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COMMISSION ANNOUNCEMENTSCommission MeetingsClosed Meeting on Thursday, August 16, 2012 at 2:00 p.m.The subject matter of the Closed Meeting scheduled for Thursday, August 16, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSIn the Matter of AngelCiti Entertainment, Inc., et al.An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Five Respondents (Default Order) in AngelCiti Entertainment, Inc., Admin. Proc. File No. 3-14932. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file timely periodic reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true as to AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Clearant, Inc., Comdial Corp. (n/k/a CMDL Corporation), and DataMetrics Corp., and revokes the registration of each class of their registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.), remains in this proceeding. (Rel. 34-67625; File No. 3-14932) In the Matter of Objex, Inc., et al.An Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Objex, Inc., Admin. Proc. No. 3-14934. The Default Order finds that Respondents Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX, Inc., issuers of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Exchange Act), failed to comply with Section 13(a) of the Exchange Act and Exchange Act Rules 13a-1 and 13a-13 by failing to file required periodic reports with the Securities and Exchange Commission. As a result, the Administrative Law Judge ordered that the registration of each class of the registered securities of each named Respondent is revoked. (Rel. 34-67626; File No. 3-14934) SEC Settles Charges with Two Individuals Arising Out of Fraud at Heart Tronics, Inc.The Securities and Exchange Commission announced today that Martin B. Carter and Ryan A. Rauch have agreed to settle charges against them filed in the Central District of California. The complaint alleged that Heart Tronics, Inc. (formerly known as Signalife, Inc. and Recom Managed Systems, Inc.) repeatedly announced millions of dollars in fraudulent sales orders for its heart monitoring device between 2006 and 2008 when, in fact, the company never had viable sales orders from actual customers. According to the complaint, Carter fabricated numerous documents to support the false disclosures, and also arranged to ship products to a friend to create the illusion that the company was delivering its product to a bona fide customer. The Commission’s complaint also alleged that Rauch solicited numerous investors to buy Heart Tronics stock but failed to disclose that he was being paid by Heart Tronics in exchange for promoting the company. On October 5, 2011, Carter pled guilty to one criminal count of conspiracy to commit mail fraud, wire fraud and obstruction of justice based on his creation of fake sales orders and other documents for Heart Tronics and providing false and misleading information to Commission staff during the investigation. To settle the Commission’s civil charges, Carter has consented to the entry of a final judgment permanently enjoining him from violating Sections 5(a) and (c) , 17(a)(1) and 17(a)(3) of the Securities Act of 1933 (Securities Act); Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act); and Exchange Act Rules 10b-5(a), 10b-5(c) and 13b2-1; and aiding and abetting violations of Sections 10(b), 13(a) and 13(b)(2)(A) of the Exchange Act and Exchange Act Rules 10b-5(a), 10b-5(c), 12b-20, 13a-1, 13a-11, and 13a-13. In addition, Carter has agreed to a permanent penny stock bar pursuant to Section 20(g) of the Securities Act and Section 21(d)(6) of the Exchange Act. Carter’s proposed judgment, which is subject to court approval, will not impose disgorgement or penalties based on Carter’s sworn financial condition. Rauch has consented, without admitting or denying the Commission’s allegations, to the entry of a final judgment that permanently enjoins him from violating Section 17(b) of the Securities Act, imposes a three-year penny stock bar pursuant to Section 20(g) of the Securities Act, and orders him to pay $15,000 of disgorgement plus prejudgment interest of $2,789.04 and a civil penalty of $20,000. The proposed judgment is subject to court approval. On December 13, 2011, a grand jury in the Southern District of Florida indicted the alleged mastermind of the