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Commission AnnouncementsSEC Office of the Chief Accountant Names Academic FellowThe Securities and Exchange Commission’s Office of the Chief Accountant today announced the selection of Urton Anderson as Academic Accounting Fellow for a one-year term beginning this summer. Academic Accounting Fellows serve as research resources for SEC staff by interpreting and communicating research materials as they relate to the agency. The fellows have been assigned to ongoing projects in the Chief Accountant’s office including rulemaking, serving as a liaison with the professional accounting and auditing standards-setting bodies, and consulting with registrants on accounting, auditing, independence and reporting matters. “The knowledge and perspective that Urton brings as a fellow from academia, including his auditing and corporate governance experience, will be of great benefit to the Office of the Chief Accountant. But more importantly, his work will benefit U.S. investors,” said James Kroeker, the SEC’s Chief Accountant. Mr. Anderson is Clark W. Thompson, Jr., Professor in Accounting at the McCombs School of Business at The University of Texas at Austin. He received his BA from St. Olaf College in Northfield, Minn., and his MA and Ph. D from the University of Minnesota. Mr. Anderson teaches internal auditing, introductory auditing, managerial accounting, corporate governance, and ethics/compliance. At McCombs, he also has held the positions of Associate Dean for Undergraduate Programs and Chair of the Accounting Department. Mr. Anderson’s research has addressed various issues in internal and external auditing – particularly auditor judgment, corporate governance, compliance, enterprise risk management and internal control. He has written four books and is one of the co-authors of the internal auditing textbook Internal Auditing: Assurance and Consulting Services. Several of these books have been translated into Spanish, Chinese, and Japanese. He has been active in the Institute of Internal Auditors and has twice served as Chair of the Internal Auditing Standards Board (2002 to 2003 and 2007 to 2010). Mr. Anderson will replace two outgoing Academic Accounting Fellows. Shawn Davis is from Emory University and recently received an SEC Law and Policy Award for her significant contributions on legislative issues related to the Dodd-Frank Act. Saurav Dutta is an academic fellow from the University at Albany-SUNY. (Press Rel. 2011-159) Commission MeetingsClosed Meeting on Tuesday, August 2, 2011 at 2:00 p.m.The subject matter of the Closed Meeting scheduled for Tuesday, August 2, 2011, will be: settlement of injunctive actions; institution and settlement of administrative proceedings; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. Enforcement ProceedingsIn the Matter of Benchmark Asset Managers, LLCOn July 28, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions against Benchmark Asset Managers LLC, a registered investment adviser owned by Otto Sam Folin and Harvest Managers, LLC. The Order finds that Benchmark and Folin provided investment advice to clients for compensation, raised money from investors and advisory clients by offering and selling a variety of securities and managed and advised a group of hedge funds known as the Safe Haven Investment Portfolios LLC. The Order revokes Benchmark’s investment adviser registration based upon a final judgment entered against Benchmark on July 21, 2011, in the civil action entitled Securities and Exchange Commission v. Otto Sam Folin, et al., Civil Action Number 11-cv-04447, in the United States District Court for the Eastern District of Pennsylvania. Benchmark consented to the entry of the final judgment without admitting or denying the allegations in the Commission’s complaint. The final judgment enjoins Benchmark from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. The final judgment also orders Benchmark to pay disgorgement, jointly and severally with Otto Sam Folin and Harvest Managers LLC, in the amount of $8,706,620, plus prejudgment interest thereon in the amount of $1,454,177 and a civil penalty of $725,000. The Commission’s complaint alleged, among other things, that Folin, Benchmark and Harvest made material misrepresentations and omissions in connection with the offer, purchase and sale of various securities in Benchmark and Harvest to advisory clients, noteholders and the Safe Haven Portfolios. Specifically, the Complaint alleged that Benchmark and Folin made misrepresentations and omissions regarding Safe Haven Portfolios’ loans to Harvest and Benchmark and certain development costs the Safe Haven Portfolios paid to Harvest and Benchmark. The Complaint further alleged Benchmark and Folin improperly valued the Safe Haven Portfolios loans to Harvest and Benchmark at cost, rather than at fair value, as required by relevant offering documents. As a result, the Complaint alleged, Benchmark and Folin provided investors with misleading account statements that reflected the loans at inflated values. The Complaint also alleged that Folin and Benchmark did not disclose Benchmark’s precarious financial condition. In a related action, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions against Otto Sam Folin (Folin Order). The Folin Order bars Folin from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization based upon the entry of a final judgment entered against Folin in the above-captioned civil action. Folin also consented to the entry of the final judgment without admitting or denying the allegations in the Commission’s complaint. (Rel. IA-3253; File No. 3-14491) In the Matter of Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)On July 29, 2011, an Administrative Law Judge issued an Order Making Findings and Revoking Registration by Default (Default Order) in Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.), Admin. Proc. No. 3-14431. The Default Order finds that the Respondent failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 13a-1 and 13a-13 because it failed to make periodic filings with the Commission since filing a Form 10-Q for the period ended September 30, 2009. The Default Order, pursuant to Section 12(j) of the Exchange Act, revokes the registration of each class of Respondent’s registered securities. (Rel. 34-64986; File No. 3-14431) In the Matter of Otto Sam FolinOn July 29, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions against Otto Sam Folin, the managing director, chief