SEC News Digest

Commission announcements

Trading Suspended in the Securities of ProElite and Universal Guardian

The Commission issued an Order of Suspension of Trading Pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Order of Suspension) against ProElite, Inc. and Universal Guardian Holdings, Inc. The Order of Suspension finds that there is a lack of current and accurate information concerning the securities of ProElite and Universal Guardian because they have been delinquent in their required periodic reports since December 2008 and September 2007, respectively.

Based on the above, the Order suspends the trading in the securities of ProElite and Universal Guardian for the period from 9:30 a.m. EDT on March 20, 2012, through 11:59 p.m. EDT on April 2, 2012. (Rel. 34-66620)

Enforcement proceedings

Commission Revokes Registration of Securities of US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.) For Failure to Make Required Periodic Filings

On March 20, 2012, the Commission revoked the registration of each class of registered securities of US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.) (US Dry Cleaning) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, US Dry Cleaning consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.) finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of US Dry Cleaning’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against US Dry Cleaning in In the Matter of Tempest Microsystems, Inc., et al., Administrative Proceeding File No. 3-14758.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Tempest Microsystems, Inc., et al., Administrative Proceeding File No. 3-14758, Exchange Act Release No. 66388, February 13, 2012. (Rel. 34-66619; File No. 3-14758)

In the Matter of ProElite, Inc. and Universal Guardian Holdings, Inc.

In conjunction with today’s trading suspension, the Commission issued an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 against ProElite, Inc. (ProElite) and Universal Guardian Holdings, Inc. (Universal Guardian). The Order finds that ProElite and Universal Guardian are both delinquent in their periodic filings with the Commission, having not filed any periodic reports since ProElite filed a Form 10-K for the period ended December 30, 2008 and Universal Guardian filed a Form10-QSB for the period ended September 30, 2007. (Rel. 34-66621; File No. 3-14806)

In the Matter of Michael A. Kimelman

The U.S. Securities and Exchange Commission announced today that on March 16, 2012, The Honorable Richard J. Sullivan of the United States District Court for the Southern District of New York, entered a final judgment against Michael Kimelman in SEC v. Cutillo et al., 09-CV-9208, an insider trading case the SEC filed on November 5, 2009. The SEC charged Kimelman, who was a trader at Lighthouse Financial Group, LLC, with trading on inside information regarding the announced acquisition of 3Com Corp. in September 2007.

In its complaint, the SEC alleged that Arthur Cutillo, a former attorney with the law firm Ropes & Gray LLP, misappropriated from his law firm material nonpublic information concerning, among other things, the potential acquisition of 3Com, and tipped the inside information, through another attorney, to Zvi Goffer, in exchange for kickbacks. The SEC further alleged that Goffer tipped the inside information to a number of individuals, including Kimelman, who traded based on the information, realizing illicit profits of approximately $270,000 in two personal trading accounts.

To settle the SEC’s charges, Kimelman consented to the entry of a final judgment that: (i) permanently enjoins him from violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; and (ii) orders him to pay disgorgement of $273,255, plus prejudgment interest of $54,582. In a related SEC administrative proceeding, Kimelman consented to the entry of an SEC order barring him from association with any broker or dealer, investment adviser, municipal securities dealer or transfer agent, and barring him from participating in any offering of a penny stock. Kimelman previously was found guilty of securities fraud and conspiracy to commit securities fraud in a related criminal case, United States v. Michael Kimelman, 10-CR-0056 (S.D.N.Y.), and was sentenced to 30 months in prison and ordered to pay a criminal forfeiture of $289,079. [SEC v. Cutillo, et al., Civil Action No. 09-CV-9208 (S.D.N.Y.) (RJS)] (LR-22299); Administrative Proceeding (Rel. 34-66626; File No. 3-14807)

self-regulatory organizations

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by NYSE Amex LLC (SR-NYSEAmex-2012-17) implementing fee changes relating to trading Nasdaq securities pursuant to unlisted trading privileges has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-66599)

