RECENT 8K FILINGS February 8, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 02/07/11 AEOLUS PHARMACEUTICALS, INC. DE 5.03,9.01 02/07/11 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/07/11 Ally Auto Assets LLC DE 1.01,8.01,9.01 02/04/11 ALNYLAM PHARMACEUTICALS, INC. 5.02 02/01/11 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01 02/07/11 AMERICAN PACIFIC CORP DE 2.02,9.01 02/07/11 AMERICAN SCIENTIFIC RESOURCES INC NV 1.01,3.02,9.01 02/01/11 AMKOR TECHNOLOGY INC DE 5.02 02/01/11 AMPCO PITTSBURGH CORP PA 2.02,9.01 12/31/10 Anacor Pharmaceuticals Inc DE 5.02 02/01/11 ANAVEX LIFE SCIENCES CORP. NV 1.01,1.02,3.02,5.02,9.01 02/01/11 Answers CORP 1.01,9.01 02/02/11 AOL Inc. DE 1.01,7.01,9.01 02/06/11 AOXING PHARMACEUTICAL COMPANY, INC. FL 5.02,9.01 02/01/11 ARGENTEX MINING CORP DE 3.02 02/01/11 AMEND ARYx Therapeutics, Inc. DE 5.02 02/01/11 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 02/07/11 Atlantic Coast Financial CORP MD 8.01,9.01 02/03/11 ATLAS ENERGY, INC. DE 8.01,9.01 02/03/11 Attitude Drinks Inc. DE 1.01,3.02,9.01 02/01/11 Avatar Ventures Corp. NV 8.01 02/07/11 AVISTA CORP WA 5.02 02/04/11 BADGER METER INC WI 2.02,9.01 02/07/11 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 02/03/11 BAKKEN RESOURCES INC 5.02,9.01 02/01/11 BARCLAY ROAD, INC. WY 4.01,5.02,8.01 02/07/11 BECTON DICKINSON & CO NJ 5.07 02/01/11 BECTON DICKINSON & CO NJ 2.02,9.01 02/07/11 BENCHMARK ELECTRONICS INC TX 2.02,9.01 02/03/11 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 02/07/11 Birmingham Bloomfield Bancshares MI 5.02 02/07/11 Black Diamond, Inc. DE 2.02,9.01 02/07/11 BLACKBAUD INC 2.02,9.01 02/07/11 BLACKROCK NEW YORK MUNICIPAL BOND TRU DE 7.01,9.01 02/04/11 BLASTGARD INTERNATIONAL INC CO 1.01,3.02,9.01 02/03/11 BLUEGREEN CORP MA 7.01,9.01 02/07/11 Boardwalk Pipeline Partners, LP DE 2.02,9.01 02/07/11 Booz Allen Hamilton Holding Corp DE 5.02,9.01 02/01/11 BreitBurn Energy Partners L.P. DE 7.01,8.01,9.01 02/07/11 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 02/01/11 Bristow Group Inc DE 5.02,9.01 02/01/11 BROWN & BROWN INC FL 2.02 09/30/10 BSD MEDICAL CORP DE 5.07,8.01,9.01 02/02/11 CALLON PETROLEUM CO DE 7.01,8.01,9.01 02/04/11 CANCER CAPITAL CORP NV 4.01,9.01 02/02/11 CAPSTONE TURBINE Corp DE 2.02,9.01 02/07/11 CARLISLE COMPANIES INC DE 2.02,9.01 02/07/11 CARROLLTON BANCORP MD 2.02,9.01 02/04/11 CARROLLTON BANCORP MD 1.01,9.01 12/30/10 CC Media Holdings Inc 2.02,8.01,9.01 02/07/11 CENTERPOINT ENERGY RESOURCES CORP DE 8.01 02/02/11 CenterPoint Energy Transition Bond CO DE 8.01,9.01 02/01/11 CenterState Banks, Inc. FL 2.02,9.01 02/07/11 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,2.01,3.02 02/07/11 Chaparral Energy, Inc. DE 7.01,9.01 02/07/11 CHARLES & COLVARD LTD NC 5.02,9.01 02/01/11 Chesapeake Lodging Trust MD 9.01 12/15/10 AMEND CHINA BROADBAND INC NV 7.01,9.01 02/07/11 China Ginseng Holdings Inc 4.02 12/17/10 AMEND China Green Energy Industries, Inc. NV 4.01,9.01 02/07/11 AMEND CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 