RECENT 8K FILINGS February 16, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3M CO DE 8.01 02/15/11 3M CO DE 8.01 02/15/11 3M CO DE 8.01 02/15/11 8888 Acquisition CORP NV 2.02,7.01,9.01 02/14/11 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 02/15/11 ACCREDITED BUSINESS CONSOLIDATORS COR PA 8.01 02/14/11 ACCURIDE CORP DE 8.01,9.01 02/14/11 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 02/15/11 ACTIVE POWER INC DE 2.02,9.01 02/15/11 ADA-ES INC CO 7.01,9.01 02/15/11 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 02/15/11 AeroGrow International, Inc. NV 5.02,9.01 02/09/11 Air Transport Services Group, Inc. DE 2.02,7.01,9.01 02/15/11 Aircastle LTD D0 2.02,9.01 02/15/11 AISystems, Inc. 5.02,9.01 02/14/11 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 02/15/11 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 2.02,7.01,8.01,9.01 02/15/11 Ally Auto Assets LLC DE 1.01,8.01,9.01 02/09/11 ALTAIR NANOTECHNOLOGIES INC 1.01,7.01,9.01 02/09/11 ALTERRA CAPITAL HOLDINGS Ltd 8.01 02/10/11 Alto Group Holdings Inc. NV 1.01,2.01,9.01 02/11/11 AMERICAN APPAREL, INC DE 1.01 02/10/11 AMERICAN CAPITAL, LTD 2.02,9.01 02/15/11 AMERICAN DG ENERGY INC DE 2.02,9.01 02/15/11 AMERICAN ELECTRIC POWER CO INC NY 7.01 02/15/11 AMERICAN EXPRESS CO NY 7.01 02/15/11 AMERICAN EXPRESS CO NY 2.02 02/09/11 American Express Issuance Trust DE 8.01 02/15/11 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 02/15/11 American Water Works Company, Inc. DE 2.02,7.01,9.01 02/15/11 AMERIGROUP CORP 5.02 02/10/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 Ampio Pharmaceuticals, Inc. DE 5.02,8.01,9.01 01/27/11 Amtrust Financial Services, Inc. DE 2.02,9.01 02/15/11 ANALOG DEVICES INC MA 2.02,9.01 02/15/11 ANIKA THERAPEUTICS INC MA 8.01,9.01 02/14/11 ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 02/15/11 AON CORP DE 7.01,9.01 02/15/11 Aquasil International Inc. NV 5.05 02/15/11 Aquilex Holdings LLC DE 2.02,8.01 02/15/11 ARCH CAPITAL GROUP LTD. 2.02,9.01 02/14/11 Arlington Asset Investment Corp. VA 2.02,8.01,9.01 02/09/11 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/14/11 Atlantic Coast Financial CORP MD 2.02,9.01 02/15/11 ATMI INC DE 2.02 02/02/11 AMEND ATS CORP DE 7.01,9.01 02/15/11 Augme Technologies, Inc. DE 1.01,3.02,9.01 02/14/11 AVNET INC NY 5.02,9.01 02/14/11 AXIS CAPITAL HOLDINGS LTD 7.01,9.01 02/15/11 BANKATLANTIC BANCORP INC FL 2.02,9.01 02/11/11 BAR HARBOR BANKSHARES ME 8.01 02/15/11 BCSB Bancorp Inc. 5.07 02/09/11 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 02/14/11 BEFUT International Co., Ltd. NV 2.02,9.01 02/15/11 BENIHANA INC DE 2.02,9.01 02/15/11 BIOHEART, INC. FL 5.02,9.01 02/09/11 BIOMET INC IN 5.02,9.01 02/10/11 BIOVEST INTERNATIONAL INC DE 7.01,9.01 02/15/11 BLACKSANDS PETROLEUM, INC. NV 1.01,2.03,9.01 02/09/11 BRAINSTORM CELL