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Commission announcementsSEC Announces Agenda for Fixed Income RoundtableThe Securities and Exchange Commission today announced the agenda for its upcoming roundtable to discuss potential ways to improve the transparency and efficiency of fixed income markets. The roundtable, announced earlier this month, will take place on April 16 in Washington D.C. Panelists will be announced at a later date. The roundtable will be divided into four panels. The first panel will address current market structure for municipal securities, and the second panel will discuss current market structure for corporate bonds and asset-backed securities. The third panel will focus on whether potential steps can be taken to improve the transparency, liquidity, or efficiency of the market structure for municipal securities. The fourth panel will focus on whether potential steps can be taken to improve the transparency, liquidity, or efficiency of the market structure for corporate bonds and asset-backed securities. (Press Rel. 2013-48) Commission MeetingsClosed Meeting on Thursday, April 4, 2013 at 3:45 p.m.The subject matter of the Closed Meeting will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSDelinquent Filer’s Stock Registration RevokedThe registration of the registered securities of Skylyft Media Group, Inc., has been revoked. It had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-69248; File No. 3-15218) Jorge Gomez SanctionedJorge Gomez (Gomez) has been barred from the securities industry. The sanction was ordered in an administrative proceeding before an administrative law judge, following a January 2013 injunction against violations of the antifraud provisions of the federal securities laws. His wrongdoing included obtaining more than $4.3 million from an advisory client and concealing the misappropriation by providing fraudulent account statements that overstated the client’s account value and misstated securities transactions and holdings. Gomez also provided fraudulent certificates for fictitious securities purportedly held by the client and created a fake customer service hotline to field calls from the client. (Rel. IA-3572; File No. 3-15205) In the Matter of David M. Decker, Jr.The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against David M. Decker, Jr. (“David Decker”). In the Order, the Commission finds that David Decker made materially false and misleading statements to investors in connection with two distinct but related Ponzi schemes orchestrated by Anthony Zufelt (Zufelt). From approximately June 2005 through June 2006, Zufelt operated a Ponzi scheme through his company Zufelt, Inc. (ZI), and ran a second fraudulent scheme through Silver Leaf Investments, Inc. (“SLI”) between July 2006 and December 2006. The Order finds that, in connection with these schemes, David Decker made materially false and misleading statements to investors about, among other