RECENT 8K FILINGS February 7, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ Accenture plc L2 5.07 02/03/11 ACCURAY INC DE 1.01,5.02 02/02/11 ACCURAY INC DE 5.02 02/02/11 ACETO CORP NY 2.02,9.01 02/04/11 AETNA INC /PA/ PA 2.02,9.01 02/04/11 Affinion Group, Inc. DE 2.02,7.01 02/04/11 AFFYMAX INC DE 5.02,9.01 01/31/11 AFS SenSub Corp. 1.01,9.01 02/02/11 ALBEMARLE CORP VA 5.02,9.01 01/31/11 Alexza Pharmaceuticals Inc. DE 5.02 02/01/11 ALIGN TECHNOLOGY INC DE 5.02 02/04/11 All American Gold Corp. WY 1.01 01/31/11 ALLERGAN INC DE 5.02 01/31/11 ALLIANCE BANKSHARES CORP 2.02,5.02,8.01,9.01 02/03/11 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 12/31/10 Ally Master Owner Trust 1.01,8.01,9.01 01/20/11 Altegris QIM Futures Fund, L.P. DE 3.02 02/01/11 AMAG PHARMACEUTICALS INC. DE 5.02,9.01 02/01/11 AMARILLO BIOSCIENCES INC TX 8.01 02/04/11 AMERICAN AIRLINES INC DE 8.01 02/04/11 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01 02/04/11 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 02/03/11 AMERICAN GENERAL FINANCE CORP IN 1.01,9.01 01/31/11 AMERICAN GENERAL FINANCE INC IN 1.01,9.01 01/31/11 AMERICAN PACIFIC CORP DE 1.01,2.03,9.01 01/31/11 AMERICAN STATES WATER CO CA 5.02,9.01 01/31/11 AMERISOURCEBERGEN CORP DE 2.02,8.01,9.01 02/04/11 AMR CORP DE 8.01 02/04/11 ANCHOR BANCORP WISCONSIN INC WI 5.02,8.01,9.01 01/31/11 AON CORP DE 2.02,9.01 02/04/11 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/04/11 Applied Minerals, Inc. DE 8.01,9.01 02/02/11 ARGENTEX MINING CORP DE 3.02 02/01/11 ARTVENTIVE MEDICAL GROUP, INC. NV 5.02 02/02/11 ASSOCIATED ESTATES REALTY CORP OH 5.02 02/02/11 ASTORIA FINANCIAL CORP DE 8.01,9.01 02/04/11 ASTROTECH Corp \WA\ WA 2.02,9.01 02/04/11 AUDIOVOX CORP DE 1.01,8.01 02/03/11 AVATAR HOLDINGS INC DE 1.01,2.03,8.01,9.01 01/31/11 AVICENNA GLOBAL CORP. NV 1.01,5.02 01/17/11 AVID TECHNOLOGY, INC. DE 2.02,5.01,9.01 01/31/11 Axcan Intermediate Holdings Inc. DE 8.01 02/04/11 Axius Inc. NV 3.02,9.01 02/04/11 Axius Inc. NV 3.02,9.01 02/04/11 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 02/02/11 BERRY PLASTICS CORP DE 2.02,9.01 02/03/11 BEST ENERGY SERVICES, INC. NV 1.01,9.01 02/04/11 BigString CORP DE 1.01,2.01,9.01 01/31/11 BioFuel Energy Corp. 1.01,8.01,9.01 02/04/11 BIOSPECIFICS TECHNOLOGIES CORP DE 1.01,3.03,9.01 02/04/11 BLACK HILLS CORP /SD/ SD 2.02,9.01 02/03/11 BLACKBAUD INC 1.01,9.01 02/01/11 BLACKROCK APEX MUNICIPAL FUND INC 7.01,9.01 02/04/11 BlackRock Build America Bond Trust DE 7.01,9.01 02/04/11 BLACKROCK CALIFORNIA MUNICIPAL 2018 T DE 7.01,9.01 02/04/11 BLACKROCK CALIFORNIA MUNICIPAL INCOME DE 7.01,9.01 02/04/11 BLACKROCK CORE BOND TRUST DE 7.01,9.01 02/04/11 BLACKROCK CORPORATE HIGH YIELD FUND I 7.01,9.01 02/04/11 