fraud schemes, Mitchell J. Stein, the purported outside counsel to Heart Tronics and husband of its majority shareholder, on 14 criminal counts of conspiracy to commit mail and wire fraud; mail fraud; wire fraud; securities fraud; money laundering; and conspiracy to obstruct justice. The Commission’s civil action against the remaining defendants, including Stein, Heart Tronics’ co-CEOs Willie Gault and Rowland Perkins, and former stock broker Mark Nevdahl, is stayed until the conclusion of the criminal case against Stein. For further information, see Litigation Release No. 22204 (December 20, 2011). [SEC v. Heart Tronics, Inc., et al., 11-cv-01962 (C.D. Cal.)] (LR-22440) Former Deloitte Partner Pleads Guilty to Insider TradingThe Securities and Exchange Commission announced that on August 8, 2012, Thomas P. Flanagan, a former Deloitte and Touche LLP partner, pleaded guilty to one count of criminal securities fraud for engaging in insider trading after he obtained material, nonpublic information about several Deloitte clients. Flanagan, 64, of Chicago, used that information himself and shared it with a relative to make illegal trading profits. The U.S. Attorney’s Office for the Northern District of Illinois filed criminal charges against Flanagan on July 11, 2012 in the U.S. District Court for the Northern District of Illinois. Flanagan is scheduled to be sentenced on October 25, 2012. The criminal charges arose out of the same facts that were the subject of a civil action that the SEC filed against Flanagan and his son, Patrick T. Flanagan, on August 4, 2010. The SEC’s complaint alleged that Thomas Flanagan, a certified public accountant, worked at Deloitte for 38 years and rose to the level of Vice Chairman of Clients and Markets. The complaint alleged that Flanagan traded on nine occasions between 2005 and 2008 in the securities of multiple Deloitte clients and a company acquired by a Deloitte client while in possession of nonpublic information that he learned through his duties as a Deloitte partner. The information had not yet been disclosed to the public and concerned material, market-moving events such as earnings results, earnings guidance, and acquisitions. Thomas Flanagan’s illegal trading resulted in profits of over $430,000. On four occasions, Thomas Flanagan relayed the nonpublic information to his son Patrick Flanagan who then traded based on that information. Patrick Flanagan realized profits of more than $57,000. The SEC also instituted related administrative and cease-and-desist proceedings on August 4, 2010, finding that Flanagan violated the SEC’s auditor independence rules on 71 occasions between 2003 and 2008 by trading in the securities of nine Deloitte audit clients. The SEC’s settled administrative order found that during the time Flanagan owned or controlled these securities, Deloitte issued audit reports to the nine audit clients in which it stated that the financial statements contained in the reports had been audited by an independent auditor. However, due to Flanagan’s ownership of the audit clients’ securities, Deloitte was not independent. The companies then filed with the SEC annual reports and proxy statements which included the false audit reports. As a result, the SEC’s administrative order found that Flanagan caused and willfully aided and abetted Deloitte’s violations of the SEC’s auditor independence rules under Regulation S-X and also caused and willfully aided and abetted the companies’ violations of the reporting and proxy provisions of the Securities Exchange Act of 1934. As alleged in the SEC’s complaint, Thomas Flanagan concealed his trades in the securities of Deloitte’s clients and circumvented Deloitte’s independence controls. According to the SEC’s complaint, he failed to report the prohibited trades to Deloitte, lied to Deloitte about his compliance with its independence policies, and provided false information to Deloitte’s personal income tax preparers about the identity of the companies whose securities he traded. As a result of their conduct, the SEC’s complaint charged Thomas and Patrick Flanagan with violations of Sections 10(b) and 14(e) of the Securities and Exchange Act of 1934 and Rules 10b-5 and 14e-3. The SEC’s administrative action found that Thomas Flanagan caused and willfully aided and abetted Deloitte’s