RECENT 8K FILINGS February 15, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AASTROM BIOSCIENCES INC MI 4.02,8.01,9.01 02/11/11 Abtech Holdings, Inc. NV 2.01,3.02,5.01,5.02,5.06,9.01 02/10/11 ACCELR8 TECHNOLOGY CORP CO 1.01,9.01 06/14/10 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 02/14/11 ADMINISTAFF INC \DE\ DE 2.02,9.01 02/14/11 Ads in Motion, Inc. 1.01,2.01,2.03,3.02,4.01,5.01, 02/08/11 5.02,5.03,9.01 ADVANCED MICRO DEVICES INC DE 1.02 02/11/11 ADVENTRX PHARMACEUTICALS INC DE 1.01,3.02,8.01,9.01 02/12/11 AECOM TECHNOLOGY CORP DE 1.01,9.01 02/08/11 AeroGrow International, Inc. NV 2.02,7.01,9.01 02/14/11 AGILENT TECHNOLOGIES INC DE 2.02,9.01 02/14/11 ALIMERA SCIENCES INC DE 7.01,9.01 02/12/11 ALTERRA CAPITAL HOLDINGS Ltd 7.01,9.01 02/14/11 AMCOL INTERNATIONAL CORP DE 5.02,9.01 02/08/11 AMERIANA BANCORP IN 2.02,9.01 02/11/11 AMERICAN INTERNATIONAL GROUP INC DE 7.01,9.01 02/10/11 American Railcar Industries, Inc. ND 8.01 02/11/11 AMERICAN SCIENTIFIC RESOURCES INC NV 5.03,5.07,9.01 02/10/11 AMERICAN TELSTAR INC CO 1.01,2.01,3.02,5.01,5.02,5.03, 02/11/11 9.01 AMICUS THERAPEUTICS INC DE 2.02,9.01 02/14/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 AML COMMUNICATIONS INC DE 1.01,5.01,9.01 02/14/11 Anacor Pharmaceuticals Inc DE 1.01,9.01 02/09/11 ANAREN INC NY 1.01,8.01,9.01 02/13/11 Anchor Bancorp WA 2.02,9.01 02/11/11 ANNALY CAPITAL MANAGEMENT INC MD 8.01 02/14/11 ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 02/14/11 ANV SECURITY GROUP INC. NV 5.03,9.01 02/10/11 APACHE CORP DE 5.02,9.01 02/09/11 API Technologies Corp. DE 5.02 02/14/11 Apple REIT Ten, Inc. VA 1.01 02/08/11 Applied Minerals, Inc. DE 5.02,8.01 02/08/11 APRICUS BIOSCIENCES, INC. NV 1.01 02/11/11 ARBITRON INC DE 5.02,9.01 02/08/11 ARK RESTAURANTS CORP NY 2.02 02/14/11 ARQULE INC DE 8.01 02/10/11 ARTHROCARE CORP DE 2.02,9.01 02/14/11 ASSURANT INC 8.01,9.01 02/14/11 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 02/14/11 ATMOS ENERGY CORP TX 5.02,5.07,9.01 02/09/11 ATWOOD OCEANICS INC TX 5.07 02/14/11 Bank of New York Mellon CORP DE 5.02 02/08/11 BARNES GROUP INC DE 5.02,5.03,9.01 02/08/11 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 02/14/11 Behringer Harvard Opportunity REIT II MD 7.01,9.01 02/14/11 BIOPHARM ASIA, INC. NV 4.01 02/14/11 BIOTIME INC CA 1.01,9.01 02/11/11 BPZ RESOURCES, INC. TX 5.02,8.01,9.01 02/14/11 BRAMPTON CREST INTERNATIONAL INC NV 5.02 02/08/11 Bravo Brio Restaurant Group, Inc. OH 1.01,1.02 02/10/11 BRAZIL GOLD CORP. NV 1.01,5.02,9.01 02/14/11 