compliance officer and 33% shareholder of Benchmark Asset Managers LLC, a registered investment adviser, and the president, chief executive officer and majority owner of Harvest Managers LLC, the parent company of Benchmark. The Order finds that Benchmark and Folin provided investment advice to clients for compensation, raised money from investors and advisory clients by offering and selling a variety of securities and managed and advised a group of hedge funds known as the Safe Haven Investment Portfolios LLC. The Order bars Folin from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization. This sanction was based upon a final judgment entered against Folin on July 21, 2011, in the civil action entitled Securities and Exchange Commission v. Otto Sam Folin, et al., Civil Action Number 11-cv-04447, in the United States District Court for the Eastern District of Pennsylvania. Folin consented to the entry of the final judgment without admitting or denying the allegations in the Commission’s complaint. The final judgment enjoins Folin from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. The final judgment also orders Folin to pay disgorgement, jointly and severally with Benchmark Asset Managers LLC and Harvest Managers LLC, in the amount of $8,706,620, plus prejudgment interest thereon in the amount of $1,454,177, and a civil penalty of $150,000. The Commission’s complaint alleged, among other things, that Folin, Benchmark and Harvest made material misrepresentations and omissions in connection with the offer, purchase and sale of various securities in Benchmark and Harvest to advisory clients, noteholders and the Safe Haven Portfolios. Specifically, the Complaint alleged that Benchmark and Folin made misrepresentations and omissions regarding Safe Haven Portfolios’ loans to Harvest and Benchmark and certain development costs the Safe Haven Portfolios paid to Harvest and Benchmark. The Complaint further alleged Benchmark and Folin improperly valued the Safe Haven Portfolios loans to Harvest and Benchmark at cost, rather than at fair value, as required by relevant offering documents. As a result, the Complaint alleged, Benchmark and Folin provided investors with misleading account statements that reflected the loans at inflated values. The Complaint also alleged that Folin and Benchmark did not disclose Benchmark’s precarious financial condition. In a related action, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions against Benchmark Asset Managers (Benchmark Order). The Benchmark Order revokes Benchmark’s investment adviser registration based upon the entry of a final judgment entered against it in the above-captioned civil action. Benchmark also consented to the entry of the final judgment without admitting or denying the allegations in the Commission’s complaint. (Rel; IA-3254; File No.3-14492) In the Matter of Kenneth W. BurntOn July 29, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions (Order) against Kenneth W. Burnt (Burnt). The Order finds that the Commission’s complaint alleged that from at least September 2009 through December 2010, Burnt was associated with unregistered investment advisers Perimeter Wealth Financial Services, Inc. (Perimeter Wealth) and KSB Financial, Inc. (KSB). Securities and Exchange Commission v. Kenneth W. Burnt, et al., Civil Action No. 1:10-cv-4121-AT (N.D. Ga. Dec. 20, 2010). Burnt serves as the CEO and CFO of Perimeter Wealth and the CFO of KSB. Burnt, through Perimeter Wealth and KSB, raised at least $4.5 million from more than 20 investors through the unregistered offering of securities in interests in a covered-call equities trading program. Burnt represented that 100% of investors’ funds would be placed into securities accounts that would generate revenues from the trading of covered-calls. Burnt, through Perimeter Wealth and KSB, guaranteed investors specified returns that varied between 8% and 12% per year, regardless of actual trading performance and further guaranteed all investors against any loss to their investment principal. Burnt was to be compensated based upon investment performance in an amount equal to the investor returns generated above the minimum guaranteed annual returns and only after such returns were generated. Despite these representations, Burnt withdrew investor funds for personal use prior to their earning the minimum guaranteed returns. The Commission filed a civil injunctive action based on violations of the registration and anti-fraud provisions and, on July 19, 2011, a final judgment was entered against Burnt, Perimeter Wealth, and KSB permanently enjoining them from future securities law violations. Based on the above, the Order bars Burnt from association with any broker, dealer, investment adviser, municipal securities dealer, municipal adviser, transfer agent, or nationally recognized statistical rating organization. Burnt consented to the issuance of the Order without admitting or denying any of the findings in the Order, except he admitted the entry of the injunction. (Rel. IA-3255; File No. 3-14493) In the Matter of Kenneth R. PayneOn July 29, 2011, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) against Kenneth R. Payne (Payne), age 62, currently residing at the Seagoville Federal Correctional Institution in Seagoville, Texas. The Order finds that Payne was the president and owner of now-defunct Heartland Financial Services, Inc. (Heartland), an unregistered entity that held itself out as a broker-dealer and insurance and estate-planning firm, and also a registered representative of Jonathan Roberts Financial Group, Inc., a broker-dealer which was then registered with the Commission. The Order also finds that the Commission’s complaint against Payne and others, filed in the United States District Court for the Southern District of Indiana, captioned Securities and Exchange Commission v. Payne, et al., Case No. 1:00-cv-01265, alleged that Payne, in connection with the sale of securities, misused and misappropriated investor funds, commingled investors’ funds in a common bank account and caused investors to be sent false trade confirmations and monthly statements purporting to verify the nature and amount of their investments. In the SEC’s civil action, the Court entered summary judgment liability against Payne, ruling that he violated the antifraud and registration provisions of the federal securities laws. The Court also entered a permanent injunction against Payne, enjoining him from future violations of the antifraud and registration