SEC NEWS DIGEST Issue 2004-28 February 11, 2004 ENFORCEMENT PROCEEDINGS COMMISSION SUSTAINS NASD DISCIPLINARY ACTION AGAINST DANE FABER The Commission has sustained NASD disciplinary action against Dane S. Faber, a former registered representative of Smith Culver, Inc., a member firm of the National Association of Securities Dealers, Inc. NASD found that Faber violated the anti-fraud provisions of the federal securities laws and NASD's Conduct Rules by making misrepresentations, omitting material facts and making unwarranted price predictions about a speculative security. NASD also found that Faber violated NASD Conduct Rules by making an unsuitable recommendation of a speculative security to a financially inexperienced customer with modest financial means. NASD barred Faber from associating with any member firm and ordered that he pay restitution totaling $82,220, plus interest, to two of his customers. The Commission found that Faber made misrepresentations, material non-disclosures, and unwaaranted price predictions to his customers in violation of the antifraud provisions of the federal securities laws and NASD's rules. The Commission further found that Faber violated NASD's rules by making a security recommendation that was unsuitable for his customer. Finally, the Commission determined that the sanctions imposed by NASD were not excessive or oppressive given the egregious nature of Faber's misconduct. (Rel. 34-49216; File No. 3-11156) FORMER PARAGON CONSTRUCTION INTERNATIONAL, INC. EXECUTIVES SETTLE FRAUD CHARGES The Commission announced today that John R. Boyd and Christopher Curbello, former Golden Bear Golf, Inc., executives who headed Paragon Construction International, Inc., Golden Bear Golf's defunct golf course construction subsidiary, have settled the enforcement action the Commission filed against them in August 2002 which alleged that Boyd and Curbello directed a scheme that had the effect of artificially inflating Golden Bear's results by overstating Paragon's revenues and concealing losses. Boyd is the former president of Paragon and Curbello was Paragon's vice president for operations. Boyd and Curbello consented to the settlements without admitting or denying the Commission's allegations. The settlements permanently enjoin Boyd and Curbello from further violations of the federal securities laws. In addition to agreeing to settlements with the Commission, Boyd and Curbello also have pled guilty to federal criminal charges arising out of their scheme. Curbello entered a guilty plea to conspiracy to commit securities fraud charges in October 2003 and Boyd entered a guilty plea to the same charges in November 2003. As a result of those guilty pleas, Curbello currently is serving a three and a half year prison sentence and Boyd is serving a five-year prison sentence. In connection with pleading guilty to federal criminal charges, Boyd and Curbello admitted that they conspired to artificially inflate and accelerate Paragon's revenue and gross margin recognition by misrepresenting the true status of its construction contracts, causing Golden Bear to file false