02/07/11 CITY NATIONAL BANCSHARES CORP NJ 7.01,8.01,9.01 02/07/11 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,8.01,9.01 02/07/11 Clear Channel Outdoor Holdings, Inc. DE 2.02,8.01,9.01 02/07/11 Clearwire Corp /DE DE 5.07,8.01,9.01 02/02/11 Clearwire Corp /DE DE 5.02 02/01/11 CMS ENERGY CORP MI 7.01,9.01 02/07/11 CNA FINANCIAL CORP DE 2.02,9.01 02/07/11 CNB FINANCIAL CORP/PA PA 2.02,9.01 02/04/11 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 02/07/11 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 02/04/11 COMERICA INC /NEW/ 7.01,9.01 02/07/11 COMSTOCK RESOURCES INC NV 2.02,9.01 12/31/10 CONEXANT SYSTEMS INC DE 8.01,9.01 02/07/11 CONEXANT SYSTEMS INC DE 2.02,9.01 02/07/11 CONVERGYS CORP OH 5.02 02/04/11 Convio, Inc. DE 7.01,9.01 02/03/11 Cooper Industries plc 1.01,9.01 02/01/11 Cooper-Standard Holdings Inc. DE 7.01,9.01 02/07/11 CORNERSTONE THERAPEUTICS INC DE 5.02 02/01/11 COUSINS PROPERTIES INC GA 2.02,9.01 02/07/11 CRAWFORD & CO GA 2.02,7.01,9.01 02/07/11 Cryoport, Inc. NV 1.01,3.02,9.01 02/04/11 CSG SYSTEMS INTERNATIONAL INC DE 2.01,9.01 11/30/10 AMEND DANAHER CORP /DE/ DE 8.01,9.01 02/07/11 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 02/04/11 DEL MONTE FOODS CO DE 7.01,9.01 02/04/11 DELTIC TIMBER CORP DE 1.01,2.03,9.01 02/04/11 DENBURY RESOURCES INC DE 1.01,9.01 02/03/11 DIONEX CORP /DE CA 2.02,9.01 02/07/11 Dividend Capital Total Realty Trust I 8.01,9.01 02/02/11 DOT HILL SYSTEMS CORP DE 1.01,9.01 02/03/11 Dresser-Rand Group Inc. DE 7.01 02/07/11 DYNASIL CORP OF AMERICA NJ 5.07,9.01 02/01/11 EARTH DRAGON RESOURCES INC. NV 5.02 02/01/11 EDGAR ONLINE INC DE 1.01 02/01/11 EDGAR ONLINE INC DE 9.01 11/22/10 AMEND EGAIN COMMUNICATIONS CORP DE 2.02,9.01 02/07/11 ELECTRO RENT CORP CA 5.02,9.01 02/07/11 EMCORE CORP NJ 2.02,7.01,9.01 02/03/11 EMERGENT GROUP INC/NY NV 1.01,7.01,9.01 02/07/11 EMPIRE PETROLEUM CORP DE 3.02,9.01 02/01/11 Emrise CORP DE 5.02,8.01,9.01 02/01/11 ENDWAVE CORP DE 1.01,8.01,9.01 02/04/11 ENERGY PARTNERS LTD DE 8.01,9.01 02/04/11 Energy Transfer Partners, L.P. DE 7.01 02/07/11 ENERGY XXI (BERMUDA) LTD D0 8.01 02/02/11 Ensco plc 1.01,8.01,9.01 02/06/11 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01 11/08/10 AMEND EPLUS INC DE 2.02,9.01 02/03/11 EVERGREEN SOLAR INC DE 2.02,9.01 02/07/11 EXIDE TECHNOLOGIES DE 2.02,9.01 02/07/11 Federal Home Loan Bank of Dallas 2.03,9.01 02/01/11 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 02/07/11 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 02/07/11 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 02/07/11 First Liberty Power Corp NV 1.01,2.01,9.01 02/07/11 FIRST MARBLEHEAD CORP 7.01,9.01 02/07/11 FIRST NORTHERN COMMUNITY BANCORP CA 7.01 02/04/11 FIRST TRUST SENIOR FLOATING RATE INCO 7.01,9.01 02/07/11 FLORIDIAN FINANCIAL GROUP INC 5.02 02/01/11 FLUOR CORP DE 5.02 02/01/11 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 02/07/11 Fortress Investment Group LLC DE 7.01 02/07/11 FPB BANCORP INC FL 5.02,8.01,9.01 02/02/11 Freescale