things, the profitability of ZI and SLI, the ability of ZI and SLI to repay investors, the use of investor funds, and the security of the investments. The Order finds that David Decker acted as an unregistered broker-dealer and sold unregistered ZI and SLI securities. Based on the above, the Order bars David Decker from association with any broker, dealer, investment adviser, municipal securities dealer, or transfer agent, and bars him from participating in any offering of a penny stock, including acting as a promoter, finder, consultant, agent or other person who engaged in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. David Decker consented to the issuance of the Order without admitting or denying any of the findings except he admitted the entry of the final judgment. (Rel. 34-69252; File No. 3-15258) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangeA proposed rule change filed by The NASDAQ Stock Market LLC relating to routing fees (SR-NASDAQ-2013-051) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 25, 2013. (Rel. 34-69231) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 EAGLE ROCK ENERGY PARTNERS L P, THE WEDGE TOWER, 1415 LOUISIANA STREET, SUITE 2700, HOUSTON, TX, 77002, 281-408-1200 - 0 ($272,567,884.00) Other, (File 333-187553 - Mar. 27) (BR. 04B) S-1 MOTIVATING THE MASSES INC, 6709 LA TIJERA BOULEVARD, #406, LOS ANGELES, CA, 90045, 2,000,000 ($3,000,000.00) Equity, (File 333-187554 - Mar. 27) (BR. 11) S-4 Summit Materials, LLC, 2900 K STREET N.W., SUITE 100, HARBOURSIDE NORTH TOWER BUILDING, WASHINGTON, DC, 20007, 2025032458 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-187556 - Mar. 27) (BR. 06) S-3ASR NAVISTAR INTERNATIONAL CORP, 2701 NAVISTAR DRIVE, LISLE, IL, 60532, 331-332-5000 - 0 ($0.00) Debt, (File 333-187557 - Mar. 27) (BR. 05B) S-8 ALCATEL LUCENT, 3 AVENUE OCTAVE GREARD, PARIS, I0, 75007, 33140761010 - 216,000 ($557,280.00) Equity, (File 333-187560 - Mar. 27) (BR. 11A) S-3ASR ESSEX PROPERTY TRUST INC, 925 EAST MEADOW DR, PALO ALTO, CA, 94303, 6504943700 - 0 ($0.00) Equity, (File 333-187561 - Mar. 27) (BR. 08B) S-8 AEROPOSTALE INC, 1371 BROADWAY, 8TH FL., NEW YORK, NY, 10018, 2126464885 - 5,625,000 ($77,681,250.00) Equity, (File 333-187562 - Mar. 27) (BR. 09B) S-8 Bacterin International Holdings, Inc., 600 CRUISER LANE, BELGRADE, MT, 59714, 406-388-0480 - 3,000,000 ($2,550,000.00) Equity, (File 333-187563 - Mar. 27) (BR. 01A) S-4 BANK OF THE OZARKS INC, 17901 CHENAL PARKWAY, LITTLE ROCK, AR, 72223, (501) 978-2265 - 0 ($95,518,000.00) Equity, (File 333-187564 - Mar. 27) (BR. 07C) S-3 CURRENCYSHARES CANADIAN DOLLAR TRUST, C/O GUGGENHEIM INVESTMENTS, 805 KING FARM BOULEVARD, SUITE 600, ROCKVILLE, MD, 20850, 301-296-5100 - 0 ($484,200,000.00) Other, (File 333-187566 - Mar. 27) (BR. 08B) S-8 TF FINANCIAL CORP, 3 PENNS TRAIL, NEWTOWN, PA, 18940, 2155794000 - 275,000 ($6,699,000.00) Equity, (File 333-187567 - Mar. 27) (BR. 07C) N-2 KCAP Financial, Inc., 