BLACKROCK CORPORATE HIGH YIELD FUND I MD 7.01,9.01 02/04/11 BLACKROCK CORPORATE HIGH YIELD FUND V 7.01,9.01 02/04/11 BLACKROCK CORPORATE HIGH YIELD FUND V 7.01,9.01 02/04/11 BLACKROCK CREDIT ALLOCATION INCOME TR MD 7.01,9.01 02/04/11 BLACKROCK CREDIT ALLOCATION INCOME TR MD 7.01,9.01 02/02/11 BLACKROCK CREDIT ALLOCATION INCOME TR DE 7.01,9.01 02/04/11 BLACKROCK CREDIT ALLOCATION INCOME TR DE 7.01,9.01 02/04/11 BLACKROCK DEBT STRATEGIES FUND, INC. MD 7.01,9.01 02/04/11 BlackRock Defined Opportunity Credit DE 7.01,9.01 02/04/11 BlackRock Diversified Income Strategi MD 7.01,9.01 02/04/11 BLACKROCK DIVIDEND ACHIEVERS TRUST DE 7.01,9.01 02/04/11 BlackRock EcoSolutions Investment Tru DE 7.01,9.01 02/04/11 BlackRock Energy & Resources Trust DE 7.01,9.01 02/04/11 BLACKROCK ENHANCED CAPITAL & INCOME F 7.01,9.01 02/04/11 BlackRock Enhanced Dividend Achievers DE 7.01,9.01 02/04/11 BlackRock Enhanced Government Fund, I MD 7.01,9.01 02/04/11 BlackRock FLOATING RATE INCOME STRATE 7.01,9.01 02/04/11 BLACKROCK FLOATING RATE INCOME STRATE 7.01,9.01 02/04/11 BLACKROCK FLOATING RATE INCOME TRUST 7.01,9.01 02/04/11 BLACKROCK FLORIDA MUNICIPAL 2020 TERM 7.01,9.01 02/04/11 BlackRock Global Opportunities Equity DE 7.01,9.01 02/04/11 BlackRock Health Sciences Trust DE 7.01,9.01 02/04/11 BLACKROCK HIGH INCOME SHARES MA 7.01,9.01 02/04/11 BLACKROCK HIGH YIELD TRUST DE 7.01,9.01 02/04/11 BLACKROCK INCOME OPPORTUNITY TRUST IN MD 7.01,9.01 02/04/11 BLACKROCK INCOME TRUST INC MD 7.01,9.01 02/04/11 BlackRock International Growth & Inco DE 7.01,9.01 02/04/11 BLACKROCK INVESTMENT QUALITY MUNICIPA MA 7.01,9.01 02/04/11 BLACKROCK INVESTMENT QUALITY MUNICIPA MD 7.01,9.01 02/04/11 BlackRock Long-Term Municipal Advanta 7.01,9.01 02/04/11 BLACKROCK LTD DURATION INCOME TRUST DE 7.01,9.01 02/04/11 BLACKROCK MARYLAND MUNICIPAL BOND TRU DE 7.01,9.01 02/04/11 BLACKROCK MUNI ENHANCED FUND INC MD 7.01,9.01 02/04/11 BLACKROCK MUNI INTERMEDIATE DURATION 7.01,9.01 02/04/11 BLACKROCK MUNI NEW YORK INTERMEDIATE MD 7.01,9.01 02/04/11 BLACKROCK MUNIASSETS FUND, INC. MD 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL 2018 TERM TRUST DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL 2018 TERM TRUST DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL 2020 TERM TRUST 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL BOND INVESTMENT T DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL BOND TRUST DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL BOND TRUST DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL INCOME INVESTMENT DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL INCOME INVESTMENT DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL INCOME QUALITY TR 7.01,9.01 02/03/11 