violations of Rule 2-02(b)(1) of Regulation S-X, and caused and willfully aided and abetted the clients’ violations of Sections 13(a) and 14(a) of the Exchange Act, and Rules 13a-1, 13a-13, and 14a-3 thereunder. Without admitting or denying the SEC’s allegations in the complaint and the findings in the administrative order, Thomas Flanagan consented to the entry of an order of permanent injunction, to pay disgorgement with prejudgment interest and civil penalties totaling $1,051,042, and to a denial of the privilege of appearing or practicing before the SEC as an accountant. Without admitting or denying the SEC’s allegations in the complaint, Patrick Flanagan consented to the entry of an order of permanent injunction and to pay disgorgement with prejudgment interest and a civil penalty totaling $123,270. [SEC v. Thomas P. Flanagan, et al., Case No. 10-cv-04885 (N.D. Ill.)] (LR-22441) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-11 CyrusOne Inc., 4211 SOUTHWEST FREEWAY, HOUSTON, TX, 77027, (713)821-1264 - 0 ($300,000,000.00) Equity, (File 333-183132 - Aug. 8) (BR. 08) S-8 AspenBio Pharma, Inc., 1585 S. PERRY STREET, CASTLE ROCK, CO, 80104, (303) 794-2000 - 89,168 ($138,656.24) Equity, (File 333-183133 - Aug. 8) (BR. 01B) S-3ASR ATLANTIC POWER CORP, ONE FEDERAL STREET, FLOOR 30, BOSTON, MA, 02110, 617-977-2400 - 0 ($0.00) Other, (File 333-183135 - Aug. 8) (BR. 02B) S-8 NEW FOUND SHRIMP INC, 7830 INISHMORE DRIVE, INDIANAPOLIS, IN, 46214, 317-247-1998 - 300,000,000 ($750,000.00) Equity, (File 333-183139 - Aug. 8) (BR. 08) S-1 INNOVUS PHARMACEUTICALS, INC., 80 WEST SIERRA MADRE BLVD., #392, SIERRA MADRE, CA, 91024, 626-227-1630 - 150,580 ($338,805.00) Equity, (File 333-183141 - Aug. 8) (BR. 07B) S-8 ORIENT EXPRESS HOTELS LTD, 22 VICTORIA STREET, HAMILTON, D0, HM 12, 1 441 295 2244 - 0 ($42,500,000.00) Other, (File 333-183142 - Aug. 8) (BR. 08B) F-3 China Cord Blood Corp, 48 FL., BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL HONG KONG, K3, 000000, 852-3605-8180 - 22,903,454 ($65,000,003.00) Equity, (File 333-183143 - Aug. 8) (BR. 09B) S-8 TOTAL SA, 2 PLACE DE LA COUPOLE, LA DEFENSE 92078, PARIS FRANCE, I0, 00000, 2129693300 - 134,940 ($6,309,547.80) Equity, (File 333-183144 - Aug. 8) (BR. 04B) S-8 HARDINGE INC, ONE HARDING DRIVE, ELMIRA, NY, 14902, 6077342281 - 0 ($6,810,000.00) Debt, (File 333-183145 - Aug. 8) (BR. 10A) S-3ASR AMERICAN STATES WATER CO, 630 E FOOTHILL BLVD, SAN DIMAS, CA, 91773-9016, 9093943600 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-183146 - Aug. 8) (BR. 02A) S-8 PRAXAIR INC, 39 OLD RIDGEBURY RD, DANBURY, CT, 06810-5113, 2038372000 - 0 ($12,377,400.00) Equity, (File 333-183147 - Aug. 8) (BR. 06A) S-8 ROSETTA STONE INC, 1919 NORTH LYNN STREET, SUITE 700, ARLINGTON, VA, 22209, 1-800-788-0822 - 0 ($14,261,211.00) Equity, (File 333-183148 - Aug. 8) (BR. 03B) S-8 Orbitz Worldwide, Inc., 500 W. MADISON STREET, SUITE 1000, CHICAGO, IL, 60661, 312-894-5000 - 3,000,000 ($12,660,000.00) Equity, (File 333-183149 - Aug. 8) (BR. 05C) S-3ASR PRAXAIR INC, 39 OLD RIDGEBURY RD, DANBURY, CT, 06810-5113, 2038372000 - 0 ($0.00) Other, (File 333-183150 - Aug. 8) (BR. 06A) S-8 ACADIA PHARMACEUTICALS INC, 3911 SORRENTO VALLEY BLVD, SAN DIEGO, CA, 92121, 858-558-2871 - 0 ($232,500.00) Equity, (File 333-183151 - Aug. 8) (BR. 01B) S-8 ACHILLION PHARMACEUTICALS INC, 300 GEORGE STREET, NEW HAVEN, CT, 06511, 203-624-7000 - 0 ($46,410,000.00) Equity, (File 333-183152 - Aug. 8) (BR. 01A) S-3 AVANIR PHARMACEUTICALS, INC., 20 ENTERPRISE, SUITE 200, ALISO VIEJO, CA, 92656, 949-389-6700 - 0 ($100,000,000.00) Other, (File 333-183153 - Aug. 8) (BR. 01B) S-8 CORPORATE EXECUTIVE BOARD CO, 1919 NORTH LYNN ST., ARLINGTON, VA, 22209, 5713033000 - 0 ($490,797,910.46) Equity, (File 333-183156 - Aug. 8) (BR. 08B) S-8 LYRIS, INC., 6401 HOLLIS STREET, SUITE 125, EMERYVILLE, CA, 94608, 800-768-2929 - 775,000 ($1,937,500.00) Equity, (File 333-183157 - Aug. 8) (BR. 03C) S-8 ST JUDE MEDICAL INC, ONE ST JUDE MEDICAL DRIVE, ST PAUL, MN, 55117, 6517562000 - 100,000,000 ($100,000,000.00) Equity, (File 333-183158 - Aug. 8) (BR. 10B) S-8 ST JUDE MEDICAL INC, ONE ST JUDE MEDICAL DRIVE, ST PAUL, MN, 55117, 6517562000 - 6,000,000 ($220,980,000.00) Equity, (File 333-183159 - Aug. 8) (BR. 10B) S-8 AMARIN CORP PLC\UK, FIRST FLOOR, BLOCK 3, THE OVAL,, SHELBOURNE