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017, 212-455-8300 - 0 ($250,000,000.00) Equity, (File 333-187570 - Mar. 27) (BR. 22) S-8 SOLARCITY CORP, 3055 CLEARVIEW WAY, SAN MATEO, CA, 94402, 650-638-1028 - 2,996,530 ($52,649,032.10) Equity, (File 333-187576 - Mar. 27) (BR. 06C) S-8 WAL MART STORES INC, 702 SOUTHWEST 8TH ST, BENTONVILLE, AR, 72716, 5012734000 - 0 ($730,600,000.00) Equity, (File 333-187577 - Mar. 27) (BR. 02A) F-1 QIWI plc, 12-14 KENNEDY AVE., KENNEDY BUSINESS CENTRE, OFFICE 203, NICOSIA, G4, 1087, 01135722653390 - 0 ($100,000,000.00) ADRs/ADSs, (File 333-187579 - Mar. 27) (BR. 02) N-2 MONROE CAPITAL Corp, 311 SOUTH WACKER DRIVE, SUITE 6400, CHICAGO, IL, 60606, 312-258-8300 - 0 ($86,250,000.00) Equity, (File 333-187580 - Mar. 27) (BR. 16) S-4 ENCORE CAPITAL GROUP INC, 3111 CAMINO DEL RIO NORTH, SUITE 1300, SAN DIEGO, CA, 92108, 877-445-4581 - 0 ($50,165,449.84) Equity, (File 333-187581 - Mar. 27) (BR. 07B) S-1 PHILLIPS 66 PARTNERS LP, 3010 BRIARPARK DRIVE, HOUSTON, TX, 77042, 855-283-9237 - 0 ($345,000,000.00) Equity, (File 333-187582 - Mar. 27) (BR. ) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- ACCELLENT INC 2.02 03/27/13 AeroGrow International, Inc. NV 5.02 03/21/13 AETNA INC /PA/ PA 1.01,2.03,9.01 03/27/13 AGL RESOURCES INC GA 7.01,9.01 03/27/13 AGL RESOURCES INC GA 1.01,2.03,9.01 03/25/13 AGREE REALTY CORP DE 4.01,9.01 03/22/13 ALIGN TECHNOLOGY INC DE 1.01,2.03,9.01 03/22/13 Altisource Residential Corp 9.01 03/27/13 AMERICAN INTERNATIONAL GROUP INC DE 5.02,9.01 03/21/13 American Mineral Group, Inc. NV 8.01 03/27/13 American Realty Capital Properties, I MD 7.01,8.01,9.01 03/27/13 American Realty Capital Properties, I MD 7.01,8.01,9.01 03/27/13 AMEND ARBOR REALTY TRUST INC MD 1.01,9.01 03/22/13 ARRAY BIOPHARMA INC DE 1.01,9.01 03/27/13 ASTEA INTERNATIONAL INC DE 2.02,9.01 03/27/13 ATLANTIC AMERICAN CORP GA 2.02,9.01 03/26/13 AUDIOEYE INC 1.01,2.01,2.03,9.01 01/31/13 AUTHENTIDATE HOLDING CORP DE 1.01,9.01 03/22/13 Azteca Acquisition Corp D8 1.01,2.03,8.01,9.01 03/22/13 BANCFIRST CORP /OK/ OK 5.02 03/12/13 BARD C R INC /NJ/ NJ 8.01 03/26/13 Bazaarvoice Inc DE 5.02,7.01 03/22/13 BERKSHIRE HILLS BANCORP INC DE 8.01,9.01 03/26/13 BERKSHIRE HILLS BANCORP INC DE 7.01,9.01 03/27/13 BioFuel Energy Corp. 8.01,9.01 03/26/13 BIOMARIN PHARMACEUTICAL INC DE 3.02 03/21/13 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 03/27/13 BOOKS A MILLION INC DE 2.02,9.01 03/25/13 BOYD GAMING CORP NV 5.03 03/27/13 BRIGHT MOUNTAIN HOLDINGS, INC. NV 8.01,9.01 03/25/13 Carbonite Inc DE 7.01,9.01 03/27/13 Casablanca Mining Ltd. NV 5.02,7.01,8.01,9.01 03/21/13 CATALYST PHARMACEUTICAL PARTNERS, INC DE 8.01,9.01 03/27/13 CECO ENVIRONMENTAL CORP DE 1.01,2.03,9.01 03/22/13 CELL THERAPEUTICS INC WA 8.01,9.01 11/06/12 CenterState Banks, Inc. FL 7.01,9.01 03/27/13 CH ENERGY GROUP INC NY 8.01,9.01 03/27/13 CHEMBIO DIAGNOSTICS, INC. NV 8.01,9.01 03/27/13 CHILDRENS PLACE RETAIL STORES INC 5.02 03/27/13 China Teletech Holding Inc FL 