BLACKROCK MUNICIPAL INCOME TRUST DE 7.01,9.01 02/04/11 BLACKROCK MUNICIPAL INCOME TRUST II DE 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS CALIFORNIA QUA MD 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS FUND II , INC 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS FUND INC 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS INVESTMENT QUA MA 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS NEW JERSEY QUA MD 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS NEW YORK QUALI MD 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS QUALITY FUND I 7.01,9.01 02/04/11 BLACKROCK MUNIHOLDINGS QUALITY FUND, MD 7.01,9.01 02/04/11 BLACKROCK MUNIVEST FUND II INC MD 7.01,9.01 02/03/11 BLACKROCK MUNIVEST FUND INC MD 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD ARIZONA FUND, INC 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD CALIFORNIA FUND, MD 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD CALIFORNIA QUALIT 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD FUND INC NJ 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD INVESTMENT FUND MD 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD INVESTMENT QUALIT 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD MICHIGAN QUALITY MD 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD MICHIGAN QUALITY NJ 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD NEW JERSEY FUND I NJ 7.01,9.01 02/03/11 BLACKROCK MUNIYIELD NEW JERSEY QUALIT 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD NEW YORK QUALITY 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD PENNSYLVANIA QUAL NJ 7.01,9.01 02/03/11 BLACKROCK MUNIYIELD QUALITY FUND II, NJ 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD QUALITY FUND III, 7.01,9.01 02/04/11 BLACKROCK MUNIYIELD QUALITY FUND INC NJ 7.01,9.01 02/04/11 BLACKROCK NEW JERSEY INVESTMENT QUALI MD 7.01,9.01 02/04/11 BLACKROCK NEW JERSEY MUNICIPAL BOND T DE 7.01,9.01 02/04/11 BLACKROCK NEW JERSEY MUNICIPAL INCOME DE 7.01,9.01 02/03/11 BLACKROCK NEW YORK INVESTMENT QUALITY MD 7.01,9.01 02/04/11 BLACKROCK NEW YORK MUNICIPAL INCOME Q DE 7.01,9.01 02/04/11 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 7.01,9.01 02/04/11 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 7.01,9.01 02/04/11 BLACKROCK PENNSYLVANIA STRATEGIC MUNI DE 7.01,9.01 02/04/11 BlackRock Real Asset Equity Trust DE 7.01,9.01 02/04/11 BLACKROCK S&P QUALITY RANKINGS GLOBAL 7.01,9.01 02/03/11 BLACKROCK SENIOR HIGH INCOME FUND, IN MD 7.01,9.01 02/04/11 BLACKROCK STRATEGIC BOND TRUST DE 7.01,9.01 02/04/11 BLACKROCK STRATEGIC DIVIDEND ACHIEVER DE 7.01,9.01 02/04/11 BLACKROCK STRATEGIC MUNICIPAL TRUST DE 7.01,9.01 02/04/11 BLACKROCK VIRGINIA MUNICIPAL BOND TRU