and misleading financial statements for its 1997 fiscal year and for the first quarter of 1998. Under the scheme, Paragon overstated contract profitability or ignored expected losses by (i) understating estimated construction costs, (ii) accelerating revenue and income recognition by overstating progress on construction projects, (iii) overstating estimated construction revenues and (iv) recording revenue and gross margin in connection with non-existent project agreements. The loss amount to shareholders was determined to be in excess of $49 million. The Commission acknowledges the efforts of the U.S. Attorney for the Southern District of Florida and the Federal Bureau of Investigation. See also Litigation Release No. 17648 (Aug. 1, 2002) and Litigation Release No. 18042 (March 19, 2003). [SEC v. John R. Boyd, and Christopher Curbello, Case No. 02-80726-CIV-Judge Hurley (S.D.Fla.)] (LR- 18572; AAE Rel. 1956) SEC FILES EMERGENCY ACTION TO HALT THREE OFFERING FRAUDS On February 11, the Commission filed an emergency enforcement action to halt three offering frauds being conducted by representatives of three entities: (1) Equity Service Associates, Inc.; (2) MB Holdings USA, Inc.; and (3) OCC Holdings, Ltd, a/k/a OnCallContractors.com (OnCall). Along with its complaint, the Commission filed an application for emergency relief, including temporary restraining orders, orders freezing the defendants' and relief defendants' assets, and expedited discovery. The Commission's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that since December 2001, the defendants fraudulently raised more than $2 million from investors through three offerings: (1) the sale of purported private placement shares of OnCall; (2) the sale of promissory notes issued by MB Holdings and other entities; and (3) the purported sale of restricted shares of an unrelated, privately owned company. The offerings are all allegedly being orchestrated by, and/or for the benefit of, Labineri and/or Tanwir, who have allegedly been conducting fraudulent offerings together since at least 1999. According to the complaint, in conducting the offerings, the defendants have made false and misleading promises of imminent initial public offerings (IPOs) and/or substantial increases in the stock price; have misappropriated and used investor funds for personal expenses; and failed to disclose their disciplinary history. Their purported business addresses are merely mail drops and call centers. Specifically, the complaint alleges that the conduct has its origins in a series of offering frauds conducted by representatives of Bernard Lee, a now defunct registered broker-dealer, and Grant Singer, an unregistered broker-dealer controlled by Labineri. Tanwir, Favata and Awan all worked as brokers for Bernard Lee; Tanwir also worked for Grant Singer. Labineri, Tanwir, Favata, OnCall, and Grant Singer were subjects of disciplinary actions by the Maryland State Securities Commission and the NASD relating to the Bernard Lee-Grant Singer fraudulent offerings. Among the illegal conduct alleged is the failure to disclose the relevant