A proposed rule change filed by New York Stock Exchange LLC (SR-NYSE-2012-07) implementing certain changes to the transaction fees and credits within the New York Stock Exchange Price List has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-66600)

A proposed rule change filed by the International Securities Exchange, LLC (SR-ISE-2012-20) to adopt a new order type has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-66617)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-11    Ginkgo Residential Trust Inc., 301 S. COLLEGE STREET, SUITE 3850, 
        CHARLOTTE, NC, 28202, 704-944-0100 - 0 ($250,000,000.00) Equity, 
        (File 333-180191 - Mar. 19) (BR. 08)

S-3ASR  Nielsen Holdings N.V., 770 BROADWAY, NEW YORK, NY, 10003, 
        (646) 654-5000 - 0 ($0.00) Equity, (File 333-180192 - Mar. 19) (BR. 03A)

N-2     FoundationsAmerica Strategic Income Corp, 6200 THE CORNERS PARKWAY, 
        SUITE 250, NORCROSS, GA, 30092, (770) 449-7800 - 
        0 ($1,500,000,000.00) Equity, (File 333-180193 - Mar. 19) (BR. )

F-1     NORIT N.V., NIJVERHEIDSWEG-NOORD 72, 3812 PM AMERSFOORT, NETHERLANDS, 
        P7, 00000, 31-33-4648911 - 0 ($200,000,000.00) Equity, 
        (File 333-180194 - Mar. 19) (BR. 06)

S-8     NATURAL ALTERNATIVES INTERNATIONAL INC, 1185 LINDA VISTA DR, 
        SAN MARCOS, CA, 92069, 6197447340 - 0 ($1,360,000.00) Equity, 
        (File 333-180195 - Mar. 19) (BR. 01B)

S-1     PRUDENTIAL VARIABLE CONTRACT REAL PROPERTY ACCOUNT, 
        PRUDENTIAL INSURANCE COMPANY OF AMERICA, 213 WASHINGTON STREET, NEWARK, 
        NJ, 07102, 9738026196 - 0 ($1.00) Unallocated (Universal) Shelf, 
        (File 333-180196 - Mar. 19) (BR. 08C)

S-1     PRUCO LIFE VARIABLE CONTRACT REAL PROPERTY ACCOUNT, 
        213 WASHINGTON STREET, NEWARK, NJ, 07102-2992, 9738026196 - 
        0 ($1.00) Unallocated (Universal) Shelf, (File 333-180197 - Mar. 19) 
        (BR. 08C)

S-1     PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC, 
        PRUCO LIFE INSURANCE CO OF NEW JERSEY, 213 WASHINGTON STREET, NEWARK, 
        NJ, 07102, 9738026196 - 0 ($1.00) Unallocated (Universal) Shelf, 
        (File 333-180198 - Mar. 19) (BR. 08C)

S-8     BIOMIMETIC THERAPEUTICS, INC., 389-A NICHOL MILL LANE, FRANKLIN, TN, 
        37067, 615 844 1280 - 400,000 ($828,000.00) Equity, (File 333-180204 - 
        Mar. 19) (BR. 10A)

S-8     Silicon Graphics International Corp, 46600 LANDING PARKWAY, FREMONT, 
        CA, 94538, 510-933-8300 - 2,419,316 ($21,314,173.96) Equity, 
        (File 333-180205 - Mar. 19) (BR. 03B)

S-8     Atlas Resource Partners, L.P., 412-489-0006 - 
        0 ($62,379,000.00) Equity, (File 333-180209 - Mar. 19) (BR. 04A)

F-1     Novaled AG, TATZBERG 49, DRESDEN, 2M, 01307, 01149351796580 - 
        0 ($200,000,000.00) Equity, (File 333-180210 - Mar. 19) (BR. )

S-8     Rubicon Technology, Inc., 9931 FRANKLIN AVENUE, FRANKLIN PARK, IL, 
        60131, (847) 295-7000 - 0 ($19,425,000.00) Equity, (File 333-180211 - 
        Mar. 19) (BR. 10C)