DE 7.01,9.01 02/03/11 BNC BANCORP NC 2.02,9.01 02/03/11 Bohai Pharmaceuticals Group, Inc. NV 5.02,8.01,9.01 02/02/11 Booz Allen Hamilton Holding Corp DE 1.01,1.02,2.03,9.01 02/03/11 BORDERS GROUP INC MI 3.01,9.01 02/03/11 BROADCOM CORP CA 1.01,2.03 02/01/11 Brookdale Senior Living Inc. DE 1.01,2.02,2.03,9.01 01/31/11 BROOKS AUTOMATION INC DE 2.02,9.01 02/03/11 BROOKS AUTOMATION INC DE 2.02,9.01 02/04/11 BRUSH ENGINEERED MATERIALS INC 5.02,5.03,9.01 02/02/11 BUFFALO WILD WINGS INC MN 5.02,9.01 01/31/11 CAMAC Energy Inc. DE 5.02 02/04/11 CAMDEN PROPERTY TRUST TX 2.02,9.01 02/03/11 CAPRIUS INC DE 1.01,9.01 01/31/11 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 02/02/11 CareFusion Corp DE 7.01,9.01 02/04/11 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 02/03/11 CBS CORP DE 5.02 02/03/11 CENTRAL VALLEY COMMUNITY BANCORP CA 5.02 02/01/11 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,2.03,9.01 02/04/11 CEPHALON INC DE 1.01,9.01 02/01/11 Chesapeake Midstream Partners, L.P. DE 7.01,8.01,9.01 01/31/11 CHICOPEE BANCORP, INC. 5.02 02/03/11 China Housing & Land Development, Inc NV 1.01,2.03,9.01 01/31/11 CIB MARINE BANCSHARES INC WI 5.02 01/31/11 CLOROX CO /DE/ DE 2.02,7.01,9.01 02/04/11 CNA SURETY CORP DE 2.02,8.01 02/04/11 Coda Octopus Group, Inc. DE 3.02,9.01 12/05/10 Cogdell Spencer Inc. MD 5.02 02/01/11 COMMERCIAL BARGE LINE CO DE 7.01,9.01 02/03/11 COMMERCIAL BARGE LINE CO DE 7.01 02/03/11 AMEND Complete Production Services, Inc. DE 2.02,9.01 02/04/11 CONNS INC DE 5.02 02/01/11 CONSOLIDATED WATER CO LTD E6 1.01,9.01 01/31/11 CONSTELLATION BRANDS, INC. DE 2.01,7.01,9.01 01/31/11 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 02/03/11 CONTINUCARE CORP 2.02,9.01 02/04/11 COPART INC CA 8.01,9.01 02/04/11 CPI INTERNATIONAL, INC. DE 1.01,9.01 02/02/11 DCP Midstream Partners, LP DE 9.01 12/30/10 AMEND DEL MONTE FOODS CO DE 1.01,1.02,9.01 02/02/11 DemandTec, Inc. DE 8.01 01/31/11 DIODES INC /DEL/ DE 5.02 01/31/11 DIVERSIFIED GLOBAL HOLDINGS GROUP INC FL 9.01 07/01/10 AMEND DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 4.01,9.01 01/31/11 Domtar CORP DE 2.02,9.01 02/04/11 DSP GROUP INC /DE/ DE 5.02 01/31/11 EAGLE FINANCIAL SERVICES INC VA 2.02,8.01,9.01 02/04/11 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 02/04/11 ECA Marcellus Trust I DE 2.02,9.01 02/04/11 EDIETS COM INC DE 3.01,9.01 01/31/11 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 01/31/11 EMC INSURANCE GROUP INC IA 7.01,9.01 02/03/11 EMERSON ELECTRIC CO MO 5.02,5.07,9.01 02/01/11 EMPIRE DISTRICT ELECTRIC CO KS 2.02,5.02,9.01 02/03/11 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 02/03/11 ESSEX PROPERTY TRUST INC MD 2.02,9.01 12/31/10 EXCO RESOURCES INC TX 1.01 