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Commission announcementsSecurities and Exchange Commission Suspends Trading in the Securities of Eight Issuers For Failure to Make Required Periodic FilingsThe U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EDT on May 8, 2012 and terminating at 11:59 p.m. EDT on May 21, 2012.
The Commission temporarily suspended trading in the securities of these eight issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Group of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-66939) Commission MeetingsClosed Meeting on Tuesday, May 8, 2012 at 1:15 p.m.The subject matter of the May 8, 2012 Closed Meeting was: a personnel matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSCommission Orders Hearings on Registration Suspension or Revocation Against Eight Companies for Failure to Make Required Periodic FilingsIn conjunction with these trading suspensions, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of eight companies for failure to make required periodic filings with the Commission:
In these Orders, the Division of Enforcement (Division) alleges that the respective Respondents are delinquent in their required periodic filings with the Commission. In these proceedings, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceedings will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in the proceedings issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-66938; File No. 3-14871) SEC Obtains Final Judgment on Consent Against James FleishmanThe SEC announced that, on May 7, 2012, the Honorable Jed S. Rakoff, United States District Judge, United States District Court for the Southern District of New York, entered a Final Judgment on consent as to James Fleishman in the SEC’s insider trading case, entitled SEC v. Mark Anthony Longoria, et al., 11-CV-0753 (SDNY) (JSR). This case alleges insider trading by ten individuals and one investment adviser entity, all of whom are consultants, employees, or clients of the so-called “expert network” firm, Primary Global Research LLC (“PGR”). The SEC filed its Complaint on February 3, 2011, charging two PGR employees and four consultants with insider trading for illegally tipping hedge funds and other investors. On February 8, 2011, the SEC filed an Amended Complaint, charging a New York-based hedge fund and four hedge fund portfolio managers and analysts who illegally traded on confidential information obtained from technology company employees moonlighting as expert network consultants. The scheme netted more than $30 million from trades based on material, nonpublic information about such companies as Advanced Micro Devices, Seagate Technology and Western Digital. The charges were the first against traders in the SEC's ongoing investigation of insider trading involving expert networks. The SEC alleged that Fleishman was a vice president of sales at PGR who facilitated the transfer of material nonpublic information from PGR consultants to PGR clients and, in certain instances, acted as a conduit by receiving material nonpublic information from PGR consultants and passing that information directly to PGR clients. The Final Judgment entered against Fleishman permanently enjoins him from violations of Section 10(b) of the Exchange Act of 1934 (“Exchange Act”) and Exchange Act Rule 10b-5 and orders him liable for disgorgement of ill-gotten gains of $49,150. In light of the Judgment entered against Fleishman in his parallel criminal action and his sworn representations in his Statement of Financial Condition and other documents and information submitted to the Commission concerning his financial condition, the Commission did not seek a civil penalty from Fleishman in this settlement. [SEC v. Mark Anthony Longoria, et al., Civil Action No. 11-CV- 0753 (SDNY) (JSR)] (LR-22358) Court Enters Final Judgments Against Defendants in Market Timing CaseThe Commission announced that a Massachusetts federal court entered final judgments by consent against James Tambone and Robert Hussey, defendants in a case filed by the Commission on May 19, 2006. The Commission alleged in its complaint that from 1998 