S-8     MARCHEX INC, 520 PIKE STREET, SUITE 2000, SEATTLE, WA, 98101, 
        206-774-5000 - 0 ($8,316,931.00) Equity, (File 333-180212 - Mar. 19) 
        (BR. 03B)

S-11    Apollo Residential Mortgage, Inc., C/O APOLLO GLOBAL MANAGEMENT, LLC, 
        9 WEST 57TH STREET, 43RD FLOOR, NEW YORK, NY, 10019, 2125153200 - 
        0 ($250,000,000.00) Equity, (File 333-180213 - Mar. 19) (BR. 08B)

S-1     SPECTRUM GROUP INTERNATIONAL, INC., 18061 FITCH, IRVINE, CA, 92614, 
        949-955-1250 - 19,717,023 ($37,462,343.70) Equity, (File 333-180214 - 
        Mar. 19) (BR. 02C)

S-1     NORTHEAST BANCORP /ME/, 500 CANAL ST, LEWISTON, ME, 04240-6594, 
        2077863245 - 0 ($59,590,021.00) Equity, (File 333-180215 - Mar. 19) 
        (BR. 07C)

S-8     OMEROS CORP, 1420 5TH AVE, SUITE 2600, SEATTLE, WA, 98101, 
        206-676-5000 - 0 ($8,893,582.00) Equity, (File 333-180216 - Mar. 19) 
        (BR. 01A)

S-8     Demandware Inc, 5 WALL STREET, BURLINGTON, MA, 01803, 781-756-3700 - 
        9,245,445 ($140,235,163.68) Equity, (File 333-180217 - Mar. 19) 
        (BR. 03B)

S-3ASR  NATIONAL FUEL GAS CO, 6363 MAIN STREET, WILLIAMSVILLE, NY, 14221-5887, 
        716-857-7000 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-180218 - Mar. 19) (BR. 02B)

S-8     M/A-COM Technology Solutions Holdings, Inc., 100 CHELMSFORD STREET, 
        LOWELL, MA, 01851, 650-619-1747 - 11,405,150 ($175,683,685.50) Equity, 
        (File 333-180219 - Mar. 19) (BR. 10)

S-8     TOWER FINANCIAL CORP, 116 E BERRY ST, N/A, FORT WAYNE, IN, 46802, 
        260-427-7000 - 150,000 ($1,558,500.00) Equity, (File 333-180220 - 
        Mar. 19) (BR. 07B)

S-8     YELP INC, 706 MISSION ST, 7TH FLOOR, SAN FRANCISCO, CA, 95103, 
        415-568-3249 - 0 ($166,744,441.52) Equity, (File 333-180221 - Mar. 19) 
        (BR. 11A)

S-3     AASTROM BIOSCIENCES INC, 24 FRANKL LLOYD WRIGHT DR, PO BOX 376, 
        ANN ARBOR, MI, 48106, 7349305555 - 0 ($11,405,464.56) Equity, 
        (File 333-180222 - Mar. 19) (BR. 01A)

F-10    NOVADAQ TECHNOLOGIES INC, 435 ELLICE AVENUE, WINNIPEG, A2, 00000, 
        204 934 1724 - 0 ($100,000,000.00) Equity, (File 333-180223 - Mar. 19) 
        (BR. 10B)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01	Entry into a Material Definitive Agreement
1.02	Termination of a Material Definitive Agreement
1.03	Bankruptcy or Receivership
2.01	Completion of Acquisition or Disposition of Assets
2.02	Results of Operations and Financial Condition
2.03	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
2.05	Cost Associated with Exit or Disposal Activities
2.06	Material Impairments
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
3.02	Unregistered Sales of Equity Securities
3.03	Material Modifications to Rights of Security Holders
4.01	Changes in Registrant's Certifying Accountant
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
5.01	Changes in Control of Registrant
5.02	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
5.06	Change in Shell Company Status
6.01	ABS Informational and Computational Material.
6.02	Change of Servicer or Trustee.
6.03	Change in Credit Enhancement or Other External Support.
6.04	Failure to Make a Required Distribution.
6.05	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure
8.01	Other Events
9.01	Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