ROAD, BALLSBRIDGE, DUBLIN, L2, 00000, 353 1 6699 020 - 8,000,000 ($90,360,000.00) Equity, (File 333-183160 - Aug. 8) (BR. 01A) S-8 Quad/Graphics, Inc., N61 W23044 HARRY'S WAY, SUSSEX, WI, 53089-3995, 414-566-6000 - 3,571,652 ($55,682,054.68) Equity, (File 333-183161 - Aug. 8) (BR. 05C) S-1 SunCoke Energy Partners, L.P., 1011 WARRENVILLE ROAD, SUITE 600, LISLE, IL, 60532, 630-824-1000 - 0 ($350,000,000.00) Equity, (File 333-183162 - Aug. 8) (BR. ) S-8 SILICON IMAGE INC, 1140 EAST ARQUES AVE, SUNNYVALE, CA, 94085, 408-616-4000 - 7,000,000 ($34,790,000.00) Equity, (File 333-183163 - Aug. 8) (BR. 10B) S-8 CALLIDUS SOFTWARE INC, 6200 STONERIDGE MALL ROAD, SUITE 500, PLEASANTON, CA, 94588, 925-251-2200 - 0 ($9,860,602.00) Equity, (File 333-183164 - Aug. 8) (BR. 03B) S-8 JUNIPER NETWORKS INC, 1194 NORTH MATHILDA AVE, SUNNYVALE, CA, 94089, 4087452000 - 32,000,000 ($547,840,000.00) Equity, (File 333-183165 - Aug. 8) (BR. 03A) S-8 INSULET CORP, 9 OAK PARK DRIVE, BEDFORD, MA, 01730, (781) 457-5000 - 6,675,000 ($128,593,875.00) Equity, (File 333-183166 - Aug. 8) (BR. 10A) S-1 Counseling International, Inc., 2333 BOONE AVENUE, VENICE, CA, 90291, 310-801-3368 - 763,400 ($38,170.00) Equity, (File 333-183167 - Aug. 8) (BR. ) S-8 Rock-Tenn CO, 504 THRASHER STREET, NORCROSS, GA, 30071, (770) 448-2193 - 3,300,000 ($189,750,000.00) Equity, (File 333-183168 - Aug. 8) (BR. 04A) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
A123 SYSTEMS, INC. DE 7.01,8.01,9.01 08/08/12
A123 SYSTEMS, INC. DE 2.02,9.01 08/08/12
AAON INC NV 2.02,9.01 08/08/12
AASTROM BIOSCIENCES INC MI 2.02,9.01 08/07/12
ABM INDUSTRIES INC /DE/ DE 5.02,9.01 08/06/12
ABRAXAS PETROLEUM CORP NV 7.01,9.01 08/08/12
ACADIA PHARMACEUTICALS INC DE 2.02,9.01 08/08/12
Accretive Health, Inc. DE 2.02,9.01 08/08/12
ACHILLION PHARMACEUTICALS INC DE 2.02,9.01 08/08/12
ADA-ES INC CO 7.01,9.01 07/31/12
ADVOCAT INC DE 2.02,9.01 08/08/12
Aegerion Pharmaceuticals, Inc. DE 2.02,9.01 08/08/12
AFFYMAX INC DE 2.02,9.01 08/08/12
AGENUS INC DE 7.01,9.01 08/08/12
Air Transport Services Group, Inc. DE 2.02,9.01 08/03/12
ALERE INC. DE 2.02,9.01 08/08/12
Alexza Pharmaceuticals Inc. DE 2.02,9.01 08/08/12
Alexza Pharmaceuticals Inc. DE 8.01,9.01 08/08/12
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 2.02,7.01,9.01 08/08/12
ALMOST FAMILY INC DE 2.02,9.01 08/08/12
Alpha Natural Resources, Inc. DE 2.02,9.01 08/08/12
AMARIN CORP PLC\UK X0 2.02,9.01 08/08/12
AMERICAN AIRLINES INC DE 8.01 08/08/12
AMERICAN EXPRESS CO NY 2.02,7.01 08/08/12
AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 08/08/12
AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 08/08/12
American Realty Funds Corp TN 5.02,9.01 08/01/12
American Renal Associates Holdings, I DE 2.02,7.01,9.01 08/08/12
American Renal Holdings Inc. DE 2.02,7.01,9.01 08/08/12
AMR CORP DE 8.01 08/08/12
ANIXTER INTERNATIONAL INC DE 7.01,9.01 08/08/12
APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 08/07/12
Apollo Residential Mortgage, Inc. MD 2.02,9.01 08/07/12
ARC Group Worldwide, Inc. UT 1.01,2.01,3.02 08/08/12
ARC WIRELESS SOLUTIONS INC UT 5.03,5.07,8.01 08/07/12
Armour Residential REIT, Inc. MD 1.01,8.01,9.01 08/02/12
ARRIS GROUP INC DE 7.01,9.01 08/08/12
AspenBio Pharma, Inc. CO 7.01,9.01 08/08/12
ASSOCIATED BANC-CORP WI 8.01,9.01 08/08/12
ATLANTIC POWER CORP A1 2.02,8.01,9.01 08/08/12
Atlas Energy, L.P. DE 2.02,9.01 08/07/12
Atlas Resource Partners, L.P. DE 2.02,9.01 08/07/12
ATMOS ENERGY CORP TX 1.01,2.02,7.01,9.01 08/08/12
AUTHENTEC INC DE 2.02,9.01 08/08/12
AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 08/08/12
AVNET INC NY 2.02,8.01,9.01 08/08/12
AVRA Surgical Robotics, Inc. 1.01,5.02,5.03,5.06, 08/03/12
9.01
AXION INTERNATIONAL HOLDINGS, INC. CO 5.02 08/07/12
BAY BANKS OF VIRGINIA INC VA 8.01 08/07/12
BENIHANA INC DE 1.01 08/03/12
BERKELEY COFFEE & TEA, INC. NV 2.01,9.01 04/30/11 AMEND
BGC Partners, Inc. DE 8.01,9.01 08/08/12
BIOCLINICA INC DE 2.02,9.01 08/08/12
Biodel Inc DE 2.02,9.01 08/08/12
BIOLASE, INC DE 2.02,9.01 08/08/12
BioScrip, Inc. DE 2.02,8.01,9.01 08/08/12
Blue Earth, Inc. NV 5.03,9.01 08/03/12
BLUEGREEN CORP MA 2.02,9.01 08/07/12
BOINGO WIRELESS INC DE 2.02,9.01 08/08/12
Bonanza Creek Energy, Inc. DE 5.02,7.01,9.01 08/07/12
Bristow Group Inc DE 7.01,9.01 08/08/12
BROADVIEW NETWORKS HOLDINGS INC DE 8.01 08/06/12
BROADWIND ENERGY, INC. DE 2.02,7.01,9.01 08/08/12
BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 08/07/12
BUCKEYE TECHNOLOGIES INC DE 5.02,7.01,8.01,9.01 08/07/12
C&J Energy Services, Inc. DE 8.01,9.01 08/08/12
C2E ENERGY, INC. FL 1.01,1.02,2.01,9.01 02/12/12
CALGON CARBON CORPORATION DE 2.02,9.01 08/08/12
CAMERON INTERNATIONAL CORP DE 5.02,9.01 08/02/12
CAPITAL TRUST INC MD 2.02,9.01 08/02/12
CapLease, Inc. 2.02,9.01 08/08/12
Capstone Therapeutics Corp. DE 2.02,7.01,9.01 08/08/12
CardioNet, Inc. CA 2.02,9.01 08/08/12
Cardiovascular Systems Inc DE 2.02,9.01 08/08/12
Carlyle Group L.P. DE 2.02,9.01 08/08/12
CARRIAGE SERVICES INC DE 5.02 08/02/12
CAS MEDICAL SYSTEMS INC DE 2.02,9.01 08/08/12
CELL THERAPEUTICS INC WA 7.01,8.01,9.01 08/08/12
CEMPRA, INC. DE 2.02,9.01 08/08/12
CENTURY CASINOS INC /CO/ DE 2.02 06/30/12
CENTURYLINK, INC LA 2.02,9.01 08/08/12
CENVEO, INC CO 2.02,5.02,9.01 08/08/12
CHESAPEAKE UTILITIES CORP DE 2.02,9.01 08/08/12
China Electronics Holdings, Inc. NV 1.01,9.01 07/18/12
CHINA FUND INC MD 7.01,9.01 06/30/12
CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 08/08/12
CIG WIRELESS CORP. NV 1.01,5.02 07/25/12
CIGNA CORP DE 8.01,9.01 08/08/12
CINCINNATI BELL INC OH 8.01,9.01 08/08/12
CINCINNATI BELL INC OH 2.02,7.01,9.01 08/08/12
CLEAN HARBORS INC MA 2.02,9.01 08/08/12
Clovis Oncology, Inc. DE 2.02,9.01 08/08/12
COLUMBIA LABORATORIES INC DE 2.02,9.01 08/08/12
COLUMBIA SPORTSWEAR CO OR 1.01,7.01,8.01,9.01 08/06/12
COMMAND SECURITY CORP NY 2.02,9.01 08/08/12
CommonWealth REIT MD 2.02,9.01 08/08/12
COMPUTER SCIENCES CORP NV 2.02,9.01 08/08/12
COMPX INTERNATIONAL INC DE 7.01,9.01 08/07/12
CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 08/08/12
Core-Mark Holding Company, Inc. DE 2.02,9.01 08/08/12
CORONADO BIOSCIENCES INC DE 2.02,9.01 08/08/12
CPI AEROSTRUCTURES INC NY 2.02 07/25/12
CPI International Holding Corp. 2.02,9.01 08/08/12
CRIMSON EXPLORATION INC. 2.02,9.01 08/08/12
CYTORI THERAPEUTICS, INC. DE 2.02,9.01 08/08/12
DC BRANDS INTERNATIONAL INC CO 5.03,9.01 07/25/12
DCP Midstream Partners, LP DE 2.02,9.01 08/07/12
DEERE & CO DE 7.01 08/08/12
Delek US Holdings, Inc. 2.02,9.01 08/07/12
DELTA PETROLEUM CORP/CO CO 5.02,9.01 08/02/12
DELTATHREE INC DE 5.07 08/07/12
DIGITAL ALLY INC 2.02,9.01 08/08/12
DORCHESTER MINERALS, L.P. DE 2.02,7.01,9.01 08/08/12
DOT HILL SYSTEMS CORP DE 2.02 08/07/12
DOVER SADDLERY INC 2.02,9.01 08/08/12
DUMA ENERGY CORP NV 1.01,7.01,9.01 08/07/12
DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 08/08/12
Durata Therapeutics, Inc. DE 1.01 08/03/12
Dynastar Holdings, Inc. NV 5.02 08/03/12
DYNEX CAPITAL INC VA 1.01,2.03,9.01 08/06/12
ECA Marcellus Trust I DE 2.02,9.01 08/08/12
Edgen Group Inc. DE 2.03,9.01 08/08/12
EDUCATION MANAGEMENT CORPORATION 2.02 08/08/12
EFL OVERSEAS, INC. NV 3.02 08/03/12
El Paso Pipeline Partners, L.P. DE 7.01 08/07/12
Ellington Financial LLC DE 7.01,9.01 08/07/12
ENCORE CAPITAL GROUP INC DE 8.01,9.01 08/08/12
Energy Transfer Equity, L.P. DE 1.01,9.01 08/02/12
EnergySolutions, Inc. DE 2.02,9.01 08/08/12
EnerSys DE 2.02,7.01,9.01 08/08/12
ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 08/06/12
ENTERTAINMENT PROPERTIES TRUST MD 1.01,2.03,9.01 08/08/12
ENVESTNET, INC. DE 2.02,9.01 08/08/12
EPICEPT CORP 2.02,9.01 08/08/12
ePunk, Inc. NV 8.01 08/08/12
EQUITY LIFESTYLE PROPERTIES INC MD 8.01 08/07/12
Erickson Air-Crane Inc DE 2.02,9.01 08/08/12
Essex Rental Corp. DE 2.02,9.01 08/07/12
EXACT SCIENCES CORP DE 1.01,9.01 08/08/12
Federal Home Loan Bank of Des Moines X1 7.01,9.01 08/08/12
FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 08/08/12
Fiesta Restaurant Group, Inc. DE 2.02,9.01 08/08/12
FIRST CITIZENS BANCSHARES INC /DE/ DE 2.02,7.01,9.01 08/08/12
First Federal of Northern Michigan Ba 2.02,9.01 08/08/12
FIRST INDUSTRIAL REALTY TRUST INC MD 8.01,9.01 08/06/12
FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 08/08/12
FLEETCOR TECHNOLOGIES INC DE 2.02,9.01 08/08/12
Forestar Group Inc. DE 2.02,7.01,9.01 08/08/12
FOSTER L B CO PA 2.02,9.01 08/08/12
FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 08/08/12
Fuel Systems Solutions, Inc. 2.02,9.01 08/08/12
Furiex Pharmaceuticals, Inc. DE 1.01,2.03,8.01,9.01 08/02/12
G III APPAREL GROUP LTD /DE/ DE 1.01,1.02,2.01,2.03, 08/06/12
9.01
GALLAGHER ARTHUR J & CO DE 8.01,9.01 08/08/12
GARDNER DENVER INC DE 7.01,9.01 08/02/12
GASTAR EXPLORATION LTD 2.02,9.01 08/08/12