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 02/14/11 CADENCE DESIGN SYSTEMS INC DE 5.02 02/08/11 CAMCO FINANCIAL CORP DE 2.02,9.01 02/14/11 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/11 CBL & ASSOCIATES PROPERTIES INC DE 5.02,9.01 02/07/11 CenterState Banks, Inc. FL 5.02,9.01 02/11/11 CEPHEID CA 5.02 02/08/11 CHEESECAKE FACTORY INC DE 5.02 02/08/11 China Direct Industries, Inc. FL 2.02,7.01,9.01 02/14/11 CHINA LOGISTICS INC NV 1.01,5.01,5.02,5.03,9.01 01/19/11 China Nutrifruit Group LTD NV 2.02,7.01,9.01 02/14/11 Circle Entertainment, Inc. DE 1.01,3.02 02/08/11 CIT GROUP INC DE 8.01,9.01 02/14/11 CITY HOLDING CO WV 7.01,9.01 02/14/11 Clark Holdings Inc. DE 8.01,9.01 02/14/11 Clearwire Corp /DE DE 5.02 02/11/11 COBIZ FINANCIAL INC CO 2.06 02/14/11 COGNEX CORP MA 2.02,9.01 02/10/11 COLOMBIA CLEAN POWER & FUELS, INC NV 5.03,9.01 02/14/11 COMARCO INC CA 1.01,2.03,9.01 02/09/11 COMMUNITY BANCORP /VT VT 5.02,5.03,9.01 11/12/10 COMMUNITY SHORES BANK CORP MI 2.02,9.01 02/14/11 COMPOSITE TECHNOLOGY CORP NV 8.01,9.01 02/09/11 COMVERGE, INC. DE 8.01 02/11/11 CORINTHIAN COLLEGES INC 7.01 02/14/11 CURTISS WRIGHT CORP DE 2.02,9.01 02/14/11 Cypress Sharpridge Investments, Inc. MD 8.01,9.01 02/09/11 CYTOKINETICS INC 2.02,9.01 02/14/11 DATAWATCH CORP DE 5.02,9.01 02/11/11 DCT Industrial Trust Inc. MD 8.01,9.01 02/14/11 DELTA AIR LINES INC /DE/ DE 8.01,9.01 02/14/11 DELTA AIR LINES INC /DE/ DE 8.01,9.01 02/14/11 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02,9.01 02/11/11 DIEBOLD INC OH 2.02,2.06,8.01,9.01 02/08/11 DigiPath,Inc. NV 1.01,2.03 02/14/11 DIRECTV DE 5.02,9.01 02/10/11 Discovery Communications, Inc. DE 2.02 02/11/11 AMEND DJO Finance LLC DE 2.02,9.01 02/14/11 Dolby Laboratories, Inc. DE 8.01 02/14/11 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 02/14/11 DYNEGY INC. DE 1.01 02/14/11 E-Band Media, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.03, 02/09/11 5.06,9.01 EAGLE ROCK ENERGY PARTNERS L P DE 5.02,9.01 02/14/11 EASTERN LIGHT CAPITAL, INC. DE 3.03,5.03,5.07,9.01 02/11/11 Echo Therapeutics, Inc. DE 1.01,2.03,3.02,5.02,5.03,9.01 02/08/11 EchoStar CORP NV 1.01,9.01 02/13/11 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 02/07/11 AMEND ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 02/11/11 Emergency Medical Services CORP DE 8.01,9.01 02/14/11 Emergency Medical Services CORP DE 7.01,8.01,9.01 02/14/11 EMMIS COMMUNICATIONS CORP IN 7.01 02/14/11 ENCORE CAPITAL GROUP INC DE 2.02,9.01 02/14/11 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.01,9.01 11/30/10 AMEND