disciplinary history to investors who purchased OnCall stock and invested in promissory notes purportedly guaranteed by Grant, Singer & Hamilton Holdings, Inc., In addition to the unfounded promises of imminent IPOs and substantial price increases, and the failure to disclose relevant disciplinary history, the complaint charges that: o substantial portions of the OnCall offering proceeds were misappropriated and used for defendants' personal expenses; o representations to investors that the promissory notes were risk-free because they were guaranteed by Grant, Singer, were false because Grant, Singer did not have the intention or ability to honor the guarantees and its purported president, Nathan Singer, did not exist. Named as defendants in the Commission's complaint are: o OnCall, a company that purportedly provides construction-related services over the Internet and maintains offices in on Madison Ave. in New York, and in Blakeslee, Pennsylvania.. Defendant Joseph Favata founded OnCall and has served as its president and chairman since its inception. The complaint charges OnCall in connection with the fraudulent sales of OnCall stock. o MB Holdings, an unregistered broker-dealer purportedly located on Wall Street. MB Holdings is charged in connection with the fraudulent offerings. o Equity Service, an unregistered broker-dealer purportedly located in Midtown Manhattan. Equity Service is charged in connection with the purported sales of the restricted stock. o Alan Labineri, a former registered representative, the president of Equity Service and relief defendant Off World Strategic Holdings, among other entities. Labineri resides in Brooklyn, New York. The complaint charges Labineri for his role in all three fraudulent offerings. o Khurram Tanwir, a/k/a "Corey Taylor," the president of MB Holdings and a consultant to OnCall. Tanwir, a former registered representative, resides in Manhattan. The complaint charges Tanwir for his role in all the offerings. o Joseph Favata, a former registered representative and the founder, president, chairman, and majority shareholder of OnCall. Favata resides in Albrightsville, Pennsylvania. Favata is charged with his role in the OnCall offering. o Ahmed Awan, a former registered representative and an employee of M.B. Holdings. Awan resides in Brooklyn, New York. The complaint charges Awan for his role in the fraudulent sale of the promissory notes. o Yakov Koppel, a registered representative who resides in Monroe, New York. Koppel is charged for his role in the OnCall offering. The Commission alleges that, through their misconduct, the defendants violated Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5. In addition to interim relief, the Commission is seeking permanent injunctions, disgorgement and prejudgment interest, and civil penalties against the Defendants, and seeks to recover ill-gotten gains transferred to the relief defendants. The litigation is pending. [SEC v. OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc., 04 Civ. 1122 (S.D.N.Y.) (TPG ] (LR-18573) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 MSW ENERGY