AAA PUBLIC ADJUSTING GROUP, INC.        FL       1.01,2.03,5.02,5.03  03/14/12

AbitibiBowater Inc.                     DE       8.01,9.01            03/19/12

ABOVENET INC                            DE       1.01,3.03,7.01,9.01  03/18/12

Activision Blizzard, Inc.               DE       5.02                 03/15/12

ADAMS GOLF INC                          DE       1.01,8.01,9.01       03/18/12

ADOBE SYSTEMS INC                       DE       2.02,9.01            03/19/12

Advanced Emissions Solutions, Inc.               1.01,9.01            03/15/12

Aegion Corp                             DE       7.01,9.01            03/19/12

AIR LEASE CORP                          DE       1.01,2.03,8.01,9.01  03/13/12

AIR PRODUCTS & CHEMICALS INC /DE/       DE       5.03,9.01            03/15/12

Air Transport Services Group, Inc.      DE       2.02,7.01,9.01       03/19/12

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01            03/19/12

Allied Nevada Gold Corp.                DE       7.01,9.01            03/15/12

ALLOS THERAPEUTICS INC                  DE       4.02                 03/13/12

Alphatec Holdings, Inc.                 DE       3.01                 02/22/12    AMEND

ALSERES PHARMACEUTICALS INC /DE         DE       8.01                 03/13/12

ALTERNATE ENERGY HOLDINGS, INC.         NV       5.02                 03/13/12

Altra Holdings, Inc.                    DE       5.02                 02/24/12

AMCOL INTERNATIONAL CORP                DE       5.02                 03/14/12

AMERICAN APPAREL, INC                   DE       1.01,1.02,2.03,3.03, 03/13/12
                                                 9.01
          
American Capital Mortgage Investment    MD       1.01                 03/13/12

American Realty Capital Properties, I   MD       1.01,8.01            03/19/12

AMERICAN SCIENTIFIC RESOURCES INC       NV       1.03,5.02,9.01       02/27/12

AMERICANWEST BANCORPORATION             WA       7.01,9.01            03/15/12

AMERIGON INC                            MI       7.01,9.01            03/19/12

ANNALY CAPITAL MANAGEMENT INC           MD       4.01,9.01            03/13/12

ANYTHINGIT INC                          DE       7.01,9.01            03/16/12

AON CORP                                DE       5.07,8.01,9.01       03/16/12

Apple REIT Eight, Inc.                  VA       8.01                 03/13/12

ARCADIA RESOURCES, INC                  NV       5.02                 03/16/12

Ascent Capital Group, Inc.              DE       2.03,7.01,9.01       03/16/12

Aspect FuturesAccess LLC                DE       3.02                 03/14/12

ASPEN GROUP, INC.                       FL       2.01,4.01,5.01,5.02, 03/13/12
                                                 5.06,9.01
     
AVISTA CORP                             WA       7.01                 03/19/12

AVX Corp                                DE       5.02                 03/19/12

AXIS CAPITAL HOLDINGS LTD                        3.03,5.03,8.01,9.01  03/19/12

Bitstream Inc.                          DE       2.01,3.01,3.03,5.01, 03/19/12
                                                 5.02,5.03,5.07,9.01
        