through 2003, Tambone and Hussey, two senior executives at Columbia Funds Distributor, Inc., the underwriter for the Columbia complex of mutual funds, allowed certain preferred customers to engage in frequent short-term trading in certain Columbia mutual funds in contravention of the prospectuses that represented that the funds did not permit, or were otherwise hostile to, market timing or other short-term or excessive trading. Without admitting or denying the allegations in the Commission’s complaint, Hussey consented to a final judgment entered by the Court on April 13, 2012 and Tambone consented to a final judgment entered by the Court on May 7, 2012. The final judgment ordered Hussey to pay disgorgement in the amount of $37,500, plus prejudgment interest in the amount of $20,980, and a civil penalty of $75,000, for a total amount of $133,480. The final judgment ordered Tambone to pay disgorgement in the amount of $26,687, plus prejudgment interest in the amount of $15,344.38, and a civil penalty of $75,000, for a total amount of $117,031.38. On March 19, 2012, the parties stipulated to dismiss the claim in the complaint alleging that Tambone and Hussey aided and abetted violations of Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934. The claim in the complaint alleging direct violations of Section 10(b) and Rule 10b-5 was dismissed earlier in the litigation. [SEC v. James Tambone, et al., 06-cv-10885-NMG (District of Massachusetts)] (LR-22359) SEC Charges Movie Producer and Ring of Relatives and Business Partners With Insider TradingThe Securities and Exchange Commission today announced that it charged a Hollywood movie producer along with his brother, cousin, and three others in his circle of friends and business partners with insider trading in the stock of a company for which he served on the board of directors. The SEC alleges that Mohammed Mark Amin, prior to a company board meeting, learned confidential information about expanding business opportunities for DuPont Fabros Technology Inc., which develops and manages highly-specialized and secure facilities that maintain large computer servers for technology companies through long-term leases with them. Amin tipped his brother Robert Reza Amin, cousin Michael Mahmood Amin, and long-time friend and business manager Sam Saeed Pirnazar with nonpublic details about three new leases that DuPont Fabros was negotiating and three loans it was obtaining to develop new facilities. The three illegally traded on the basis of that inside information. Reza Amin went on to tip his friends and business associates Mary Coley and Ali Tashakori, who also illegally traded. Together they made more than $618,000 in insider trading profits when DuPont Fabros stock rose 36 percent after the company issued an earnings release highlighting the development of these new facilities. The SEC’s complaint charges the Amins, Pirnazar, Coley, and Tashakori with violating Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5(a) and (c) thereunder. Without admitting or denying the allegations, they have agreed to collectively pay disgorgement of $618,497, prejudgment interest of $78,000, and penalties totaling $1,236,994. They also have agreed to the entry of a final judgment permanently enjoining them from violating Section 10(b) of the Exchange Act and Rule 10b-5. Mark Amin has additionally agreed to a bar from serving as an officer or director of a public company for 10 years. The settlement is subject to court approval. The SEC’s investigation was conducted by John Britt in the Los Angeles Regional Office. [SEC v. Mohammed Mark Amin, Robert Reza Amin, Michael Mahmood Amin, Sam Saeed Pirnazar, Mary Teresa Coley, and Ali Tashakori, United States District Court for the Central District of California, Case No. CV 12-3960 MWF (CWx)] (LR-22360) SELF-REGULATORY ORGANIZATIONSOrder Suspending Proposed Rule Changes and Institution of Proceedings to Determine Whether to Approve or Disapprove Proposed Rule ChangesThe Commission suspended proposed rule changes and instituted proceedings to determine whether to approve or disapprove proposed rule changes filed by NASDAQ OMX PHLX LLC (SR-Phlx-2012-27 and SR-Phlx-2012-54) relating to Complex Order fees and rebates for adding and removing liquidity in Select Symbols. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66884) Approval of Proposed Rule ChangeThe Commission approved a proposed rule change (SR-NYSEArca-2012-18) filed by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to list and trade shares of the APMEX Physical–1 oz. Gold Redeemable Trust pursuant to NYSE Arca Equities Rule 8.201. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66930) Immediate Effectiveness of Proposed Rule ChangeChicago Mercantile Exchange Inc. (CME) filed a proposed rule change (SR-CME-2012-15) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the adoption of an interest rate futures contracts portfolio margining program with Eris Exchange, LLC. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66931) Proposed Rule ChangeThe Chicago Board Options Exchange, Incorporated has filed a proposed rule change (SR-CBOE-2012-040) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder related to permanent approval of its pilot on FLEX minimum value sizes. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66934) Accelerated Approval of Proposed Rule ChangeA proposed rule change filed by ICE Clear Europe Limited to change to membership qualifications for CDS Clearing Members that are US CDS Clearing Members (SR-ICEEU-2012-06) has been approved pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66936) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-3 TechTarget Inc, 275 GROVE STREET, NEWTON, MA, 02466, 617-431-9200 - 10,000,000 ($73,500,000.00) Equity, (File 333-181187 - May. 7) (BR. 03B) S-8 SIGNATURE GROUP HOLDINGS, INC., 15303 VENTURA BLVD., SUITE 1600, SHERMAN OAKS, CA, 91403, (805) 409-4340 - 0 ($4,852,190.00) Equity, (File 333-181188 - May. 7) (BR. 07C) S-4 SXC Health Solutions Corp., 2441 WARRENVILLE ROAD, SUITE 610, LISLE, IL, 60532, 630-577-3100 - 0 ($2,897,442,102.60) Equity, (File 333-181189 - May. 7) (BR. 01A) S-3ASR CHENIERE ENERGY INC, 700 MILAM ST., SUITE 800, HOUSTON, TX, 77002, 7133755000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-181190 - May. 7) (BR. 02A) S-8 COGENT COMMUNICATIONS GROUP INC, 1015 31ST STREET, WASHINGTON, DC, 20007, 2022954200 - 0 ($22,464,000.00) Equity, (File 333-181195 - May. 7) (BR. 03A) F-10 ENCANA CORP, 1800 855 2ND STREET SW, PO BOX 2850, CALGARY, A0, T2P 2S5, (403) 645-2000 - 0 ($114,600.00) Debt, (File 333-181196 - May. 7) (BR. 04B) S-1 WTTJ CORP, 17033 S. DIXIE HIGHWAY, MIAMI, FL, 33157, 786-361-9751 - 154,000 ($23,100.00) Equity, (File 333-181197 - May. 7) (BR. 03A) S-1 SOUTHERN FIRST BANCSHARES INC, 100 VERDAE BOULEVARD, SUITE 100, GREENVILLE, SC, 29607, 8646799000 - 17,299 ($17,299.00) Equity, (File 333-181198 - May. 7) (BR. 07B) S-8 ROGERS CORP, P.O. BOX 188, ONE TECHNOLOGY DRIVE, ROGERS, CT, 06263-0188, 860-779-5756 - 544,800 ($20,696,952.00) Equity, (File 333-181199 - May. 7) (BR. 06A) S-8 SWIFT TRANSPORTATION Co, 2200 SOUTH 75TH AVENUE, PHOENIX, AZ, 85043, 602-269-9700 - 2,000,000 ($20,620,000.00) Equity, (File 333-181201 - May. 7) (BR. 05A) S-8 TENNANT CO, 701 N LILAC DR, PO BOX 1452, MINNEAPOLIS, MN, 55440, 6125401200 - 500,000 ($22,067,500.00) Equity, (File 333-181203 - May. 7) (BR. 06A) S-8 Noble Corp / Switzerland, DORFSTRASSE 19A, BAAR, V8, 6340, 41 0 41 761 6555 - 0 ($190,000,000.00) Equity, (File 333-181204 - May. 7) (BR. 04A) S-3ASR Ulta Salon, Cosmetics & Fragrance, Inc., 1000 REMINGTON BLVD, SUITE 120, BOLINGBROOK, IL, 60440, (630) 410-4800 - 0 ($993,726,759.00) Equity, (File 333-181205 - May. 7) (BR. 02A) S-8 CAVIUM, INC., 2315 NORTH FIRST STREET, SAN JOSE, CA, 95131, 650-623-7000 - 2,455,167 ($64,178,065.38) Equity, (File 333-181206 - May. 7) (BR. 10A) S-8 EPOCRATES INC, 1100 PARK PLACE, SUITE 300, SAN MATEO, CA, 94403, 650-227-1700 - 0 ($7,096,442.08) Equity, (File 333-181207 - May. 7) (BR. 03A) S-1 DESTINY ENTERPRISES, INC., 81 DOW JONESE ST. #8, HENDERSON, NV, 89074, 702-466-3333 - 0 ($100,000.00) Equity, (File 333-181208 - May. 7) (BR. ) S-3 API Technologies Corp., 4705 S. APOPKA VINELAND ROAD, SUITE 210, ORLANDO, FL, 32819, 