SEC NEWS DIGEST Issue 2003-04 January 7, 2003 INVESTMENT COMPANY ACT RELEASES GLADSTONE CAPITAL CORPORATION A notice has been issued giving interested persons until Jan. 28 to request a hearing on an application filed by Gladstone Capital Corporation for an order under Section 61(a)(3)(B) of the Investment Company Act approving the grant of certain stock options to directors who are not officers or employees of the applicant pursuant to its Amended and Restated 2001 Equity Incentive Plan. (Rel. IC-25881 - Jan. 3) VAN KAMPEN FUNDS INC., ET AL. A notice has been issued giving interested persons until Jan. 28 to request a hearing on an application filed by Van Kampen Funds Inc. and Van Kampen Focus Portfolios for an order under Section 6(c) of the Investment Company Act granting an exemption from Section 26(a)(2)(D) of the Act. The order would permit certain unit investment trusts to deposit trust assets in the custody of foreign banks and securities depositories. (Rel. IC-25882 - Jan. 3) HOLDING COMPANY ACT RELEASES DOMINION RESOURCES INC., ET AL. An order has been issued authorizing a proposal by Dominion Resources Inc., (DRI), a registered holding company, its intermediate registered holding company subsidiary, Consolidated Natural Gas Company; and certain DRI subsidiary companies to form and operate a money pool. (Rel. 35-27634) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved on an accelerated basis a proposed rule change (SR-NYSE-2002-62) and Amendment No. 1 thereto submitted by the New York Stock Exchange relating to initial fees and continuing annual fees for domestic and non-U.S. issuers, technical original listing fees, and supplemental listing applications fees. (Rel. 34-47115) The Commission approved a proposed rule change submitted by the American Stock Exchange (SR-Amex-2002-97) relating to initial and continued listing standards. (Rel. 34-47119) The Commission approved a proposed rule change and Amendment Nos. 1 and 2, and granted accelerated approval of Amendment No. 3 to the proposed rule change, all of which were submitted by the American Stock Exchange (SR-Amex-00-48) amending Amex Rule 590, Minor Rule Violation Fine Systems. Publication of the order in the Federal Register is expected during the week of Jan. 6. (Rel. 34-47123) PROPOSED RULE CHANGE A proposed rule change (Phlx-2002-34) filed by the Philadelphia Stock Exchange to adopt a Seat Transaction Policy and Add Supplementary Material to Phlx Rule 708. Publication of the notice in the Federal Register is expected during the week of Jan. 6. (Rel. 34-47118) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2002-83) filed by the Philadelphia Stock Exchange relating to the extension of its pilot program to implement its existing fee schedule for electronic communication networks has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 6. (Rel. 34-47120) A proposed rule change filed by the Philadelphia Stock Exchange (SR-Phlx- 2002-84) relating to an increase to the Exchange's initial registration fee and annual fee for