SEC NEWS DIGEST Issue 2003-18 January 28, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. OPEN MEETING - TUESDAY, FEBRUARY 4, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Tuesday, February 4, 2003 will be the following. 1. The Commission will consider whether to adopt Regulation Analyst Certification, a new rule that would require analysts to provide certifications regarding the views they express in research reports and public appearances and to provide disclosures regarding any compensation they may have received related to those views and recommendations. 2. The Commission will consider whether to adopt amendments to Rule 17f-4 under the Investment Company Act of 1940, the rule that governs investment companies' use of securities depositories. The amendments are designed to update and simplify the rule in response to changes in business practices and commercial law that have occurred since the rule was adopted in 1978. The amendments eliminate unnecessary restrictions in the rule, to reduce compliance burdens on funds and fund boards, without jeopardizing investor protections. 3. The Commission will consider a recommendation to propose for public comment new Rule 38a-1 under the Investment Company Act of 1940, new Rule 206(4)-7 under the Investment Advisers Act, and amendments to Rule 204-2 under the Investment Advisers Act. The recommended proposals would require each investment company and investment adviser registered with the Commission to (i) adopt and implement policies and procedures reasonably designed to prevent violation of the federal securities laws, (ii) review those policies and procedures annually for their adequacy and the effectiveness of their implementation, and (iii) appoint a chief compliance officer to be responsible for administering the policies and procedures. The Commission also will consider a recommendation to seek comment on other ways to involve the private sector in fostering compliance by investment companies and investment advisers with the federal securities laws. CLOSED MEETING - WEDNESDAY, FEBRUARY 5, 2003 - 2:30 P.M. The subject matter of the closed meeting scheduled for Wednesday, February 5, 2003 will be formal orders of investigation; institution and settlement of administrative proceedings of an enforcement nature; institution and settlement of injunctive actions; adjudicatory matters; and opinions. OPEN MEETING - THURSDAY, FEBRUARY 6, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled Thursday, February 6, 2003 will be the following: 1. The Commission will consider whether to adopt amendments to the definition of terms used in the exception from the definition of dealer for banks under Section 3(a)(5) of the Securities Exchange Act of 1934. The Commission will consider whether to adopt amendments to the related exemptions for banks, savings associations, and savings banks as well as adopt a new exemption concerning securities lending. These proposals relate to the implementation of the specific exceptions for banks from the definitions of "broker" and "dealer" that were amended by the Gramm- Leach-Bliley Act. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact the Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS MANAGEMENT INVESTMENT COMPANY REPORT CERTIFICATION RULES AND FORMS On January 27, the Commission issued a release adopting new Rules 30a-3 and 30d-1 and amendments to Rules 8b-15, 30a-1, 30a-2, 30b1-1, 30b1-3, and 30b2-1 under the Investment Company Act of 1940, amendments to Rules 12b-25, 13a-15, and 15d-15 and Form 12b-25 under the Securities Exchange Act of 1934, amendments to Form N-SAR under the Securities Exchange Act and the Investment Company Act, and new Form N-CSR under the Securities Exchange Act and Investment Company Act. These new rules, new form and amendments require registered management investment companies to file certified shareholder reports on new Form N-CSR with the Commission, and