855-294-3800 - 0 ($24,220,545.83) Equity, (File 333-181209 - May. 7) (BR. 10A) S-8 BLACKBAUD INC, 2000 DANIEL ISLAND DRIVE, CHARLESTON, SC, 24992-7541, 8432166200 - 394,635 ($12,561,232.00) Equity, (File 333-181210 - May. 7) (BR. 03A) S-3 GLOBAL PARTNERS LP, P.O. BOX 9161, 800 SOUTH STREET, WALTHAM, MA, 02454, (781) 894-8800 - 0 ($131,742,000.00) Equity, (File 333-181211 - May. 7) (BR. 04A) S-3ASR ENERGIZER HOLDINGS INC, 533 MARYVILLE UNIVERSITY DRIVE, ST LOUIS, MO, 63141, 3149852161 - 0 ($0.00) Other, (File 333-181212 - May. 7) (BR. 10A) S-8 CORINTHIAN COLLEGES INC, 6 HUTTON CENTRE DR, SUITE 400, SANTA ANA, CA, 92707, 7144273000 - 0 ($16,362,500.00) Equity, (File 333-181213 - May. 7) (BR. 11C) S-3ASR DANAHER CORP /DE/, 2200 PENNSYLVANIA AVE. N.W., SUITE 800W, WASHINGTON, DC, 20037-1701, 2028280850 - 0 ($0.00) Other, (File 333-181214 - May. 7) (BR. 10A) S-3 TRANZYME INC, 5001 SOUTH MIAMI BOULEVARD, SUITE 300, DURHAM, NC, 27703, 919 474 0020 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-181215 - May. 7) (BR. 01B) S-11 Winchester Holding Group, 10540 SOUTH WESTERN AVE., SUITE 313, CHICAGO, IL, 60643, 708-774-8167 - 315,000 ($31,500.00) Equity, (File 333-181216 - May. 7) (BR. ) S-8 TERADATA CORP /DE/, 10000 INNOVATION DRIVE, DAYTON, OH, 45342, 937-242-4800 - 0 ($1,148,600,952.00) Equity, (File 333-181217 - May. 7) (BR. 03B) S-1 HERITAGE OAKS BANCORP, 545 12TH ST, PASO ROBLES, CA, 93446, 8052395200 - 0 ($24,149,998.00) Other, (File 333-181220 - May. 7) (BR. 07B) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 1ST CONSTITUTION BANCORP NJ 2.02,9.01 05/07/12 AbitibiBowater Inc. DE 8.01,9.01 05/04/12 ACCO BRANDS CORP DE 1.01,1.02,2.01,2.03, 05/01/12 3.03,9.01 Accretive Health, Inc. DE 5.02,5.07 05/02/12 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 05/07/12 AFFYMAX INC DE 2.02,9.01 05/07/12 AFFYMETRIX INC DE 5.02 05/07/12 AIR LEASE CORP DE 1.01,2.03,8.01,9.01 05/04/12 ALAMO GROUP INC DE 5.07 05/03/12 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,8.01,9.01 05/02/12 ALEXION PHARMACEUTICALS INC DE 8.01 05/07/12 ALLEGHANY CORP /DE DE 2.02,9.01 05/07/12 ALLERGAN INC DE 5.07 05/01/12 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 1.01,3.03,8.01,9.01 05/05/12 Alon USA Energy, Inc. DE 5.02,5.03,5.07 05/01/12 ALPHA PRO TECH LTD DE 2.02,9.01 05/07/12 ALTAIR NANOTECHNOLOGIES INC Z4 3.01 05/01/12 Altegris QIM Futures Fund, L.P. DE 3.02 05/01/12 Altegris Winton Futures Fund, L.P. CO 3.02 05/01/12 AMERICAN CAMPUS COMMUNITIES INC MD 5.07 05/03/12 American Realty Capital Daily Net Ass MD 8.01,9.01 05/04/12 American Realty Capital Properties, I MD 1.01,3.02,3.03 05/03/12 American Realty Capital Trust, Inc. DE 2.02,9.01 05/07/12 American Realty Capital Trust, Inc. DE 2.02,9.01 05/07/12 AMERICAN STATES WATER CO CA 2.02,9.01 05/07/12 AMERIGROUP CORP 7.01,9.01 05/07/12 AMYRIS, INC. DE 5.02 05/03/12 ANALYSTS INTERNATIONAL CORP 7.01,9.01 05/04/12 ANDERSONS INC OH 2.02 05/07/12 ANNAPOLIS BANCORP INC MD 8.01 05/07/12 Antero Resources LLC DE 1.01,2.03,7.01,9.01 05/04/12 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.07 04/30/12 APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 05/07/12 APPLETON PAPERS INC/WI 2.02,9.01 05/07/12 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 05/02/12 Approach Resources Inc DE 1.01,9.01 05/02/12 Ardea Biosciences, Inc./DE DE 2.02,9.01 05/07/12 Argo Group International Holdings, Lt 2.02,9.01 05/07/12 ASPEN GROUP, INC. DE 2.01,4.01,5.01,5.02, 03/13/12 AMEND 5.03,5.06,9.01 ASSOCIATED BANC-CORP WI 5.02,9.01 05/01/12 ASTROTECH Corp \WA\ WA 2.02,9.01 05/07/12 AUTOBYTEL INC DE 2.02,9.01 05/07/12 AVIS BUDGET GROUP, INC. DE 2.02,9.01 05/07/12 Bancorp, Inc. 5.07 05/07/12 BankFinancial CORP 7.01,8.01,9.01 05/07/12 Beneficial Mutual Bancorp Inc X1 7.01,9.01 05/07/12 BIMINI CAPITAL MANAGEMENT, INC. MD 2.02,9.01 05/04/12 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 05/07/12 BioScrip, Inc. DE 8.01 05/07/12 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 05/07/12 Black Diamond, Inc. DE 2.02,9.01 05/07/12 BLACKBAUD INC 1.01,2.01,9.01 05/04/12 BLUE NILE INC DE 5.02,9.01 05/01/12 BOTETOURT BANKSHARES INC VA 8.01 05/07/12 