off-floor traders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 6. (Rel. 34-47124) DELISTINGS GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the Common Stock, $.01 par value, of Glas-Aire Industries Group Ltd., effective at the opening of business on Jan. 6. (Rel. 34-47122) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.00025 par value, of Eurotech, Ltd., effective at the opening of business on Jan. 7. (Rel. 34-47125) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, no par value, of Commercial Consolidators Corporation, effective at the opening of business on Jan. 7. (Rel. 34-47126) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting the underlying common stock of Dress Barn Inc., International Flavors & Fragrances and Minerals Technologies, Inc., effective at the opening of business on Jan. 7. (Rel. 34-47127) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 DENDREON CORP, 3005 FIRST AVENUE, SEATTLE, WA, 98121, 206254545 - 0 ($75,000,000.00) Equity, (File 333-102351 - Jan. 6) (BR. 01) S-B REPUBLIC OF CHILE, MINISTRY OF FINANCE, TEATINOS 120, SANTIAGO CHILE, F3, 00000, 2,000,000,000 ($2,000,000,000.00) Unallocated (Universal) Shelf, (File 333-102352 - Jan. 6) (BR. ) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, *, COLORADO SPRINGS, CO, 80906, 7193914564 - 600,000 ($102,000.00) Equity, (File 333-102353 - Jan. 6) (BR. 09) S-8 TESSA COMPLETE HEALTH CARE INC/GA, PMB 202, 11575 SW PACIFIC HIGHWAY, TIGARD, OR, 97223, 503-750-5633 - 50,000,000 ($12,500.00) Equity, (File 333-102359 - Jan. 6) (BR. 09) S-8 TESSA COMPLETE HEALTH CARE INC/GA, PMB 202, 11575 SW PACIFIC HIGHWAY, TIGARD, OR, 97223, 503-750-5633 - 50,000,000 ($12,500.00) Equity, (File 333-102360 - Jan. 6) (BR. 09) S-8 STEELCASE INC, 901 44TH ST, GRAND RAPIDS, MI, 49508, 6162472710 - 6,715,273 ($69,637,381.01) Equity, (File 333-102361 - Jan. 6) (BR. 06) S-8 PRUDENTIAL FINANCIAL INC, 751 BROAD ST, NEWARK, NJ, 07102, 9738026000 - 0 ($53,195,000.00) Other, (File 333-102362 - Jan. 6) (BR. 01) S-8 ALLIANT TECHSYSTEMS INC, 600 2ND ST NE, HOPKINS, MN, 55343-8384, 9529316000 - 0 ($5,000,000.00) Other, (File 333-102363 - Jan. 6) (BR. 06) S-8 BALLARD POWER SYSTEMS INC, 9000 GLENLYON PARKWAY, BURNABY, BRITISH COLUMBIA V5J, A1, 2128948940 - 67,869 ($803,568.96) Equity, (File 333-102364 - Jan. 6) (BR. 36) SB-2 AMERICAN AMMUNITION INC /CA, 3545 NW 71ST STREET, NONE, MIAMI, FL, 33147, (305) 835-7400 - 14,687,500 ($5,875,000.00) Equity, (File 333-102366 - Jan. 6) (BR. 06) S-3 CRAY INC, 411 FIRST AVE SOUTH, SUITE 600, SEATTLE, WA, 98104-2860, 2067012000 - 7,187,500 ($54,193,750.00) Equity, (File 333-102367 - Jan. 6) (BR. 03) S-8 COMMONWEALTH BIOTECHNOLOGIES INC, 601 BIOTECH DRIVE, RICHMOND, VA, 23235, 8007359224 - 0 ($205,500.00) Equity, (File 333-102368 - Jan. 6) (BR. 01) S-8 CARDINAL HEALTH INC, 7000 CARDINAL PLACE, DUBLIN, OH, 43017, 6147575000 - 50,000 ($3,043,500.00) Equity, (File 333-102369 - Jan. 6) (BR. 01) S-4 SYNOVUS FINANCIAL CORP, 901 FRONT AVENUE, STE 202 PO BOX 120, COLUMBUS, GA, 31901, 7066494818 - 2,729,207 ($45,100,145.67) Equity, (File 333-102370 - Jan. 6) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAMES CAPITAL CORP CA X 01/06/03 AAMES CAPITAL CORP CA X 01/06/03 ACE CASH EXPRESS INC/TX TX X 12/30/02 ALASKA AIR GROUP INC DE X 01/06/03 ALASKA AIR GROUP INC DE X 01/06/03 AMEND ALFORD REFRIGERATED WAREHOUSES INC X 12/19/02 ALKERMES INC PA X 12/21/02 ALLIED RESEARCH CORP DE X 01/02/03 AMEN PROPERTIES INC DE X 01/06/03 AMEND AMERADA HESS CORP DE X 01/06/03 AMERICAN ITALIAN PASTA CO DE X X 01/06/03 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE X X 12/30/02 AMERISOURCEBERGEN CORP DE X X 01/03/03 ASSET BACKED CERTIFICATES SERIES 2002 DE X 12/25/02 AT&T CORP NY X X 12/31/02 AVAYA INC DE X 01/06/03 BA MORTGAGE SECURITIES INC MORT PS TH DE X 12/25/02 BA MORTGAGE SECURITIES INC PASS THR C DE X 12/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 12/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 12/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 12/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 12/25/02 BANGOR HYDRO ELECTRIC CO ME X 01/06/03 BANK OF AMERICA 1999-10 NC X 12/25/02 BANK OF AMERICA 1999-11 NC X 12/25/02 BANK OF AMERICA 1999-3 NC X 12/25/02 BANK OF AMERICA 1999-4 DE X 12/25/02 BANK OF AMERICA 1999-5 NC X 12/25/02 BANK OF AMERICA MOR SEC INC MOR PASS DE X 12/25/02 BANK OF AMERICA MOR SEC INC MOR PASS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 12/25/02 BANK OF AMERICA MORT SEC MORT PASS TH DE X 12/25/02 BANK OF AMERICA MORT SECS MORT PASS T DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 12/25/02 BANK OF AMERICA MORTGAGE SEC MORT PAS NC X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 12/25/02 BIG CITY RADIO INC DE X X 12/23/02 C H ROBINSON WORLDWIDE INC DE X X 01/03/03 CANADIAN DERIVATIVES CLEARING CORP A6 X 01/02/03 CAPITAL BUILDERS DEVELOPMENT PROPERTI CA X X 12/31/02 CARDIMA INC DE X X 12/31/02 CHL MORTGAGE PASS THROUGH TRUST 2002- DE X 12/25/02 CHL MORTGAGE PASS THROUGH TRUST 2002- DE X 12/25/02 CHL MORTGAGE PASS THROUGH TRUST 2002- DE X 12/25/02 CHL MORTGAGE PASS THROUGH TRUST 2002- DE X 12/25/02 CHL MORTGAGE PASS THROUGH TRUST SERIE DE X 12/25/02 CHL MORTGAGE PASS-THROUGH TRUST 2002- DE X 12/25/02 CHL MORTGAGE PSS THROUGH TRUST 2002-1 DE X 12/25/02 CHOLESTECH CORPORATION CA X X 12/23/02 CHURCHILL DOWNS INC KY X 12/26/02 CITIZENS FINANCIAL CORP /KY/ KY X X 12/19/02 CLEVELAND CLIFFS INC OH X 01/02/03 CNL RETIREMENT PROPERTIES INC MD X X X 12/20/02 COGNIZANT TECHNOLOGY SOLUTIONS CORP X X 01/06/03 COLLECTORS UNIVERSE INC DE X X 01/01/03 COMPASS KNOWLEDGE HOLDINGS INC NV X X 01/06/03 COUNTRYWIDE HOME LOANS MORT PASS THR DE X 12/25/02 CREDIT SUISSE FIRST BOSTON MOR SEC CO DE X X 12/26/02 CRIIMI MAE INC MD X 01/06/03 CSFB MORT SEC CORP HOME EQUITY MORT T DE X X 12/26/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 12/20/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 12/25/02 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE X X 12/26/02 CWABS INC ASSET BACKED CERTIFICATES DE X 12/25/02 CWABS INC ASSET BACK CERT SERIES 