01/31/11 Expedite 5 Inc DE 3.03 01/31/11 EXPLORE ANYWHERE HOLDING CORP NV 2.01,3.02,5.02 02/04/11 FBL FINANCIAL GROUP INC IA 8.01 02/03/11 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,8.01,9.01 02/03/11 Federal Home Loan Bank of Indianapoli X1 5.02,9.01 02/03/11 FEMALE HEALTH CO WI 2.02,9.01 02/04/11 FENTURA FINANCIAL INC MI 8.01,9.01 02/04/11 Financial Engines, Inc. DE 3.02 02/02/11 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 02/04/11 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 01/26/11 AMEND FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 02/03/11 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 02/03/11 FLOTEK INDUSTRIES INC/CN/ DE 2.02,7.01,8.01,9.01 02/03/11 FORTUNE BRANDS INC DE 2.02,7.01,9.01 02/04/11 FSB Community Bankshares Inc X1 2.02,9.01 02/04/11 FusionTech, Inc. NV 2.03 02/01/11 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/04/11 GameStop Corp. DE 8.01,9.01 02/02/11 GAMETECH INTERNATIONAL INC DE 2.04 02/01/11 GBS Enterprises Inc NV 5.02 02/04/11 General Motors Financial Company, Inc TX 1.01,9.01 01/31/11 GLOBAL PARTNERS LP 1.01,9.01 02/03/11 Globalstar, Inc. DE 5.02 02/03/11 GLOWPOINT INC DE 2.02,7.01,9.01 02/04/11 GMX RESOURCES INC OK 1.01,2.03,9.01 02/02/11 AMEND GRAHAM CORP DE 2.02,8.01,9.01 02/04/11 GRAND RIVER COMMERCE INC MI 5.02,9.01 01/31/11 Great Spirits Inc 5.02,9.01 11/26/10 Green Planet Bio Engineering Co. Ltd. 8.01 12/20/10 Grid Petroleum Corp. NV 3.02,9.01 02/01/11 Hanesbrands Inc. MD 1.01,2.02,9.01 01/31/11 HARMONIC INC DE 2.02,9.01 02/03/11 AMEND HD SUPPLY, INC. DE 5.02 01/31/11 Helix Wind, Corp. NV 3.02 02/02/11 HIGHLAND BUSINESS SERVICES, INC. NV 1.01,8.01,9.01 02/02/11 HOLLY CORP DE 7.01,9.01 02/04/11 HORNE INTERNATIONAL, INC. DE 8.01 11/12/10 HSBC USA INC /MD/ MD 8.01 02/04/11 HUDSON CITY BANCORP INC DE 8.01,9.01 02/04/11 HUDSON VALLEY HOLDING CORP NY 2.02,9.01 02/04/11 Huntsman CORP DE 5.02,9.01 02/01/11 IGATE CORP PA 1.01,3.02,3.03,5.02,5.03,8.01, 02/01/11 9.01 Image Metrics, Inc. NV 2.01,3.02,9.01 01/31/11 IMMUNOMEDICS INC DE 2.02,9.01 02/04/11 Industrial Income Trust Inc. MD 7.01,9.01 02/04/11 Ingen Technologies, Inc. GA 5.02,9.01 02/03/11 INSTEEL INDUSTRIES INC NC 9.01 11/19/10 AMEND INSTITUTIONAL FINANCIAL MARKETS, INC. MD 9.01 01/31/11 AMEND INTERNET CAPITAL GROUP INC DE 8.01 02/02/11 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,2.03 01/31/11 Iron Eagle Group, Inc. DE 4.01 01/18/11 Iron Eagle Group, Inc. DE 1.01,3.02,5.02,5.03,8.01,9.01 11/23/10 Iveda Solutions, Inc. NV 1.01,1.02 02/04/11 JOHNSON OUTDOORS INC WI 2.02,9.01 02/04/11 KB HOME DE 2.04 02/03/11 Kearny Financial Corp. X1 2.02,9.01 02/04/11 KeyOn Communications Holdings Inc. DE 1.01 01/31/11 KIMBALL INTERNATIONAL