Semiconductor Holdings I, L D0 5.02 02/04/11 FutureFuel Corp. DE 5.02,8.01,9.01 02/03/11 GARTNER INC DE 2.02,9.01 02/07/11 GASTAR EXPLORATION LTD 5.02,9.01 02/03/11 GENERAL NUTRITION CENTERS, INC. 7.01 02/07/11 GENESIS ENERGY LP DE 9.01 11/23/10 AMEND Genpact LTD D0 2.02,9.01 02/07/11 GEO GROUP INC FL 8.01,9.01 02/01/11 GeoBio Energy, Inc. CO 1.01,8.01 02/04/11 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 02/01/11 GigOptix, Inc. DE 1.01,8.01,9.01 02/04/11 GILEAD SCIENCES INC DE 1.01 02/03/11 GLADSTONE CAPITAL CORP MD 2.02,9.01 02/07/11 Global Geophysical Services Inc DE 2.02,9.01 02/07/11 Global Geophysical Services Inc DE 8.01,9.01 02/07/11 GLU MOBILE INC DE 1.01,2.02,5.02,9.01 02/01/11 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 02/07/11 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 02/07/11 Graymark Healthcare, Inc. OK 3.01,5.07 02/01/11 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02 02/03/11 GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 01/28/11 Green Energy Management Services Hold DE 1.01 02/01/11 GREENSHIFT CORP DE 8.01,9.01 02/07/11 H & H Imports, Inc. FL 3.02 01/31/11 Hampden Bancorp, Inc. DE 2.02,8.01,9.01 02/01/11 Harbor BioSciences, Inc. DE 8.01,9.01 02/07/11 HARSCO CORP DE 5.02,9.01 02/01/11 HASBRO INC RI 2.02,9.01 02/07/11 HEALTHCARE TRUST OF AMERICA, INC. MD 2.03 02/01/11 HELMERICH & PAYNE INC DE 7.01,9.01 02/07/11 Heritage Financial Group Inc MD 2.02,9.01 02/07/11 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 02/07/11 HUMANA INC DE 2.02,7.01,9.01 02/07/11 HYPERCOM CORP DE 1.01,2.03,9.01 02/01/11 IDEX CORP /DE/ DE 7.01,9.01 02/03/11 Imperial Resources, Inc. 4.02 02/07/11 Imperial Resources, Inc. 4.01,9.01 02/07/11 Ingen Technologies, Inc. GA 5.02,9.01 02/03/11 AMEND Ingersoll-Rand plc L2 5.02,9.01 02/01/11 INLAND WESTERN RETAIL REAL ESTATE TRU MD 1.01,2.03,7.01,9.01 02/04/11 Innophos Holdings, Inc. 1.02,8.01,9.01 02/07/11 INSWEB CORP 1.01,2.02,5.03,9.01 02/07/11 INTEGRAMED AMERICA INC DE 7.01,9.01 02/07/11 IntelGenx Technologies Corp. DE 7.01 02/07/11 INTELSAT S.A. N4 7.01 02/07/11 INTERACTIVE INTELLIGENCE INC IN 5.02 02/02/11 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.03,9.01 02/01/11 Intrepid Potash, Inc. DE 5.02,9.01 02/02/11 Iron Eagle Group, Inc. DE 4.01 01/18/11 AMEND IRONWOOD PHARMACEUTICALS INC 1.01 02/03/11 J2 GLOBAL COMMUNICATIONS INC DE 9.01 12/03/10 AMEND JAMMIN JAVA CORP. 5.02,9.01 01/27/11 JOHNSON CONTROLS INC WI 8.01,9.01 02/04/11 KeyOn Communications Holdings Inc. DE 1.01,2.01 02/01/11 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01,2.02,8.01,9.01 02/07/11 LANDMARK ENERGY ENTERPRISE, INC. NV 1.01,9.01 02/07/11 LANDMARK LAND CO INC/DE DE 5.02 02/07/11 LATTICE SEMICONDUCTOR CORP DE 5.02 02/01/11 LECG CORP DE 1.01,8.01,9.01 02/01/11 Live Nation Entertainment, Inc. DE 1.01,3.02,5.02,9.01 02/04/11 LOCAL.COM DE 2.02,9.01 02/07/11 LOEWS CORP DE 2.02,9.01 12/31/10 LORILLARD, INC. DE 2.02,9.01 02/07/11 LPL Investment Holdings Inc. DE 2.02,9.01 02/07/11 LUMINEX CORP DE 