2002 DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 12/25/02 CWABS INC ASSET BACKED CERTIFICATESS DE X 12/25/02 CWABS INC ASSET-BACKED CERTIFICATES S DE X 12/25/02 CWMBS CHL MORT PASS THRU CERTIFICATES DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH DE X 12/25/02 CWMBS INC ALTERNATIVE LOAN TRUST 2002 DE X 12/25/02 CWMBS INC ALTERNATIVE LOAN TRUST 2002 DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THR TRUST DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS THRU TRUS DE X 12/25/02 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 12/25/02 CWMBS INC MORT PASS THROUGH CERT SERI DE X 12/25/02 CWMBS INC MORT PASS THROUGH CERTIFICA DE X 12/25/02 CWMBS INC MORTGAGE PASS THR CERT SER DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 12/25/02 DALEEN TECHNOLOGIES INC DE X X X X 12/20/02 DEALER AUTO RECEIVABLES CO LLC DE X X 12/16/02 DECORIZE INC DE X X 01/03/03 DELTAGEN INC DE X X 01/06/03 DIVALL INCOME PROPERTIES 3 L P WI X 12/19/02 DIVALL INSURED INCOME PROPERTIES 2 LI WI X 12/19/02 DIVERSA CORP DE X X 12/03/02 DRUGSTORE COM INC DE X 01/06/03 DYNAMICS RESEARCH CORP MA X X 01/06/03 ELEC COMMUNICATIONS CORP NY X 01/03/03 ELECSYS CORP KS X X 01/02/03 ELECTRIC FUEL CORP DE X X 12/31/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 01/06/03 ENDOCARDIAL SOLUTIONS INC DE X 01/03/03 ENZON PHARMACEUTICALS INC DE X 01/06/03 EQCC RECEIVABLES CORP DE X 12/25/02 EQCC RECEIVABLES CORP DE X 12/25/02 EQCC TRUST 2002-1 NY X 12/25/02 EVOLVING SYSTEMS INC DE X 01/01/03 FAHNESTOCK VINER HOLDINGS INC X 01/02/03 FIRST CAPITAL RESOURCES COM INC NV X 12/31/02 FIRST HORIZON ASSET SEC INC MOR PAS T DE X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 12/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 12/25/02 FIRST HORIZON MORTGAGE PASS-THROUGH T DE X 12/25/02 FOG CUTTER CAPITAL GROUP INC MD X X 12/16/02 FORWARD INDUSTRIES INC NY X X 01/06/03 FREEREALTIME COM INC DE X X 12/19/02 GENERAL MILLS INC DE X X 01/06/03 GENLYTE GROUP INC DE X X 01/06/03 GEOCOM RESOURCES INC NV X 07/26/02 GREAT PLAINS ETHANOL LLC SD X X 01/02/03 GREENBRIAR CORP NV X 01/02/03 GUITAR CENTER INC DE X 01/06/03 HEALTHSOUTH CORP DE X 01/06/03 HEINZ H J CO PA X X 12/20/02 HERITAGE PROPANE PARTNERS L P DE X X X 01/06/03 HOME EQUITY MORTGAGE PASS THROUGH CER DE X X 12/26/02 HOTELS COM DE X X 01/06/03 I T TECHNOLOGY INC DE X X 12/20/02 ILLINI CORP IL X X 01/03/03 IMAGEMAX INC PA X X 01/06/03 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 12/26/02 INTEGRATED HEALTH TECHNOLOGIES INC DE X 01/02/03 INTERACTIVE MOTORSPORTS & ENTERTAINME IN X X 01/06/03 INTERNATIONAL THOROUGHBRED BREEDERS I DE X X 01/03/03 KOGER EQUITY INC FL X X 01/02/03 KUSHNER LOCKE CO CA X 12/23/02 KUSHNER LOCKE CO CA X 01/03/03 LEHMAN ABS CORP LEHMAN MFG HOUSING CO DE X X 12/15/02 MAGELLAN HEALTH SERVICES INC DE X X 12/31/02 MAGNUM HUNTER RESOURCES INC NV X 01/06/03 MAJESTIC COMPANIES LTD NV X 12/23/02 MAPINFO CORP DE X 01/06/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X X 01/03/03 MEDITECH PHARMACEUTICALS INC NV X X 01/02/03 METALDYNE