RECENT 8K FILINGS February 4, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 02/03/11 ABIOMED INC DE 2.02,9.01 02/03/11 ACME PACKET INC DE 5.02 01/28/11 ADINO ENERGY CORP MT 5.02,9.01 01/01/11 ADVANCED ANALOGIC TECHNOLOGIES INC DE 2.02,5.02,9.01 02/02/11 ADVANCED ENERGY INDUSTRIES INC DE 1.01 01/28/11 ADVISORY BOARD CO DE 2.02,7.01,9.01 02/03/11 AEHR TEST SYSTEMS CA 5.02,9.01 01/28/11 AEROPOSTALE INC 7.01,9.01 02/03/11 AIR PRODUCTS & CHEMICALS INC /DE/ DE 1.01 02/03/11 ALCOA INC PA 7.01,9.01 02/03/11 ALEXANDER & BALDWIN INC HI 2.02,9.01 02/03/11 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,2.02,2.03,9.01 01/28/11 ALEXION PHARMACEUTICALS INC DE 1.01,2.01,9.01 01/28/11 ALIMERA SCIENCES INC DE 7.01,9.01 02/03/11 ALKERMES INC PA 2.02,9.01 02/03/11 Allegiant Travel CO NV 7.01,9.01 02/03/11 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 02/03/11 Allied World Assurance Co Holdings, A 1.01,9.01 02/03/11 AlphaMetrix Managed Futures III LLC ( DE 3.02 02/01/11 AlphaMetrix Managed Futures LLC (Aspe DE 3.02 02/01/11 AMB PROPERTY CORP MD 2.02,7.01,9.01 02/03/11 AMB PROPERTY CORP MD 2.02,8.01,9.01 02/03/11 AMERCO /NV/ NV 8.01,9.01 02/02/11 AMERICAN APPAREL, INC DE 5.02,9.01 02/03/11 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 02/03/11 AMERICAN EAGLE OUTFITTERS INC DE 5.02 01/31/11 AMERIGAS PARTNERS LP DE 8.01,9.01 02/03/11 AMSURG CORP TN 7.01,9.01 02/03/11 Ancestry.com Inc. DE 5.02 02/03/11 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 02/03/11 ANNAPOLIS BANCORP INC MD 2.02,9.01 02/03/11 Answers CORP 8.01,9.01 02/02/11 APOLLO INVESTMENT CORP MD 2.02,9.01 02/03/11 Apple REIT Ten, Inc. VA 1.01 02/01/11 APRIA HEALTHCARE GROUP INC DE 8.01,9.01 02/01/11 ARCH CHEMICALS INC VA 2.02,9.01 02/03/11 ARKANSAS BEST CORP /DE/ DE 2.02,9.01 02/03/11 Armour Residential REIT, Inc. MD 1.01,8.01,9.01 02/03/11 ARROWHEAD RESEARCH CORP DE 5.02 02/01/11 Ascena Retail Group, Inc. DE 2.02,9.01 02/03/11 AUTODESK INC DE 5.02 01/28/11 AUTONATION, INC. DE 2.02,7.01,9.01 02/03/11 AUTONATION, INC. DE 5.02,5.03,9.01 02/01/11 AVALONBAY COMMUNITIES INC MD 2.02,9.01 02/02/11 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 02/03/11 AVIAT NETWORKS, INC. DE 2.02,7.01,9.01 02/03/11 AWARE INC /MA/ MA 2.02,9.01 02/03/11 BALDWIN & LYONS INC IN 2.02,7.01,9.01 02/03/11 Bank of the Carolinas CORP NC 2.02,9.01 02/02/11 BASIC ENERGY SERVICES INC 8.01,9.01 02/01/11 BASIC ENERGY SERVICES INC 2.02,7.01,9.01 02/01/11 BE AEROSPACE INC DE 2.02,9.01 02/03/11 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 02/03/11 bebe stores, inc. CA 2.02,9.01 02/03/11 BELDEN INC. DE 2.02,9.01 02/03/11 BENIHANA INC DE 2.02,9.01 02/03/11 BILL BARRETT CORP 