FINANCE CO II INC, 225,000,000 ($225,000,000.00) Other, (File 333-112640 - Feb. 10) (BR. 02) S-8 TODCO, 4 GREENWAY PLAZA, HOUSTON, TX, 77046, 7132327500 - 3,000,000 ($40,590,000.00) Equity, (File 333-112641 - Feb. 10) (BR. 04) S-8 FONIX CORP, 8015536600 - 1,700,000 ($850,000.00) Equity, (File 333-112642 - Feb. 10) (BR. 03) SB-2 NEW VISUAL CORP, 5920 FRIARS ROAD, SUITE 104, SAN DIEGO, CA, 92108, 6196920333 - 47,233,348 ($11,808,338.00) Equity, (File 333-112643 - Feb. 10) (BR. 05) S-1 SIRF TECHNOLOGY HOLDINGS INC, 148 EAST BROKAW ROAD, SAN JOSE, CA, 95112, 408-392-8300 - 0 ($100,000,000.00) Equity, (File 333-112645 - Feb. 10) (BR. 36) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 3,100,000 ($1,395,000.00) Equity, (File 333-112647 - Feb. 10) (BR. 02) S-8 INNOVEX INC, 5540 PIONEER CREEK DRIVE, MAPLE PLAIN, MN, 55359-9003, 7634795300 - 1,250,000 ($9,950,000.00) Equity, (File 333-112648 - Feb. 10) (BR. 36) SB-2 ENTRADA NETWORKS INC, 9495882070 - 3,000,000 ($450,000.00) Equity, (File 333-112649 - Feb. 10) (BR. 03) S-8 KINGTHOMASON GROUP INC, 2600 OLD CROW CANYON ROAD, SUITE 201, SAN RAMON, CA, 95483, 4058481581 - 2,000,000 ($230,000.00) Equity, (File 333-112650 - Feb. 10) (BR. 01) S-3D PAVILION BANCORP INC, 135 EAST MAUMEE STREET, ADRIAN, MI, 49221, 50,000 ($2,562,500.00) Equity, (File 333-112651 - Feb. 10) (BR. 07) S-1 STANDARD PARKING CORP, 900 N. MICHIGAN AVENUE, CHICAGO, IL, 60611-1542, 2185220700 - 0 ($70,000,000.00) Equity, (File 333-112652 - Feb. 10) (BR. 05) S-1 ATLAS AMERICA INC, 2,645,000 ($42,320,000.00) Equity, (File 333-112653 - Feb. 10) (BR. ) S-8 AAR CORP, 1100 N WOOD DALE RD, WOOD DALE, IL, 60191, 6302272000 - 0 ($8,550.57) Equity, (File 333-112654 - Feb. 10) (BR. 05) S-8 AVALON GOLD CORP, 6046640499 - 4,050,000 ($445,500.00) Debt Convertible into Equity, (File 333-112655 - Feb. 10) (BR. 04) S-8 PXRE GROUP LTD, 26 VICTORIA STREET, HAMILTON, D0, HM FX, 4412965858 - 5,539,941 ($115,249,583.00) Equity, (File 333-112656 - Feb. 10) (BR. 01) S-3 INTEGRAL SYSTEMS INC /MD/, 5000 PHILADELPHIA WAY, LANHAM, MD, 20706, 3017314233 - 0 ($3,847,944.00) Equity, (File 333-112659 - Feb. 10) (BR. 03) S-8 GLOBALSANTAFE CORP, 15375 MEMORIAL DRIVE, -, HOUSTON, TX, 77079-4483, 281-925-6000 - 6,000,000 ($166,500,000.00) Equity, (File 333-112670 - Feb. 10) (BR. 04) S-4 MANDALAY RESORT GROUP, 3950 LAS VEGAS BLVD S, LAS VEGAS, NV, 89119, 7027340410 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-112671 - Feb. 10) (BR. 05) S-8 BAS CONSULTING INC, 1686 CITATION DRIVE, WEST PALM BEACH, FL, 33417, 5616835259 - 1,500,000 ($15,000.00) Equity, (File 333-112672 - Feb. 10) (BR. 08) S-3 CRYOLIFE INC, 1655 ROBERTS BOULEVARD N W, STE 142, KENNESAW, GA, 30144, 7704193355 - 3,444,000 ($23,229,780.00) Equity, (File 333-112673 - Feb. 10) (BR. 01) S-3 MEDWAVE INC, 4382 ROUND LAKE RD WEST, STE 6, ARDEN HILLS, MN, 55112-3923, 6126391227 - 0 ($7,203,900.00) Equity, (File 333-112674 - Feb. 10) (BR. 36) S-8 PEDIATRIC SERVICES OF AMERICA INC, 31O TECHNOLOGY PKWY, NORCROSS, GA, 30092-2929, 7704411580 - 0 ($10,134,000.00) Equity, (File 333-112675 - Feb. 10) (BR. 01) S-1 CORCEPT THERAPEUTICS INC, 275 