Blackwater Midstream Corp.                       8.01,9.01            03/13/12

BLUE NILE INC                           DE       5.02,9.01            03/04/12

CAPITAL ONE FINANCIAL CORP              DE       1.01,7.01,9.01       03/15/12

CENTURYLINK, INC                        LA       8.01,9.01            03/16/12

CERADYNE INC                            DE       7.01,9.01            03/12/12

CHAMPION INDUSTRIES INC                 WV       5.07                 03/19/12

CHENIERE ENERGY INC                     DE       1.01,7.01,9.01       03/14/12

CHESAPEAKE ENERGY CORP                  OK       7.01,9.01            03/13/12

China Botanic Pharmaceutical                     7.01,9.01            03/19/12

China Precision Steel, Inc.             CO       3.01,7.01,9.01       03/15/12

China Printing & Packaging, Inc.        NV       4.02                 03/15/12

China Shandong Industries, Inc.         DE       8.01,9.01            03/19/12

CIRCUS & ELDORADO JOINT VENTURE                  7.01,9.01            03/16/12

CIT GROUP INC                           DE       8.01,9.01            03/15/12

CLAIBORNE LIZ INC                       DE       5.02,9.01            03/13/12

CLIFFS NATURAL RESOURCES INC.           OH       5.02                 03/13/12

CNH Equipment Trust 2012-A              DE       8.01,9.01            03/14/12

CNH Equipment Trust 2012-A              DE       8.01,9.01            03/14/12

Colony Financial, Inc.                  MD       1.01,9.01            03/13/12

COMM 2012-LC4 Mortgage Trust            DE       9.01                 03/19/12

Commercial Vehicle Group, Inc.          DE       4.01,9.01            03/14/12

COMSTOCK RESOURCES INC                  NV       7.01,9.01            03/19/12

COMVERSE TECHNOLOGY INC/NY/             NY       8.01,9.01            03/19/12

CONSOLIDATED WATER CO LTD               E6       2.02,9.01            03/15/12

Converted Organics Inc.                 DE       3.02                 03/14/12

CORELOGIC, INC.                         DE       8.01,9.01            03/19/12

CorMedix Inc.                           DE       2.02,9.01            03/19/12

CORTS TRUST FOR WEYERHAEUSER DEBENTUR   DE       8.01,9.01            03/15/12

COVANTA HOLDING CORP                    DE       1.01,8.01,9.01       03/19/12

COVER ALL TECHNOLOGIES INC              DE       9.01                 03/19/12    AMEND

CreXus Investment Corp.                 MD       4.01,9.01            03/14/12

CROSS BORDER RESOURCES, INC.            NV       2.02,9.01            03/16/12

Cyclacel Pharmaceuticals, Inc.          DE       3.01                 03/15/12

DAYSTAR TECHNOLOGIES INC                DE       1.01,2.03,3.02,9.01  03/14/12

DCP Holding CO                          OH       8.01                 03/14/12

Digerati Technologies, Inc.             NV       2.02,9.01            03/16/12

DOLLAR GENERAL CORP                     TN       1.01,2.03,9.01       03/15/12

DOMINOS PIZZA INC                                1.01,1.02,2.03,7.01, 03/15/12
                                                 8.01,9.01
     