provisions of the federal securities laws Based on the findings in the Order, the Commission issued the Order barring Payne from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization; and from participating in any offering of a penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock. Payne consented to the entry of the Order without admitting or denying its findings, except admitting the SEC’s jurisdiction over him, the subject matter of the proceedings and the entry of summary judgment and permanent injunction orders against him in the SEC’s civil action. This Order resolves the proceedings that were instituted against Payne on March 11, 2011. (Rel. 34-64993; File No. 3-14294) Former CFO of Waste Management Ordered to Pay $2.5 MillionThe Securities and Exchange Commission announced today that on July 28, 2011, the United States District Court for the Northern District of Illinois entered an Amended Final Judgment against James E. Koenig, the former Chief Financial Officer of Waste Management Corporation, ordering that he pay $2.5 million in SEC v. James E. Koenig, 02 C 2180 (N.D. Ill. filed Mar. 26, 2002). Koenig was ordered to make an upfront payment of $1.25 million and to pay the remaining $1.25 million in regular installments over the next two years. The Commission’s complaint alleged that beginning in 1992 and continuing into 1997, Koenig and others engaged in a systematic scheme to falsify and misrepresent Waste Management’s financial results with profits being overstated by $1.7 billion. In June 2006, after an 11-week trial, a jury returned a verdict in the Commission’s favor against Koenig on all 60 violations charged, including securities fraud, falsifying company books and records, making false statements in filings with the Commission, lying to auditors, and aiding and abetting the company’s violations. On December 21, 2007, following a two-day bench trial on remedies, the district court entered a Final Judgment against Koenig that permanently barred him from acting as an officer or director of a public company, and enjoined him from violating, or aiding and abetting violations of, the antifraud, books and records, periodic reporting, and lying to auditors provisions of the federal securities laws. The judgment also required Koenig to pay disgorgement, prejudgment interest, and civil penalties. On February 26, 2009, the U.S. Court of Appeals for the Seventh Circuit affirmed all issues of liability and trial procedure, but remanded for further proceedings with respect to the monetary amount of the judgment. On November 23, 2009, the district court on remand reaffirmed its prior Final Judgment, and Koenig appealed. The Amended Final Judgment represents a compromise reached through mediation before the Seventh Circuit’s Settlement Conference Office while the case was on appeal. The permanent officer and director bar and injunction remain unchanged and in full force and effect. For additional information, see Litigation Release Nos. 20420 (Jan. 3, 2008) and 17435 (Mar. 26, 2002). [SEC v. James E. Koenig, 02 C 2180 (N.D. Ill.)] (LR-22054; AAE Rel. 3308) Self-Regulatory OrganizationsImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by NASDAQ OMX BX (SR-BX-2011-046) to amend the BOX Fee Schedule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64981) A proposed rule change filed by The NASDAQ Stock Market (SR-NASDAQ-2011-098) to adopt an “All-or-none” order type has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64983) Proposed Rule ChangeThe Options Clearing Corporation filed a proposed rule change (SR-OCC-2011-08) under Section 19(b)(1) of the Securities Exchange Act of 1934 to provide specific authority to use an auction process as one of the means to liquidate a defaulting clearing member's accounts. Publication is expected to in the Federal Register during the week of August 1. (Rel. 34-64982) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 HUMAN GENOME SCIENCES INC, 14200 SHADY GROVE ROAD, ROCKVILLE, MD, 20850-3338, 3013098504 - 0 ($106,250,000.00) Equity, (File 333-175833 - Jul. 28) (BR. 01A) S-4 HARBINGER GROUP INC., 450 PARK AVENUE, 27TH FLOOR, NEW YORK, NY, 10022, 347 840 8677 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-175834 - Jul. 28) (BR. 10B) S-3ASR CHART INDUSTRIES INC, ONE INFINITY CORPORATE CENTRE DRIVE, SUITE 300, GARFIELD HEIGHTS, OH, 44125-5370, 4407531490 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-175837 - Jul. 28) (BR. 06C) S-8 Kohlberg Capital CORP, 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017, 212-455-8300 - 96,000 ($701,720.00) Equity, (File 333-175838 - Jul. 28) (BR. 22) S-8 Shire plc, HAMPSHIRE INTL BUSINESS PARK, CHINEHAM BASINGSTOKE, HAMPSHIRE ENGLAND RG, X0, R924 8EP, 441256894000 - 0 ($101,100,750.00) Other, (File 333-175839 - Jul. 28) (BR. 01C) S-8 DATA I/O CORP, 6464 185TH AVE NE, SUITE 101, REDMOND, WA, 98052, 4258676922 - 300,000 ($1,760,468.56) Equity, (File 333-175840 - Jul. 28) (BR. 10A) S-8 C&J Energy Services, Inc., 10375 RICHMOND AVENUE, SUITE 2000, HOUSTON, TX, 77042, 713-260-9900 - 0 ($213,001,796.00) Equity, (File 333-175841 - Jul. 28) (BR. 04A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($4,939,972.80) Equity, (File 333-175842 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($8,530,839.30) Equity, (File 333-175843 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($1,354,489.76) Equity, (File 333-175844 - Jul. 28) (BR. 08A) S-8 SAFEGUARD SCIENTIFICS INC, 435 DEVON PARK DR, BLDG 800, WAYNE, PA, 19087, 6102930600 - 85,000 ($1,595,875.00) Equity, (File 333-175845 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($6,887,658.12) Equity, (File 333-175846 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($2,373,506.85) Equity, (File 333-175847 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($5,776,955.28) Equity, (File 333-175848 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($10,054,514.93) Equity, (File 333-175849 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($1,100,736.23) Equity, (File 333-175850 - Jul. 28) (BR. 08A) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($2,822,738.13) Equity, (File 333-175851 - Jul. 28) (BR. 08A) S-8 NATIONAL GRID PLC, 1-3 STRAND, LONDON, X0, WC2N 5EH, (44) 207 004 3220 - 0 ($100,300,000.00) Equity, (File 333-175852 - Jul. 28) (BR. 02B) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, 4582 S ULSTER ST PARKWAY, DENVER, CO, 80237, 3037578101 - 0 ($6,030,079.92) Equity, (File 333-175853 - Jul. 28) (BR. 08A) S-8 ACXIOM CORP, 601 E. 3RD