Energy Future Holdings Corp /TX/ TX 8.01 02/14/11 Energy Services of America CORP DE 2.02,9.01 02/14/11 EnviroStar, Inc. DE 2.02,9.01 02/14/11 EPICOR SOFTWARE CORP DE 2.02,5.02,9.01 02/09/11 EXPLORE ANYWHERE HOLDING CORP NV 5.02 02/10/11 EXPONENT INC DE 5.03,9.01 02/11/11 Federal Home Loan Bank of Dallas 2.03,9.01 02/08/11 Fidelity National Information Service 5.02 02/08/11 First Advantage Bancorp 2.02,9.01 02/14/11 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 02/11/11 FIRST COMMUNITY BANK CORP OF AMERICA FL 7.01,9.01 02/11/11 First Guaranty Bancshares, Inc. LA 2.02,9.01 02/11/11 First Physicians Capital Group, Inc. DE 5.02 02/14/11 FLIR SYSTEMS INC OR 1.01,1.02,2.03 02/08/11 Ford Credit Floorplan Corp DE 8.01,9.01 12/21/10 FORRESTER RESEARCH INC DE 2.02,9.01 02/10/11 AMEND FORWARD AIR CORP TN 2.02,9.01 02/14/11 FOX STRATEGIC HOUSING INCOME PARTNERS CA 8.01 02/11/11 Fresh Harvest Products, Inc. 1.01,2.01,2.03,3.02,9.01 03/02/10 AMEND GAMCO INVESTORS, INC. ET AL NY 5.02,9.01 02/08/11 GARDNER DENVER INC DE 7.01,9.01 02/14/11 GARDNER DENVER INC DE 2.02,9.01 02/10/11 Geeknet, Inc DE 8.01 02/14/11 GENCOR INDUSTRIES INC DE 2.02,9.01 02/14/11 GENERAC HOLDINGS INC. DE 5.02 02/11/11 GENERAL ELECTRIC CO NY 5.03,9.01 02/11/11 Generation Zero Group, Inc. 1.01,2.01,2.03,3.02,9.01 02/04/11 GLOBAL MOBILETECH, INC. NV 2.02,9.01 02/14/11 GLOBALSCAPE INC DE 7.01,9.01 02/14/11 GLOBALSCAPE INC DE 8.01 02/14/11 Golub Capital BDC, Inc. DE 5.07 02/11/11 GRANITE CITY FOOD & BREWERY LTD MN 1.01,3.02,5.02,9.01 02/08/11 Green Carbon Technologies Corp. NV 4.01 02/13/11 GreenHouse Holdings, Inc. NV 5.02 02/11/11 Grubb & Ellis Healthcare REIT II, Inc MD 8.01 02/14/11 GRYPHON GOLD CORP NV 7.01,9.01 02/11/11 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 02/09/11 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02 02/08/11 HIBERNIA HOMESTEAD BANCORP, INC. 2.02,9.01 02/11/11 HICKOK INC OH 2.02,9.01 02/14/11 High Plains Gas, Inc. NV 5.03 02/14/11 HOLLYWOOD MEDIA CORP FL 5.02 02/09/11 HONEYWELL INTERNATIONAL INC DE 7.01,9.01 02/14/11 HST Global, Inc. DE 3.02 02/14/11 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 02/08/11 HYPERCOM CORP DE 8.01 02/14/11 ICAGEN INC DE 5.02,9.01 02/08/11 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 02/14/11 IGATE CORP PA 8.01,9.01 02/07/11 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 02/07/11 INFINERA CORP DE 5.02,9.01 02/10/11 Ingen Technologies, Inc. 5.02,9.01 01/31/11 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 02/14/11 INSIGHT ENTERPRISES