 02/10/05 STERLING CONSTRUCTION CO INC DE 8.01 02/16/05 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 02/16/05 STRAYER EDUCATION INC MD 2.02,9.01 02/16/05 STREICHER MOBILE FUELING INC FL 2.02 02/15/05 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 02/15/05 Symmetry Medical Inc. DE 1.01,5.03,8.01,9.01 02/14/05 SYNOPSYS INC DE 2.02,9.01 02/16/05 SYNOVIS LIFE TECHNOLOGIES INC MN 2.02,8.01,9.01 02/16/05 TAC ASSET CORP NV 3.02,4.01 02/12/05 TAG ENTERTAINMENT CORP DE 4.01,8.01 02/08/05 TAKE A RIDE INC NV 3.02,4.01 02/12/05 TALK AMERICA HOLDINGS INC DE 2.02,9.01 02/16/05 TB WOODS CORP DE 2.02,9.01 02/14/05 TEL INSTRUMENT ELECTRONICS CORP NJ 2.02 02/15/05 TELL A TALE INC NV 3.02,4.01 02/12/05 TETON PETROLEUM CO DE 1.01,9.01 02/15/05 THERAVANCE INC DE 2.02,9.01 02/16/05 Thomas Equipment, Inc. DE 7.01,9.01 02/14/05 TITANIUM METALS CORP DE 7.01,9.01 02/15/05 TOO LATE FINANCIAL CORP NV 3.02,4.01 02/12/05 TOO, INC. DE 2.02,9.01 02/16/05 TORCHMARK CORP DE 5.02,9.01 02/11/05 TOREADOR RESOURCES CORP DE 7.01,9.01 02/16/05 TORRENT ENERGY CORP CO 3.02 02/15/05 TORVEC INC NY 5.02 02/16/05 TOWER FINANCIAL CORP IN 5.02 02/15/05 TRANSACTION SYSTEMS ARCHITECTS INC DE 7.01,9.01 02/15/05 TRANSDIGM INC DE 1.01,9.01 02/10/05 TRESTLE HOLDINGS INC DE 8.01 02/16/05 TRI STATE 1ST BANK INC OH 8.01,9.01 02/16/05 TWIN LAKES INC NV 4.02,9.01 01/04/05 AMEND UBIQUITEL INC DE 8.01,9.01 02/10/05 ULTIMATE ELECTRONICS INC DE 2.02,5.02,5.03,8.01,9.01 02/13/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 02/16/05 UNITED AMERICA INDEMNITY, LTD E9 1.02,2.02,5.02,9.01 02/16/05 UNITED FINANCIAL INC 2.02,9.01 02/11/05 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 8.01,9.01 02/15/05 UNIZAN FINANCIAL CORP OH 1.01,9.01 02/16/05 US UNWIRED INC LA 2.02,9.01 02/10/05 V I TECHNOLOGIES INC DE 1.01,9.01 02/14/05 AMEND VALENCE TECHNOLOGY INC DE 3.02 02/14/05 VALLEY FORGE SCIENTIFIC CORP PA 5.02 02/14/05 VANITY ENTERPRISES INC NV 3.02,4.01 02/12/05 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 02/15/05 VELOCITY EXPRESS CORP DE 3.02,3.03,5.01,5.02,5.03,9.01 02/14/05 VERTICALBUYER INC DE 1.01,2.01,3.02,3.03,5.01,5.02 02/10/05 VIASYS HEALTHCARE INC DE 5.02 02/10/05 VIKING SYSTEMS INC NV 2.03,9.01 02/15/05 VISION SCIENCES INC /DE/ DE 3.02,9.01 02/16/05 VISX INC DE 8.01,9.01 02/15/05 VITALSTREAM HOLDINGS INC NV 2.02,9.01 12/31/04 VITROTECH CORP NV 5.02 02/14/05 VOIP INC 3.03,9.01 02/14/05 WALKER FINANCIAL CORP DE 2.03 02/16/05 WALT DISNEY CO/ DE 5.02 12/01/04 AMEND WEBB INTERACTIVE SERVICES INC CO 4.01,9.01 02/10/05 WELLMAN INC DE 2.02,9.01 02/15/05 WENDYS INTERNATIONAL INC OH 2.02,9.01 02/16/05 WEST AFRICA GOLD INC WY 4.01,9.01 02/16/05 WEST CORP DE 1.01,5.03,9.01 02/10/05 WESTERN WIRELESS CORP WA 1.02,9.01 02/15/05 WHIRLPOOL CORP /DE/ DE 5.02 02/15/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 02/15/05 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 02/15/05 WOLVERINE TUBE INC DE 1.01,9.01 02/10/05 WORDLOGIC CORP NV 8.01 02/15/05 YANKEE CANDLE CO INC 2.02,9.01 02/16/05 YFC 355 CORP NV 3.02,4.01 02/12/05 YORK INTERNATIONAL CORP /DE/ DE 1.01,9.01 02/16/05 YOUR DOMAIN COM NV 3.02,4.01 02/12/05 YP CORP NV 2.02,9.01 02/15/05 ZENITH NATIONAL INSURANCE CORP DE 1.01,9.01 02/10/05 ZHONE TECHNOLOGIES INC DE 1.01,9.01 02/15/05