THERAPEUTICS INC 7.01 02/14/11 Bridgepoint Education Inc DE 8.01 02/09/11 Bullion Monarch Mining, Inc. (NEW) UT 7.01,9.01 02/11/11 Bullion Monarch Mining, Inc. (NEW) UT 2.02,7.01,9.01 02/14/11 BUTLER NATIONAL CORP DE 8.01,9.01 02/15/11 CABELAS INC DE 7.01,9.01 02/15/11 CALGON CARBON CORPORATION DE 5.02,9.01 02/14/11 CAMBIUM LEARNING GROUP, INC. 1.01,8.01,9.01 02/14/11 CAPELLA EDUCATION CO 2.02,9.01 02/15/11 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 02/14/11 Cardinal Ethanol LLC IN 5.07 02/10/11 CARVER BANCORP INC DE 2.01,9.01 02/14/11 CASCADE CORP OR 2.02,2.06,9.01 02/14/11 CASEYS GENERAL STORES INC IA 7.01 02/15/11 Castle Brands Inc FL 2.02,9.01 02/14/11 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 02/15/11 CEDAR FAIR L P DE 2.02,9.01 02/15/11 Celanese CORP DE 7.01,9.01 02/14/11 Celanese CORP DE 5.02 02/15/11 CENTURY ALUMINUM CO DE 2.02,9.01 02/15/11 CENTURYLINK, INC LA 2.02,9.01 02/15/11 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.02,9.01 02/14/11 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 02/15/11 CHEMED CORP DE 2.02,9.01 02/15/11 CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 02/14/11 China Redstone Group, Inc. DE 8.01,9.01 02/15/11 CINCINNATI BELL INC OH 2.02,7.01,9.01 02/15/11 CIT GROUP INC DE 2.02,9.01 02/15/11 CITIBANK OMNI-S MASTER TRUST 8.01 02/15/11 Colfax CORP DE 2.02,9.01 02/15/11 COMDISCO HOLDING CO INC DE 2.02,9.01 02/14/11 CONTANGO OIL & GAS CO DE 2.02,9.01 02/09/11 CORPORATE OFFICE PROPERTIES TRUST MD 5.02 02/14/11 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 02/15/11 CTI INDUSTRIES CORP DE 1.01 02/11/11 CURTISS WRIGHT CORP DE 7.01,9.01 02/15/11 CYNOSURE INC 2.02,9.01 02/15/11 DELL INC DE 2.02,9.01 02/15/11 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 02/15/11 DELPHI FINANCIAL GROUP INC/DE DE 5.02 02/09/11 DELTA AIR LINES INC /DE/ DE 5.02 02/09/11 DENNYS CORP DE 2.02,9.01 02/15/11 DEPOMED INC CA 8.01 02/15/11 DG FastChannel, Inc DE 2.02,9.01 02/15/11 DIODES INC /DEL/ DE 1.01,2.02,2.03,7.01,9.01 02/09/11 Discover Card Execution Note Trust DE 1.01,8.01,9.01 02/11/11 Discovery Communications, Inc. DE 5.02 02/14/11 DIVALL INSURED INCOME PROPERTIES 2 LI WI 2.02,7.01,9.01 02/15/11 DJSP Enterprises, Inc. D8 2.05 02/15/11 DOVER CORP DE 5.02 02/10/11 DUCOMMUN INC /DE/ DE 5.02,9.01 02/09/11 DYNAMIC MATERIALS CORP DE 5.02 02/15/11 EASTGROUP PROPERTIES INC MD 2.02,9.01 10/21/10 ECOLOGY COATINGS, INC. NV 1.01 02/14/11 eCrypt Technologies, Inc. CO 5.02,9.01 02/15/11 EMERSON RADIO CORP DE 2.02,9.01 02/14/11 Encompass Group Affiliates, Inc FL 8.01,9.01 02/11/11 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 02/15/11 ENERGY PARTNERS LTD DE 1.01,1.02,2.01,2.03,8.01,9.01 02/14/11 Energy Recovery, Inc. DE 5.02,9.01 02/15/11 EnerSys DE 8.01,9.01 02/15/11 Enertopia Corp. 1.01,3.02,9.01 02/15/11 ENPRO INDUSTRIES, INC