5.02,9.01 01/24/13 CIRCLE STAR ENERGY CORP. NV 4.01,5.02,9.01 03/27/13 CIRTRAN CORP NV 3.02,9.01 12/20/12 CITIGROUP INC DE 9.01 03/27/13 CITIGROUP INC DE 9.01 03/27/13 CNB FINANCIAL CORP/PA PA 1.01,5.02,7.01,9.01 03/26/13 CNO Financial Group, Inc. DE 8.01,9.01 03/27/13 COMCAST CORP PA 1.01,3.03 03/27/13 COMPLIANCE SYSTEMS CORP 2.01,3.02,5.01,5.06, 10/30/12 AMEND 9.01 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 03/26/13 CORE MOLDING TECHNOLOGIES INC DE 1.01,2.03,9.01 03/27/13 CorMedix Inc. DE 2.02,9.01 03/27/13 COVER ALL TECHNOLOGIES INC DE 8.01,9.01 03/26/13 CRANE CO /DE/ DE 1.01,9.01 03/22/13 CSG SYSTEMS INTERNATIONAL INC DE 1.01,7.01,9.01 03/26/13 CUBIC CORP /DE/ DE 5.02 03/21/13 Cyclacel Pharmaceuticals, Inc. DE 2.02,9.01 03/27/13 DALECO RESOURCES CORP NV 1.01,3.02,9.01 03/25/13 Delta Tucker Holdings, Inc. DE 2.02,9.01 03/27/13 DIEBOLD INC OH 5.02 03/21/13 DIGITAL ALLY INC 2.02,9.01 03/26/13 Digital Development Group Corp NV 5.02 03/25/13 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 03/26/13 EASTERN VIRGINIA BANKSHARES INC VA 7.01,9.01 03/26/13 Echo Automotive, Inc. NV 7.01,9.01 03/27/13 EDAC TECHNOLOGIES CORP WI 8.01,9.01 03/26/13 ENERGY EDGE TECHNOLOGIES CORP. NJ 5.02 03/27/13 ENERGY FOCUS, INC/DE DE 2.02,9.01 03/27/13 EnerJex Resources, Inc. NV 7.01,9.01 03/27/13 EPL OIL & GAS, INC. DE 9.01 10/31/12 AMEND EPOCH HOLDING CORP DE 3.01,3.03,5.01,5.03, 03/27/13 9.01 EXA CORP MA 2.02,9.01 03/27/13 EXPERT GROUP, INC. NV 5.02 03/26/12 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 5.02,8.01,9.01 03/21/13 FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 03/27/13 Feihe International Inc UT 2.02,9.01 03/27/13 FEMALE HEALTH CO WI 7.01,9.01 03/27/13 Fiesta Restaurant Group, Inc. DE 1.01,9.01 03/21/13 FIRST CAPITAL BANCORP, INC. VA 5.02 03/25/13 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 03/25/13 FIVE BELOW, INC PA 9.01 03/27/13 FOREST CITY ENTERPRISES INC OH 2.02,9.01 03/27/13 FOREST CITY ENTERPRISES INC OH 2.02,9.01 03/27/13 Francesca's Holdings CORP 7.01,9.01 03/26/13 FRANKLIN COVEY CO UT 1.01,2.03,9.01 03/25/13 Frontier Beverage Company, Inc NV 4.01,5.02,9.01 03/21/13 FUTURE ENERGY CORP. 1.01,5.02,8.01,9.01 03/22/13 GDT TEK, Inc. 8.01 03/25/13 General Motors Co 7.01,9.01 03/27/13 GLADSTONE COMMERCIAL CORP MD 8.01 03/27/13 GLADSTONE LAND Corp MD 2.02,9.01 03/27/13 GLIMCHER REALTY TRUST MD 1.01,3.03,5.03,8.01, 03/21/13 9.01 GLOBAL EARTH ENERGY, INC. NV 1.02,9.01 03/27/13 AMEND GLOBAL EARTH ENERGY, INC. NV 1.02,9.01 03/27/13 AMEND GMS Capital Corp. FL 7.01 03/23/13 GOLD RESOURCE CORP CO 5.03,8.01,9.01 03/25/13 GRAHAM ALTERNATIVE INVESTMENT FUND I DE 5.02 12/17/12 GRAHAM ALTERNATIVE INVESTMENT FUND II DE 5.02 12/17/12 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 03/22/13 GRAPHIC PACKAGING HOLDING CO DE 1.01,9.01 03/21/13 GREENBRIER COMPANIES INC OR 8.01,9.01 03/27/13 Griffin-American Healthcare REIT II, MD 8.01 03/21/13 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 03/27/13 