Gastar Exploration USA, Inc. DE 2.02,9.01 08/08/12
GateHouse Media, Inc. DE 2.02,9.01 08/02/12
GENEREX BIOTECHNOLOGY CORP DE 1.01,3.02,5.03,9.01 08/08/12
GENOMIC HEALTH INC 2.02,5.02,9.01 08/08/12
GEOGLOBAL RESOURCES INC. DE 7.01,8.01,9.01 07/31/12
GEORGIA GULF CORP /DE/ DE 8.01,9.01 08/08/12
GIGA TRONICS INC CA 2.02,9.01 08/08/12
Global Income Trust, Inc. MD 1.01,7.01,8.01,9.01 08/03/12
GLOBAL PARTNERS LP 2.02,7.01,9.01 08/08/12
Global Technologies Group, Inc. FL 8.01,9.01 07/30/12
GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 08/03/12
GREAT PLAINS ENERGY INC MO 2.02,9.01 08/08/12
GSI GROUP INC A3 7.01,9.01 08/08/12
GTX INC /DE/ DE 2.02,9.01 08/08/12
GULFPORT ENERGY CORP DE 2.02,9.01 08/07/12
H&E Equipment Services, Inc. DE 1.01,2.03,9.01 08/06/12
HANSEN MEDICAL INC DE 2.02,9.01 08/08/12
HARVARD BIOSCIENCE INC DE 7.01,8.01,9.01 08/08/12
HEALTHCARE TRUST OF AMERICA, INC. MD 2.02,9.01 08/07/12
Heelys, Inc. DE 2.02,9.01 08/08/12
HERCULES OFFSHORE, INC. DE 8.01 08/07/12
HEWLETT PACKARD CO DE 2.06,7.01,8.01,9.01 08/07/12
HINES REAL ESTATE INVESTMENT TRUST IN 7.01 08/08/12
HollyFrontier Corp DE 2.02,9.01 08/08/12
HollyFrontier Corp DE 7.01 08/08/12
HSBC USA INC /MD/ MD 9.01 08/08/12
HUMAN GENOME SCIENCES INC DE 2.01,3.01,3.02,3.03, 08/02/12
5.01,5.03,9.01
HUNTINGTON INGALLS INDUSTRIES, INC. DE 2.02,9.01 08/08/12
iGo, Inc. DE 2.02,9.01 08/07/12
IMPERIAL INDUSTRIES INC DE 2.02 08/08/12
INDEPENDENT BANK CORP /MI/ MI 5.02 08/07/12
Innophos Holdings, Inc. 9.01 08/06/12
INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02,9.01 08/01/12
INSMED INC VA 7.01,9.01 08/07/12
INSTITUTIONAL FINANCIAL MARKETS, INC. MD 2.02,9.01 08/08/12
INSULET CORP DE 2.02,9.01 08/08/12
INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 08/08/12
INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 08/08/12
INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 08/08/12
INTEVAC INC CA 5.02 08/07/12
INTL FCSTONE INC. DE 2.02,7.01,9.01 08/07/12
IntraLinks Holdings, Inc. DE 2.02,9.01 08/08/12
ION GEOPHYSICAL CORP DE 2.02,7.01,9.01 08/07/12
ISIS PHARMACEUTICALS INC DE 2.03,3.02,8.01,9.01 08/07/12
ISLAND BREEZE INTERNATIONAL, INC. DE 8.01,9.01 08/08/12
IZEA, Inc. NV 3.02,5.02,9.01 08/07/12
JACK IN THE BOX INC /NEW/ DE 2.02,9.01 08/08/12
JDA SOFTWARE GROUP INC DE 5.02,9.01 08/02/12
JOY GLOBAL INC DE 3.03 08/06/12
KAMAN CORP CT 7.01,9.01 08/08/12
KAMAN CORP CT 5.02,7.01,9.01 08/08/12
KELLOGG CO DE 1.01,2.01,9.01 05/31/12 AMEND
KELLY SERVICES INC DE 2.02,9.01 08/08/12
KENEXA CORP 2.02,9.01 08/07/12
KINDER MORGAN MANAGEMENT LLC DE 7.01 08/07/12
KINDER MORGAN MANAGEMENT LLC DE 7.01 08/07/12
KV PHARMACEUTICAL CO /DE/ DE 1.03,2.04,3.01,7.01, 08/04/12
9.01
LAKES ENTERTAINMENT INC MN 2.02,9.01 08/08/12
LAMAR ADVERTISING CO/NEW DE 2.02,9.01 08/08/12
Landmark Apartment Trust of America, 1.01,1.02,3.02,3.03, 08/02/12
5.02,5.03,9.01
LEARNING TREE INTERNATIONAL INC DE 2.02,7.01,9.01 08/07/12
LendingClub Corp DE 5.02,7.01,9.01 07/31/12
LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 08/07/12
LGL GROUP INC DE 2.02,7.01,9.01 08/08/12
Liberty Gold Corp. DE 4.01,9.01 07/19/12
LIBERTY SILVER CORP NV 8.01,9.01 08/08/12
LIFE PARTNERS HOLDINGS INC TX 5.07,8.01,9.01 08/06/12
LIGAND PHARMACEUTICALS INC DE 2.02,9.01 08/08/12
LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,9.01 08/08/12
Lithium Exploration Group, Inc. NV 4.01,9.01 08/01/12 AMEND
LMI AEROSPACE INC MO 2.02,7.01,9.01 08/08/12
LPL Financial Holdings Inc. DE 9.01 06/15/12 AMEND
LSB INDUSTRIES INC DE 2.02,9.01 08/08/12
LVB Acquisition, Inc. 8.01,9.01 08/08/12
LYDALL INC /DE/ DE 7.01 08/08/12
Macy's, Inc. DE 2.02,9.01 08/08/12
MAD CATZ INTERACTIVE INC Z4 2.02,9.01 08/08/12
MAGNETEK, INC. DE 2.02 08/08/12
Maiden Holdings, Ltd. D0 2.02,8.01,9.01 08/08/12
Maidenform Brands, Inc. DE 2.02,9.01 08/08/12
MANAS PETROLEUM Corp NV 1.01,8.01,9.01 08/06/12
Manning & Napier, Inc. 8.01,9.01 08/07/12
Marina Biotech, Inc. DE 1.01,3.02,5.01,8.01, 08/02/12
9.01
Mattersight Corp DE 2.02,7.01,9.01 08/08/12
MBIA INC CT 2.02,7.01,9.01 08/08/12
McEwen Mining Inc. CO 7.01,9.01 08/08/12
MEDGENICS, INC. DE 5.02,9.01 08/06/12 AMEND
MEDICIS PHARMACEUTICAL CORP DE 2.02,8.01,9.01 07/25/12
MeetMe, Inc. DE 2.02,9.01 08/08/12
MEI Pharma, Inc. DE 1.01,3.02,7.01,9.01 08/07/12
MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 08/08/12
MERCURY COMPUTER SYSTEMS INC MA 2.01,7.01,9.01 08/08/12
MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/01/12
METALICO INC 8.01,9.01 08/08/12
MICRONETICS INC DE 1.02,2.01,3.01,3.03, 08/08/12
5.01,5.02,5.03,5.07,
9.01
Mid-Con Energy Partners, LP DE 2.02,7.01,9.01 08/07/12
Midway Gold Corp A1 5.02,7.01,9.01 08/08/12
Millennial Media Inc. DE 2.02,9.01 08/08/12
MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 08/08/12
Mistras Group, Inc. DE 2.02,9.01 08/08/12
MITEL NETWORKS CORP 7.01,9.01 08/08/12
MModal Inc. DE 2.02,9.01 08/07/12
MOBILE MINI INC DE 1.02 08/02/12
MOLEX INC DE 2.02,9.01 08/08/12
MOLSON COORS BREWING CO DE 2.01,9.01 06/15/12 AMEND
MONARCH COMMUNITY BANCORP INC MD 2.02,9.01 08/03/12
MONKEY ROCK GROUP, INC. DE 1.02,5.01,5.02,9.01 08/08/12
Monster Beverage Corp DE 2.02,9.01 08/08/12
Morgans Hotel Group Co. DE 8.01 08/08/12
NABI BIOPHARMACEUTICALS DE 1.01,9.01 08/06/12
NASB FINANCIAL INC MO 2.02,9.01 08/08/12
NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 08/08/12
NATIONAL FUEL GAS CO NJ 7.01,9.01 08/08/12
NATIONAL RESEARCH CORP WI 2.02,9.01 08/07/12
NATIONAL SECURITY GROUP INC DE 1.01,2.03 08/03/12 AMEND
NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 08/08/12
NAVISTAR INTERNATIONAL CORP DE 2.05 08/02/12
Neenah Paper Inc DE 2.02,9.01 08/08/12
NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 08/07/12
NEWS CORP 2.02,9.01 08/08/12
NORTHWEST BIOTHERAPEUTICS INC DE 7.01,9.01 08/08/12
NOVAVAX INC DE 2.02,9.01 08/03/12
NRG ENERGY, INC. DE 2.02,9.01 08/08/12
Nuance Communications, Inc. DE 8.01 08/08/12
NxStage Medical, Inc. DE 2.02,9.01 08/08/12
Ohr Pharmaceutical Inc 4.01 08/01/12 AMEND
Oiltanking Partners, L.P. DE 2.02,9.01 08/08/12
ONE LIBERTY PROPERTIES INC MD 2.02,9.01 08/08/12
OPTI INC CA 8.01 08/08/12
Orbitz Worldwide, Inc. DE 2.02,9.01 08/08/12
ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 08/07/12
Ortus Currency FuturesAccess LLC DE 5.02 08/03/12
OXIGENE INC DE 2.02,9.01 08/08/12
PANHANDLE EASTERN PIPE LINE CO LP DE 7.01,9.01 08/07/12
PARAMETRIC TECHNOLOGY CORP MA 1.01,2.03,7.01,9.01 08/07/12
PARK CITY GROUP INC 8.01,9.01 08/08/12
PARK OHIO HOLDINGS CORP OH 2.02,9.01 08/07/12
PARKWAY PROPERTIES INC MD 2.02,7.01,9.01 08/08/12
PDF SOLUTIONS INC DE 2.02,9.01 08/08/12
PEDEVCO CORP CA 2.01,3.02,3.03,5.01, 07/27/12 AMEND
5.02,5.03,5.05,5.07,
9.01
PENNANTPARK INVESTMENT CORP 2.02,9.01 08/08/12
PennyMac Mortgage Investment Trust MD 2.02,9.01 08/02/12
PennyMac Mortgage Investment Trust MD 5.02,9.01 08/07/12
PENSON WORLDWIDE INC DE 8.01 08/03/12
PEOPLES BANCORP OF NORTH CAROLINA INC NC 8.01 08/08/12
PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 08/08/12
PHH CORP MD 1.01,2.02,2.03,9.01 08/02/12
Phillips Edison - ARC Shopping Center MD 8.01,9.01 08/02/12
Phillips Edison - ARC Shopping Center MD 9.01 06/04/12 AMEND
PHOTOTRON HOLDINGS, INC. DE 5.03,9.01 08/06/12
PHOTRONICS INC CT 2.02,9.01 08/07/12
PIONEER NATURAL RESOURCES CO DE 7.01 08/08/12
PLANTRONICS INC /CA/ DE 5.02,9.01 08/08/12 AMEND
POKERTEK, INC. NC 2.02,9.01 08/08/12
POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 08/08/12
PostRock Energy Corp DE 2.02,9.01 08/08/12
POTOMAC BANCSHARES INC WV 2.02 08/08/12
POWELL INDUSTRIES INC NV 2.02,9.01 08/07/12
PPL Corp 2.02,7.01,9.01 08/08/12
PPLUS Trust Series LMG-3 8.01,9.01 08/01/12
PPlus Trust Series LMG-4 DE 8.01,9.01 08/01/12
PREFORMED LINE PRODUCTS CO OH 2.02,9.01 08/08/12
PRESIDENTIAL LIFE CORP DE 2.02 06/30/12
PRESSTEK INC /DE/ DE 2.02,9.01 08/08/12
PRICELINE COM INC DE 2.02,7.01 08/07/12
PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 08/08/12
PROTECTIVE LIFE CORP DE 2.02,9.01 08/07/12
PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 08/08/12
PURE BIOSCIENCE, INC. DE 3.01 07/16/12
Quad/Graphics, Inc. WI 2.02,9.01 08/07/12
Radiation Therapy Services Holdings, DE 2.02,9.01 08/08/12
RAIT Financial Trust MD 7.01,9.01 07/26/12
RALCORP HOLDINGS INC /MO MO 2.02,9.01 08/08/12
RALPH LAUREN CORP DE 2.02,9.01 08/08/12
RDA Holding Co. 2.02,8.01,9.01 08/03/12
REALNETWORKS INC WA 2.02,9.01 08/08/12
Regency Energy Partners LP DE 2.02,7.01,9.01 08/08/12
REMEDENT, INC. NV 5.02 08/08/12
RESPONSE BIOMEDICAL CORP A1 2.02,9.01 08/07/12
RLJ Lodging Trust MD 2.02,9.01 08/07/12
Roadrunner Transportation Systems, In DE 1.01,2.03,8.01,9.01 08/03/12
Rose Rock Midstream, L.P. 2.02,9.01 08/08/12
Rosetta Resources Inc. DE 7.01,9.01 08/08/12