NC 5.02,8.01,9.01 02/10/11 ENTEST BIOMEDICAL, INC. NV 1.01,9.01 02/14/11 EQUINIX INC DE 1.01 02/09/11 EVANS BOB FARMS INC DE 2.02,9.01 02/15/11 EVERGREEN ENERGY INC DE 7.01,9.01 02/14/11 EVERGREEN SOLAR INC DE 5.07,8.01,9.01 02/14/11 EXACT SCIENCES CORP DE 2.02,9.01 02/15/11 EXXON MOBIL CORP NJ 2.02,7.01 02/15/11 FBL FINANCIAL GROUP INC IA 5.02 02/15/11 Federal Home Loan Bank of Atlanta X1 2.03 02/15/11 Federal Home Loan Bank of Boston X1 2.03 02/09/11 Federal Home Loan Bank of Chicago X1 2.03 02/09/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/09/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/11/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/15/11 Federal Home Loan Bank of New York X1 2.03,9.01 02/10/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/09/11 Federal Home Loan Bank of San Francis X1 2.03 02/09/11 Federal Home Loan Bank of Seattle 2.03 02/09/11 Federal Home Loan Bank of Topeka 2.03,9.01 02/10/11 FEDERAL REALTY INVESTMENT TRUST MD 5.02 02/10/11 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 12/31/10 FEEL GOLF CO INC CA 1.01,3.02,8.01,9.01 02/11/11 Fibrocell Science, Inc. DE 1.01,3.02,9.01 02/09/11 Financial Engines, Inc. DE 2.02,9.01 02/15/11 FIRST BANCORP /PR/ PR 2.02,8.01,9.01 02/09/11 FIRST COMMUNITY BANK CORP OF AMERICA FL 1.01,9.01 02/10/11 FIRST PACTRUST BANCORP INC MD 7.01,9.01 02/15/11 First Physicians Capital Group, Inc. DE 7.01,9.01 02/15/11 FMC TECHNOLOGIES INC DE 2.02,9.01 02/14/11 FOSSIL INC DE 2.02,9.01 02/15/11 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 02/15/11 FXCM Inc. 7.01,9.01 02/15/11 GAIN Capital Holdings, Inc. DE 2.02,7.01,9.01 02/15/11 GALLAGHER ARTHUR J & CO DE 2.02,7.01,9.01 02/15/11 GEN PROBE INC DE 2.02,9.01 02/15/11 GEN PROBE INC DE 1.01,2.03,9.01 02/10/11 GENESEE & WYOMING INC DE 2.01,9.01 12/01/10 AMEND Geos Communications, Inc. WA 1.01,2.01 12/02/10 GEOVIC MINING CORP. DE 7.01,9.01 02/15/11 GERON CORP DE 5.02 02/11/11 GETTY REALTY CORP /MD/ MD 2.02,9.01 02/15/11 GLATFELTER P H CO PA 2.02,9.01 02/11/11 GLOBALSCAPE INC DE 8.01 02/15/11 GORMAN RUPP CO OH 2.02,9.01 02/10/11 GRAPHON CORP/DE DE 2.02,9.01 02/11/11 Great East Bottles & Drinks (China) H FL 5.02 02/15/11 Green Carbon Technologies Corp. NV 4.01,9.01 02/13/11 AMEND GREEN ENVIROTECH HOLDINGS CORP. DE 1.01,3.02,5.03,9.01 02/14/11 Green St. Energy, Inc. DE 4.01,9.01 01/24/11 GREYSTONE LOGISTICS, INC. 1.01,7.01,9.01 01/18/11 GSI COMMERCE INC DE 9.01 02/09/11 AMEND Guaranty Financial Group Inc. DE 8.01,9.01 02/11/11 Guidance Software, Inc. DE 2.02,7.01,9.01 02/15/11 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 02/09/11 Hatteras Financial Corp 2.02,9.01 02/15/11 HCP, INC. MD 2.02,9.01 02/15/11 HCP, INC. MD 5.02,7.01,9.01 02/10/11 HEALTHWAYS, INC DE 2.02,9.01 02/15/11 HELIX BIOMEDIX INC DE 5.02 02/09/11 HERCULES OFFSHORE, INC. DE 