STREET, LITTLE ROCK, AR, 72201, 5012521000 - 502,217 ($5,986,426.64) Equity, (File 333-175854 - Jul. 28) (BR. 03A) S-8 IPC The Hospitalist Company, Inc., 4605 LANKERSHIM BLVD., SUITE 617, NORTH HOLLYWOOD, CA, 91602, 818-766-3502 - 0 ($20,795,812.58) Equity, (File 333-175855 - Jul. 28) (BR. 01C) S-8 IPC The Hospitalist Company, Inc., 4605 LANKERSHIM BLVD., SUITE 617, NORTH HOLLYWOOD, CA, 91602, 818-766-3502 - 0 ($7,647,000.00) Equity, (File 333-175856 - Jul. 28) (BR. 01C) S-8 COMERICA INC /NEW/, 1717 MAIN STREET MC6404, ATTN: DARLENE PERSONS, DALLAS, TX, 75201, 214-462-6831 - 0 ($28,495,000.00) Other, (File 333-175857 - Jul. 28) (BR. 07A) S-3 Global Geophysical Services Inc, 13927 SOUTH GESSNER, MISSOURI CITY, TX, 77489, 713-972-9200 - 12,396,634 ($212,354,340.42) Equity, (File 333-175858 - Jul. 28) (BR. 04B) S-8 BELDEN INC., BELDEN INC., 7733 FORSYTH BOULEVARD, SUITE 800, ST. LOUIS, MO, 63105, 314-854-8000 - 0 ($145,420,000.00) Equity, (File 333-175859 - Jul. 28) (BR. 06C) S-3 Tri-Tech Holding, Inc., 16TH FLOOR, TOWER B, RENJI PLAZA NO. 101, JINGSHUN ROAD, CHAOYANG DISTRICT, BEIJING, F4, 100102, (86-10) 57323666 - 0 ($100,000,000.00) Equity, (File 333-175860 - Jul. 28) (BR. 06C) S-1 TearLab Corp, 12707 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA, 92130, 858-794-1400 - 7,692,308 ($13,769,231.32) Equity, (File 333-175861 - Jul. 28) (BR. 10B) S-8 SCHWAB CHARLES CORP, 211 MAIN STREET, SAN FRANCISCO, CA, 94105, 415-667-7000 - 0 ($688,500,000.00) Equity, (File 333-175862 - Jul. 28) (BR. 08A) S-3 HEALTHSTREAM INC, 209 10TH AVE SOUTH STE 450, NASHVILLE, TN, 37203, 6153013100 - 0 ($75,000,000.00) Equity, (File 333-175863 - Jul. 28) (BR. 03A) S-8 Lender Processing Services, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-5100 - 0 ($94,517,000.00) Equity, (File 333-175865 - Jul. 28) (BR. 02A) F-1 TIM W.E. SGPS, S.A., Avenida Infante Santo, 2H, 3, Lisbon, S1, 1350-178, +351-212-487-800 - 0 ($181,125,000.00) Equity, (File 333-175866 - Jul. 28) (BR. 03A) S-8 TRUSTCO BANK CORP N Y, 5 SARNOWSKI DRIVE, GLENVILLE, NY, 12302, 5183773311 - 500,000 ($2,441,250.00) Equity, (File 333-175867 - Jul. 28) (BR. 07B) S-8 TRUSTCO BANK CORP N Y, 5 SARNOWSKI DRIVE, GLENVILLE, NY, 12302, 5183773311 - 2,500,000 ($12,206,250.00) Equity, (File 333-175868 - Jul. 28) (BR. 07B) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 1ST CONSTITUTION BANCORP NJ 2.02,9.01 07/28/11 3D SYSTEMS CORP DE 2.02,7.01,9.01 07/28/11 ABAXIS INC CA 2.02,9.01 07/28/11 ACCRES HOLDING INC DE 8.01 07/28/11 ACNB CORP PA 2.02,9.01 07/28/11 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 07/28/11 ACURA PHARMACEUTICALS, INC NY 5.02,8.01,9.01 07/28/11 Adamis Pharmaceuticals Corp DE 8.01 07/28/11 Affinion Group Holdings, Inc. DE 2.02,9.01 07/28/11 AG Mortgage Investment Trust, Inc. MD 8.01,9.01 07/20/11 AGCO CORP /DE DE 2.02,9.01 07/28/11 AGENUS INC DE 2.02,9.01 07/28/11 AGREE REALTY CORP DE 2.02,9.01 07/28/11 AIMCO PROPERTIES LP DE 8.01,9.01 07/28/11 AIRGAS INC DE 2.02,9.01 07/28/11 Alamo Energy Corp. NV 7.01,8.01,9.01 07/22/11 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 07/28/11 ALCOA INC PA 1.01,1.02,2.03,9.01 07/25/11 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 07/27/11 Allied Nevada Gold Corp. DE 2.02,9.01 07/27/11 Allied World Assurance Co Holdings, A 8.01,9.01 07/28/11 Altisource Portfolio Solutions S.A. N4 2.02,9.01 07/28/11 AMEDISYS INC DE 7.01,9.01 07/28/11 AMERICAN RIVER BANKSHARES CA 2.02,9.01 07/28/11 American Standard Energy Corp. DE 8.01,9.01 07/28/11 AMEND AMERIGAS PARTNERS LP DE 8.01,9.01 07/27/11 AMERISOURCEBERGEN CORP DE 2.02,7.01,9.01 07/28/11 AMPCO PITTSBURGH CORP PA 2.02,9.01 07/28/11 AMPHENOL CORP /DE/ DE 2.02,9.01 07/28/11 Amtrust Financial Services, Inc. DE 1.01 07/26/11 AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 07/28/11 Ancestry.com Inc. DE 2.02,9.01 07/28/11 ANGELES INCOME PROPERTIES LTD 6 CA 1.01,9.01 07/28/11 ANGELES PARTNERS XII CA 1.01,9.01 07/28/11 ANNAPOLIS BANCORP INC MD 2.02,9.01 07/28/11 Antero Resources Finance Corp DE 8.01,9.01 07/27/11 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01,9.01 07/28/11 Apollo Commercial Real Estate Finance MD 1.01,3.02,8.01,9.01 07/25/11 ARBITRON INC DE 7.01,9.01 07/28/11 ARCTIC CAT INC MN 2.02,9.01 07/28/11 ARI NETWORK SERVICES INC /WI WI 1.01,1.02,2.03,8.01, 07/27/11 9.01 ARIBA INC DE 2.02,9.01 07/28/11 Arista Power, Inc. NY 3.02 07/26/11 Arlington Asset Investment Corp. VA 2.02,5.03,9.01 07/27/11 Artio Global Investors Inc. DE 7.01,9.01 07/28/11 ASHLAND INC. KY 2.02,9.01 07/28/11 ASHLAND INC. KY 7.01,9.01 07/28/11 ASIARIM CORP NV 5.02 07/21/11 ASPEN INSURANCE HOLDINGS LTD D0 5.02,7.01,8.01,9.01 07/27/11 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 07/28/11 Atlantic Green Power Holding Co DE 1.01,9.01 07/22/11 AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 07/28/11 AVALONBAY COMMUNITIES INC MD 2.02,9.01 07/27/11 AVEO PHARMACEUTICALS INC DE 2.02,9.01 07/28/11 AVI BIOPHARMA INC OR 5.02 07/24/11 AVON PRODUCTS INC NY 2.02,9.01 07/28/11 BALL CORP IN 2.02,5.03,9.01 07/28/11 Baltic Trading Ltd 1T 5.07 05/12/11 AMEND Bank of New York Mellon CORP DE 8.01,9.01 07/28/11 BAR HARBOR BANKSHARES ME 2.02,9.01 07/28/11 BEL FUSE INC /NJ NJ 2.02,9.01 07/28/11 BELDEN INC. DE 2.02,9.01 07/28/11 Beneficial Mutual Bancorp Inc X1 2.02,9.01 07/28/11 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 07/28/11 BIOMET INC IN 5.02 07/26/11 BIOSANTE PHARMACEUTICALS INC DE 1.01,9.01 07/28/11 Birmingham Bloomfield Bancshares MI 2.02,9.01 07/26/11 BORGWARNER INC DE 2.02,9.01 07/28/11 BOSTON SCIENTIFIC CORP DE 2.02,2.05,8.01,9.01 07/26/11 BRADY CORP WI 9.01 07/20/11 AMEND BRAINSTORM CELL THERAPEUTICS INC 5.02,9.01 07/25/11 BRANDYWINE REALTY TRUST MD 2.02,9.01 07/27/11 Bravo Brio Restaurant Group, Inc. OH 5.07 04/14/11 AMEND Bridge Capital Holdings CA 2.02,9.01 07/28/11 BRINKS CO VA 2.02,9.01 07/28/11 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 07/28/11 BROOKLINE BANCORP INC DE 5.02,9.01 07/26/11 BRUNSWICK CORP DE 2.02,9.01 07/28/11 BRYN MAWR BANK CORP PA 2.02,7.01,9.01 07/28/11 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 07/28/11 Bunge LTD 2.02,9.01 07/28/11 C & F FINANCIAL CORP VA 1.01,8.01,9.01 07/27/11 CABELAS INC DE 2.02,7.01,9.01 07/27/11 CABOT OIL & GAS CORP DE 2.02,9.01 07/27/11 CACHE INC FL 2.02,9.01 07/28/11 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 06/28/11 CAESARS ENTERTAINMENT Corp DE 5.02,8.01 07/27/11 Calumet Specialty Products Partners, DE 1.01,7.01,8.01,9.01 07/25/11 CAMERON INTERNATIONAL CORP DE 9.01 07/24/11 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 