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 05/07/12 BPZ RESOURCES, INC. TX 5.02 05/01/12 AMEND BreitBurn Energy Partners L.P. DE 2.02,9.01 05/07/12 BRISTOL MYERS SQUIBB CO DE 5.02,5.07,9.01 05/01/12 BROADSOFT, INC. DE 2.02,9.01 05/07/12 BRUKER CORP DE 8.01,9.01 05/07/12 BRYN MAWR BANK CORP PA 5.07 05/02/12 CABLEVISION SYSTEMS CORP /NY DE 8.01,9.01 05/07/12 Calamos Asset Management, Inc. /DE/ 2.02,9.01 05/07/12 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 05/07/12 CALLAWAY GOLF CO DE 5.02,9.01 05/01/12 Calumet Specialty Products Partners, DE 8.01,9.01 05/07/12 CANTERBURY PARK HOLDING CORP MN 8.01,9.01 05/04/12 CAPITAL SOUTHWEST CORP TX 5.02,9.01 05/07/12 CAREER EDUCATION CORP DE 8.01,9.01 05/03/12 CARMIKE CINEMAS INC DE 2.02,9.01 05/07/12 CARROLLTON BANCORP MD 1.01,9.01 05/07/12 CATALYST HEALTH SOLUTIONS, INC. DE 7.01,9.01 05/07/12 CATALYST HEALTH SOLUTIONS, INC. DE 8.01 05/07/12 CEDAR REALTY TRUST, INC. MD 2.02,7.01,9.01 05/07/12 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.03 05/04/12 CENTURY NEXT FINANCIAL Corp LA 2.02,9.01 05/04/12 CENVEO, INC CO 5.07 05/02/12 CHENIERE ENERGY INC DE 8.01 05/07/12 CHENIERE ENERGY INC DE 7.01,9.01 05/07/12 CHENIERE ENERGY INC DE 8.01,9.01 05/07/12 Cheniere Energy Partners, L.P. DE 8.01 05/07/12 CHINA BAK BATTERY INC NV 2.02,9.01 05/07/12 China Green Agriculture, Inc. NV 2.02,9.01 05/07/12 China Shenghuo Pharmaceutical Holding 8.01,9.01 05/07/12 CHURCHILL DOWNS INC KY 2.02,9.01 05/07/12 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 05/07/12 CLEAN DIESEL TECHNOLOGIES INC DE 1.01,5.02,9.01 05/02/12 Clean Energy Fuels Corp. DE 2.02,9.01 05/07/12 CLECO CORP LA 8.01 05/07/12 CLOUD PEAK ENERGY INC. DE 7.01,9.01 05/04/12 CNB CORP /MI/ MI 8.01,9.01 05/07/12 COEUR D ALENE MINES CORP ID 2.02,9.01 05/07/12 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,8.01,9.01 05/07/12 Coleman Cable, Inc. DE 2.02,9.01 05/07/12 COMPLETE GENOMICS INC DE 2.02,9.01 05/07/12 Compressco Partners, L.P. DE 2.02,9.01 05/07/12 CONSOLIDATED EDISON INC NY 2.02,9.01 05/03/12 Convenience TV Inc. NV 1.01,9.01 05/01/12 CONVENIENTCAST INC. NV 5.02,5.03,8.01,9.01 03/19/12 CORE LABORATORIES N V P7 8.01,9.01 05/07/12 Coronus Solar Inc. A1 1.01,7.01,9.01 05/07/12 CUMULUS MEDIA INC DE 2.02,9.01 05/07/12 CYTTA CORP. NV 4.01,9.01 12/31/11 DENDREON CORP DE 3.03,5.03,9.01 05/04/12 DENDREON CORP DE 2.02,9.01 05/07/12 Diamond Foods Inc DE 5.02,9.01 05/07/12 Digital Cinema Destinations Corp. DE 8.01,9.01 05/04/12 DIGITALGLOBE INC 8.01,9.01 05/04/12 DIGITALGLOBE INC 8.01,9.01 05/06/12 DIONICS INC DE 1.01,9.01 05/03/12 DISH Network CORP NV 2.02,7.01,9.01 05/07/12 DIXIE GROUP INC TN 2.02,9.01 05/07/12 DIXIE GROUP INC TN 7.01,9.01 05/07/12 DTE ENERGY CO MI 7.01,9.01 05/07/12 DTS, INC. DE 2.02,9.01 03/31/12 DUCOMMUN INC /DE/ DE 2.02,5.07,9.01 05/02/12 DUKE REALTY CORP IN 1.01,9.01 05/07/12 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,3.02,9.01 05/07/12 DUN & BRADSTREET CORP/NW DE 2.02,7.01,8.01,9.01 05/04/12 Eagle Ford Oil & Gas Corp NV 4.01,9.01 05/07/12 AMEND EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 05/07/12 EASTERN AMERICAN NATURAL GAS TRUST DE 2.02,9.01 05/07/12 ECA Marcellus Trust I DE 2.02,9.01 05/07/12 ECOLAB INC DE 1.01,3.03,9.01 05/04/12 ECOSPHERE TECHNOLOGIES INC DE 2.02,7.01,9.01 05/07/12 ELECTRONIC ARTS INC. DE 2.02,2.05,9.01 05/07/12 Embassy Bancorp, Inc. PA 1.01,9.01 05/04/12 ENERGY PARTNERS LTD DE 2.02,5.07,8.01,9.01 05/01/12 ENTERPRISE FINANCIAL SERVICES CORP DE 5.02 05/03/12 ENZON PHARMACEUTICALS INC DE 8.01,9.01 05/07/12 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 05/07/12 ESCALADE INC IN 1.01,2.03,9.01 05/04/12 Fabrinet E9 2.02,9.01 05/07/12 FAIRPOINT COMMUNICATIONS INC DE 7.01,9.01 05/07/12 FAMOUS DAVES OF AMERICA INC MN 5.07,8.01,9.01 05/01/12 Federal Home Loan Bank of Dallas 2.03,9.01 05/01/12 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 05/07/12 FIRST ACCEPTANCE CORP /DE/ DE 2.02,9.01 05/07/12 FIRST KEYSTONE CORP PA 2.02 04/30/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 05/07/12 FLUIDIGM CORP DE 1.02,9.01 05/01/12 FORWARD AIR CORP TN 5.07 05/07/12 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 8.01,9.01 