MIDDLEFIELD ROAD, SUITE A, MENLO PARK, CA, 94025, 0 ($80,000,000.00) Equity, (File 333-112676 - Feb. 10) (BR. 01) S-8 INPUT OUTPUT INC, 11104 W AIRPORT BLVD, SUITE 200, STAFFORD, TX, 77477, 2819333339 - 1,500,000 ($7,755,000.00) Equity, (File 333-112677 - Feb. 10) (BR. 36) SB-2 BIOPHAN TECHNOLOGIES INC, 150 LUCIUS GORDON DR, STE 215, WEST HENRIETTA, NY, 14586, 5852142441 - 12,513,000 ($14,827,905.00) Equity, (File 333-112678 - Feb. 10) (BR. 36) S-8 COMPOSITE TECHNOLOGY CORP, 18881 VON KARMAN AVE, SUITE 1630, IRVINE, CA, 92612, 5,000,000 ($9,000,000.00) Equity, (File 333-112679 - Feb. 10) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDENE MINES LTD X X 02/10/04 ABIOMED INC DE X X 02/10/04 ABIOMED INC DE X X 02/10/04 AMEND ADVANCED ID CORP SD X X 01/20/04 AEGIS ASSET BACKED SEC TR MORT PASS T DE X 02/10/04 ALADDIN SYSTEMS HOLDINGS INC NV X X 01/21/04 ALBANY MOLECULAR RESEARCH INC DE X 02/10/04 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X X 02/10/04 ALLIANCE CAPITAL MANAGEMENT L P DE X X 02/10/04 ALLIED WASTE INDUSTRIES INC DE X X 12/31/03 AMBASSADORS GROUP INC DE X X 01/07/04 AMCON DISTRIBUTING CO DE X X 02/09/04 AMEDISYS INC DE X X 08/01/03 AMEND AMEREN CORP MO X X 02/10/04 AMERICA ONLINE LATIN AMERICA INC DE X X 02/10/04 AMERICAN EAGLE MANUFACTURING CO NV X X X X X X 12/04/03 AMEND AMERICAN LAWYER MEDIA HOLDINGS INC DE X X 02/10/04 AMERICAN LAWYER MEDIA INC DE X X 02/10/04 AMERISOURCEBERGEN CORP DE X X 02/09/04 AMSURG CORP TN X X 02/10/04 ANSWERTHINK INC FL X 02/10/04 ANTARES PHARMA INC MN X X 02/06/04 APEX RESOURCES GROUP INC UT X X 02/05/04 APHTON CORP DE X 02/09/04 ARCH CHEMICALS INC VA X X 02/10/04 ARK RESTAURANTS CORP NY X 02/09/04 ASCENT ASSURANCE INC DE X 02/10/04 AMEND ASYST TECHNOLOGIES INC /CA/ CA X 02/03/04 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 02/10/04 ATMOS ENERGY CORP TX X X 02/10/04 AUDIBLE INC X X 02/10/04 AXS ONE INC DE X 02/10/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/26/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/26/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 12/26/03 BANC OF AMERICA MORT SEC INC MORT PS NY X X 12/25/03 BANC OF AMERICA MORTGAGE PASS-THROUGH DE X X 12/26/03 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 12/25/03 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 12/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/26/03 BANC OF AMERICA MORTGAGE SECURITIES P DE X X 12/25/03 BANC OF AMERICA MORTGAGE SECURITIES S DE X X 12/26/03 BANC OF AMERICA MTG SEC INC MORT PASS DE X X 12/26/03 BAYLAKE CORP WI X X 02/09/04 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 12/25/03 BEDFORD PROPERTY INVESTORS INC/MD MD X X 02/09/04 BELMONT BANCORP OH X X 02/09/04 BLACK HILLS CORP /SD/ SD X 02/09/04 BLOCKBUSTER INC DE X 02/10/04 BLUEGREEN CORP MA X 02/09/04 BOUNDLESS MOTOR SPORTS RACING INC CO X X 02/04/04 BRITTON & KOONTZ CAPITAL CORP MS X X X 01/30/04 BRITTON & KOONTZ CAPITAL CORP MS X X X 01/30/04 BROWN SHOE CO INC NY X 02/10/04 BUCKEYE PARTNERS L P DE X 01/28/04 CAPITAL BANK CORP NC X X 02/04/04 CAPITAL ONE FINANCIAL CORP DE X 02/10/04 CAPITAL ONE FUNDING LLC X X 01/30/04 CAPITOL