07/27/11 CARBO CERAMICS INC DE 2.02,9.01 07/28/11 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 07/28/11 CARTERS INC DE 2.02,9.01 07/27/11 CASCADE BANCORP OR 5.02,9.01 07/25/11 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 07/27/11 CDI CORP PA 2.02,9.01 07/28/11 CELGENE CORP /DE/ DE 2.02,9.01 07/28/11 CELL THERAPEUTICS INC WA 2.02,9.01 07/28/11 CENTER FINANCIAL CORP CA 2.02,9.01 07/27/11 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01 07/26/11 CENTURY PROPERTIES FUND XIX CA 1.01,9.01 07/28/11 CENTURY PROPERTIES FUND XV CA 1.01,9.01 07/28/11 CENTURY PROPERTIES FUND XVII CA 2.01,9.01 07/22/11 CENTURY PROPERTIES FUND XVII CA 1.01,9.01 07/28/11 CERNER CORP /MO/ DE 2.02,9.01 07/28/11 CERUS CORP DE 2.02,9.01 07/28/11 CHARLES & COLVARD LTD NC 2.02,9.01 07/28/11 CHARTER FINANCIAL CORP/GA 2.02,9.01 07/27/11 CHEVIOT FINANCIAL CORP 2.02,9.01 07/28/11 China Advanced Construction Materials DE 8.01 07/28/11 China Growth Equity Investment Ltd E9 8.01,9.01 07/28/11 China Integrated Energy, Inc. DE 1.02,8.01,9.01 07/08/11 China Solar & Clean Energy Solutions, NV 1.01,8.01,9.01 07/25/11 CHOICE BANCORP, INC. WI 2.02,9.01 07/28/11 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 07/28/11 CLAIBORNE LIZ INC DE 2.02,9.01 07/28/11 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,7.01,9.01 07/28/11 Clearwater Paper Corp DE 2.02,8.01,9.01 07/28/11 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 07/27/11 CME GROUP INC. DE 2.02,9.01 07/28/11 CMS ENERGY CORP MI 2.02,9.01 07/28/11 CNO Financial Group, Inc. DE 2.02,9.01 07/28/11 COCA-COLA ENTERPRISES, INC. DE 2.02,9.01 07/28/11 CODEXIS INC 2.02,8.01,9.01 07/28/11 COINSTAR INC DE 2.02,7.01,9.01 07/28/11 COLGATE PALMOLIVE CO DE 2.02,9.01 07/28/11 COLONIAL PROPERTIES TRUST AL 1.01,2.02,2.03,7.01, 07/22/11 9.01 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 07/28/11 COMMUNITY CAPITAL CORP /SC/ SC 2.02,9.01 07/28/11 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 07/28/11 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 07/28/11 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 07/28/11 CONSOL Energy Inc DE 2.02,7.01,9.01 07/28/11 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 07/28/11 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 07/28/11 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 07/28/11 CONSOLIDATED TOMOKA LAND CO FL 5.07 07/27/11 AMEND Constant Contact, Inc. DE 2.02,9.01 07/28/11 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,9.01 07/28/11 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 07/28/11 CRA INTERNATIONAL, INC. MA 2.02,9.01 07/28/11 CRAY INC WA 2.02,9.01 07/28/11 CrowdGather, Inc. NV 2.02,9.01 07/28/11 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 07/27/11 CRYOLIFE INC FL 2.02,9.01 07/28/11 CULLEN FROST BANKERS INC TX 5.07 04/28/11 AMEND CURIS INC DE 2.02,9.01 07/28/11 CVR PARTNERS, LP DE 7.01,9.01 07/28/11 CYBEROPTICS CORP MN 2.02,9.01 07/28/11 CYTODYN INC CO 5.02 07/22/11 CYTOKINETICS INC 2.02,9.01 07/28/11 DAHUA INC DE 4.01,9.01 07/27/11 AMEND DANA HOLDING CORP DE 2.02,7.01,9.01 07/28/11 DANA HOLDING CORP DE 8.01,9.01 07/28/11 DATAWATCH CORP DE 2.02,9.01 07/28/11 DCT Industrial Trust Inc. MD 5.02,9.01 07/26/11 DDI CORP CA 2.02,9.01 07/28/11 DECKERS OUTDOOR CORP DE 2.02,9.01 07/28/11 DELTA APPAREL, INC GA 2.02,9.01 07/28/11 DELTA PETROLEUM CORP/CO CO 7.01,9.01 07/28/11 DELTEK, INC DE 2.02,9.01 07/28/11 DELUXE CORP MN 2.02,9.01 07/28/11 DENMARK BANCSHARES INC WI 2.02,9.01 07/27/11 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 07/28/11 DEX ONE Corp DE 2.02,5.02,7.01,9.01 07/28/11 DiamondRock Hospitality Co 5.07 04/26/11 AMEND DIGITAL ANGEL CORP DE 2.01,9.01 07/22/11 Digital Realty Trust, Inc. 2.02,7.01,9.01 07/28/11 DIGITAL RIVER INC /DE DE 2.02,9.01 07/28/11 DIGITAL RIVER INC /DE DE 5.07 06/02/11 AMEND DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 07/28/11 DOLE FOOD CO INC DE 2.02,7.01,9.01 07/28/11 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 07/28/11 Domtar CORP DE 2.02,9.01 07/28/11 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 07/28/11 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 07/28/11 DTE ENERGY CO MI 2.02,7.01,9.01 07/28/11 DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 07/28/11 DUPONT E I DE NEMOURS & CO DE 2.02,9.01 07/28/11 Dussault Apparel Inc. 5.02 07/27/11 DXP ENTERPRISES INC TX 5.03 07/28/11 DYNAMICS RESEARCH CORP MA 2.02,9.01 07/27/11 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 07/28/11 DYNEX CAPITAL INC VA 2.02,9.01 07/28/11 EAGLE BANCORP INC MD 1.01,7.01,9.01 07/27/11 EAGLE MATERIALS INC DE 2.02,9.01 07/28/11 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 07/27/11 EARTHLINK INC DE 2.02,9.01 07/28/11 EARTHLINK INC DE 7.01,9.01 07/28/11 EASTMAN CHEMICAL CO DE 2.02,9.01 06/30/11 Echo Global Logistics, Inc. DE 2.02,9.01 07/28/11 EDAC TECHNOLOGIES CORP WI 2.02,9.01 07/28/11 EL PASO CORP/DE DE 8.01,9.01 07/26/11 ELDORADO ARTESIAN SPRINGS INC CO 5.02 07/28/11 EMCOR GROUP INC DE 2.02,9.01 07/28/11 EMERGING MEDIA HOLDINGS INC NV 1.02,2.01,3.02,5.01, 02/10/11 AMEND 5.02,8.01 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 07/28/11 EMTEC INC/NJ UT 5.02,9.01 07/22/11 ENB Financial Corp PA 8.01,9.01 07/27/11 ENCISION INC CO 2.02,9.01 07/28/11 ENCORE WIRE CORP DE 2.02,7.01,9.01 07/27/11 ENERGEN CORP AL 2.02,7.01,9.01 07/27/11 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02 07/28/11 ENTERTAINMENT PROPERTIES TRUST MD 2.02,8.01,9.01 07/28/11 EPIQ SYSTEMS INC MO 2.02,9.01 07/28/11 EQT Corp PA 2.02,9.01 07/28/11 EQUITY RESIDENTIAL MD 2.02,9.01 07/27/11 EVANS & SUTHERLAND COMPUTER CORP UT 5.07 05/19/11 EVANS BANCORP INC NY 2.02,9.01 07/28/11 Evercore Partners Inc. DE 2.02,9.01 07/28/11 EXACT SCIENCES CORP DE 5.07 07/28/11 Expedia, Inc. 2.02,7.01,8.01,9.01 07/28/11 Extra Space Storage Inc. MD 2.02,9.01 07/28/11 EXXON MOBIL CORP NJ 2.02,7.01 07/28/11 Federal Home Loan Bank of Atlanta X1 2.02 07/28/11 Federal Home Loan Bank of Atlanta X1 2.03 07/28/11 Federal Home Loan Bank of Boston X1 2.02,9.01 07/28/11 Federal Home Loan Bank of Boston X1 2.03 07/25/11 Federal Home Loan Bank of Chicago X1 2.02,9.01 07/28/11 Federal Home Loan Bank of Chicago X1 2.03 07/25/11 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 07/28/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/25/11 Federal Home Loan Bank of Dallas 2.02,9.01 07/28/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/26/11 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 07/28/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/28/11 