DUN & BRADSTREET CORP/NW                DE       8.01,9.01            03/18/12

DYNEGY HOLDINGS, LLC                    DE       8.01,9.01            03/18/12

Eagle Bulk Shipping Inc.                         2.02,8.01,9.01       03/14/12

EAGLE ROCK ENERGY PARTNERS L P          DE       3.02,7.01,9.01       03/15/12

EASTERN LIGHT CAPITAL, INC.             DE       8.01,9.01            03/16/12

EBIX INC                                DE       9.01                 03/13/12

Echo Therapeutics, Inc.                 DE       2.02,9.01            03/16/12

EMULEX CORP /DE/                        DE       8.01,9.01            03/19/12

Enertopia Corp.                         NV       1.01,7.01,9.01       03/19/12

ENSURGE INC                             NV       3.02,9.01            03/16/12

Enterologics, Inc.                      NV       4.01,9.01            03/19/12

EPAM Systems, Inc.                      DE       5.02                 03/13/12

FARO TECHNOLOGIES INC                   FL       1.01,2.03,9.01       03/15/12

Fifth Street Finance Corp               DE       8.01,9.01            03/19/12

FIRST CAPITAL BANCORP, INC.             VA       8.01,9.01            03/19/12

FIRST QUANTUM VENTURES INC              NV       5.03,9.01            03/15/12

FIRST SOLAR, INC.                       DE       5.02,9.01            03/14/12

Fortress International Group, Inc.      DE       5.02,9.01            03/14/12

FSP GALLERIA NORTH CORP                          1.01,7.01,9.01       03/19/12

GAIAM, INC                              CO       1.01                 03/06/12    AMEND

GENERAC HOLDINGS INC.                   DE       5.02                 03/19/12

Genesis Biopharma, Inc                  NV       1.01                 03/13/12

GEORESOURCES INC                        CO       2.02,9.01            03/13/12

GOLD RESOURCE CORP                      CO       1.01,5.02,7.01,9.01  03/19/12

Gordmans Stores, Inc.                   DE       2.02,9.01            03/19/12

GREAT PLAINS ENERGY INC                 MO       7.01,9.01            03/19/12

Griffin-American Healthcare REIT II,    MD       7.01,9.01            03/19/12

Groupon, Inc.                           DE       5.02                 03/14/12

GXS Worldwide, Inc.                     DE       2.02,9.01            03/19/12

HALCON RESOURCES CORP                   DE       1.01,9.01            03/13/12

Hanesbrands Inc.                        MD       1.01,9.01            03/16/12

HARMONY METALS, INC.                    FL       1.01,2.01,5.01,5.02, 12/30/11    AMEND
                                                 5.03,9.01
     