FIRST CORP NV X X 02/10/04 AMEND CARAUSTAR INDUSTRIES INC NC X 02/10/04 CARAUSTAR INDUSTRIES INC NC X X 02/03/04 CARDIODYNAMICS INTERNATIONAL CORP CA X 02/09/04 CAREER EDUCATION CORP DE X 02/03/04 CENTENE CORP X X 02/09/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 02/09/04 CHROMCRAFT REVINGTON INC DE X 02/10/04 CINCINNATI FINANCIAL CORP DE X 02/10/04 CITADEL SECURITY SOFTWARE INC DE X X 02/10/04 CITIGROUP INC DE X 01/30/04 CITIGROUP MORTGAGE LOAN TRUST INC X 02/10/04 CLOROX CO /DE/ DE X 02/10/04 CNA SURETY CORP DE X X 02/10/04 CNE GROUP INC DE X 12/08/03 CNL HOSPITALITY PROPERTIES INC MD X 12/17/03 AMEND COAST CASINOS INC NV X X X 02/06/04 COAST HOTELS & CASINOS INC NV X X X 02/06/04 COGNIZANT TECHNOLOGY SOLUTIONS CORP X 02/10/04 COLLEGIATE PACIFIC INC DE X X 02/09/04 COLUMBIA BAKERIES INC NV X X 01/27/04 COMMERCIAL NATIONAL FINANCIAL CORP /P PA X 12/31/03 COMMONWEALTH TELEPHONE ENTERPRISES IN PA X 02/10/04 COMMUNITY FINANCIAL CORP /VA/ VA X 02/10/04 COMTEX NEWS NETWORK INC DE X X 02/09/04 CONCERTO SOFTWARE INC DE X X 02/09/04 CONSTELLATION BRANDS INC DE X X 02/10/04 CORN PRODUCTS INTERNATIONAL INC DE X 01/29/04 CORPORATE OFFICE PROPERTIES TRUST MD X X 02/10/04 CORRPRO COMPANIES INC /OH/ OH X X 02/05/04 CORTLAND BANCORP INC OH X 02/10/04 COUNTRYWIDE FINANCIAL CORP DE X 01/31/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/10/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 02/10/04 CRIIMI MAE FINANCIAL CORP MD X 02/02/04 CTS CORP IN X X 02/09/04 CURAGEN CORP DE X X 02/09/04 CURTISS WRIGHT CORP DE X X 02/09/04 CV THERAPEUTICS INC DE X X X 02/10/04 DICKS SPORTING GOODS INC DE X X 02/10/04 DIGIMARC CORP DE X X 02/10/04 DIRECTV HOLDINGS LLC DE X 02/10/04 DISCOVERY PARTNERS INTERNATIONAL INC DE X 02/10/04 DIVERSA CORP DE X 02/09/04 DPL INC OH X X 02/10/04 DURECT CORP DE X X 02/10/04 DYNTEK INC DE X 02/10/04 AMEND E COM VENTURES INC FL X X 02/02/04 EASTON BANCORP INC/MD MD X X 02/10/04 EGL INC TX X X 02/10/04 ELECTRONIC DATA SYSTEMS CORP /DE/ DE X 02/09/04 EN POINTE TECHNOLOGIES INC DE X X 02/09/04 ENTERASYS NETWORKS INC /DE/ DE X X 02/10/04 ENTERPRISE PRODUCTS PARTNERS L P DE X X 07/01/03 ENTERPRISE PRODUCTS PARTNERS L P DE X X 07/01/03 ESPEED INC DE X X 02/09/04 ESPEY MFG & ELECTRONICS CORP NY X X 02/09/04 ESSENTIAL REALITY INC NV X X 02/05/04 EXABYTE CORP /DE/ DE X X 02/09/04 EXELON CORP PA X X 01/28/04 FANTATECH INC DE X X 02/02/04 FIBERSTARS INC /CA/ CA X X 12/08/03 FIDELITY NATIONAL FINANCIAL INC /DE/ DE X 02/09/04 FIELDPOINT PETROLEUM CORP CO X X 02/10/04 FINANCIAL ASSET SECS CORP ASSET BACKE DE X X X 01/23/04 AMEND FINDWHAT COM INC NV X X 02/09/04 FINDWHAT COM INC NV X X 02/09/04 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 11/14/03 FIRST HORIZON ASSET SECURITIES INC DE X X 02/10/04 FIRSTWAVE TECHNOLOGIES INC GA X X 02/10/04 FMC CORP DE X 01/09/04 FMC CORP DE X 02/09/04 AMEND FOREST CITY ENTERPRISES INC OH X X 02/10/04 FRANKS NURSERY & CRAFTS INC MI X X 01/21/04 FREDERICK COUNTY BANCORP INC MD X 02/10/04 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 02/05/04 FRONT PORCH DIGITAL INC NV X X 02/10/04 FTI CONSULTING INC MD X 02/09/04 