2.02,9.01 02/07/11 M & F WORLDWIDE CORP DE 8.01,9.01 02/01/11 Management Energy, Inc. 8.01,9.01 02/07/11 MARKWEST ENERGY PARTNERS L P 8.01 02/01/11 MARKWEST ENERGY PARTNERS L P 7.01,8.01,9.01 01/03/11 AMEND MARSHALL EDWARDS INC DE 1.01,9.01 02/07/11 MATRIX SERVICE CO DE 2.02,9.01 02/07/11 MEDCO HEALTH SOLUTIONS INC DE 5.02 02/02/11 MEDICINOVA INC DE 7.01,9.01 02/07/11 Mellanox Technologies, Ltd. L3 1.01,2.01,7.01,9.01 02/07/11 MELO BIOTECHNOLOGY HOLDINGS INC. A6 5.03,9.01 02/02/11 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 02/07/11 MERCURY GENERAL CORP CA 2.02,9.01 02/07/11 MERISEL INC /DE/ DE 1.01,3.03,7.01,9.01 02/03/11 META FINANCIAL GROUP INC DE 2.02,9.01 02/07/11 MODINE MANUFACTURING CO WI 7.01,9.01 02/01/11 MONARCH CEMENT CO KS 1.01,2.03,9.01 02/07/11 National Asset Recovery Corp. NV 5.02,9.01 02/04/11 NATIONAL BEEF PACKING CO LLC DE 5.02,9.01 02/02/11 Nature's Call Brands Inc. NV 7.01,9.01 01/27/11 NEAH POWER SYSTEMS, INC. NV 5.03,9.01 02/01/11 Neenah Paper Inc DE 8.01,9.01 02/07/11 NEOPROBE CORP DE 2.02,9.01 02/07/11 New Generation Biofuels Holdings, Inc FL 1.01,2.03,3.02,9.01 02/01/11 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 02/07/11 Nicaragua Rising Inc. NV 5.03,9.01 02/07/11 Niska Gas Storage Partners LLC DE 4.01,9.01 02/04/11 Nuance Communications, Inc. DE 5.02 02/02/11 NVE CORP /NEW/ MN 1.01,9.01 02/01/11 AMEND OAKRIDGE HOLDINGS INC MN 1.01,2.03,3.02,9.01 02/07/11 ON SEMICONDUCTOR CORP DE 5.02 02/02/11 ONE Bio, Corp. 8.01 12/20/10 Oneida Financial Corp. MD 2.02,9.01 02/07/11 ONEOK INC /NEW/ OK 7.01,9.01 02/03/11 ONEOK Partners LP DE 7.01,9.01 02/03/11 Opexa Therapeutics, Inc. TX 2.02,8.01,9.01 02/03/11 OPTIMER PHARMACEUTICALS INC 1.01 02/02/11 Orbitz Worldwide, Inc. DE 1.01,9.01 02/01/11 Park Sterling Corp NC 5.02 02/01/11 PARTNERRE LTD 1.01,9.01 02/01/11 PATRIOT TRANSPORTATION HOLDING INC FL 5.07 02/07/11 PENN NATIONAL GAMING INC PA 2.02,9.01 02/03/11 PENNANTPARK INVESTMENT CORP 5.07 02/03/11 AMEND Pinnacle Foods Finance LLC DE 5.02 02/04/11 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 02/07/11 PLY GEM HOLDINGS INC DE 2.02 02/07/11 POPULAR INC 7.01,9.01 02/04/11 PRIDE INTERNATIONAL INC DE 1.01,3.03,9.01 02/06/11 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 02/07/11 PROVIDENT NEW YORK BANCORP DE 7.01,9.01 02/07/11 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 02/07/11 PULASKI FINANCIAL CORP MO 5.07 02/02/11 Pzena Investment Management, Inc. DE 8.01,9.01 01/31/11 Pzena Investment Management, Inc. DE 5.02 02/01/11 QUEPASA CORP NV 1.01,9.01 01/28/11 AMEND QUESTCOR PHARMACEUTICALS INC CA 7.01 02/06/11 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,9.01 01/31/11 RESEARCH FRONTIERS INC DE 7.01 02/07/11 Resource Capital Corp. MD 2.03 02/01/11 RESOURCE EXCHANGE OF AMERICA CORP. FL 1.01,2.03,3.02,9.01 02/04/11 RESPONSE GENETICS INC 5.02,9.01 02/04/11 Rock-Tenn CO GA 8.01,9.01 02/07/11 ROCKWELL AUTOMATION INC DE 5.02,5.07,9.01 02/01/11 ROWAN COMPANIES INC DE 7.01,9.01 02/07/11 SBT Bancorp, Inc. CT 2.02,9.01 