INC IN 2.02,9.01 02/04/11 KING PHARMACEUTICALS INC TN 1.02,2.04,5.01,5.02,8.01 01/31/11 KIRKLAND'S, INC 2.02,9.01 02/03/11 KKR Financial Holdings LLC DE 8.01,9.01 02/03/11 KNOLL INC DE 2.02,5.02,8.01,9.01 02/02/11 KNOT INC DE 5.02 02/02/11 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.01,9.01 12/15/10 AMEND LIBERTY SILVER CORP NV 4.01,9.01 02/01/11 LIMITED BRANDS INC DE 2.02,7.01,9.01 02/03/11 LIQUIDITY SERVICES INC 7.01,9.01 02/03/11 LOGIC DEVICES Inc CA 3.02 01/31/11 LoopNet, Inc. DE 5.02,5.03,9.01 02/02/11 LTX-CREDENCE CORP MA 8.01,9.01 02/04/11 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,8.01,9.01 01/31/11 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,8.01,9.01 01/31/11 AMEND MAKO Surgical Corp. DE 5.02,9.01 02/03/11 MALVERN FEDERAL BANCORP INC X1 5.07 02/03/11 MARTIN MIDSTREAM PARTNERS LP DE 1.01,7.01,9.01 02/04/11 MASSACHUSETTS HEALTH & EDUCATION TAX 7.01,9.01 02/04/11 MCMORAN EXPLORATION CO /DE/ DE 7.01,9.01 02/03/11 Meiguo Ventures I, Inc. 5.02 01/31/11 MEMSIC Inc 3.01 02/01/11 MENTOR GRAPHICS CORP OR 8.01 02/04/11 MGT CAPITAL INVESTMENTS INC DE 1.01,5.07 01/31/11 MICROFINANCIAL INC MA 2.02,9.01 02/02/11 MIDDLEBURG FINANCIAL CORP VA 2.02,8.01,9.01 02/03/11 MILLER PETROLEUM INC TN 4.01,7.01,9.01 02/01/11 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 2.01,9.01 01/31/11 MONEYGRAM INTERNATIONAL INC 2.02,9.01 02/04/11 Morningstar, Inc. IL 7.01 02/04/11 MOSAIC CO DE 8.01 01/31/11 MULTI COLOR Corp OH 2.02,9.01 02/03/11 National American University Holdings DE 8.01,9.01 02/04/11 NATIONAL FUEL GAS CO NJ 2.02,9.01 02/03/11 NATURAL BLUE RESOURCES, INC. DE 1.01,5.02,9.01 01/23/11 AMEND Nature's Call Brands Inc. NV 4.01 02/03/11 NetVentory Solutions, Inc. NV 5.02 02/03/11 NETWORK 1 SECURITY SOLUTIONS INC DE 5.02,9.01 02/03/11 NEVADA GOLD & CASINOS INC NV 5.02,9.01 02/04/11 NEW AMERICA ENERGY CORP. NV 1.01,2.01,3.02,5.06,9.01 02/03/11 NEW ENERGY TECHNOLOGIES, INC. 1.01,5.02,7.01,9.01 02/01/11 NEW ENERGY TECHNOLOGIES, INC. 1.01,7.01,9.01 11/30/10 NEW FRONTIER MEDIA INC CO 2.02,9.01 02/04/11 NEW MEDIA INSIGHT GROUP, INC. NV 8.01 02/03/11 NOBLE ENERGY INC DE 5.02,9.01 02/01/11 NORTHEAST BANCORP /ME/ ME 2.02,9.01 12/31/10 NOVADEL PHARMA INC DE 8.01,9.01 02/04/11 NV ENERGY, INC. NV 5.02,9.01 02/02/11 O CHARLEYS INC TN 2.02,7.01,9.01 02/04/11 Omagine, Inc. DE 7.01 02/04/11 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/04/11 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/04/11 ONYX PHARMACEUTICALS INC DE 5.02,9.01 02/03/11 Orbitz Worldwide, Inc. DE 1.01 02/01/11 OSHKOSH CORP WI 5.07 02/01/11 Owens Corning DE 5.02 06/16/10 AMEND OYO GEOSPACE CORP DE 2.02,9.01 02/04/11 PALATIN TECHNOLOGIES INC DE 8.01,9.01 02/04/11 PALMETTO BANCSHARES