05/07/12 FREQUENCY ELECTRONICS INC DE 1.01,9.01 02/21/12 AMEND FRONTIER COMMUNICATIONS CORP DE 2.02,7.01,9.01 03/31/12 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 05/07/12 FS Energy & Power Fund DE 2.02,8.01,9.01 05/02/12 FS Investment CORP MD 2.02,9.01 05/07/12 FURNITURE BRANDS INTERNATIONAL INC DE 5.02,5.07,9.01 05/03/12 FX ENERGY INC NV 7.01,9.01 05/07/12 General Finance CORP DE 8.01,9.01 05/04/12 GeoEye, Inc. DE 7.01,9.01 05/07/12 GETTY REALTY CORP /MD/ MD 2.02,9.01 05/07/12 GigOptix, Inc. DE 2.02,5.02,9.01 05/03/12 GLOBE SPECIALTY METALS INC 2.02,7.01,9.01 03/31/12 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 05/07/12 Grand Canyon Education, Inc. DE 2.02,9.01 05/07/12 GREENBRIER COMPANIES INC OR 8.01 05/03/12 Groupon, Inc. DE 7.01,8.01 05/07/12 GTSI CORP DE 1.01,8.01,9.01 05/07/12 Guidance Software, Inc. DE 2.01,9.01 02/21/12 AMEND HALOZYME THERAPEUTICS INC DE 2.02,5.07,9.01 05/07/12 Hampden Bancorp, Inc. DE 2.02,7.01,8.01,9.01 05/01/12 HARVARD BIOSCIENCE INC DE 2.02,9.01 05/03/12 HEALTH CARE REIT INC /DE/ DE 5.02,5.07,9.01 05/03/12 HEALTHSOUTH CORP DE 7.01,9.01 05/07/12 HELMERICH & PAYNE INC DE 7.01,9.01 05/07/12 HERTZ CORP DE 2.02,9.01 05/03/12 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 05/03/12 HESS CORP DE 5.02,5.07 05/02/12 HF FINANCIAL CORP DE 7.01,9.01 05/07/12 HIGHLANDS BANCORP, INC. NJ 8.01,9.01 05/03/12 Hillenbrand, Inc. IN 2.02,9.01 05/07/12 HollyFrontier Corp DE 2.02,9.01 05/07/12 HOLLYWOOD MEDIA CORP FL 1.01,9.01 05/01/12 HORIZON BANCORP /IN/ IN 5.07 05/03/12 Horizon Lines, Inc. 1.01,9.01 05/03/12 Horizon Technology Finance Corp DE 2.02,9.01 05/07/12 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 05/07/12 HSBC Finance Corp 2.01,9.01 05/01/12 HSBC USA INC /MD/ MD 2.01,9.01 05/01/12 HSBC USA INC /MD/ MD 8.01,9.01 05/07/12 Hudson Pacific Properties, Inc. MD 2.02,7.01,9.01 05/07/12 HUNT GLOBAL RESOURCES, INC. CO 2.01,9.01 05/01/12 ICAHN ENTERPRISES L.P. DE 2.01,9.01 05/04/12 ID SYSTEMS INC DE 2.02,9.01 05/07/12 IHS Inc. DE 7.01 05/07/12 IMATION CORP DE 5.07 05/02/12 INDEPENDENT BANK CORP MA 7.01 05/07/12 INSMED INC VA 8.01,9.01 05/07/12 INTEL CORP DE 7.01,9.01 05/07/12 INTERNATIONAL BANCSHARES CORP TX 2.02,9.01 05/07/12 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02,5.07 05/01/12 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 05/07/12 Invesco Mortgage Capital Inc. MD 2.02,9.01 05/07/12 IPASS INC DE 2.02,9.01 05/07/12 ISABELLA BANK CORP MI 5.07 05/01/12 IXIA CA 1.01,7.01,9.01 05/04/12 JAMBA, INC. DE 2.02,5.02,9.01 05/04/12 JDA SOFTWARE GROUP INC DE 2.02,9.01 05/07/12 KANSAS CITY SOUTHERN DE 3.03,5.03,5.07,7.01, 05/03/12 9.01 KAR Auction Services, Inc. DE 2.02,9.01 05/07/12 KBS Legacy Partners Apartment REIT, I MD 1.01,2.01,2.03,9.01 05/03/12 KEMPER Corp DE 2.02,9.01 05/07/12 Kids Only Market, Inc. 5.01,8.01,9.01 05/07/12 KIMCO REALTY CORP MD 5.07 05/01/12 KINDER MORGAN MANAGEMENT LLC DE 1.01,9.01 05/04/12 KINDER MORGAN, INC. DE 8.01,9.01 05/04/12 KSW INC NY 2.02,9.01 05/07/12 LENNAR CORP /NEW/ DE 1.01,2.03,9.01 05/02/12 LENNOX INTERNATIONAL INC DE 7.01,9.01 05/07/12 LGL GROUP INC DE 8.01,9.01 05/07/12 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,9.01 05/02/12 LIN TV CORP. DE 1.01,9.01 05/04/12 LINCARE HOLDINGS INC DE 5.07 05/07/12 LoopNet, Inc. DE 5.02 05/01/12 LOUISIANA-PACIFIC CORP DE 2.02 05/07/12 LOUISIANA-PACIFIC CORP DE 8.01,9.01 05/07/12 LRR Energy, L.P. DE 1.01,2.02,9.01 05/02/12 LTC PROPERTIES INC MD 2.02,9.01 05/07/12 LUFKIN INDUSTRIES INC TX 5.07 05/02/12 LUFKIN INDUSTRIES INC TX 2.02,9.01 03/31/12 LyondellBasell Industries N.V. P7 1.01,9.01 05/04/12 Macquarie Infrastructure CO LLC DE 2.02,9.01 05/02/12 MAGNUM HUNTER RESOURCES CORP DE 7.01,9.01 05/07/12 MAKO Surgical Corp. DE 1.01,2.02,2.03,3.02, 05/07/12 9.01 MANHATTAN BRIDGE CAPITAL, INC NY 1.01,8.01,9.01 05/07/12 MARKETAXESS HOLDINGS INC 5.02 05/03/12 MARKWEST ENERGY PARTNERS L P 1.01,9.01 05/07/12 MARKWEST ENERGY PARTNERS L P 2.02,7.01,8.01,9.01 05/07/12 MATRIX SERVICE CO DE 2.02,9.01 05/07/12 MAXYGEN INC DE 2.02,9.01 05/07/12 MBT FINANCIAL CORP MI 5.07 05/03/12 MEDL Mobile Holdings, Inc. NV 5.07,9.01 05/01/12 MetaStat, Inc. NV 1.01,3.02,9.01 