02/07/11 SecureAlert, Inc. UT 7.01,8.01,9.01 02/01/11 SELECTIVE INSURANCE GROUP INC NJ 7.01,9.01 02/07/11 SERVIDYNE, INC. GA 5.02 02/01/11 SHORE BANCSHARES INC MD 5.03,9.01 02/03/11 Silver Falcon Mining, Inc. DE 8.01 02/03/11 SINO PAYMENTS, INC. NV 1.01,2.03,3.02,7.01,9.01 02/07/11 SMURFIT-STONE CONTAINER Corp DE 8.01,9.01 02/04/11 SOUTHWEST AIRLINES CO TX 7.01,9.01 01/31/11 Spectrum Brands Holdings, Inc. DE 5.02,8.01,9.01 02/01/11 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/07/11 STATE STREET Corp MA 8.01,9.01 02/02/11 STEINER LEISURE Ltd C5 5.02 02/03/11 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 02/07/11 STRATEGIC HOTELS & RESORTS, INC 7.01,9.01 02/07/11 Strategic Storage Trust, Inc. MD 2.01,2.03,9.01 02/01/11 SULPHCO INC NV 1.01,8.01,9.01 02/01/11 Symetra Financial CORP DE 7.01,9.01 02/07/11 SYNALLOY CORP DE 2.02,9.01 02/07/11 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 02/07/11 SYSCO CORP DE 2.02,9.01 02/07/11 TechniScan, Inc. DE 1.01,2.03,3.02,9.01 01/31/11 TEL OFFSHORE TRUST TX 7.01 02/07/11 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.02,9.01 02/03/11 TESORO CORP /NEW/ DE 5.02 02/01/11 TESORO CORP /NEW/ DE 5.02,9.01 01/12/11 AMEND TIER TECHNOLOGIES INC DE 2.02,9.01 02/07/11 Tim Hortons Inc. A6 7.01,9.01 02/04/11 TOMI Environmental Solutions, Inc. FL 1.01,9.01 02/07/11 Transcept Pharmaceuticals Inc DE 5.02,7.01,9.01 02/02/11 TransDigm Group INC DE 2.02,9.01 02/07/11 Tuffnell Ltd. NV 8.01 09/07/10 Tuffnell Ltd. NV 8.01 09/20/10 tw telecom inc. DE 8.01 02/04/11 Two Harbors Investment Corp. 3.01,9.01 02/07/11 TX Holdings, Inc. GA 1.01,9.01 01/28/11 U S GOLD CORP CO 7.01,9.01 02/07/11 UDR, Inc. MD 2.02,8.01,9.01 02/07/11 Umami Sustainable Seafood Inc. NV 5.02 01/31/11 UniTek Global Services, Inc. DE 5.02 02/02/11 UNITRIN INC DE 7.01,9.01 02/07/11 UNITRIN INC DE 5.02 02/01/11 UNIVERSAL DISPLAY CORP \PA\ PA 1.01 01/06/11 UNIVERSAL HOSPITAL SERVICES INC MN 1.01,7.01,9.01 02/07/11 UROLOGIX INC MN 3.01,8.01 08/19/10 AMEND VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 02/07/11 VEECO INSTRUMENTS INC DE 2.02,9.01 02/07/11 Venoco, Inc. DE 2.02,9.01 02/07/11 Venoco, Inc. DE 7.01,9.01 02/07/11 Verso Paper Corp. DE 7.01,9.01 02/07/11 Vertex Energy Inc. 8.01,9.01 02/02/11 VERTICAL HEALTH SOLUTIONS INC FL 1.01,3.02,9.01 02/01/11 ViewPoint Financial Group Inc. MD 7.01,9.01 02/07/11 Village Bank & Trust Financial Corp. 2.02,8.01,9.01 02/07/11 Voyager Oil & Gas, Inc. DE 1.01,3.02,9.01 02/01/11 WAUSAU PAPER CORP. WI 2.02,9.01 02/07/11 WELLS FARGO & CO/MN DE 9.01 02/07/11 WESCO FINANCIAL CORP CA 1.01,9.01 02/04/11 Western Refining, Inc. DE 7.01,9.01 02/07/11 WHITING USA TRUST I DE 2.02,9.01 02/07/11 WILLIAMS CONTROLS INC DE 2.02,9.01 02/03/11 WINTRUST FINANCIAL CORP IL 2.02,9.01 02/07/11 WORLDNET INC OF NEVADA NV 4.01,9.01 02/02/11 Yinfu Gold Corp. WY 1.02 02/04/11 ZIOPHARM ONCOLOGY INC DE 1.01,9.01 02/03/11 ZIOPHARM ONCOLOGY INC DE 1.01,9.01 02/01/11 ZOLTEK COMPANIES INC DE 2.02,9.01 02/03/11 ZYGO CORP DE 2.02,9.01 02/07/11