designate these certified shareholder reports as reports that are required under Sections 13(a) and 15(d) of the Securities Exchange Act and Section 30 of the Investment Company Act. A registered management investment company's principal executive and financial officers will be required to certify the information contained in its reports on Form N- CSR in the manner specified by Section 302 of the Sarbanes-Oxley Act of 2002. The amendments also remove the requirement that Form N-SAR be certified by a registered investment company's principal executive and financial officers, and provide that, for registered management investment companies, Form N-SAR will be filed under the Investment Company Act only. In addition, the amendments implement Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 by requiring a registered management investment company to provide disclosure on Form N-CSR or Form NSAR, as applicable, regarding whether the investment company has adopted a code of ethics for the company's principal executive officer and senior financial officers, and whether the investment company has at least one "audit committee expert" serving on its audit committee, and if so, the name of the expert and whether the expert is independent of management. (Rels. 34-47262; IC-25914; File Nos. S7-33-02; S7-40-02) ENFORCEMENT PROCEEDINGS ORDERS ISSUED AGAINST ROBERT PAPARIELLA, HARVEST FINANCIAL CORPORATION AND FRANK RUSCETTI On January 24, the Commission issued an Order Making Findings and Imposing Remedial Sanctions and Cease-and-Desist Order against Robert A. Papariella and an Amended Order Making Findings and Imposing Remedial Sanctions and Issuing a Cease-and-Desist Order against Harvest Financial Corporation and Frank D. Ruscetti. The Order against Papariella bars him from association with any broker or dealer and orders him to cease and desist from committing or causing any violations or future violations of Section 17(a) of the Securities Act of 1933; Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the Order requires Papariella to pay disgorgement plus prejudgment interest of $72,882, but payment is waived based upon his demonstrated inability to pay. The Order against Papariella finds that from August 1999 through February 2001 Papariella, as a registered representative for Harvest, engaged in a scheme to defraud investors by recommending and executing an unsuitable investment strategy in four customer accounts at Harvest in contradiction of the customers' conservative objectives, and by churning securities in those accounts. The Order against Harvest and Ruscetti, suspends Ruscetti from association with any broker or dealer for a period of three months and from acting in a supervisory capacity with any broker or dealer for a period of twelve months. The Order also censures Harvest and orders Harvest to cease and desist from committing or causing any violations and future violations of Section 17(a) of the Exchange Act and Rule 17a- 4 thereunder. In addition, Harvest is required to comply with undertakings including retaining an independent consultant. The Order also requires Ruscetti to pay a penalty of $15,000 and Harvest to pay a penalty of $25,000. The Order against Harvest and Ruscetti finds that Ruscetti, president and treasurer of Harvest, and Harvest failed reasonably to supervise Papariella because they failed to establish procedures or a system for applying such procedures, which were reasonably designed to detect or prevent Papariella's violations of securities laws. The Order also finds that Ruscetti failed reasonably to supervise Papariella because he failed to respond meaningfully to indications of questionable activity by Papariella. In addition, the Order finds that Harvest violated books and records requirements applicable to broker dealers. (Rel. 34-47255; File No. 3-10739) INVESTMENT COMPANY ACT RELEASES LB SERIES FUND INC, ET AL. A notice has been issued giving interested