05/01/12 MGE ENERGY INC WI 2.02,9.01 05/07/12 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 05/07/12 MITEL NETWORKS CORP 7.01,9.01 05/07/12 MobileBits Holdings Corp NV 5.02,9.01 04/18/12 MOD PAC CORP NY 5.07 05/03/12 Momentive Performance Materials Inc. DE 2.02,9.01 05/07/12 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 2.02,9.01 05/07/12 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 05/03/12 MYR GROUP INC. DE 5.07 05/02/12 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 05/07/12 NAUTILUS, INC. WA 2.02,9.01 05/07/12 NDB Energy, Inc. NV 1.01,5.02,5.03,5.07, 05/01/12 7.01,9.01 Neohydro Technologies Corp. NV 5.02 05/03/12 Neutral Tandem Inc 2.02,9.01 05/07/12 NEWS CORP 8.01,9.01 05/07/12 NORTECH SYSTEMS INC MN 1.01 05/07/12 NORTHERN OIL & GAS, INC. 2.02,8.01,9.01 05/07/12 OAKRIDGE INTERNATIONAL CORP NV 5.02,8.01 05/07/12 Oasis Petroleum Inc. DE 2.02,5.07,9.01 05/02/12 OFFICIAL PAYMENTS HOLDINGS, INC. DE 2.02 05/07/12 OLYMPIC STEEL INC OH 5.07 05/03/12 Oncothyreon Inc. DE 2.02,9.01 05/07/12 ONLINE RESOURCES CORP DE 2.02,9.01 05/07/12 ORGANOVO HOLDINGS, INC. DE 8.01 05/04/12 Oryon Technologies, Inc. NV 2.01,4.01,5.01,5.02, 05/04/12 5.03,5.06,9.01 OVERSTOCK.COM, INC DE 5.02,5.07,7.01,9.01 05/03/12 PAA NATURAL GAS STORAGE LP DE 2.02,7.01,9.01 05/07/12 Parabel Inc. DE 1.01 05/01/12 PARK OHIO INDUSTRIES INC/OH 2.02,9.01 03/31/12 PARKER DRILLING CO /DE/ DE 5.02 05/01/12 PARKWAY PROPERTIES INC MD 1.01,9.01 05/03/12 PENN VIRGINIA CORP VA 5.02,5.03,5.07,9.01 05/04/12 PENN VIRGINIA RESOURCE PARTNERS L P DE 7.01,8.01,9.01 05/07/12 PENSECO FINANCIAL SERVICES CORP PA 5.03,5.07,9.01 05/01/12 PENSON WORLDWIDE INC DE 3.01 05/01/12 PEOPLES BANCORP OF NORTH CAROLINA INC NC 5.07 05/03/12 PEOPLES FINANCIAL SERVICES CORP. PA 5.07,9.01 04/28/12 Perfumania Holdings, Inc. FL 7.01,9.01 05/03/12 Perfumania Holdings, Inc. FL 2.02,9.01 05/03/12 AMEND PITNEY BOWES INC /DE/ DE 2.02,9.01 05/07/12 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 05/07/12 Plandai Biotechnology, Inc. NV 2.03 04/27/12 Portage Resources Inc. NV 4.01 04/18/12 AMEND PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 05/07/12 POSITRON CORP TX 7.01,9.01 05/03/12 Post Holdings, Inc. MO 2.02,4.02,9.01 05/05/12 POWER INTEGRATIONS INC CA 2.01,9.01 05/01/12 Power REIT MD 9.01 05/07/12 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 05/03/12 PREFERRED APARTMENT COMMUNITIES INC MD 2.02,9.01 05/07/12 PREFORMED LINE PRODUCTS CO OH 2.02,9.01 05/07/12 PROASSURANCE CORP DE 2.02,7.01,9.01 05/07/12 PROGAMING PLATFORMS CORP DE 5.02 05/03/12 PROGAMING PLATFORMS CORP DE 4.02,9.01 03/28/12 AMEND PROGRESS SOFTWARE CORP /MA MA 8.01,9.01 05/07/12 Prologis, Inc. MD 7.01 05/04/12 PROLOR Biotech, Inc. NV 7.01,9.01 05/07/12 PROS Holdings, Inc. DE 2.02,9.01 05/07/12 PROSPECT CAPITAL CORP MD 1.01,2.03,9.01 05/01/12 PS BUSINESS PARKS INC/CA CA 1.01,3.03,5.03,9.01 05/03/12 PUBLIC SERVICE ELECTRIC & GAS CO NJ 8.01,9.01 05/07/12 Pzena Investment Management, Inc. DE 8.01,9.01 04/30/12 Q LOTUS HOLDINGS INC NV 1.01,2.03,9.01 05/01/12 Q LOTUS HOLDINGS INC NV 1.01,2.03,9.01 05/02/12 RACKSPACE HOSTING, INC. 2.02,9.01 05/07/12 RALCORP HOLDINGS INC /MO MO 2.02,4.02,9.01 05/04/12 REDDY ICE HOLDINGS INC DE 7.01 05/07/12 Regenicin, Inc. NV 8.01 04/18/11 REPLIGEN CORP DE 1.01,8.01,9.01 05/04/12 RES CARE INC /KY/ KY 2.02,9.01 05/07/12 Resolute Energy Corp DE 2.02,9.01 05/07/12 RETAIL PROPERTIES OF AMERICA, INC. MD 2.02,9.01 05/07/12 REYNOLDS AMERICAN INC 1.01 05/01/12 REYNOLDS AMERICAN INC 5.07 05/03/12 RGC RESOURCES INC VA 2.02,9.01 05/03/12 ROGERS CORP MA 5.02,9.01 05/01/12 ROMA FINANCIAL CORP X1 2.02,9.01 05/07/12 ROOMLINX INC NV 1.01,3.02,7.01,8.01, 05/04/12 9.01 Sabra Health Care REIT, Inc. MD 2.02,9.01 05/07/12 SALIX PHARMACEUTICALS LTD 2.02,9.01 05/07/12 SCRIPPS E W CO /DE OH 5.07 05/02/12 SeaBright Holdings, Inc. DE 8.01 05/04/12 SeaCube Container Leasing Ltd. 2.02,9.01 05/07/12 SEITEL INC DE 5.02,9.01 05/07/12 SHERWIN WILLIAMS CO OH 1.01,2.03,9.01 05/07/12 SIERRA RESOURCE GROUP INC NV 5.02 05/06/12 SLM CORP DE 8.01,9.01 05/07/12 SMITH & WESSON HOLDING CORP NV 7.01,9.01 05/07/12 SNYDER'S-LANCE, INC. NC 5.07,8.01,9.01 05/03/12 Solar Capital