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 07/28/11 Federal Home Loan Bank of New York X1 2.03,9.01 07/25/11 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 07/28/11 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 07/28/11 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 07/28/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/25/11 Federal Home Loan Bank of San Francis X1 2.03 07/25/11 Federal Home Loan Bank of Seattle 2.03 07/25/11 Federal Home Loan Bank of Seattle 2.02,9.01 07/28/11 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 07/28/11 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 07/28/11 FEDERAL SIGNAL CORP /DE/ DE 5.02 07/26/11 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 07/28/11 First American Financial Corp DE 2.02,9.01 07/28/11 FIRST CAPITAL INC IN 2.02,9.01 07/22/11 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 07/26/11 FIRST COMMUNITY BANCSHARES INC /NV/ NV 2.02,7.01,8.01,9.01 07/27/11 FIRST FINANCIAL BANCORP /OH/ OH 2.02,9.01 07/28/11 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 07/28/11 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 07/28/11 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 07/27/11 FIRST MERCHANTS CORP IN 2.02,9.01 07/28/11 FIRST MERCHANTS CORP IN 2.02,9.01 07/28/11 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 06/30/11 FIRST UNITED CORP/MD/ MD 2.02,9.01 07/27/11 FISHER COMMUNICATIONS INC WA 2.02,9.01 07/28/11 FIVE STAR QUALITY CARE INC 2.02,9.01 07/28/11 Florida Bank Group, Inc. FL 5.02 07/22/11 FNB BANCORP/CA/ 2.02,9.01 07/28/11 FORRESTER RESEARCH INC DE 2.02,9.01 07/27/11 FORTUNE BRANDS INC DE 8.01,9.01 07/28/11 FORWARD AIR CORP TN 5.07 07/28/11 AMEND FRANKLIN COVEY CO UT 1.01,9.01 07/26/11 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 07/28/11 GAIN Capital Holdings, Inc. DE 2.02,7.01,9.01 07/28/11 GARDNER DENVER INC DE 7.01,9.01 07/25/11 GASTAR EXPLORATION LTD 7.01,9.01 07/28/11 GATEWAY ENERGY CORP/NE DE 5.02 07/22/11 GATX CORP NY 2.02,7.01,9.01 07/28/11 GBS Enterprises Inc NV 1.01,7.01,9.01 07/25/11 GEN PROBE INC DE 2.02,9.01 07/28/11 GENCO SHIPPING & TRADING LTD 5.07 05/12/11 AMEND GENELINK INC PA 8.01 07/28/11 General Maritime Corp / MI 7.01 07/28/11 GENWORTH FINANCIAL INC DE 2.02,9.01 07/28/11 GERON CORP DE 2.02,9.01 07/28/11 GFI Group Inc. DE 2.02,9.01 07/28/11 GNC HOLDINGS, INC. DE 2.02,9.01 07/28/11 GOLDMAN SACHS GROUP INC DE 9.01 07/28/11 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 07/28/11 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 07/28/11 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 07/28/11 GRAHAM CORP DE 2.02,8.01,9.01 07/28/11 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 07/28/11 GREAT PLAINS ENERGY INC MO 2.02,7.01 07/27/11 GREEN DOT CORP DE 2.02,9.01 07/28/11 Green Plains Renewable Energy, Inc. 2.02,9.01 07/27/11 GRUBB & ELLIS CO DE 1.01,9.01 07/22/11 GSI TECHNOLOGY INC 2.02,9.01 07/28/11 Gulf Shores Investments, Inc. NV 1.01,3.02,9.01 07/25/11 HAMPTON ROADS BANKSHARES INC VA 5.02,8.01,9.01 07/28/11 HAMPTON ROADS BANKSHARES INC VA 2.02,7.01,9.01 07/28/11 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 07/27/11 HARSCO CORP DE 2.02,9.01 07/28/11 HARTE HANKS INC DE 2.02,9.01 07/28/11 HCA Holdings, Inc. 8.01 07/27/11 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 07/27/11 HEARTLAND PAYMENT SYSTEMS INC DE 2.02 07/28/11 HERCULES OFFSHORE, INC. DE 7.01,9.01 07/28/11 HERCULES OFFSHORE, INC. DE 2.02,9.01 07/28/11 HERITAGE OAKS BANCORP CA 2.02,9.01 07/28/11 Heritage-Crystal Clean, Inc. DE 2.02,9.01 07/27/11 HF FINANCIAL CORP DE 7.01,9.01 07/28/11 HIGHWOODS PROPERTIES INC MD 2.02,9.01 07/27/11 Hill-Rom Holdings, Inc. IN 2.02,9.01 07/28/11 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,8.01,9.01 07/28/11 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 07/28/11 HORTON D R INC /DE/ DE 2.02,9.01 07/28/11 HSBC Finance Corp 5.03,9.01 07/26/11 HSBC USA INC /MD/ MD 5.03,9.01 07/26/11 HUB GROUP INC DE 2.02,9.01 06/30/11 I-LEVEL MEDIA GROUP INC NV 3.02,5.01 07/13/11 ICAHN ENTERPRISES L.P. DE 8.01,9.01 07/28/11 ICG GROUP, INC. DE 2.02,9.01 07/28/11 ICONIX BRAND GROUP, INC. DE 2.02,9.01 07/27/11 IDT CORP DE 7.01,9.01 07/28/11 IKANOS COMMUNICATIONS CA 2.02,9.01 07/28/11 IMAX CORP A6 2.02,9.01 07/28/11 IMMUNOGEN INC MA 5.02 07/27/11 IMPERIAL OIL LTD 2.02,9.01 07/28/11 INCYTE CORP DE 2.02,9.01 07/28/11 Indian Hill Holdings Corp DE 1.03,7.01,8.01 07/20/11 INFOSPACE INC DE 2.02,9.01 07/28/11 INGRAM MICRO INC DE 2.02,9.01 07/28/11 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 07/28/11 INTERACTIVE DATA CORP/MA/ DE 2.02,9.01 07/28/11 InterDigital, Inc. PA 2.02,9.01 07/27/11 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 07/28/11 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.07 07/26/11 AMEND INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 07/28/11 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 07/28/11 AMEND INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 07/27/11 INVACARE CORP OH 2.02 07/28/11 INVENTURE FOODS, INC. DE 2.02,9.01 07/28/11 INVESTORS CAPITAL HOLDINGS LTD MA 1.01,8.01,9.01 07/28/11 IPC The Hospitalist Company, Inc. DE 8.01 07/22/11 IPC The Hospitalist Company, Inc. DE 2.02,9.01 07/28/11 IRIS INTERNATIONAL INC DE 1.01,1.02,2.03,9.01 07/22/11 IRON MOUNTAIN INC DE 2.02,9.01 07/28/11 ISIS PHARMACEUTICALS INC DE 8.01,9.01 07/28/11 ISTAR FINANCIAL INC MD 2.02,9.01 07/28/11 ITC Holdings Corp. MI 2.02,9.01 07/27/11 ITRACKR SYSTEMS INC FL 2.01,4.02,9.01 07/28/11 AMEND IXYS CORP /DE/ DE 2.02,9.01 07/28/11 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 07/28/11 JOHNSON CONTROLS INC WI 5.02 07/27/11 KADANT INC DE 2.02,9.01 07/28/11 Kaiser Federal Financial Group, Inc. MD 2.02,9.01 07/28/11 KELLOGG CO DE 2.02,9.01 07/28/11 KENNAMETAL INC PA 2.02,9.01 07/28/11 KEY TECHNOLOGY INC OR 2.02,9.01 07/28/11 KEYW HOLDING CORP MD 1.01,9.01 07/27/11 KILROY REALTY CORP MD 8.01,9.01 07/25/11 KIRBY CORP NV 2.02,9.01 07/27/11 KKR & Co. L.P. DE 5.02,7.01,9.01 07/28/11 KLA TENCOR CORP DE 2.02,9.01 07/28/11 KOPIN CORP DE 2.02,9.01 07/28/11 KRONOS WORLDWIDE INC 7.01,9.01 07/27/11 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 07/28/11 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 07/28/11 Lake Shore Bancorp, Inc. X1 2.02,8.01,9.01 06/30/11 Lake Victoria Mining Company, Inc. NV 1.01,2.01 07/22/11 Lantheus Medical Imaging, Inc. DE 5.02,9.01 07/22/11 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 07/28/11 Lazard Group LLC DE 8.01 07/22/11 Lazard Ltd D0 2.02,8.01,9.01 07/22/11 Legend