persons until February 18, 2003, to request a hearing on an application filed by LB Series Fund Inc, et al., exempting applicants from Section 15(a) and Rule 18f-2 under the Investment Company Act. The order would permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25912 - January 24) NATIONWIDE LIFE INSURANCE COMPANY, et al. A notice has been issued giving interested persons until February 14, 2003, to request a hearing on an application filed by Nationwide Life Insurance Company (Nationwide), Nationwide Variable Account II (VA-II), and Nationwide Investment Services Corporation (NISC). Applicants seek an order under Section 6(c) of the Investment Company Act granting exemptions from the provisions of Sections 2(a)(32), 22(c), and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder, to permit the recapture of credits applied to purchase payments made under certain variable annuity contracts issued by Nationwide Life Insurance Company. See Nationwide Life Insurance Company, et al., Rel. IC-24256 (File No. 812-11824). Applicants seek an amendment to the original order pursuant to Section 6(c) of the Act granting exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit the recapture of credits applied to purchase payments made under certain variable annuity contracts under circumstances not contemplated under the Original Order. Applicants also request the relief under the order to extend to any current or future separate accounts of Nationwide Life Insurance Company which may in the future offer or support contracts that are substantially similar in all material respects to the contracts described in the Application and to any other NASD registered broker/ dealers under common control with Nationwide Life Insurance Company which may in the future serve as general distributor-principal underwriter of VA-II or other separate accounts that offer or support variable annuity contracts that are substantially similar in all material respects to those described in this application. (Rel. IC-25913 - January 24) HOLDING COMPANY ACT RELEASES CENTERPOINT ENERGY INC., ET AL. A notice has been issued giving interested persons until February 18, 2003 to request a hearing on a proposal by CenterPoint Energy, Inc., a registered holding company, and Utility Holding LLC, a subsidiary registered holding company. By order dated July 5, 2002, in this filing, the Commission authorized the formation of CenterPoint as a registered holding company and approved various financing proposals. Among other things, the July order authorized CenterPoint to issue up to $5 billion in long-term debt and $6 billion in short-term debt, subject to an overall limit of no more than $6 billion in financings at any one time outstanding through June 30, 2003 (Authorization Period). In the July order, CenterPoint committed that debt issued by it pursuant to such authorization would be unsecured. CenterPoint seeks a modification of the July order to permit CenterPoint to issue and sell during the Authorization Period up to $4 billion of debt that is secured by the stock of Texas Genco Holdings, Inc., including the assets and securities of its indirect subsidiary company, Texas Genco, LP. (Rel. 35-27641). SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2002-114) filed by the American Stock Exchange to add a fee for the automatic execution of broker-dealer options orders has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 27. (Rel. 34-47216) A proposed rule change (SR-ISE-2003-01) filed by the International Securities Exchange relating to transaction fees for non-public customer transactions in options on certain Select Sector SPDR Funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of January 27. (Rel. 34-47243) A proposed rule change filed by the Philadelphia Stock Exchange (SR-Phlx- 200288) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to a clarification in the application of the Exchange's Equity