Ltd. MD 5.07,9.01 05/03/12 Solar Senior Capital Ltd. MD 5.07,9.01 05/03/12 SOLAZYME INC DE 2.02,9.01 05/07/12 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 05/04/12 SOUTHWEST AIRLINES CO TX 7.01,9.01 04/30/12 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 05/07/12 SPAN AMERICA MEDICAL SYSTEMS INC SC 2.02,9.01 05/07/12 SPARTON CORP OH 5.03,9.01 05/01/12 Spectra Energy Corp. DE 5.03,5.07,9.01 05/01/12 Spectra Energy Corp. DE 2.02,9.01 05/04/12 Spectra Energy Partners, LP DE 2.02,9.01 05/04/12 Spirit AeroSystems Holdings, Inc. DE 5.07 05/01/12 SPRINT NEXTEL CORP KS 7.01 05/04/12 SRI SURGICAL EXPRESS INC FL 2.02,9.01 05/07/12 SS&C Technologies Holdings Inc DE 2.02,9.01 05/07/12 STAAR SURGICAL CO DE 2.02,7.01,9.01 03/06/12 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 05/07/12 Stereotaxis, Inc. DE 7.01,9.01 05/07/12 SUN HEALTHCARE GROUP INC DE 2.02,9.01 05/07/12 SUN HYDRAULICS CORP FL 2.02,9.01 05/07/12 SUPERIOR UNIFORM GROUP INC FL 5.07 05/04/12 SUSQUEHANNA BANCSHARES INC PA 5.07 05/04/12 SUSSEX BANCORP NJ 2.02,9.01 05/04/12 SYKES ENTERPRISES INC FL 2.02,9.01 05/07/12 SYKES ENTERPRISES INC FL 1.01,1.02,9.01 05/03/12 SYMANTEC CORP DE 5.03,9.01 05/01/12 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 05/07/12 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 05/07/12 TECHE HOLDING CO LA 7.01,9.01 04/27/12 TECUMSEH PRODUCTS CO MI 2.02,9.01 05/07/12 TeleNav, Inc. DE 1.01,9.01 06/01/10 TELLABS INC DE 5.07,8.01 05/02/12 TENGION INC DE 2.02,9.01 05/07/12 TESORO LOGISTICS LP DE 2.02,9.01 05/07/12 THERAGENICS CORP DE 1.01,9.01 05/07/12 Thompson Creek Metals CO Inc. A6 7.01,9.01 05/07/12 Thompson Creek Metals CO Inc. A6 7.01,9.01 05/07/12 Tower Group, Inc. DE 2.02,9.01 05/07/12 Towers Watson & Co. DE 2.02,9.01 05/07/12 TRACTOR SUPPLY CO /DE/ DE 5.07 05/07/12 TRANS WORLD ENTERTAINMENT CORP NY 1.01,9.01 05/04/12 Transocean Ltd. V8 8.01 05/01/12 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 05/07/12 Treaty Energy Corp NV 2.03,9.01 04/25/12 TREX CO INC DE 2.02,9.01 05/07/12 TRI VALLEY CORP DE 1.01,2.03,2.04,3.02, 05/01/12 7.01,9.01 TRICO BANCSHARES / CA 8.01,9.01 04/30/12 TRIPLE-S MANAGEMENT CORP 2.02,9.01 05/02/12 TRIQUINT SEMICONDUCTOR INC DE 5.07 05/02/12 Tropicana Entertainment Inc. DE 5.02,7.01,9.01 05/01/12 TYSON FOODS INC DE 2.02,9.01 05/07/12 UBS Commercial Mortgage Trust 2012-C1 DE 9.01 05/07/12 Ulta Salon, Cosmetics & Fragrance, In DE 8.01,9.01 05/07/12 Ulta Salon, Cosmetics & Fragrance, In DE 8.01,9.01 05/07/12 Under Armour, Inc. MD 5.07 05/01/12 UNIGENE LABORATORIES INC DE 2.02,9.01 05/07/12 UNISOURCE ENERGY CORP AZ 7.01,9.01 05/07/12 UNIT CORP DE 5.02,5.07,9.01 05/02/12 UNITED BANCORP INC /MI/ MI 2.02,7.01 05/07/12 United Financial Bancorp, Inc. 7.01,9.01 05/07/12 UNITED FIRE GROUP INC 9.01 05/04/12 UNITED MINES INC AZ 5.02 05/02/12 UNITED PARCEL SERVICE INC DE 5.02,5.07,9.01 05/03/12 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 05/04/12 USA Mobility, Inc DE 7.01,9.01 05/04/12 USA TRUCK INC DE 5.02,5.07,7.01 05/02/12 VALIDUS HOLDINGS LTD 5.07 05/02/12 VEECO INSTRUMENTS INC DE 5.07 05/04/12 VENTRUS BIOSCIENCES INC DE 8.01,9.01 05/07/12 VERIFONE SYSTEMS, INC. DE 7.01 05/07/12 Verso Paper Corp. DE 8.01,9.01 05/07/12 ViewPoint Financial Group Inc. 7.01,9.01 05/07/12 VISA INC. DE 8.01 05/04/12 VIVUS INC CA 2.02,9.01 05/07/12 VWR Funding, Inc. DE 7.01,9.01 05/07/12 W P CAREY & CO LLC DE 2.02,9.01 05/07/12 W R GRACE & CO DE 5.02 05/03/12 WASHINGTON BANKING CO WA 5.07 05/04/12 WEB.COM GROUP, INC. DE 8.01,9.01 05/07/12 WEB.COM GROUP, INC. DE 8.01,9.01 05/07/12 WELLPOINT, INC IN 2.03,8.01,9.01 05/02/12 WELLS FARGO & COMPANY/MN DE 9.01 05/07/12 Wesco Aircraft Holdings, Inc 2.02,9.01 05/07/12 WESTFIELD FINANCIAL INC MA 7.01,9.01 05/07/12 White River Capital Inc IN 2.02,9.01 05/04/12 WHITING USA TRUST I DE 2.02,9.01 05/07/12 Whiting USA Trust II DE 2.02,9.01 05/07/12 WYNN RESORTS LTD 2.02,7.01,8.01,9.01 05/07/12 XTREME GREEN PRODUCTS INC. NV 2.03 12/31/11 ZBB ENERGY CORP WI 2.02,9.01 05/07/12 ZIONS BANCORPORATION /UT/ UT 3.03,5.03,8.01,9.01 05/01/12
http://www.sec.gov/news/digest/2012/dig050812.htm
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