2.02,7.01,9.01 02/03/11 Biodel Inc 2.02,9.01 02/03/11 BioScrip, Inc. DE 5.02,5.03,8.01 02/02/11 BJS WHOLESALE CLUB INC DE 2.02,9.01 02/03/11 BLACKBOARD INC DE 2.02,5.02,9.01 02/01/11 Blackstone Group L.P. DE 2.02,9.01 02/03/11 BofI Holding, Inc. DE 2.02,9.01 02/03/11 BOK FINANCIAL CORP ET AL OK 7.01,9.01 02/01/11 BON TON STORES INC PA 1.01,1.02,9.01 01/31/11 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.02 02/02/11 BOTETOURT BANKSHARES INC VA 2.02,9.01 02/03/11 BREEZE-EASTERN CORP DE 2.02,9.01 02/03/11 BRINKS CO VA 2.02,9.01 02/03/11 Bristow Group Inc DE 7.01,9.01 02/03/11 BWI Holdings, Inc. NV 5.03,9.01 02/02/11 BWI Holdings, Inc. NV 3.02,5.02,9.01 02/02/11 Calamos Asset Management, Inc. /DE/ 2.02,9.01 02/03/11 CALIX, INC 2.02,9.01 02/03/11 CALLIDUS SOFTWARE INC DE 2.02,9.01 02/03/11 CALLON PETROLEUM CO DE 7.01,9.01 02/02/11 CAMERON INTERNATIONAL CORP DE 7.01,9.01 02/02/11 CARDINAL HEALTH INC OH 2.02,7.01,9.01 02/03/11 CareFusion Corp DE 2.02,7.01,9.01 02/03/11 CASCADE FINANCIAL CORP WA 3.01 01/31/11 CAVIUM NETWORKS, INC. DE 1.01,9.01 01/25/11 AMEND CENTER FINANCIAL CORP CA 2.02,9.01 02/02/11 CENTRAL GARDEN & PET CO DE 2.02,9.01 02/02/11 AMEND CENTRAL PACIFIC FINANCIAL CORP HI 5.03,9.01 02/02/11 CENVEO, INC CO 8.01,9.01 02/01/11 CHEMUNG FINANCIAL CORP NY 2.02,9.01 02/02/11 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 01/30/11 China Power Equipment, Inc. MD 4.01,9.01 01/31/11 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 02/03/11 CHS INC MN 5.02 02/01/11 CHUGACH ELECTRIC ASSOCIATION INC AK 1.01,2.03 01/20/11 CIGNA CORP DE 2.02 02/03/11 CITADEL BROADCASTING CORP DE 5.02,7.01,9.01 02/01/11 Citi Trends Inc 2.02,9.01 02/03/11 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 02/03/11 CLOUD PEAK ENERGY INC. DE 7.01,9.01 02/03/11 Cloud Peak Energy Resources LLC DE 7.01,9.01 02/03/11 CME GROUP INC. DE 2.02,9.01 02/03/11 CODEXIS INC 2.02,9.01 02/03/11 COINSTAR INC DE 2.02,7.01,9.01 02/03/11 COLONIAL PROPERTIES TRUST AL 8.01,9.01 01/27/11 COLUMBUS MCKINNON CORP NY 8.01,9.01 01/31/11 COMMERCE BANCSHARES INC /MO/ MO 5.02,5.03,9.01 01/28/11 COMMUNICATION INTELLIGENCE CORP DE 5.02 01/28/11 COMMUNITY CENTRAL BANK CORP MI 8.01 01/31/11 CONMED CORP NY 2.02,9.01 02/03/11 CONNECTICUT WATER SERVICE INC / CT CT 8.01,9.01 02/03/11 Constant Contact, Inc. DE 2.02,9.01 02/03/11 Convio, Inc. DE 2.02,9.01 02/03/11 COSTAR GROUP INC 1.01,2.01 02/02/11 COURIER CORP MA 7.01,9.01 02/03/11 CRAWFORD & CO GA 5.02,9.01 02/01/11 CVB FINANCIAL CORP CA 5.02,9.01 01/28/11 CVS CAREMARK CORP DE 2.02,9.01 02/03/11 CYNOSURE INC 2.01,7.01,9.01 02/02/11 DARA BioSciences, Inc. DE 8.01 02/02/11 Darlington Mines Ltd. NV 1.01,3.02,9.01 01/28/11 DATAWATCH