INC DE 2.02,9.01 02/14/11 JAVO BEVERAGE CO INC DE 8.01,9.01 02/09/11 KADANT INC DE 5.02 02/09/11 KAPSTONE PAPER & PACKAGING CORP DE 2.02,7.01,9.01 02/14/11 Kearny Financial Corp. X1 9.01 11/30/10 AMEND KENDLE INTERNATIONAL INC OH 2.05,5.02,9.01 02/14/11 Kraton Performance Polymers, Inc. DE 8.01,9.01 02/11/11 KULICKE & SOFFA INDUSTRIES INC PA 5.07 02/08/11 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 02/14/11 LABARGE INC DE 8.01 02/11/11 LANSDOWNE SECURITY, INC. TX 1.01,2.01,3.02,5.01,5.02,5.06, 02/11/11 9.01 Liberty Global, Inc. 7.01 02/11/11 LIBERTY MEDIA CORP 8.01,9.01 02/09/11 LIBERTY MEDIA CORP 8.01,9.01 02/09/11 Limelight Networks, Inc. DE 2.02,9.01 02/14/11 LUFKIN INDUSTRIES INC TX 2.02,5.02,9.01 02/10/11 MACC PRIVATE EQUITIES INC DE 4.01 02/14/11 MACK CALI REALTY CORP MD 7.01,9.01 02/14/11 MAINLAND RESOURCES INC. 5.02,7.01,9.01 02/14/11 Majestic Capital, Ltd. 8.01,9.01 02/14/11 MANHATTAN PHARMACEUTICALS INC DE 1.01,2.03,9.01 02/09/11 MARKWEST ENERGY PARTNERS L P 1.01,7.01,9.01 02/09/11 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,8.01,9.01 02/14/11 MASCO CORP /DE/ DE 2.02,9.01 02/14/11 MAXWELL TECHNOLOGIES INC DE 5.02 02/08/11 MCDONALDS CORP DE 5.02 02/09/11 MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 02/14/11 MERCER INTERNATIONAL INC. WA 2.02,9.01 02/14/11 MESA LABORATORIES INC /CO CO 2.02,9.01 02/14/11 MFA FINANCIAL, INC. MD 2.02,7.01,9.01 02/14/11 MGM Resorts International DE 2.02,9.01 02/14/11 Mistras Group, Inc. DE 5.02 02/08/11 Momentive Performance Materials Inc. DE 1.01,2.03,9.01 02/03/11 AMEND MWI Veterinary Supply, Inc. DE 5.07 02/14/11 NASDAQ OMX GROUP, INC. DE 5.02,9.01 02/08/11 NATIONAL HOLDINGS CORP DE 1.01,3.02,9.01 02/04/11 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 02/14/11 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 02/11/11 Natural Resources USA Corp 5.02,5.07 02/09/11 Nature's Call Brands Inc. NV 4.01,9.01 02/03/11 AMEND NAVARRE CORP /MN/ MN 1.01,5.02,9.01 02/11/11 NEKTAR THERAPEUTICS DE 5.02,7.01 02/08/11 NEOPROBE CORP DE 8.01,9.01 02/14/11 NeurogesX Inc CA 2.02,9.01 02/14/11 New England Bancshares, Inc. 8.01,9.01 02/14/11 NGA Holdco, LLC NV 5.02 12/01/10 NORTH BAY RESOURCES INC DE 1.01,2.01,9.01 02/10/11 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/10 NORTHWESTERN CORP DE 1.01,2.03,9.01 02/14/11 NOVATEL WIRELESS INC DE 9.01 11/30/10 AMEND OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 02/14/11 OmniAmerican Bancorp, Inc. MD 2.02,9.01 02/14/11 ORTHOFIX INTERNATIONAL N V 8.01,9.01 02/08/11 PAA NATURAL