9.01 02/11/11 AMEND Higher One Holdings, Inc. DE 2.02,7.01,9.01 02/15/11 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 02/15/11 HOLLYWOOD MEDIA CORP FL 5.02 02/09/11 AMEND HOST HOTELS & RESORTS, INC. MD 2.02,9.01 02/15/11 HOVNANIAN ENTERPRISES INC DE 1.01,2.03,8.01,9.01 02/09/11 Hudson Pacific Properties, Inc. MD 1.01,2.03,8.01,9.01 02/15/11 Hughes Communications, Inc. DE 1.01,5.07,7.01,9.01 02/13/11 Hughes Communications, Inc. DE 5.02 02/13/11 ICO Global Communications (Holdings) DE 8.01 02/11/11 IKONICS CORP 2.02,9.01 02/14/11 Information Services Group Inc. DE 7.01,9.01 02/15/11 Infrared Systems International NV 9.01 02/14/11 AMEND INNERWORKINGS INC 2.02,9.01 02/15/11 Inova Technology Inc. NV 8.01,9.01 02/15/11 INSIGNIA SYSTEMS INC/MN MN 1.01 02/09/11 INSULET CORP DE 2.02,9.01 02/15/11 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 5.02 01/20/11 IsoRay, Inc. MN 2.02,9.01 02/15/11 JAKKS PACIFIC INC DE 2.02,9.01 02/15/11 JEFFERSONVILLE BANCORP NY 2.02 02/09/11 AMEND JENNIFER CONVERTIBLES INC DE 1.03,9.01 02/09/11 JO-ANN STORES INC OH 8.01,9.01 02/15/11 JOURNAL COMMUNICATIONS INC 2.02,9.01 02/15/11 JUNIPER NETWORKS INC DE 1.01,5.02 02/09/11 KEATING CAPITAL INC 2.02,9.01 02/11/11 KEY ENERGY SERVICES INC MD 7.01,9.01 02/15/11 KEY TECHNOLOGY INC OR 5.02,5.07,9.01 02/11/11 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 7.01,9.01 02/15/11 Kraton Performance Polymers, Inc. DE 1.01,1.02,2.03,3.03,8.01,9.01 02/11/11 KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 02/14/11 KV PHARMACEUTICAL CO /DE/ DE 1.01,3.02,7.01,9.01 02/09/11 L-1 IDENTITY SOLUTIONS, INC. DE 2.01,9.01 02/15/11 LA-Z-BOY INC MI 2.02,9.01 02/15/11 LAMPERD LESS LETHAL INC NV 8.01 02/15/11 LANDAUER INC DE 5.07 02/10/11 LANNETT CO INC DE 2.02,9.01 02/10/11 LaSalle Hotel Properties MD 7.01,8.01,9.01 02/11/11 Laxai Pharma Ltd L3 8.01 02/14/11 Lifevantage Corp CO 2.02 02/14/11 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 02/15/11 LIGAND PHARMACEUTICALS INC DE 7.01,9.01 02/15/11 LNB BANCORP INC OH 5.02,7.01,9.01 02/15/11 LogMeIn, Inc. DE 2.02,9.01 02/15/11 LOJACK CORP MA 5.02,9.01 02/15/11 lululemon athletica inc. DE 8.01,9.01 02/15/11 MACK CALI REALTY CORP MD 7.01,9.01 02/15/11 MARCHEX INC DE 2.02,9.01 02/15/11 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 02/15/11 MASIMO CORP DE 2.02,9.01 02/15/11 MATRIXX INITIATIVES INC DE 8.01 02/14/11 MEDICINES CO /DE DE 1.01,9.01 02/11/11 MEDICIS PHARMACEUTICAL CORP DE 5.02,8.01,9.01 02/09/11 MICROVISION INC DE 2.02,9.01 02/15/11 MIDDLEFIELD BANC CORP OH 2.02,8.01,9.01 01/29/11 Millennium India Acquisition CO Inc. DE 2.02,8.01,9.01 02/15/11 MMRGlobal, Inc. DE 8.01 02/15/11 MONKEY ROCK GROUP, INC. DE 1.01 02/05/11 MOTRICITY INC DE 5.02 02/09/11 MZT Holdings, Inc. DE 8.01,9.01 02/14/11 NACCO INDUSTRIES INC DE 7.01 02/14/11 Nature's