Mining Inc. 1.01,5.01,5.02,9.01 07/28/11 LEGG MASON, INC. MD 2.02,9.01 07/28/11 LEGG MASON, INC. MD 5.03,5.07,9.01 07/28/11 LEGGETT & PLATT INC MO 2.02,7.01,9.01 07/28/11 LEMAITRE VASCULAR INC 2.02,9.01 07/28/11 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 07/28/11 LGL GROUP INC DE 8.01,9.01 07/27/11 LGL GROUP INC DE 8.01 07/28/11 LIBBEY INC DE 2.02,9.01 07/28/11 Liberty Global, Inc. 2.02,7.01 07/28/11 Liberty Global, Inc. 2.02,7.01 07/28/11 Life Technologies Corp DE 2.02,7.01,9.01 07/28/11 LINN ENERGY, LLC DE 2.02,9.01 06/30/11 LITHIA MOTORS INC OR 2.02,7.01,9.01 07/27/11 LKQ CORP DE 2.02,9.01 07/28/11 LNB BANCORP INC OH 2.02,9.01 07/28/11 Location Based Technologies, Inc. NV 1.01,3.02,7.01,9.01 07/21/11 LODGENET INTERACTIVE CORP DE 2.02,9.01 07/27/11 LOGITECH INTERNATIONAL SA 2.02,9.01 07/27/11 LOGITECH INTERNATIONAL SA 5.02,9.01 07/27/11 M I HOMES INC OH 2.02 07/27/11 MACATAWA BANK CORP MI 2.02,9.01 07/28/11 MACERICH CO MD 2.02,7.01,9.01 07/28/11 MACK CALI REALTY CORP MD 2.02,7.01,9.01 07/27/11 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 07/28/11 Maiden Holdings, Ltd. D0 1.01,2.02,8.01,9.01 07/26/11 MARATHON OIL CORP DE 5.02 07/27/11 MARATHON OIL CORP DE 5.07 04/27/11 AMEND MARINEMAX INC DE 2.02,9.01 07/28/11 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 07/27/11 MAXLINEAR INC 2.02,9.01 07/28/11 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 07/28/11 MCCLATCHY CO DE 9.01 06/26/11 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 07/28/11 MCKESSON CORP DE 2.02,9.01 07/28/11 MDC PARTNERS INC A6 2.02,7.01,9.01 07/28/11 Mead Johnson Nutrition Co DE 2.02,9.01 07/28/11 Medical Care Technologies Inc. NV 1.01,2.03,3.02,9.01 07/20/11 MERCHANTS BANCSHARES INC DE 2.02,9.01 07/25/11 MEREDITH CORP IA 2.02,9.01 07/28/11 MEREDITH CORP IA 2.02,9.01 07/28/11 Mesa Energy Holdings, Inc. DE 1.01,2.01,2.03,3.02, 07/22/11 5.02,7.01,9.01 METALICO INC 2.02,9.01 07/28/11 METLIFE INC DE 2.02,9.01 07/28/11 METRO BANCORP, INC. 5.03 07/22/11 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 07/28/11 MF Global Holdings Ltd. DE 2.02,9.01 07/28/11 MF Global Holdings Ltd. DE 7.01,8.01,9.01 07/28/11 MICREL INC CA 2.02,9.01 07/28/11 MICROMET, INC. DE 5.07 06/28/11 AMEND MICRONETICS INC DE 1.01,5.02,9.01 07/22/11 MICROSEMI CORP DE 2.02,9.01 07/28/11 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 06/30/11 MidWestOne Financial Group, Inc. IA 2.02,9.01 07/28/11 MINE SAFETY APPLIANCES CO PA 2.02,9.01 07/28/11 MODINE MANUFACTURING CO WI 2.02,9.01 07/28/11 MONEYGRAM INTERNATIONAL INC 2.02,9.01 07/27/11 MONSTER WORLDWIDE INC DE 2.02,9.01 07/28/11 MONTPELIER RE HOLDINGS LTD 2.02,9.01 07/27/11 Morningstar, Inc. IL 2.02,9.01 07/27/11 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 07/28/11 Motorola Mobility Holdings, Inc 2.02,9.01 07/28/11 Motorola Solutions, Inc. DE 2.02,5.02,8.01,9.01 07/26/11 MOVE INC DE 5.02,9.01 07/25/11 MPG Office Trust, Inc. MD 1.01,3.02,9.01 07/27/11 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 07/25/11 MURPHY OIL CORP /DE DE 2.02,9.01 07/27/11 MWI Veterinary Supply, Inc. DE 2.02,9.01 07/28/11 NANOMETRICS INC DE 2.02,9.01 07/28/11 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/27/11 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/27/11 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 07/28/11 NATIONAL PROPERTY INVESTORS 4 CA 1.01,9.01 07/28/11 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01 07/20/11 Natural Resources USA Corp 4.02,8.01 07/27/11 NATUS MEDICAL INC DE 2.02,9.01 07/28/11 NEOGEN CORP MI 2.02,9.01 07/26/11 NETGEAR, INC DE 2.02,9.01 07/28/11 NETLOGIC MICROSYSTEMS INC DE 2.02 07/28/11 NETSUITE INC 2.02,9.01 07/28/11 NETWORK ENGINES INC DE 2.02,9.01 07/28/11 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 07/28/11 NeuroMetrix, Inc. DE 2.02,9.01 07/28/11 New England Bancshares, Inc. 2.02,9.01 07/27/11 Nielsen Holdings N.V. P7 2.02,9.01 07/28/11 NII HOLDINGS INC DE 2.02,9.01 07/28/11 NOBLE ENERGY INC DE 2.02,9.01 07/28/11 NOBLE ENERGY INC DE 9.01 07/28/11 AMEND NORTHWEST INDIANA BANCORP IN 2.02,9.01 07/28/11 NSTAR/MA 2.02,9.01 07/28/11 NUMEREX CORP /PA/ PA 2.02,9.01 07/28/11 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 07/28/11 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 07/28/11 NUVASIVE INC DE 5.02,9.01 07/22/11 NYSE Euronext DE 5.07 04/28/11 AMEND O REILLY AUTOMOTIVE INC 2.02,9.01 07/27/11 OCLARO, INC. DE 1.01,2.02,2.03,2.06, 07/26/11 5.02,5.03,5.05,9.01 OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 07/28/11 OLD NATIONAL BANCORP /IN/ IN 5.07 07/28/11 AMEND OMNICELL, Inc CA 2.02,9.01 07/28/11 ONYX PHARMACEUTICALS INC DE 8.01 07/28/11 ORIGINOIL INC NV 3.02,8.01 07/25/11 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 07/28/11 ORTHOFIX INTERNATIONAL N V 2.02,9.01 06/28/11 OSHKOSH CORP WI 2.02,9.01 07/28/11 OVERSTOCK.COM, INC DE 2.02,9.01 07/28/11 P F CHANGS CHINA BISTRO INC 2.02,7.01,9.01 07/27/11 PACER INTERNATIONAL INC TN 2.02,9.01 07/28/11 PACER INTERNATIONAL INC TN 2.01 07/22/11 Pacific Ethanol, Inc. DE 2.02,9.01 07/28/11 PACIFIC FINANCIAL CORP WA 7.01 07/27/11 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 07/28/11 Park Sterling Corp NC 2.02,7.01,8.01,9.01 07/28/11 Park Sterling Corp NC 7.01,8.01,9.01 07/28/11 PATAPSCO BANCORP INC MD 2.02,9.01 07/25/11 PATHFINDER BANCORP INC DE 2.02,9.01 07/27/11 PATTERSON UTI ENERGY INC DE 2.02,7.01,9.01 07/28/11 PC TEL INC DE 2.02,9.01 07/28/11 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,8.01,9.01 07/26/11 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 07/28/11 PEP BOYS MANNY MOE & JACK PA 1.01,9.01 07/26/11 Phoenix International Ventures, Inc. NV 7.01,9.01 07/28/11 PLURISTEM THERAPEUTICS INC NV 1.01 07/28/11 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 07/28/11 Portage Resources Inc. NV 8.01 07/28/11 Porter Bancorp, Inc. KY 2.02,9.01 07/28/11 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 07/28/11 POSITIVEID Corp DE 1.01,3.02,5.03,7.01, 07/27/11 9.01 POTASH CORP OF SASKATCHEWAN INC Z4 2.02,9.01 07/28/11 POWER ONE INC DE 2.02,9.01 07/28/11 POWRTEC CORP DE 1.01,2.03,3.02,9.01 07/28/11 POZEN INC /NC 2.02,9.01 07/28/11 PRECISION CASTPARTS CORP OR 2.02,9.01 07/28/11 Prologis, Inc. MD 2.02,9.01 07/28/11 PROVIDENT COMMUNITY BANCSHARES, INC. 2.02,9.01 07/28/11 PSB HOLDINGS INC /WI/ WI 2.02,9.01 07/28/11 PSS WORLD MEDICAL INC FL 2.02,9.01 07/28/11 PULTEGROUP INC/MI/ MI 2.02,9.01 07/28/11 QEP RESOURCES, INC. DE 2.02,9.01 07/26/11 QLIK TECHNOLOGIES INC DE 2.02,9.01 07/28/11 QLOGIC CORP DE 2.02,9.01 07/28/11 QLT INC/BC A1 2.02,9.01 07/28/11 QUALITY