FTI CONSULTING INC MD X 11/28/03 AMEND GAYLORD ENTERTAINMENT CO /DE DE X X 02/10/04 GENOME THERAPEUTICS CORP MA X X X 02/06/04 GENTIVA HEALTH SERVICES INC DE X X 02/09/04 GLADSTONE COMMERCIAL CORP MD X X 01/30/04 GLOBAL AXCESS CORP NV X X 02/09/04 GOLDEN PATRIOT CORP NV X X 02/09/04 GS MORTGAGE SECURITIES CORP DE X 02/06/04 HALSEY DRUG CO INC/NEW NY X X 02/10/04 HANCOCK JOHN LIFE INSURANCE CO MA X X 02/09/04 HANGER ORTHOPEDIC GROUP INC DE X X 02/05/04 HAYNES INTERNATIONAL INC DE X X 01/30/04 HENRY JACK & ASSOCIATES INC DE X X 02/09/04 HERITAGE PROPERTY INVESTMENT TRUST IN MD X X 02/10/04 HIGH COUNTRY BANCORP INC CO X X 02/10/04 HON INDUSTRIES INC IA X 02/10/04 HUGHES ELECTRONICS CORP DE X 02/10/04 HUMAN GENOME SCIENCES INC DE X X 02/09/04 HUNTSMAN INTERNATIONAL HOLDINGS LLC DE X X 02/10/04 HUNTSMAN INTERNATIONAL LLC DE X X 02/10/04 IASIS HEALTHCARE CORP DE X X 02/09/04 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL X 02/10/04 IMMUCELL CORP /DE/ DE X X 02/10/04 IMS HEALTH INC DE X X 02/10/04 INDUS INTERNATIONAL INC DE X X 02/09/04 INFINITY PROPERTY & CASUALTY CORP OH X 02/10/04 INTEGRAL SYSTEMS INC /MD/ MD X X 02/09/04 INTERMAGNETICS GENERAL CORP NY X X 01/27/04 INTERNET PICTURES CORP DE X 12/31/03 INTERPORE INTERNATIONAL INC /DE/ DE X X 02/10/04 IPVOICE COMMUNICATIONS INC NV X 02/01/04 ISIS PHARMACEUTICALS INC DE X X 02/10/04 JACUZZI BRANDS INC DE X 02/10/04 JAMESON INNS INC GA X X 02/10/04 JEFFERSON BANCSHARES INC TN X X 02/10/04 JLM INDUSTRIES INC DE X 02/10/04 JONES LANG LASALLE INC MD X X 02/09/04 JOULE INC DE X X 02/10/04 JOY GLOBAL INC DE X 01/31/03 KNIGHT TRADING GROUP INC DE X X 02/09/04 KVH INDUSTRIES INC \DE\ DE X X 02/10/04 LANCER CORP /TX/ TX X X 02/03/04 LARGE SCALE BIOLOGY CORP DE X X 02/04/04 LASALLE HOTEL PROPERTIES MD X X X 02/10/04 LAUREL CAPITAL GROUP INC PA X X 02/04/04 LCC INTERNATIONAL INC DE X 02/09/04 LEAPFROG ENTERPRISES INC X X 02/10/04 LEVEL 3 COMMUNICATIONS INC DE X X 02/05/04 LIBERTY PROPERTY TRUST MD X 02/10/04 LIFE ENERGY & TECHNOLOGY HOLDINGS INC DE X X 02/06/04 LIN TV CORP DE X 02/10/04 LINCARE HOLDINGS INC DE X X 02/09/04 LINCOLN NATIONAL CORP IN X X X 12/31/03 AMEND LINDSAY MANUFACTURING CO DE X X 02/09/04 LINEAR TECHNOLOGY CORP /CA/ DE X X 02/09/04 LORAL SPACE & COMMUNICATIONS LTD D0 X X 01/16/04 MACDERMID INC CT X 02/09/04 MACERICH CO MD X X 02/10/04 MACQUARIE SECURITISATION LTD DE X X 02/03/04 MANHATTAN ASSOCIATES INC GA X X 02/10/04 MANUFACTURERS SERVICES LTD DE X 02/03/04 AMEND MARCONI CORP PLC X0 X 02/10/04 MARCONI CORP PLC X0 X 02/10/04 MARITRANS INC /DE/ DE X X 02/09/04 MARRIOTT INTERNATIONAL INC /MD/ DE X 02/10/04 MATRIX BANCORP INC CO X X 02/10/04 MATTSON TECHNOLOGY INC DE X X 02/10/04 MAXYGEN INC DE X X 02/10/04 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X X 02/10/04 MEASUREMENT SPECIALTIES INC NJ X 02/04/04 MEDICINES CO /DE DE X 02/10/04 MELLON BANK N A MA X 02/10/04 MELLON BANK N A MA X 02/10/04 MEMRY CORP DE X 02/03/04 MERCK & CO INC NJ X X 02/04/04 MEREDITH ENTERPRISES INC DE X X 02/09/04 MERRILL LYNCH & CO INC DE X X 02/10/04 METLIFE INC DE X 02/10/04 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