HANDY & HARMAN LTD. DE 8.01 03/26/13 HANOVER INSURANCE GROUP, INC. DE 8.01,9.01 03/27/13 HARTFORD FINANCIAL SERVICES GROUP INC DE 8.01 03/26/13 HEALTH CARE REIT INC /DE/ DE 8.01 03/22/13 Health in Harmony, Inc. 3.03,5.03,9.01 03/25/13 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,9.01 03/21/13 HEINZ H J CO PA 8.01,9.01 03/27/13 HF2 FINANCIAL MANAGEMENT INC. DE 1.01,3.02,5.03,8.01, 03/21/13 9.01 HomeStreet, Inc. WA 8.01,9.01 03/26/13 Imperial Holdings, Inc. 2.02,7.01,9.01 03/27/13 India Globalization Capital, Inc. MD 4.01,9.01 03/22/13 Industrial Income Trust Inc. MD 2.02,9.01 03/27/13 Inland American Real Estate Trust, In MD 8.01 03/27/13 IntelGenx Technologies Corp. DE 7.01 03/27/13 Intellicell Biosciences, Inc. NV 8.01 03/27/13 International Stem Cell CORP DE 2.02,9.01 03/27/13 INVENTURE FOODS, INC. DE 5.02,9.01 03/25/13 IRIDEX CORP DE 5.02,9.01 03/25/13 Jive Software, Inc. DE 5.02 03/21/13 KANSAS CITY SOUTHERN DE 7.01,9.01 03/22/13 Landmark Apartment Trust of America, 1.01 03/13/13 AMEND LIGHTPATH TECHNOLOGIES INC DE 1.01,3.02,9.01 03/25/13 Limelight Networks, Inc. DE 5.02 02/13/13 AMEND Limoneira CO DE 5.07 03/26/13 LINDSAY CORP DE 2.02,9.01 03/27/13 LIPOSCIENCE INC DE 2.02,9.01 03/27/13 LUNA INNOVATIONS INC DE 1.01,9.01 03/21/13 MACKINAC FINANCIAL CORP /MI/ MI 8.01,9.01 03/27/13 MEADWESTVACO Corp DE 5.02 03/25/13 Meritage Homes CORP MD 8.01,9.01 03/26/13 NACCO INDUSTRIES INC DE 5.02,9.01 03/26/13 NATIONAL OILWELL VARCO INC DE 5.02,9.01 03/22/13 NBCUniversal Media, LLC DE 1.01 03/27/13 NBT BANCORP INC DE 5.02,9.01 03/25/13 NEOGEN CORP MI 2.02,9.01 03/26/13 NEOPHOTONICS CORP DE 1.01,2.03,9.01 03/21/13 NET 1 UEPS TECHNOLOGIES INC 8.01,9.01 03/27/13 Neuralstem, Inc. DE 1.01,2.03,3.02,9.01 03/22/13 NeurogesX Inc CA 8.01 03/27/13 Neutral Tandem Inc 5.02 03/26/13 Nevada Gold Holdings, Inc. DE 5.02,9.01 03/21/13 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 1.01,9.01 03/21/13 NEWBRIDGE BANCORP NC 8.01,9.01 03/27/13 NEWS CORP 8.01,9.01 03/27/13 NEWTEK BUSINESS SERVICES, INC. NY 2.02,9.01 03/27/13 NORD RESOURCES CORP DE 7.01,9.01 03/27/13 OGLETHORPE POWER CORP GA 5.02,9.01 03/25/13 OLIE INC DE 1.01 03/27/13 OLIE INC DE 1.01 03/27/13 AMEND Oncologix Tech Inc. NV 1.01,2.01,3.02,5.03, 03/22/13 9.01 OPTICAL CABLE CORP VA 5.07,7.01,9.01 03/26/13 OSL HOLDINGS INC. 1.01,9.01 03/21/13 OVERSEAS SHIPHOLDING GROUP INC DE 5.02,9.01 03/22/13 Oxford Resource Partners LP 7.01,9.01 03/27/13 P&F INDUSTRIES INC DE 2.02,9.01 03/27/13 PAR PETROLEUM CORP/CO DE 2.02,9.01 03/27/13 PAR TECHNOLOGY CORP DE 8.01,9.01 03/27/13 PAYCHEX INC DE 2.02,9.01 03/27/13 PC TEL INC DE 1.01,9.01 03/27/13 PCM, INC. DE 1.01,2.03 03/22/13 POLYONE CORP 1.01,9.01 03/25/13 PROGRESS SOFTWARE CORP /MA MA 2.02,9.01 03/27/13 PROGRESSIVE CORP/OH/ OH 1.01 03/25/13 Protea Biosciences Group, Inc. DE 1.01,3.02,9.01 03/21/13 PVH CORP. /DE/ DE 2.02,9.01 03/27/13 QUANTUM MATERIALS CORP. NV 7.01,9.01 03/27/13 Red Giant Entertainment, Inc. NV 5.02 03/01/13 Red