SYSTEMS, INC CA 2.02,5.02,8.01,9.01 07/28/11 RADIANT SYSTEMS INC GA 2.02,9.01 07/28/11 RADIOSHACK CORP DE 7.01,9.01 07/27/11 RADISYS CORP OR 2.02,9.01 07/28/11 RAILAMERICA INC /DE DE 2.02,9.01 07/27/11 RAMTRON INTERNATIONAL CORP DE 1.01,8.01,9.01 07/28/11 RAYONIER INC NC 2.02,9.01 07/28/11 RAYTHEON CO/ DE 2.02,9.01 07/28/11 RAYTHEON CO/ DE 5.07 05/26/11 AMEND RealD Inc. DE 2.02,9.01 07/28/11 RealD Inc. DE 1.01,8.01,9.01 07/28/11 REALNETWORKS INC WA 5.02 07/22/11 REALNETWORKS INC WA 2.02,9.01 07/28/11 REALNETWORKS INC WA 8.01,9.01 07/27/11 REALTY INCOME CORP MD 2.02,9.01 07/28/11 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 07/28/11 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 07/28/11 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 07/28/11 REPUBLIC SERVICES, INC. DE 2.02,8.01,9.01 06/30/11 REVLON INC /DE/ DE 2.02,9.01 07/28/11 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 07/28/11 ROCKWELL AUTOMATION INC DE 2.02,9.01 07/28/11 ROCKWELL MEDICAL TECHNOLOGIES INC MI 8.01,9.01 07/26/11 RTI Biologics, Inc. DE 2.02,9.01 07/28/11 RURBAN FINANCIAL CORP OH 2.02,9.01 07/27/11 S Y BANCORP INC KY 5.07 04/27/11 AMEND Sagebrush Gold Ltd. NV 2.01,3.02,8.01,9.01 07/22/11 SavWatt USA, Inc. DE 3.02 07/26/11 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 07/28/11 SEVCON, INC. DE 2.02,9.01 07/26/11 Shire plc 2.02,9.01 07/28/11 SI Financial Group, Inc. 2.02,9.01 07/27/11 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 07/28/11 SITESEARCH CORP 1.01,9.01 07/28/11 SJW CORP CA 2.02,9.01 06/30/11 SMITH MICRO SOFTWARE INC DE 5.02,9.01 07/27/11 SOLIGENIX, INC. DE 1.01,9.01 07/26/11 Sono Resources, Inc. NV 7.01,9.01 07/28/11 SP Bancorp, Inc. MD 8.01,9.01 07/28/11 SPAN AMERICA MEDICAL SYSTEMS INC SC 2.02,9.01 07/28/11 SPECTRANETICS CORP DE 2.02,9.01 07/28/11 Spirit Airlines, Inc. DE 2.02,7.01,9.01 06/30/11 SPRINT NEXTEL CORP KS 2.02,9.01 07/28/11 SPS COMMERCE INC 2.02,9.01 07/28/11 STANDARD MOTOR PRODUCTS INC NY 9.01 07/27/11 AMEND STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 07/28/11 STARBUCKS CORP WA 2.02,9.01 07/28/11 STARTEK INC DE 2.02,5.02,9.01 07/28/11 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 07/28/11 STATE BANCORP INC NY 8.01,9.01 07/26/11 STEC, INC. CA 2.02,9.01 07/28/11 STEELE RESOURCES CORP NV 1.02 07/22/11 StellarOne CORP VA 2.02 07/28/11 STEMCELLS INC DE 2.02,9.01 07/28/11 STERLING BANCORP NY 2.02,7.01,9.01 07/26/11 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 07/28/11 STILLWATER MINING CO /DE/ DE 7.01,9.01 07/27/11 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 07/28/11 STRAYER EDUCATION INC MD 2.02,9.01 07/28/11 SUN COMMUNITIES INC MD 2.02,5.07,9.01 07/27/11 SUN COMMUNITIES INC MD 9.01 06/23/11 AMEND SUNGARD CAPITAL CORP DE 2.02,9.01 07/28/11 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 07/27/11 SYNAPTICS INC DE 2.02,9.01 07/28/11 SYNOVUS FINANCIAL CORP GA 2.02,7.01,9.01 07/28/11 TACTICAL AIR DEFENSE SERVICES, INC. 1.01,7.01,9.01 07/28/11 TASER INTERNATIONAL INC 2.02,8.01,9.01 07/28/11 TEAMSTAFF INC NJ 1.01,2.03,3.02,8.01, 07/22/11 9.01 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.02,9.01 07/28/11 TELEDYNE TECHNOLOGIES INC DE 2.02,5.02,9.01 07/26/11 TeleNav, Inc. DE 2.02,9.01 07/28/11 TENNANT CO MN 2.02,9.01 07/28/11 Tennessee Commerce Bancorp, Inc. TN 8.01,9.01 07/28/11 Tennessee Commerce Bancorp, Inc. TN 2.02,9.01 07/28/11 TERADYNE, INC MA 2.02,9.01 07/27/11 TEXAS PACIFIC LAND TRUST 2.02,9.01 07/28/11 TF FINANCIAL CORP DE 2.02,9.01 07/28/11 THERAVANCE INC DE 2.02,9.01 07/28/11 TIME WARNER CABLE INC. DE 2.02,9.01 07/28/11 TIMKEN CO OH 2.02,9.01 07/28/11 TIRE INTERNATIONAL ENVIRONMENTAL SOLU NV 5.02 07/27/11 Titan Iron Ore Corp. NV 1.01,5.02,9.01 07/19/11 TORCHMARK CORP DE 2.02,9.01 07/27/11 AMEND TOWER FINANCIAL CORP IN 2.02,9.01 07/28/11 TRACTOR SUPPLY CO /DE/ DE 8.01,9.01 07/28/11 TRANSATLANTIC HOLDINGS INC DE 1.01,3.03,5.03,8.01, 07/26/11 9.01 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 07/28/11 TRIMAS CORP DE 2.02,9.01 07/28/11 TRUE RELIGION APPAREL INC DE 2.02,9.01 07/28/11 TYCO INTERNATIONAL LTD V8 2.02,9.01 07/28/11 TYLER TECHNOLOGIES INC DE 2.02 07/27/11 UNIFI INC NY 2.02,7.01,8.01,9.01 07/27/11 UNIONBANCAL CORP DE 2.02,9.01 07/28/11 UNITED BANCORP INC /OH/ OH 2.02,9.01 07/27/11 UNITED COMMUNITY BANKS INC GA 2.02,9.01 07/28/11 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 07/27/11 UNITED THERAPEUTICS Corp DE 2.02,9.01 07/28/11 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 07/28/11 UNIVERSAL HEALTH REALTY INCOME TRUST MD 1.01,1.02,2.01,2.03, 07/25/11 9.01 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 07/27/11 UNIVERSITY GENERAL HEALTH SYSTEM, INC NV 9.01 07/05/11 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 07/28/11 VALENCE TECHNOLOGY INC DE 1.01,9.01 07/27/11 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 07/28/11 VALLEY NATIONAL BANCORP NJ 2.02,9.01 07/28/11 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 2.02,9.01 07/28/11 VCA ANTECH INC DE 2.02,9.01 07/28/11 VEECO INSTRUMENTS INC DE 2.02,2.05,9.01 07/27/11 VERISIGN INC/CA DE 2.02,5.02,9.01 07/25/11 VERISIGN INC/CA DE 5.07 05/26/11 AMEND VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 07/28/11 ViewPoint Financial Group Inc. MD 2.02,8.01,9.01 07/28/11 VIROPHARMA INC DE 2.02,9.01 07/28/11 VISTAPRINT N.V. P7 2.02,7.01,9.01 07/28/11 Vitamin Shoppe, Inc. DE 2.02,9.01 07/28/11 WABCO Holdings Inc. DE 2.02,7.01,9.01 07/28/11 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/28/11 WASTE CONNECTIONS, INC. DE 5.07 05/20/11 AMEND WASTE MANAGEMENT INC DE 2.02,7.01,9.01 07/28/11 Wayside Technology Group, Inc. DE 2.02,9.01 07/28/11 WebMD Health Corp. DE 5.02 07/23/11 WebMD Health Corp. DE 5.02 07/23/11 AMEND WELLS FARGO & CO/MN DE 9.01 07/28/11 WEST MARINE INC DE 2.02,8.01,9.01 07/28/11 WEST PHARMACEUTICAL SERVICES INC PA 2.02,7.01,9.01 07/28/11 WESTAMERICA BANCORPORATION CA 8.01,9.01 07/28/11 Western Union CO DE 5.07 05/20/11 AMEND Westinghouse Solar, Inc. DE 2.02,9.01 07/27/11 WHOLE FOODS MARKET INC TX 2.02,9.01 07/27/11 WILLIS LEASE FINANCE CORP DE 5.02,7.01,9.01 07/25/11 WINMARK CORP MN 7.01,8.01,9.01 07/27/11 WISCONSIN ENERGY CORP WI 2.02 07/28/11 Woodward, Inc. DE 8.01,9.01 07/28/11 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 07/28/11 WSFS FINANCIAL CORP DE 2.02,9.01 07/28/11 XCEL ENERGY INC MN 2.02,9.01 07/28/11 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 07/28/11 ZOLL MEDICAL CORP MA 2.02,9.01 07/28/11 Zoo Entertainment, Inc DE 3.01,8.01,9.01 07/22/11
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