Call Brands Inc. NV 7.01,9.01 02/15/11 NAVISTAR INTERNATIONAL CORP DE 5.02,9.01 02/15/11 NCI BUILDING SYSTEMS INC DE 5.04,9.01 02/15/11 Neogenix Oncology Inc MD 5.02,8.01,9.01 02/09/11 NESS ENERGY INTERNATIONAL INC /NV/ WA 2.03,5.02,8.01,9.01 02/14/11 Neuralstem, Inc. DE 5.02,9.01 02/15/11 NEWS CORP 8.01,9.01 02/15/11 NORTHEAST UTILITIES MA 8.01 02/11/11 NOVADEL PHARMA INC DE 1.01,9.01 02/14/11 NPS PHARMACEUTICALS INC DE 2.02,9.01 02/15/11 NYSE Euronext DE 8.01,9.01 02/15/11 OFFICEMAX INC DE 5.02,9.01 02/09/11 OIL DRI CORP OF AMERICA DE 5.02,9.01 02/10/11 OMNICOM GROUP INC NY 2.02,7.01,9.01 02/15/11 Onstream Media CORP FL 2.02,9.01 02/14/11 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 02/15/11 ORTHOFIX INTERNATIONAL N V 2.02,9.01 02/15/11 P F CHANGS CHINA BISTRO INC 5.02,9.01 02/11/11 PACIFIC BIOSCIENCES OF CALIFORNIA INC 2.02,9.01 02/15/11 PACIFIC PREMIER BANCORP INC DE 1.01,2.01,9.01 02/11/11 AMEND PARK NATIONAL CORP /OH/ OH 7.01 02/15/11 PC MALL INC DE 2.02,9.01 02/15/11 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 02/14/11 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 02/09/11 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 1.01,2.03 02/14/11 PHAZAR CORP DE 3.01 02/10/11 PILGRIMS PRIDE CORP DE 2.02,9.01 02/15/11 PIONEER BANKSHARES INC/VA 5.02 02/10/11 PITTSBURGH & WEST VIRGINIA RAILROAD PA 5.03,8.01,9.01 02/15/11 PMI GROUP INC DE 2.02,8.01,9.01 02/15/11 PNC FINANCIAL SERVICES GROUP INC PA 5.02,8.01 02/09/11 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 02/15/11 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 02/15/11 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 12/31/10 PROSPECT CAPITAL CORP MD 8.01,9.01 02/14/11 PS BUSINESS PARKS INC/CA CA 1.01,2.03,9.01 02/09/11 Public Storage MD 7.01 02/09/11 QLOGIC CORP DE 5.02 02/10/11 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 02/15/11 RAINMAKER SYSTEMS INC CA 9.01 02/15/11 RAMCO GERSHENSON PROPERTIES TRUST MD 2.02,7.01,9.01 02/14/11 RAND CAPITAL CORP NY 2.02,9.01 02/15/11 Raptor Pharmaceutical Corp DE 8.01,9.01 02/15/11 RC2 CORP DE 2.02,9.01 02/15/11 ReachLocal Inc DE 2.02,9.01 02/15/11 REGAL ENTERTAINMENT GROUP DE 1.01,2.03,8.01,9.01 02/10/11 REINSURANCE GROUP OF AMERICA INC MO 8.01,9.01 02/15/11 Resource Capital Corp. MD 1.01,9.01 02/12/11 RiverSource LaSalle International Rea MD 7.01 02/15/11 Roadrunner Transportation Systems, In DE 7.01,9.01 02/15/11 Rockville Financial Inc. 5.02 02/09/11 Rockville Financial New, Inc. CT 5.02 02/09/11 ROCKY BRANDS, INC. OH 2.02,9.01 02/15/11 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 02/15/11 Rodobo International Inc NV 2.02,9.01 02/14/11 Rovi Corp DE 2.02,9.01 02/15/11 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 02/15/11 RYDER SYSTEM INC FL 5.02,9.01 02/11/11 San West, Inc CA 4.02,9.01 02/01/11 SAPIENT CORP