CORP DE 2.02,9.01 02/03/11 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/02/11 DAYSTAR TECHNOLOGIES INC DE 1.01,3.02,3.03,5.03,9.01 02/02/11 Delanco Bancorp, Inc 2.02,9.01 02/02/11 DELTA AIR LINES INC /DE/ DE 7.01,9.01 02/03/11 DENBURY RESOURCES INC DE 2.02,8.01,9.01 02/03/11 DENBURY RESOURCES INC DE 8.01,9.01 05/14/10 DENDREON CORP DE 8.01,9.01 02/03/11 DERMA SCIENCES, INC. PA 8.01,9.01 02/03/11 DIAMOND OFFSHORE DRILLING INC DE 8.01,9.01 01/28/11 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 02/03/11 Dolby Laboratories, Inc. DE 2.02,9.01 02/03/11 DOW CHEMICAL CO /DE/ DE 2.02,9.01 02/03/11 E Global Marketing Inc NY 5.03,5.07 01/31/11 EASTMAN CHEMICAL CO DE 2.01 01/31/11 EASTMAN KODAK CO NJ 7.01,9.01 02/03/11 ELIZABETH ARDEN INC FL 2.02,9.01 02/03/11 ENTERGY CORP /DE/ DE 5.02 01/28/11 EQUITY ONE, INC. 5.02,9.01 01/28/11 EQUITY RESIDENTIAL MD 2.02,8.01,9.01 02/02/11 EQUITY RESIDENTIAL MD 1.01,9.01 02/03/11 ESCO TECHNOLOGIES INC MO 2.02,5.07,7.01,9.01 02/03/11 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 02/03/11 EVERGREEN ENERGY INC DE 3.03,9.01 01/31/11 FAIR ISAAC CORP DE 5.07 02/01/11 FBL FINANCIAL GROUP INC IA 2.02 02/03/11 Federal Home Loan Bank of Atlanta X1 2.03 02/03/11 Federal Home Loan Bank of Boston X1 2.03 02/01/11 Federal Home Loan Bank of Boston X1 5.02,9.01 01/28/11 AMEND Federal Home Loan Bank of Chicago X1 2.03 01/31/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/01/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/03/11 Federal Home Loan Bank of New York X1 2.03,9.01 01/31/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/31/11 Federal Home Loan Bank of San Francis X1 2.03 01/31/11 Federal Home Loan Bank of Seattle 2.03 01/31/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/31/11 FEI CO OR 2.02,9.01 02/03/11 FIRST BANCORP /NC/ NC 2.02,9.01 02/03/11 First California Financial Group, Inc DE 2.02,9.01 02/03/11 FIRST INTERSTATE BANCSYSTEM INC MT 5.02,5.03,8.01,9.01 01/27/11 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,9.01 02/03/11 FISERV INC WI 2.02,9.01 02/03/11 FLAHERTY & CRUMRINE PREFERRED INCOME MD 8.01 02/03/11 Flaherty & Crumrine PREFERRED INCOME MD 8.01 02/03/11 Flaherty & Crumrine/CLAYMORE PREFERRE MD 8.01 02/03/11 FLAHERTY & CRUMRINE/CLAYMORE TOTAL RE MD 8.01 02/03/11 FNB United Corp. NC 3.01 02/01/11 Fox Chase Bancorp Inc MD 2.02,9.01 07/21/10 FPIC INSURANCE GROUP INC FL 8.01,9.01 02/03/11 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 02/02/11 FUTURES PORTFOLIO FUND L.P. MD 3.02 02/01/11 Game Trading Technologies, Inc. DE 1.01,9.01 01/28/11 GAP INC DE 2.02,9.01 02/03/11 Geeknet, Inc DE 5.03 01/31/11 General Maritime Corp / MI 1.01,2.01,2.03,8.01,9.01 