INC SC 5.02 02/02/11 PARKE BANCORP, INC. NJ 2.02,9.01 02/04/11 Patient Safety Technologies, Inc DE 5.02 02/01/11 Peninsula Gaming, LLC DE 1.01,8.01,9.01 01/31/11 PennyMac Mortgage Investment Trust MD 2.02,9.01 02/02/11 PEOPLES BANCORP INC OH 1.01,9.01 02/04/11 PEPSICO INC NC 2.01,9.01 02/03/11 PHARMACYCLICS INC DE 2.02,9.01 02/04/11 Pike Electric CORP 5.02,9.01 01/31/11 PITTSBURGH & WEST VIRGINIA RAILROAD PA 5.02 02/04/11 Platinum Studios, Inc. CA 4.01,9.01 01/21/11 AMEND PLC SYSTEMS INC 2.01,5.07,9.01 01/31/11 POPULAR INC 7.01,9.01 02/04/11 Porter Bancorp, Inc. KY 2.02,9.01 02/04/11 POSITIVEID Corp DE 5.02 02/01/11 POWERVERDE, INC. NV 1.01,9.01 01/31/11 PPL Corp 2.02,7.01,9.01 02/04/11 PRIMUS GUARANTY LTD 5.02 02/02/11 PRO DEX INC CO 5.03,9.01 01/31/11 PROCERA NETWORKS INC NV 8.01,9.01 02/04/11 PROLOGIS MD 1.01,2.03,9.01 01/31/11 PROTECT PHARMACEUTICAL Corp NV 2.01,9.01 01/31/11 PROVIDENT COMMUNITY BANCSHARES, INC. 2.02,9.01 02/04/11 PULTEGROUP INC/MI/ MI 2.02,9.01 02/04/11 QLT INC/BC A1 5.02,9.01 01/31/11 QUALITY DISTRIBUTION INC FL 1.01,8.01,9.01 02/03/11 R & A Productions, Inc. NV 4.01 02/04/11 AMEND RADIENT PHARMACEUTICALS Corp DE 1.01,3.02,7.01,9.01 02/02/11 RBS GLOBAL INC DE 2.02,9.01 02/03/11 REALNETWORKS INC WA 5.02 01/31/11 REALOGY CORP DE 1.01,2.03,8.01,9.01 02/03/11 RED TRAIL ENERGY, LLC 2.02,9.01 02/04/11 REGAL BELOIT CORP WI 8.01,9.01 02/04/11 REGIS CORP MN 5.02,9.01 02/02/11 RICKS CABARET INTERNATIONAL INC TX 8.01,9.01 01/31/11 Roadrunner Transportation Systems, In DE 8.01,9.01 02/03/11 ROSETTA STONE INC 5.02,8.01,9.01 02/02/11 ROTATE BLACK INC NV 4.01,9.01 02/02/11 RUDDICK CORP NC 2.02,9.01 02/03/11 SABINE ROYALTY TRUST TX 2.02,9.01 02/03/11 SAGA COMMUNICATIONS INC DE 5.02 01/31/11 SANUWAVE Health, Inc. NV 3.02 01/31/11 SAVIENT PHARMACEUTICALS INC DE 1.01,2.03,8.01,9.01 02/04/11 SCOTTS LIQUID GOLD INC CO 8.01 02/04/11 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/04/11 SERENA SOFTWARE INC DE 5.02 02/02/11 SERVICEMASTER CO DE 1.01 02/02/11 Shengkai Innovations, Inc. FL 8.01,9.01 02/04/11 SHILOH INDUSTRIES INC DE 5.02 01/31/11 SILGAN HOLDINGS INC DE 2.02,9.01 02/01/11 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 02/04/11 Sino Green Land Corp NV 1.01,3.02,9.01 01/31/11 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 02/04/11 Six Flags Entertainment Corp DE 8.01,9.01 02/04/11 SMITH A O CORP DE 8.01,9.01 02/04/11 So Act Network, Inc. DE 1.01,9.01 02/04/11 Somaxon Pharmaceuticals, Inc. DE 8.01 02/02/11 SOUTH HERTFORDSHIRE UNITED KINGDOM FU CO 1.01,9.01 01/31/11 SOUTHERN STAR CENTRAL CORP DE 5.03,9.01 02/04/11 Spectra Energy Partners, LP DE 2.02,9.01 02/04/11 SPECTRANETICS CORP DE 5.02,9.01 01/31/11 SPICY PICKLE FRANCHISING INC CO 5.02 