HARRIS INTERACTIVE INC                  DE       7.01,9.01            03/15/12

HASTINGS ENTERTAINMENT INC              TX       2.02,9.01            03/19/12

HeartWare International, Inc.           DE       8.01,9.01            03/16/12

Highbridge Commodities FuturesAccess    DE       3.02                 03/14/12

Hill-Rom Holdings, Inc.                 IN       8.01                 03/02/12

HMN FINANCIAL INC                       DE       8.01,9.01            03/16/12

HUDSON CITY BANCORP INC                 DE       5.03,9.01            03/13/12

IBERIABANK CORP                         LA       1.01,7.01,9.01       03/19/12

ICF International, Inc.                 DE       1.01,2.03,8.01,9.01  03/14/12

Ideal Financial Solutions Inc                    7.01,8.01            03/19/12

Industrial Income Trust Inc.            MD       8.01,9.01            03/19/12

Inland Diversified Real Estate Trust,   MD       1.01,2.03,9.01       03/13/12

INLAND REAL ESTATE CORP                 MD       8.01,9.01            03/19/12

INTERACTIVE SYSTEMS WORLDWIDE INC /DE   DE       5.02,8.01            02/27/12

INTERNATIONAL LEASE FINANCE CORP        CA       1.01,2.03,9.01       03/19/12

INTERPLAY ENTERTAINMENT CORP            DE       4.01                 03/19/12

IPG PHOTONICS CORP                      DE       8.01                 03/12/12

IXIA                                    CA       5.02                 03/15/12

KBS Strategic Opportunity REIT, Inc.    MD       1.01,2.03            03/16/12

KENSEY NASH CORP                        DE       1.01,7.01,9.01       03/16/12

KEYNOTE SYSTEMS INC                     DE       5.02,5.07            03/16/12

KEYNOTE SYSTEMS INC                     DE       5.07                 03/18/12    AMEND

KFORCE INC                              FL       1.01,7.01,9.01       03/17/12

KILROY REALTY CORP                      MD       8.01,9.01            03/15/12

LAKELAND BANCORP INC                    NJ       8.01,9.01            03/19/12

LAMAR ADVERTISING CO/NEW                DE       5.02                 03/14/12

LAS VEGAS SANDS CORP                    NV       7.01                 03/15/12

LEHMAN BROTHERS HOLDINGS INC. PLAN TR   NY       7.01,9.01            03/18/12

LENCO MOBILE INC.                       DE       4.01,9.01            02/28/12    AMEND

LEXMARK INTERNATIONAL INC /KY/          DE       8.01,9.01            03/19/12

LIONS GATE ENTERTAINMENT CORP /CN/      A1       5.02                 03/16/12

LKQ CORP                                DE       7.01,9.01            03/15/12

MAMMATECH CORP                          FL       1.01,3.02,5.02       03/19/12

Marina Biotech, Inc.                    DE       1.01,5.02,9.01       03/13/12

McEwen Mining Inc.                      CO       7.01,9.01            03/19/12

MEDIVATION, INC.                        DE       1.01,2.03,8.01,9.01  03/13/12

Mesa Energy Holdings, Inc.              DE       7.01,9.01            03/13/12

MF Global Holdings Ltd.                 DE       7.01,9.01            03/14/12

MIDDLESEX WATER CO                      NJ       8.01,9.01            03/19/12

ML Transtrend DTP Enhanced FuturesAcc   DE       3.02                 03/14/12

ML Winton FuturesAccess LLC             DE       3.02                 03/14/12

Monotype Imaging Holdings Inc.          DE       2.01,8.01,9.01       03/19/12

Motorola Mobility Holdings, Inc                  8.01                 03/16/12

MULTI COLOR Corp                        OH       8.01,9.01            03/14/12

NATURAL ALTERNATIVES INTERNATIONAL IN   DE       8.01,9.01            03/15/12

New Western Energy Corp                 NV       9.01                 01/06/12    AMEND

NEW YORK MORTGAGE TRUST INC             MD       8.01,9.01            03/19/12

NEWS CORP                                        8.01,9.01            03/19/12

NEXTERA ENERGY INC                      FL       8.01                 03/19/12

NGL Energy Partners LP                  DE       9.01                 01/03/12    AMEND

Noranda Aluminum Holding CORP           DE       8.01,9.01            03/13/12

NORTHERN TRUST CORP                     DE       5.02                 03/14/12

NORTHSTAR REALTY FINANCE CORP.          MD       1.01,5.03,8.01,9.01  03/14/12

NORTHWESTERN CORP                       DE       7.01,9.01            03/19/12

NTS MORTGAGE INCOME FUND                DE       8.01,9.01            03/19/12

NTS REALTY HOLDINGS LP                  DE       8.01,9.01            03/14/12

NUTRA PHARMA CORP                       CA       1.01,3.02,9.01       03/13/12

OMEGA HEALTHCARE INVESTORS INC          MD       1.01,2.03,3.03,9.01  03/19/12

OMNOVA SOLUTIONS INC                    OH       5.07                 03/19/12

ORGANOVO HOLDINGS, INC.                 DE       1.01,3.02,9.01       03/16/12

OSL HOLDINGS INC.                                1.01,2.01,3.02,5.01, 10/10/11    AMEND
                                                 9.01
          
PACIFIC CAPITAL BANCORP /CA/            DE       5.02,9.01            03/13/12

PANTRY INC                              DE       5.07                 03/14/12

PARK OHIO HOLDINGS CORP                 OH       5.02                 03/16/12

PINNACLE ENTERTAINMENT INC.             DE       1.01,2.03,2.04,8.01, 03/19/12
                                                 9.01
`	          
PLAINS ALL AMERICAN PIPELINE LP         DE       1.01,9.01            03/13/12