ROSETTA STONE INC 2.02,7.01,9.01 08/08/12
ROWAN COMPANIES PLC X0 5.02 08/03/12
SALIX PHARMACEUTICALS LTD 2.02,9.01 08/08/12
SATCON TECHNOLOGY CORP DE 2.02,9.01 08/08/12
SAVANNAH BANCORP INC GA 8.01,9.01 08/07/12
SCBT FINANCIAL CORP SC 8.01,9.01 08/07/12
SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 08/08/12
Scio Diamond Technology Corp NV 5.05,9.01 08/03/12
SEATTLE GENETICS INC /WA DE 2.02,9.01 08/08/12
Select Notes Trust LT 2004-1 DE 8.01,9.01 08/01/12
SemGroup Corp DE 2.02,9.01 08/08/12
Seneca Foods Corp NY 5.02,5.07 08/08/12
SERVICEMASTER CO DE 7.01 08/08/12
Shire plc 8.01,9.01 08/07/12
Silicon Graphics International Corp DE 2.02,9.01 08/08/12
Skilled Healthcare Group, Inc. DE 2.02,9.01 08/08/12
SKY PETROLEUM, INC. NV 1.01,5.02,7.01,9.01 08/07/12
SKYWEST INC UT 2.02,9.01 08/08/12
SL GREEN REALTY CORP MD 8.01,9.01 08/07/12
SOHU COM INC DE 2.02,8.01,9.01 08/06/12
SONUS NETWORKS INC DE 5.02,9.01 08/07/12
SOUTHERN UNION CO DE 7.01,9.01 08/07/12
SOUTHWEST BANCORP INC OK 1.01,9.01 08/08/12
SPAR GROUP INC DE 2.02,8.01,9.01 08/07/12
SPECTRUM PHARMACEUTICALS INC DE 2.02,5.03,9.01 08/08/12
SPRINT NEXTEL CORP KS 5.02 08/02/12
Spy Inc. DE 1.01,2.03,9.01 08/02/12
ST JOSEPH INC CO 1.01,8.01,9.01 08/08/12
STANCORP FINANCIAL GROUP INC OR 1.01,2.03,9.01 08/03/12
STANDARD PARKING CORP DE 2.02,7.01 08/08/12
STIFEL FINANCIAL CORP DE 2.02,9.01 08/08/12
STILLWATER MINING CO /DE/ DE 7.01,9.01 08/08/12
STILLWATER MINING CO /DE/ DE 2.02,9.01 08/08/12
STONERIDGE INC OH 2.02,9.01 08/02/12
STR HOLDINGS, INC. DE 2.02,9.01 08/08/12
STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 08/08/12
STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 08/01/12
Stream Global Services, Inc. DE 2.02,9.01 08/08/12
STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 07/31/12
STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/03/12
SUNPOWER CORP DE 2.02,9.01 08/08/12
Susser Holdings CORP DE 2.02 08/08/12
SYMMETRICOM INC DE 2.02,9.01 08/08/12
TACTICAL AIR DEFENSE SERVICES, INC. 7.01,9.01 08/07/12
TANGOE INC DE 2.02,9.01 08/08/12
TANGOE INC DE 2.01,9.01 08/08/12
TAUBMAN CENTERS INC MI 1.01,7.01,8.01,9.01 08/03/12
TearLab Corp DE 2.02,9.01 08/08/12
TELULAR CORP DE 2.02,8.01,9.01 08/02/12
TETRA TECHNOLOGIES INC DE 2.02,9.01 08/08/12
TG THERAPEUTICS, INC. DE 1.01,9.01 08/02/12
Timberline Resources Corp DE 2.02,7.01,9.01 08/07/12
TITANIUM METALS CORP DE 2.02,7.01,9.01 08/08/12
TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 08/07/12
TRANQUILITY INC 1.01,5.02,5.03,8.01, 08/01/12
9.01
TRANSACT TECHNOLOGIES INC DE 2.02,9.01 08/08/12
TRANSGLOBAL ASSETS, INC. NV 8.01 08/07/12
TRANSWITCH CORP /DE DE 2.02,9.01 08/08/12
Travelport LTD D0 2.02,9.01 08/08/12
TreeHouse Foods, Inc. DE 2.02,7.01,9.01 08/08/12
TRI CITY BANKSHARES CORP WI 8.01,9.01 08/08/12
TRIQUINT SEMICONDUCTOR INC DE 5.02,9.01 08/08/12
UIL HOLDINGS CORP CT 8.01,9.01 08/07/12
UMH PROPERTIES, INC. MD 2.02,7.01,9.01 08/08/12
United Continental Holdings, Inc. DE 8.01,9.01 08/08/12
UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 08/08/12
UniTek Global Services, Inc. DE 2.02,9.01 08/08/12
UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 08/08/12
UWHARRIE CAPITAL CORP NC 2.02,9.01 08/07/12
Venoco, Inc. DE 2.02,9.01 08/08/12
Verisk Analytics, Inc. DE 1.01,9.01 08/07/12
VIASYSTEMS GROUP INC DE 2.02,9.01 08/08/12
Vishay Precision Group, Inc. DE 2.02,9.01 08/08/12
Vitacost.com, Inc. DE 2.02,9.01 08/08/12
Voyager Oil & Gas, Inc. DE 2.03,9.01 07/26/12 AMEND
VWR Funding, Inc. DE 2.02,7.01 08/08/12
Walker & Dunlop, Inc. MD 2.02,9.01 08/08/12
WARWICK VALLEY TELEPHONE CO NY 1.01,2.03 08/02/12
WEINGARTEN REALTY INVESTORS /TX/ TX 5.02,9.01 08/07/12
Wellness Center USA, Inc. NV 1.01,2.01,3.02,5.01, 08/02/12
5.06,9.01
Western Refining, Inc. DE 7.01,9.01 08/08/12
Westpoint Energy, Inc. NV 1.01,9.01 08/04/12
WHITING USA TRUST I DE 2.02,9.01 08/08/12
WMI HOLDINGS CORP. WA 8.01,9.01 03/19/12 AMEND
WORDLOGIC CORP NV 5.03,9.01 08/07/12
XO GROUP INC. DE 2.02,9.01 08/08/12
XO GROUP INC. DE 5.02,9.01 08/06/12
YADKIN VALLEY FINANCIAL CORP NC 8.01 08/08/12
Yakun International Investment & Hold NV 4.01,9.01 08/01/12
YORK WATER CO PA 2.02,9.01 08/08/12
ZIPREALTY INC 2.02,9.01 08/08/12
ZOGENIX, INC. DE 2.02,9.01 08/08/12
ZYNGA INC DE 5.02 08/08/12
http://www.sec.gov/news/digest/2012/dig080912.htm
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