01/31/11 Spirit AeroSystems Holdings, Inc. DE 5.02 01/01/11 STAGE STORES INC NV 8.01,9.01 02/03/11 STAR SCIENTIFIC INC DE 5.02 02/04/11 STONERIDGE INC OH 2.02,9.01 02/04/11 StrikeForce Technologies Inc. NJ 5.01,5.03,9.01 02/04/11 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/11 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 01/31/11 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/01/11 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 02/01/11 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 02/01/11 SUNERGY INC NV 1.01,2.01,3.02,9.01 10/18/10 SUPERCONDUCTOR TECHNOLOGIES INC DE 1.01,8.01,9.01 02/03/11 SUPREME INDUSTRIES INC DE 5.02,7.01,9.01 01/31/11 Talecris Biotherapeutics Holdings Cor DE 8.01 02/02/11 TALEO CORP DE 5.02 01/31/11 TECO ENERGY INC FL 2.02,5.03,9.01 02/02/11 Telanetix,Inc DE 5.02,9.01 01/31/11 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 02/03/11 TELULAR CORP DE 5.07 02/01/11 Thwapr, Inc. NV 8.01 01/31/11 Tiger Oil & Energy, Inc. 5.02 02/03/11 TITAN PHARMACEUTICALS INC DE 8.01,9.01 02/03/11 Todays Alternative Energy Corp NY 4.01,9.01 01/05/11 AMEND TOROTEL INC MO 5.02 01/31/11 Towers Watson & Co. DE 2.02,9.01 02/04/11 Towers Watson & Co. DE 3.02 01/31/11 TOYOTA MOTOR CREDIT CORP CA 7.01,9.01 02/04/11 TPC Group Inc. DE 7.01,9.01 02/04/11 TRACTOR SUPPLY CO /DE/ DE 8.01,9.01 02/04/11 TRANSATLANTIC PETROLEUM LTD. D0 7.01,9.01 02/04/11 TRAVELZOO INC DE 2.02,9.01 02/03/11 TRI VALLEY CORP DE 1.01 02/03/11 TRIUMPH GROUP INC DE 2.02,9.01 01/31/11 TYSON FOODS INC DE 2.02,9.01 02/04/11 UMPQUA HOLDINGS CORP OR 5.02,9.01 02/04/11 UNIGENE LABORATORIES INC DE 1.01 01/31/11 UNITED STATES CELLULAR CORP DE 2.02,9.01 02/03/11 UNITED THERAPEUTICS Corp DE 5.02 02/03/11 UNITEDHEALTH GROUP INC MN 7.01 02/04/11 Unum Group DE 7.01,8.01,9.01 02/04/11 US AIRWAYS GROUP INC DE 5.03,9.01 02/04/11 US Oncology Holdings, Inc. DE 1.02,8.01 01/31/11 Valeant Pharmaceuticals International A6 8.01,9.01 02/03/11 VECTREN CORP IN 5.02,5.03 02/02/11 VIAD CORP DE 2.02,9.01 02/04/11 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 02/03/11 VOICE MOBILITY INTERNATIONAL INC NV 1.01,8.01,9.01 01/31/11 Walter Energy, Inc. DE 5.02 02/02/11 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 01/28/11 WESTERN CAPITAL RESOURCES, INC. MN 1.01,9.01 01/26/11 WEYERHAEUSER CO WA 2.02,9.01 02/04/11 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 02/04/11 WIKILOAN INC. 7.01,9.01 01/31/11 WILEY JOHN & SONS, INC. NY 8.01 02/04/11 WILLIAMS CONTROLS INC DE 5.02 01/31/11 WINTON FUTURES FUND LP (US) CO 3.02 02/01/11 Xun Energy, Inc. NV 8.01 02/01/11 Your Event, Inc. NV 5.01 02/04/11 YRC Worldwide Inc. DE 2.02,9.01 02/04/11 ZION OIL & GAS INC DE 8.01,9.01 02/04/11