GAS STORAGE LP DE 1.01,2.01,2.03,3.02,7.01,9.01 02/08/11 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 5.02 02/08/11 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 02/11/11 PACIFIC PREMIER BANCORP INC DE 8.01,9.01 02/11/11 Pebblebrook Hotel Trust MD 5.02 02/09/11 Pebblebrook Hotel Trust MD 7.01 02/11/11 PHC INC /MA/ MA 2.02,9.01 02/14/11 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 02/14/11 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 02/14/11 PREMIERWEST BANCORP OR 5.03,9.01 02/11/11 PRIVATEBANCORP, INC DE 7.01,9.01 02/14/11 PROFESSIONAL VETERINARY PRODUCTS LTD NE 7.01,9.01 02/14/11 ProUroCare Medical Inc. NV 1.01,2.03 02/08/10 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 02/14/11 PSB GROUP INC MI 1.03 02/11/11 PULTEGROUP INC/MI/ MI 5.02 02/09/11 QUALSTAR CORP CA 9.01 02/14/11 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01 02/14/11 RADIAN GROUP INC DE 5.02,9.01 02/09/11 Rand Logistics, Inc. DE 8.01,9.01 02/14/11 Rand Logistics, Inc. DE 7.01,9.01 02/14/11 RASER TECHNOLOGIES INC UT 5.02 02/11/11 Red Lion Hotels CORP WA 5.02,9.01 02/08/11 RED ROBIN GOURMET BURGERS INC DE 1.01,3.03,9.01 02/11/11 REINSURANCE GROUP OF AMERICA INC MO 7.01,9.01 02/14/11 RESMED INC DE 1.01,2.03,9.01 02/10/11 RESOURCE ACQUISITION GROUP, INC. NY 1.01,2.01,3.02,4.01,5.01,5.02, 02/11/11 5.06,8.01,9.01 REVONERGY INC NV 8.01,9.01 02/10/11 REX ENERGY CORP DE 7.01,9.01 02/14/11 ROGERS CORP MA 5.02,9.01 02/08/11 RSC Holdings Inc. DE 1.01,2.02,2.03,9.01 02/09/11 SANGUINE CORP NV 5.02,9.01 02/08/11 SANGUINE CORP NV 5.02,9.01 02/08/11 SCANA CORP SC 7.01,9.01 02/14/11 SCHNITZER STEEL INDUSTRIES INC OR 2.03,9.01 02/09/11 SEAHAWK DRILLING, INC. DE 1.01,1.03,2.03,2.04,5.02,7.01, 02/11/11 8.01,9.01 SensiVida Medical Technologies, Inc. NJ 1.01,9.01 02/07/11 SENSUS (BERMUDA 2) LTD D0 2.02,9.01 02/14/11 SERENA SOFTWARE INC DE 7.01 02/14/11 SIGMA ALDRICH CORP DE 5.02,5.03,9.01 02/08/11 SIGMA ALDRICH CORP DE 5.02,9.01 02/08/11 AMEND Skilled Healthcare Group, Inc. DE 2.02,9.01 02/14/11 SKYE INTERNATIONAL, INC NV 5.02 02/07/11 Somaxon Pharmaceuticals, Inc. DE 5.02,7.01,9.01 02/10/11 SOMBRIO CAPITAL CORP NV 1.01,2.01,3.02,4.01,5.01,5.02, 02/08/11 5.06,9.01 SONOCO PRODUCTS CO SC 5.02 02/08/11 SOONER HOLDINGS INC /OK/ OK 1.01,2.01,3.02,5.01,5.02,5.03, 02/11/11 5.06,9.01 SP Bancorp, Inc. MD 2.02,9.01 02/14/11 STATER BROS HOLDINGS INC DE 8.01 02/11/11 STATION CASINOS INC NV 8.01,9.01 02/11/11 STEC, INC. CA 2.02,9.01 02/14/11 STEPAN CO DE 2.02,5.03,9.01 02/08/11 Summit Hotel OP, LP DE 5.02,8.01 