PLUG POWER INC                          DE       1.01,9.01            03/16/12

POTOMAC BANCSHARES INC                  WV       5.02                 03/13/12

PREMIERWEST BANCORP                     OR       8.01,9.01            03/19/12

PROASSURANCE CORP                       DE       7.01,9.01            03/19/12

Protalix BioTherapeutics, Inc.          FL       7.01,9.01            03/16/12

PULASKI FINANCIAL CORP                  MO       5.02                 03/19/12

QCR HOLDINGS INC                        DE       8.01,9.01            03/19/12

QLT INC/BC                              A1       8.01,9.01            03/19/12

QLT INC/BC                              A1       8.01                 03/19/12

QR Energy, LP                           DE       7.01,9.01            03/19/12

REGIONS FINANCIAL CORP                  DE       8.01,9.01            03/14/12

Rim Semiconductor CO                    UT       5.02                 03/13/12

Ryerson Holding Corp                    DE       5.02,9.01            03/13/12

RYERSON INC.                            DE       5.02,9.01            03/13/12

SANMINA-SCI CORP                        DE       1.01,2.03            03/16/12

SLM Student Loan Trust 2006-7           DE       8.01,9.01            03/19/12

SPARTAN MOTORS INC                      MI       7.01,9.01            03/19/12

SPARTAN MOTORS INC                      MI       7.01,9.01            03/19/12    AMEND

Spirit Airlines, Inc.                   DE       5.02                 03/15/12

SS&C Technologies Holdings Inc          DE       5.02                 03/13/12

STIFEL FINANCIAL CORP                   DE       8.01,9.01            03/19/12

Stream Global Services, Inc.            DE       5.02,9.01            03/13/12

STRUCTURED PROD CORTS TR II FOR PROVI   DE       8.01,9.01            03/15/12

STRUCTURED PRODUCTS CORP CORTS FOR PR   DE       8.01,9.01            03/15/12

STRUCTURED PRODUCTS CORP CORTS TR III   DE       8.01,9.01            03/15/12

TaxMasters, Inc.                        NV       8.01                 03/16/12

Team Nation Holdings, Corp.             NV       2.01,2.06,3.01       03/15/12

TELEPHONE & DATA SYSTEMS INC /DE/       DE       5.02                 03/15/12

TELEPHONE & DATA SYSTEMS INC /DE/       DE       5.02,9.01            03/15/12

TELVUE CORP                             DE       3.02,5.03,9.01       03/19/12

THRESHOLD PHARMACEUTICALS INC           DE       8.01,9.01            03/16/12

TIFFANY & CO                            DE       8.01,9.01            03/19/12

Tower Group, Inc.                       DE       7.01,9.01            03/19/12

TRANSACT TECHNOLOGIES INC               DE       5.02,9.01            03/19/12

Triangle Capital CORP                   MD       5.02                 03/14/12

Tropicana Entertainment Inc.            DE       1.01,1.02,2.03,9.01  03/16/12

TRUSTMARK CORP                          MS       8.01                 03/16/12

TURBINE TRUCK ENGINES INC               NV       1.01,5.01,5.03,9.01  03/16/12

UNIFI INC                               NY       7.01,9.01            03/19/12

Universal Truckload Services, Inc.      MI       7.01,9.01            03/19/12

VECTREN CORP                            IN       7.01                 12/31/11

VECTREN CORP                            IN       7.01                 12/31/11

VERIFONE SYSTEMS, INC.                  DE       9.01                 12/30/11

VERINT SYSTEMS INC                      DE       5.02,8.01            03/18/12

VERTICAL HEALTH SOLUTIONS INC           FL       5.02,9.01            03/19/12

VSUS TECHNOLOGIES INC                   DE       4.01,9.01            03/07/11

Vulcan Materials CO                     NJ       1.04                 03/16/12

Walter Energy, Inc.                     DE       8.01                 03/15/12

WebSafety, Inc.                         NV       5.02                 03/19/12

Winthrop Realty Trust                   OH       8.01                 03/06/12

WINTRUST FINANCIAL CORP                 IL       1.01,3.03,5.03,9.01  03/14/12

Wizard World, Inc.                      DE       1.01,5.02,9.01       03/19/12

WORLD FUEL SERVICES CORP                FL       5.02                 03/19/12

Zayo Group LLC                          DE       1.01,7.01,9.01       03/18/12

Zeltiq Aesthetics Inc                   DE       5.02,9.01            03/19/12

http://www.sec.gov/news/digest/2012/dig032012.htm