CORP DE X X 01/02/03 MIDWEST BANC HOLDINGS INC DE X X 12/09/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/26/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 12/26/02 MSDWCC HELOC TRUST 2002-1 DE X X 12/26/02 NATIONAL WINE & SPIRITS INC IN X X 01/03/03 NESTOR INC DE X 12/31/02 NETWORK 1 SECURITY SOLUTIONS INC DE X 01/02/03 NEW CENTURY COMPANIES INC DE X X 12/27/02 NORD PACIFIC LIMITED X 12/19/02 NOVITRON INTERNATIONAL INC DE X 01/03/03 NUTRA PHARMA CORP CA X 12/23/02 OAK TECHNOLOGY INC DE X 10/25/02 AMEND OLIN CORP VA X X 01/06/03 ONEOK INC /NEW/ OK X X 01/03/03 ONEOK INC /NEW/ OK X X 01/03/03 OPTION ONE MORT ACCEPT CORP ASSET BAC DE X 12/26/02 OPTION ONE MORTGAGE ACCEPT CORP ASSET DE X X 12/26/02 OPTION ONE MORTGAGE LOAN TR ASSET BAC DE X X 12/26/02 OPTION ONE MORTGAGE LOAN TR ASSET BAC DE X X 12/26/02 PACIFIC GAS & ELECTRIC CO CA X X 01/06/03 PAINEWEBBER MORTGAGE ACCEPTANCE CORP DE X X 12/26/02 PEOPLES BANCORP INC OH X 01/06/03 PG&E CORP CA X X 01/06/03 PIVOTAL CORP X X 10/23/03 AMEND PRECISE LIFE SCIENCES LTD NV X X 01/06/03 PROBUSINESS SERVICES INC DE X X 01/05/03 PROVINCE HEALTHCARE CO DE X X 12/30/02 PUROFLOW INC DE X X 01/02/03 R H DONNELLEY CORP DE X X 01/03/03 REGEN BIOLOGICS INC DE X X X 01/06/03 RENAISSANCE HOME EQUITY LOAN TR ASSET DE X X 12/26/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 12/26/02 RESIDENTIAL ASSET MORT PROD GMACM MOR X X 12/25/02 RESIDENTIAL ASSET MORT PROD GMACM MOR X X 12/25/02 RESIDENTIAL ASSET MORT PRODUCT GMACM DE X X 12/25/02 RESIDENTIAL ASSET MORT PRODUCTS GMACM X X 12/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 12/26/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 12/26/02 RESIDENTIAL ASSET MTG PRODUCTS GMACM X X 12/25/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 12/26/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 12/26/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 12/26/02 ROGUE WAVE SOFTWARE INC /OR/ DE X X 01/03/03 ROHN INDUSTRIES INC DE X X X 12/31/02 ROMACORP INC DE X X 01/06/03 SCIENTIFIC INDUSTRIES INC DE X 12/20/02 SEQUOIA MORTGAGE FUNDING CORP MD X X 12/31/02 SEQUOIA MORTGAGE FUNDING CORP MD X X 12/19/02 SEQUOIA MORTGAGE FUNDING CORP MD X X 12/20/02 SEQUOIA RESIDENTIAL FUNDING INC X X 12/20/02 SEQUOIA RESIDENTIAL FUNDING INC X X 12/20/02 SEQUOIA RESIDENTIAL FUNDING INC X X 12/20/02 SEQUOIA RESIDENTIAL FUNDING INC X X 12/20/02 SHELTER PROPERTIES VI LIMITED PARTNER CA X X 12/20/02 SIERRA MONITOR CORP /CA/ CA X X 12/27/02 SIMON PROPERTY GROUP INC /DE/ DE X X 12/31/02 SRA INTERNATIONAL INC DE X X 01/03/03 STEELCASE INC MI X 01/06/03 STERLING CHEMICAL INC DE X X X 01/06/03 STRAYER EDUCATION INC MD X X 01/06/03 STRUCTURED ASSET MORT INV INC MORT PA DE X X 12/19/02 STRUCTURED ASSET MORT INV MORT PASS T NY X X 12/26/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 12/25/02 STRUCTURES ASSET MORTGAGE INV INC MOR NY X X 12/26/02 SUNRISE ASSISTED LIVING INC DE X 12/30/02 SURGILIGHT INC FL X X 01/03/03 TAITRON COMPONENTS INC CA X X 12/27/02 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