Transaction Charge has become effective under Section 19(b)(3)(A) of the Act. Publication of the proposal is expected in the Federal Register during the week of January 27. (Rel. 34-47245) PROPOSED RULE CHANGES The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2002-10) under Section 19(b)(1) of the Exchange Act. The proposed rule change would modify NSCC's Trade Comparison Service rules in order to begin the move to real time trade matching processing for fixed income securities that are eligible for processing by NSCC. Publication of the proposal is expected in the Federal Register during the week of February 3, 2003. (Rel. 34-47206) The American Stock Exchange filed amendments to a proposed rule change under Rule 19b-4 (SR-Amex-00-30) relating to the allocation of, and participation in, options trades. Publication of the proposal as amended is expected in the Federal Register during the week of January 27. (Rel. 34-47229) DELISTINGS An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying common stock of Alpharma, Inc., Goodrich Corporation, Harris Corporation, Kemet Corporation, Liz Claiborne, National Instrument, NPS Pharmaceuticals, Penn National Gaming, Inc., Sierra Corporation, Sonic Corporation, Syncor International Corporation, and Tetra Tech, Inc., effective January 27. ( Rel. 34-47249) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Panaco, Inc., effective at the opening of business on January 27. (Rel. 34-47250) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, and Warrants, of Careside, Inc., effective at the opening of business on January 27. (Rel. 34-47251) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying securities of Aeroflex, Inc., Unionbancal Corp., Macrovision Corp., Anteon International Corp., Silicon Valley Bancshares, Cabot Corp., Crompton Corp., and Telecomunicacoes Brasileiras S.A., effective at the opening of business on January 28. (Rel. 34-47263) WITHDRAWALS An order has been issued granting the application of HSBC Bank plc, to withdraw from listing and registration its $500m 7.625% Subordinated Notes (due June 15, 2006) and $300m 6.95% Subordinated Notes (due March 15, 2011) from the New York Stock Exchange effective at the opening of business on January 27. (Rel. 34-47248) An order has been issued granting the application of the Boston Stock Exchange to withdraw from listing and registration the Common Stock, $.001 par value, of Vizacom, Inc., effective at the opening of business on January 27. (Rel. 34-47252) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CARCORP USA CORP, 2600 NW 55 COURT, SUITE 234, FORT LAUDERDALE, FL, 33309, 888-735-5557 - 1,800,000 ($234,000.00) Equity, (File 333-102725 - Jan. 27) (BR. 07) F-3 INFOSYS TECHNOLOGIES LTD, ELECTRONICS CITY HOSUR RD, BANGALORE KARNATAKA INDIA, 0119180852 - 0 ($396,720,000.00) Equity, (File 333-102726 - Jan. 27) (BR. 03) S-4 NEVADA POWER CO, 6226 W SAHARA AVE, LAS VEGAS, NV, 89146, 7023675000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-102727 - Jan. 27) (BR. 02) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 6,000,000 ($120,000.00) Equity, (File 333-102728 - Jan. 27) (BR. 01) S-8 GUCCI GROUP NV, REMBRANDT TOWER, AMSTELPLEIN 1, AMSTERDAM NETHERLANDS, P8, HA1096, 31204621700 - 0 ($116,550,000.00) Equity, (File 333-102729 - Jan. 27) (BR. 02) S-8 BANCAFFILIATED INC, 500 HARWOOD RD, BEDFORD, TX, 76021, 8172856195 - 14,000 ($245,350.00) Equity, (File 333-102730 - Jan. 27) (BR. 07) S-1 DIGITALNET HOLDINGS INC, 6700A ROCKLEDGE DRIVE, SUITE 525, BETHESDA, MD, 20817, 301-530-6220 - 0 ($75,000,000.00) Equity, (File 333-102731 - Jan. 27) (BR. ) N-2 JOHN HANCOCK PREFERRED INCOME FUND III, 101 HUNTINGTON AVE, BOSTON, MA, 02199-7603, 6173751617 - 1,000 ($25,000.00) Equity, (File 333-102734 - Jan. 27) (BR. 17) S-8 BACK YARD BURGERS INC, 2768 COLONY PARK DR, MEMPHIS, TN, 38118, 9013670888 - 225,000 ($975,375.00) Equity, (File 333-102736 - Jan. 27) (BR. 05) S-8 BACK YARD BURGERS