01/31/11 General Motors Co 8.01 02/01/11 GEORESOURCES INC CO 7.01,9.01 02/01/11 Georgetown Bancorp, Inc. X1 2.02,9.01 01/31/11 GLADSTONE COMMERCIAL CORP MD 7.01,9.01 02/03/11 Global Geophysical Services Inc DE 8.01,9.01 02/02/11 GLOBAL NUTECH, INC. 8.01 02/01/11 GMX RESOURCES INC OK 1.01,9.01 02/02/11 GOODRICH CORP NY 2.02,9.01 02/03/11 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 02/01/11 Green Oasis Environmental, Inc. FL 4.01 02/03/11 GREENLIGHT CAPITAL RE, LTD. 1.01 02/03/11 GRIFFON CORP DE 2.02,9.01 02/03/11 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,2.01,2.03,7.01,9.01 01/28/11 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/03/11 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 02/03/11 HANSEN MEDICAL INC 1.01,9.01 02/03/11 Hard Rock Hotel Holdings, LLC DE 2.04 01/28/11 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 02/03/11 HARMONIC INC DE 2.02,9.01 02/03/11 Harry & David Holdings, Inc. DE 5.02 01/28/11 HAYNES INTERNATIONAL INC DE 2.02,7.01,9.01 02/03/11 HCA Holdings, Inc. 2.02,7.01,9.01 02/03/11 High Plains Gas, Inc. NV 5.02 02/02/11 HOLLYWOOD MEDIA CORP FL 2.02,9.01 02/03/11 HOOKER FURNITURE CORP VA 5.02,9.01 02/01/11 Howard Hughes Corp DE 5.02 01/31/11 HSW International, Inc. DE 5.02 02/02/11 ICO Global Communications (Holdings) DE 2.06 02/01/11 IDEX CORP /DE/ DE 2.02,9.01 02/02/11 IEC ELECTRONICS CORP DE 2.02,9.01 02/03/11 IMPERIAL PETROLEUM INC NV 1.01,9.01 02/01/11 INERGY L P DE 1.01,2.03,7.01,9.01 02/02/11 Innophos Holdings, Inc. 8.01,9.01 02/03/11 IntelGenx Technologies Corp. DE 7.01 02/03/11 Intermec, Inc. DE 2.02,7.01,9.01 12/31/10 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 02/03/11 INTERSIL CORP/DE DE 5.02 01/31/11 INVACARE CORP OH 2.02,9.01 02/03/11 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 02/03/11 Ironwood Gold Corp NV 1.01,5.02,7.01,9.01 01/25/11 ITT Corp IN 2.02,7.01,9.01 02/03/11 IXIA CA 2.02,9.01 02/03/11 J C PENNEY CO INC DE 2.02,9.01 02/03/11 JACOBS ENTERTAINMENT INC DE 1.01,2.01,9.01 01/31/11 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 02/03/11 JO-ANN STORES INC OH 2.02,8.01,9.01 02/03/11 JOHNSON CONTROLS INC WI 2.03,8.01,9.01 02/01/11 Kaiser Federal Financial Group, Inc. MD 2.02,9.01 02/02/11 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 01/28/11 Kandi Technologies Corp DE 8.01 02/03/11 KELLOGG CO DE 2.02,9.01 02/03/11 KELLY SERVICES INC DE 2.02,9.01 02/03/11 KEMET CORP DE 2.02,7.01,9.01 02/03/11 KEMET CORP DE 8.01 02/01/11 KENSEY NASH CORP DE 1.01,2.01,9.01 01/28/11 KeyOn Communications Holdings Inc. DE 2.01,9.01 01/31/11 KINGOLD JEWELRY, INC. DE 5.02,9.01 01/28/11 KOHLS Corp WI 2.02,9.01 02/03/11 KRISPY