02/08/11 Summit Hotel Properties, Inc. MD 5.02,8.01 02/08/11 SUNESIS PHARMACEUTICALS INC DE 5.03,8.01,9.01 02/14/11 Sunstone Hotel Investors, Inc. MD 5.02,9.01 02/14/11 Support.com, Inc. DE 9.01 02/07/11 SUREWEST COMMUNICATIONS CA 5.02,9.01 02/08/11 Sutor Technology Group LTD 2.02,9.01 02/14/11 Swisher Hygiene Inc. DE 7.01,9.01 02/14/11 SYNERGY PHARMACEUTICALS, INC. FL 1.01,2.03 02/08/11 TAYLOR CALVIN B BANKSHARES INC MD 8.01 02/11/11 TBS International plc L2 2.06,8.01 02/11/11 TEAMSTAFF INC NJ 2.02,9.01 02/14/11 TECHNICAL COMMUNICATIONS CORP MA 1.01,9.01 02/10/11 TELEDYNE TECHNOLOGIES INC DE 2.01,9.01 02/12/11 TEMPLE INLAND INC DE 7.01,9.01 02/14/11 Tensas Inc 1.01,4.01,5.01,5.02,8.01,9.01 02/14/10 AMEND THORATEC CORP CA 8.01,9.01 02/14/11 TIDEWATER INC DE 8.01,9.01 02/08/11 TIMKEN CO OH 2.02,9.01 02/14/11 TOOTSIE ROLL INDUSTRIES INC VA 2.02,9.01 12/31/10 Towers Watson & Co. DE 5.02 02/10/11 TRANSATLANTIC PETROLEUM LTD. D0 1.01,8.01 02/09/11 Transocean Ltd. V8 5.02,5.05,8.01,9.01 02/10/11 U S GOLD CORP CO 1.01,9.01 02/10/11 U S GOLD CORP CO 8.01,9.01 02/14/11 U S GOLD CORP CO 7.01,9.01 02/14/11 ULTRA CLEAN HOLDINGS INC DE 2.02,9.01 02/14/11 UNIFI INC NY 5.02 02/10/11 UNIGENE LABORATORIES INC DE 7.01,9.01 02/14/11 UNILENS VISION INC 8.01,9.01 02/14/11 Unilife Corp DE 2.02,7.01,9.01 02/14/11 United Development Funding IV MD 1.01,2.03 02/14/11 UNITED FIRE & CASUALTY CO IA 2.02,9.01 12/31/10 UNITEDHEALTH GROUP INC MN 5.02,9.01 02/08/11 UNIVERSAL CITY DEVELOPMENT PARTNERS L 2.02,9.01 02/14/11 UQM TECHNOLOGIES INC CO 5.03,9.01 02/10/11 URANIUM ENERGY CORP NV 7.01,9.01 02/14/11 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 02/14/11 US DATAWORKS INC NV 1.01,9.01 02/08/11 VALSPAR CORP DE 2.02,9.01 02/14/11 VARIAN MEDICAL SYSTEMS INC DE 5.07,8.01,9.01 02/10/11 Venoco, Inc. DE 1.01,9.01 02/08/11 VENTRUS BIOSCIENCES INC DE 7.01,9.01 02/14/11 VERISIGN INC/CA DE 8.01 02/11/11 Vertro, Inc. DE 7.01,9.01 02/11/11 VGTel, Inc. 3.02 02/01/11 Voyager Oil & Gas, Inc. DE 2.01 04/16/10 AMEND VYCOR MEDICAL INC DE 2.01,9.01 11/29/10 Waste2Energy Holdings, Inc. DE 8.01,9.01 02/11/11 WEBSTER FINANCIAL CORP DE 8.01,9.01 02/14/11 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 02/14/11 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 02/14/11 White River Capital Inc IN 5.02 02/09/11 WINDSTREAM CORP DE 5.02,9.01 02/08/11 WINTRUST FINANCIAL CORP IL 8.01,9.01 02/08/11 Woodward, Inc. DE 5.02,7.01 02/14/11 WORKSTREAM INC A6 3.02,9.01 02/07/11 WORLD HEART CORP DE 5.02 02/10/11 ZBB ENERGY CORP WI 2.02,9.01 02/14/11