INC, 2768 COLONY PARK DR, MEMPHIS, TN, 38118, 9013670888 - 176,969 ($767,160.61) Equity, (File 333-102737 - Jan. 27) (BR. 05) S-8 SABRE HOLDINGS CORP, 3150 SABRE DRIVE MD 9105, SOUTHLAKE, TX, 76092, 6826051551 - 0 ($7,271,500.00) Equity, (File 333-102738 - Jan. 27) (BR. 03) S-8 PACKETEER INC, 10201 NORTH DE ANZA BLVD, CUPERTINO, CA, 95014-2028, 4088734400 - 2,141,917 ($17,949,264.46) Equity, (File 333-102739 - Jan. 27) (BR. 03) SB-2 MANCHESTER INC, 200 675 WEST HASTINGS ST, VANCOUVER BC V6B 1N2, A1, 00000, 6049138355 - 1,812,500 ($906,250.00) Equity, (File 333-102740 - Jan. 27) (BR. ) S-8 NETWORK ENGINES INC, 25 DAN ROAD, CANTON, MA, 02021, 7813321000 - 0 ($368,925.00) Equity, (File 333-102741 - Jan. 27) (BR. 03) S-8 GRIFFON CORP, 100 JERICHO QUADRANGLE, JERICHO, NY, 11753, 5169385544 - 400,000 ($5,500,000.00) Equity, (File 333-102742 - Jan. 27) (BR. 06) S-3 HANCOCK JOHN VARIABLE LIFE INSURANCE CO, 200 CLARENDON ST, P O BOX 111 T-55, BOSTON, MA, 02117-0111, 6175729687 - 0 ($10,000,000.00) Equity, (File 333-102743 - Jan. 27) (BR. 20) S-8 CARDIMA INC, 47266 BENICIA STREET, FREMONT, CA, 94538, 5103540300 - 0 ($1,716,000.00) Equity, (File 333-102744 - Jan. 27) (BR. 36) S-8 TEXXON INC, 331 EAST CHILTON, DRIVE, CHANDLER, AZ, 85225, 4809265508 - 6,000,000 ($840,000.00) Equity, (File 333-102745 - Jan. 27) (BR. 04) S-2 TERAFORCE TECHNOLOGY CORP, 1240 CAMPBELL ROAD, RICHARDSON, TX, 75081, 9723672100 - 0 ($4,781,867.00) Equity, (File 333-102746 - Jan. 27) (BR. 37) S-8 PMC SIERRA INC, 3975 FREEDOM CIRCLE, 0, SANTA CLARA, CA, 95054, 408-369-1176 - 0 ($57,164,641.90) Debt Convertible into Equity, (File 333-102747 - Jan. 27) (BR. 36) S-8 CNF INC, 3240 HILLVIEW AVE, PALO ALTO, CA, 94304, 6504942900 - 8,000,000 ($257,840,000.00) Equity, (File 333-102749 - Jan. 27) (BR. 05) N-2 ADVISORY HEDGED OPPORTUNITY FUND, 100,000 ($1,000,000.00) Equity, (File 333-102751 - Jan. 27) (BR. ) S-8 PHOENIX MEDIA GROUP LTD, 290 EAST VERDUGO, STE 207, BURBANK, CA, 91502, 8185633900 - 1,000,000 ($70,000.00) Equity, (File 333-102752 - Jan. 27) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABFS MORTGAGE LOAN TR 2001-2 MORT PAS DE X X 01/27/03 ABN AMRO MORTGAGE CORP DE X X 01/27/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X X 12/23/02 ADVANTA CORP DE X X 01/22/03 AESP INC FL X X 01/17/03 AF BANKSHARES INC X X 01/21/03 AMAZON COM INC DE X 01/23/03 AMERICAN CLASSIC VOYAGES CO DE X X 01/21/03 AMERICAN CRYSTAL SUGAR CO /MN/ MN X 01/27/03 AMERICAN EXPRESS CO NY X X 01/27/03 AMERICAN HOMESTAR CORP TX X X 01/24/03 AMERICAN MEDIA OPERATIONS INC DE X X 01/23/03 AMERON INTERNATIONAL CORP DE X X 01/23/03 ANTIGENICS INC /DE/ DE X X 01/23/03 APPLIED EXTRUSION TECHNOLOGIES INC /D DE X 01/21/03 ASPENBIO INC CO X 01/27/03 ASTORIA FINANCIAL CORP DE X X 01/23/03 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 01/24/03 AVNET INC NY X X 01/23/03 AVNET INC NY X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/27/03 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 01/26/03 BAUER PARTNERSHIP INC NV X X 01/27/02 BAY VIEW SECURITIZATION CORP DE X 01/15/03 BAY VIEW SECURITIZATION CORP DE X 01/15/03 BERKSHIRE HILLS BANCORP INC X X 01/24/03 BIOSPHERE MEDICAL INC DE X 01/27/03 BLYTH INC DE X 01/24/03 BMW VEHICLE LEASE TRUST 2000-A X 01/27/03 BRE PROPERTIES INC /MD/ MD X 01/16/03 BSB BANCORP INC DE X X 01/23/03 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 10/25/02 AMEND CALIFORNIA BEACH RESTAURANTS INC CA X X 01/27/03 CAMCO FINANCIAL CORP DE X X 01/27/03 CENTERPOINT ENERGY INC X X 01/27/03 CHICAGO BRIDGE & IRON CO N V X X 01/22/03 CIT EQUIPMENT COLLATERAL 2002-VT1 DE X 01/16/03 CITIZENS BANKING CORP MI X X 01/27/03 CLASSIC BANCSHARES INC DE X 01/24/03 COLLATERALIZED ASSET-BACKED BONDS SER DE X 07/25/02 AMEND COLLATERALIZED ASSET-BACKED BONDS SER DE X 08/26/02 AMEND COLLATERALIZED ASSET-BACKED BONDS SER DE X 09/25/02 AMEND COLLATERALIZED ASSET-BACKED BONDS SER DE X 10/25/02 AMEND COLLATERALIZED ASSET-BACKED BONDS SER DE