Giant Entertainment, Inc. NV 7.01,9.01 03/27/13 RED HAT INC DE 2.02,9.01 03/27/13 REPROS THERAPEUTICS INC. DE 5.02 03/25/13 Revel AC, Inc. DE 1.01,1.03,2.04,9.01 03/22/13 ROBERTS REALTY INVESTORS INC GA 8.01 03/20/13 ROTECH HEALTHCARE INC DE 7.01,8.01,9.01 03/27/13 ROYAL HAWAIIAN ORCHARDS, L.P. DE 2.02,9.01 03/27/13 SARATOGA RESOURCES INC /TX TX 2.02,7.01,9.01 03/27/13 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.02 03/26/13 Sequoia Mortgage Trust 2013-4 8.01,9.01 03/01/13 Seven Seas Cruises S. DE R.L. R1 5.02 03/27/13 Shire plc 8.01,9.01 03/27/13 SIONIX CORP NV 5.02,8.01,9.01 03/21/13 SJW CORP CA 8.01,9.01 03/27/13 SPARE BACKUP, INC. DE 1.01 03/27/13 ST JOE CO FL 5.02 03/25/13 Staffing 360 Solutions, Inc. NY 1.01,8.01,9.01 03/21/13 STEELCASE INC MI 2.02,7.01,9.01 03/27/13 STEINWAY MUSICAL INSTRUMENTS INC DE 1.01,9.01 03/25/13 Summit Hotel Properties, Inc. MD 4.01,8.01,9.01 03/21/13 SUNESIS PHARMACEUTICALS INC DE 5.02,9.01 03/21/13 Sungro Minerals Inc. NV 2.01 03/27/13 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 8.01 03/27/13 Support.com, Inc. DE 5.02 03/25/13 SYNNEX CORP DE 2.02,9.01 03/27/13 TALON INTERNATIONAL, INC. DE 2.02,9.01 03/27/13 THOR INDUSTRIES INC DE 8.01,9.01 03/27/13 TMS International Corp. DE 1.01,9.01 03/21/13 TRI Pointe Homes, Inc. 5.02,9.01 03/21/13 Trovagene, Inc. DE 8.01,9.01 03/27/13 TWO RIVERS WATER & FARMING Co CO 7.01 03/27/13 UNIFIRST CORP MA 2.02,9.01 03/27/13 United Development Funding IV MD 8.01 03/27/13 United States 12 Month Oil Fund, LP 8.01,9.01 03/27/13 United States Commodity Index Funds T DE 8.01,9.01 03/27/13 United States Gasoline Fund, LP DE 8.01,9.01 03/27/13 United States Natural Gas Fund, LP 8.01,9.01 03/27/13 United States Oil Fund, LP DE 8.01,9.01 03/27/13 UNITED STATES STEEL CORP DE 1.01,2.03,8.01,9.01 03/26/13 Verastem, Inc. DE 2.02,9.01 03/27/13 VERENIUM CORP DE 2.02,9.01 03/27/13 VERINT SYSTEMS INC DE 2.02,7.01,9.01 03/27/13 Viacom Inc. DE 5.02,5.07,9.01 03/21/13 Victor Technologies Group, Inc. DE 2.02,9.01 03/26/13 Vuzix Corp DE 1.01,2.03,3.02,9.01 03/21/13 Walter Energy, Inc. DE 1.01,2.03,8.01,9.01 03/27/13 Walter Energy, Inc. DE 8.01,9.01 03/27/13 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 03/22/13 WELLS FARGO & COMPANY/MN DE 9.01 03/27/13 WELLS REAL ESTATE FUND IX LP GA 2.01,9.01 03/22/13 WELLS REAL ESTATE FUND VIII LP GA 2.01,9.01 03/22/13 WEST CORP DE 1.02,2.04,5.02,5.03, 03/21/13 8.01,9.01 West End Indiana Bancshares, Inc. MD 8.01 03/26/13 Western Graphite Inc. 7.01 03/26/13 WESTMORELAND COAL Co DE 1.01,9.01 03/21/13 WESTMORELAND COAL Co DE 7.01,8.01,9.01 03/25/13 WMX Group Holdings, Inc. FL 3.03,5.03,9.01 03/21/13 WORDLOGIC CORP NV 5.02,7.01,9.01 03/25/13 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 8.01 03/27/13 ZaZa Energy Corp DE 7.01,9.01 03/27/13 ZOGENIX, INC. DE 1.01,9.01 03/21/13 ZOGENIX, INC. DE 1.01,9.01 03/27/13
http://www.sec.gov/news/digest/2013/dig032813.htm
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