DE 2.02,9.01 02/15/11 SATCON TECHNOLOGY CORP DE 5.02 02/10/11 SAVANNA EAST AFRICA, INC. NV 5.02 02/15/11 SEABRIDGE FREIGHT CORP. NV 1.01,9.01 02/15/11 SENSUS (BERMUDA 2) LTD D0 5.02 02/11/11 Shengkai Innovations, Inc. FL 2.02,9.01 02/11/11 SIRIUS XM RADIO INC. DE 2.02,5.02,9.01 02/14/11 SMF ENERGY CORP DE 2.02,9.01 02/15/11 SOLTA MEDICAL INC DE 5.02 02/11/11 SP Bancorp, Inc. MD 7.01,9.01 02/14/11 SPARTAN MOTORS INC MI 2.02,9.01 02/15/11 SPARTON CORP OH 7.01,9.01 02/15/11 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 02/15/11 SPECTRUM PHARMACEUTICALS INC DE 7.01,9.01 02/15/11 SpectrumDNA, Inc. DE 4.01,9.01 02/09/11 ST JOE CO FL 7.01,9.01 02/15/11 STERIS CORP OH 8.01 02/10/11 STERLING GROUP VENTURES INC NV 8.01 02/14/11 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 02/14/11 STIFEL FINANCIAL CORP DE 2.02,9.01 02/15/11 SUNOCO INC PA 8.01 02/11/11 Support.com, Inc. DE 9.01 02/15/11 TC Global, Inc. 5.02,9.01 02/11/11 TEC Technology, Inc. DE 4.01,9.01 02/15/11 TEGAL CORP /DE/ DE 1.01,2.01,9.01 02/09/11 TENNECO INC DE 8.01 02/14/11 TESLA MOTORS INC DE 2.02,9.01 02/15/11 Texas Rare Earth Resources Corp. NV 3.02,9.01 02/09/11 THERAGENICS CORP DE 2.02 02/15/11 THERAVANCE INC DE 2.02,9.01 02/15/11 THERMO FISHER SCIENTIFIC INC. DE 8.01,9.01 02/14/11 Timberline Resources Corp DE 2.02,7.01,9.01 02/11/11 AMEND TIMESHARE HOLDINGS, INC. NV 8.01 02/14/11 TOMPKINS FINANCIAL CORP NY 1.02,7.01 02/09/11 TREE TOP INDUSTRIES, INC. NV 4.01 02/11/11 TRUSTCO BANK CORP N Y NY 8.01,9.01 02/15/11 Tuffnell Ltd. NV 3.02 02/09/11 U. S. Premium Beef, LLC 7.01,9.01 02/15/11 Umami Sustainable Seafood Inc. NV 4.01,9.01 01/31/11 AMEND UNITED COMMUNITY BANKS INC GA 8.01,9.01 02/14/11 UNITED ONLINE INC DE 5.02 02/09/11 UNITED THERAPEUTICS Corp DE 2.02,9.01 02/15/11 US DATAWORKS INC NV 2.02,9.01 02/14/11 VALIDUS HOLDINGS LTD 7.01,9.01 02/15/11 VALUECLICK INC/CA DE 2.02,5.02,9.01 02/10/11 Verecloud, Inc. NV 2.02,9.01 02/15/11 VIASYSTEMS GROUP INC DE 5.02 02/14/11 VISANT CORP 7.01,9.01 02/15/11 Vishay Precision Group, Inc. DE 2.02,9.01 02/15/11 VIST FINANCIAL CORP PA 7.01,9.01 02/15/11 VONAGE HOLDINGS CORP DE 5.02,9.01 02/14/11 VONAGE HOLDINGS CORP DE 2.02,9.01 02/15/11 Walter Energy, Inc. DE 2.02,9.01 02/14/11 WATSCO INC FL 2.02,7.01,9.01 02/15/11 WATSON PHARMACEUTICALS INC NV 2.02,9.01 02/15/11 WELLS FARGO & CO/MN DE 9.01 02/15/11 WESTELL TECHNOLOGIES INC DE 8.01 02/11/11 WESTERN DIGITAL CORP DE 5.02 02/09/11 Western Refining, Inc. DE 7.01,9.01 02/14/11 Willow Creek Enterprises Inc. 1.01,2.03,7.01,9.01 02/14/11 Wright Express CORP 1.01,8.01,9.01 02/09/11 XCEL ENERGY INC MN 8.01 02/11/11 Xsovt Brands, Inc. NV 5.02,9.01 02/09/11 Yayi International Inc DE 2.02,9.01 02/15/11 ZEBRA TECHNOLOGIES CORP 2.02,9.01 02/15/11 ZIONS BANCORPORATION /UT/ UT 8.01 02/14/11 ZOLL MEDICAL CORP MA 5.02,5.07,9.01 02/10/11