X 11/25/02 AMEND COLLATERALIZED ASSET-BACKED BONDS SER DE X 12/26/02 AMEND COLORADO MEDTECH INC CO X X 01/24/03 COLORADO MEDTECH INC CO X X 01/27/03 COLUMBIA BANKING SYSTEM INC WA X X 01/23/03 COMMERCIAL CAPITAL BANCORP INC NV X X 01/27/03 COMMONWEALTH ENERGY CORP X 01/24/03 CONSOLIDATED CAPITAL GROWTH FUND CA X X 01/16/03 COUNTRYWIDE HOME LOAN TRUST HOME LOAN NY X X 01/12/03 CWMBS INC DE X X 09/30/02 CWMBS INC DE X X 09/28/02 CWMBS INC DE X X 10/31/02 CWMBS INC DE X X 10/30/02 CWMBS INC DE X X 10/30/02 CWMBS INC DE X X 10/30/02 CWMBS INC DE X X 10/31/02 CYBERGUARD CORP FL X X 01/22/03 CYTOGEN CORP DE X X 01/24/03 DIAMOND OFFSHORE DRILLING INC DE X X 01/27/03 DICKS SPORTING GOODS INC DE X 01/24/03 EDGAR ONLINE INC DE X X 01/27/03 ENERGIZER HOLDINGS INC MO X 01/27/03 EOTT ENERGY PARTNERS LP DE X X 01/27/03 EQUIDYNE CORP DE X X 01/21/03 ESG RE LTD X 01/22/02 AMEND FEDERAL SECURITY PROTECTION SERVICES DE X 09/06/02 AMEND FEDERATED DEPARTMENT STORES INC /DE/ DE X 01/27/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X 12/31/02 FIRST GEORGIA HOLDING INC GA X X 12/31/02 FIRST GEORGIA HOLDING INC GA X 12/31/02 FIRST ROBINSON FINANCIAL CORP DE X 01/22/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X X 01/13/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 01/01/03 FIRST UNION NATIONAL BANK COM MORT PA NC X X 01/13/03 FLOW INTERNATIONAL CORP WA X 01/27/03 FRANKLIN RECEIVABLES LLC DE X X 12/31/02 FREEPORT MCMORAN COPPER & GOLD INC DE X 01/24/03 FRISBY TECHNOLOGIES INC DE X X 01/14/03 FRONT PORCH DIGITAL INC NV X X 01/08/03 FUELNATION INC FL X 01/24/03 FX ENERGY INC NV X 01/27/03 GENUITY INC DE X X 01/17/03 GIGA INFORMATION GROUP INC DE X 01/27/03 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 01/27/03 HARTFORD FINANCIAL SERVICES GROUP INC DE X 01/27/03 HEXCEL CORP /DE/ DE X X 01/27/03 HILTON HOTELS CORP DE X 01/27/03 HLM DESIGN INC DE X X 01/24/03 HRPT PROPERTIES TRUST MD X X 01/23/03 HUDSON CITY BANCORP INC DE X X 01/14/03 IMH ASSETS CORP DE X X X 01/16/02 IMH ASSETS CORP DE X 03/25/02 AMEND IMH ASSETS CORP DE X 04/25/02 AMEND IMH ASSETS CORP DE X 05/28/02 AMEND IMH ASSETS CORP DE X 05/28/02 AMEND IMH ASSETS CORP DE X 06/25/02 AMEND IMH ASSETS CORP DE X 06/25/02 AMEND IMH ASSETS CORP DE X 07/25/02 AMEND IMH ASSETS CORP DE X 07/25/02 AMEND IMH ASSETS CORP DE X 08/26/02 AMEND IMH ASSETS CORP DE X 08/26/02 AMEND IMH ASSETS CORP DE X 09/25/02 AMEND IMH ASSETS CORP DE X 09/25/02 AMEND IMH ASSETS CORP DE X 10/25/02 AMEND IMH ASSETS CORP DE X 10/25/02 AMEND IMH ASSETS CORP DE X 11/25/02 AMEND IMH ASSETS CORP DE X 11/25/02 AMEND IMH ASSETS CORP DE X 12/26/02 AMEND IMH ASSETS CORP DE X 12/26/02 AMEND IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 09/25/02 AMEND IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 10/25/02 AMEND IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 11/25/02 AMEND IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 12/26/02 AMEND IMH ASSETS CORP IMPACT CMB TRUST SERI DE X 11/25/02 AMEND IMH ASSETS CORP IMPACT CMB TRUST SERI DE X 12/26/02 AMEND IMPAC CMB TRUST SERIES 2002-4F DE X 09/25/02 AMEND IMPAC CMB TRUST SERIES 2002-4F DE X 10/25/02 AMEND IMPAC CMB TRUST SERIES 2002-4F DE X 11/25/02 AMEND IMPAC CMB TRUST SERIES 2002-4F DE X 12/26/02 AMEND IMPAC CMB TRUST SERIES 2002-8 DE X 12/26/02 AMEND IMPAC SECURED ASSETS CORP CA X 02/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 03/27/02 AMEND IMPAC SECURED ASSETS CORP CA X 04/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 04/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 05/28/02 AMEND IMPAC SECURED ASSETS CORP CA X 05/28/02 AMEND IMPAC SECURED ASSETS CORP CA X 06/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 06/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 07/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 07/25/02 AMEND IMPAC SECURED ASSETS CORP CA X 08/26/02 AMEND IMPAC SECURED ASSETS CORP CA X 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