KREME DOUGHNUTS INC NC 5.02,9.01 01/31/11 KRONOS WORLDWIDE INC 7.01,9.01 02/03/11 L-1 IDENTITY SOLUTIONS, INC. DE 5.07,9.01 02/03/11 LABARGE INC DE 2.02,9.01 02/03/11 Lake Shore Bancorp, Inc. X1 5.02,9.01 01/28/11 LANTRONIX INC DE 2.01,9.01 02/03/11 LAS VEGAS SANDS CORP NV 2.02,9.01 02/03/11 LEAPFROG ENTERPRISES INC 1.01,9.01 01/31/11 Lender Processing Services, Inc. DE 2.02,9.01 02/03/11 LENNOX INTERNATIONAL INC DE 2.02,9.01 02/03/11 LHC Group, Inc 8.01,9.01 02/03/11 LIBERTY STAR URANIUM & METALS CORP. NV 5.02,9.01 01/27/11 Life Technologies Corp DE 2.02,7.01,9.01 02/03/11 LIGHTPATH TECHNOLOGIES INC DE 7.01 02/03/11 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 02/03/11 LIGHTPATH TECHNOLOGIES INC DE 5.07 02/03/11 Limoneira CO DE 8.01,9.01 02/03/11 LINDSAY CORP DE 5.02,5.03,5.07,9.01 01/31/11 LIQUIDITY SERVICES INC 2.02,9.01 02/03/11 LIQUIDMETAL TECHNOLOGIES INC DE 5.02 01/31/11 LITHIA MOTORS INC OR 8.01,9.01 02/02/11 LOCKHEED MARTIN CORP MD 5.02,9.01 01/27/11 M I HOMES INC OH 2.02,9.01 02/03/11 M WISE INC DE 2.03,5.02 02/01/11 MACATAWA BANK CORP MI 2.02,9.01 02/03/11 Macy's, Inc. DE 2.02,9.01 02/03/11 MARINEMAX INC DE 2.02,9.01 02/03/11 MASTERCARD INC DE 2.02,7.01,9.01 02/03/11 MASTERCARD INC DE 7.01 02/03/11 MATTEL INC /DE/ DE 5.02,9.01 01/28/11 MAXLINEAR INC 2.02,9.01 02/03/11 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 12/31/10 MEDIACOM COMMUNICATIONS CORP DE 8.01,9.01 02/03/11 MEDICINOVA INC DE 1.01,1.02,5.02,9.01 01/31/11 MEDNAX, INC. FL 2.02,9.01 02/03/11 MEMC ELECTRONIC MATERIALS INC DE 5.02 01/28/11 Merck & Co. Inc. NJ 2.02,2.06,9.01 01/28/11 MetroCorp Bancshares, Inc. TX 7.01,9.01 02/03/11 MF Global Holdings Ltd. DE 2.02,9.01 02/03/11 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 02/03/11 Millburn Multi-Markets Fund L.P. DE 3.02 02/01/11 MINERALS TECHNOLOGIES INC DE 2.02,9.01 02/03/11 MISSION WEST PROPERTIES INC CA 2.02 12/31/10 MITEL NETWORKS CORP 1.01,9.01 02/03/11 ML MACADAMIA ORCHARDS L P DE 1.01,9.01 01/31/11 MOLEX INC DE 5.03,9.01 01/28/11 Momentive Performance Materials Inc. DE 1.01,2.03 02/03/11 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 02/03/11 MONRO MUFFLER BRAKE INC NY 2.02,9.01 01/25/11 Monster Offers NV 1.01,3.02,9.01 01/21/11 MOODYS CORP /DE/ DE 2.02,7.01,9.01 02/03/11 MoSys, Inc. CA 2.02,9.01 02/03/11 MPG Office Trust, Inc. MD 5.07 02/02/11 MTR GAMING GROUP INC DE 5.02,9.01 01/28/11 MTS SYSTEMS CORP MN 2.02,9.01 02/03/11 MULTI FINELINE ELECTRONIX INC 2.02,9.01 02/03/11 MULTIMEDIA GAMES INC TX 2.02,9.01 02/03/11 MWI Veterinary Supply, Inc. DE 2.02,9.01 02/03/11 National American University Holdings DE 8.01,9.01 02/03/11 NATIONAL MENTOR HOLDINGS, INC. DE 1.01 01/28/11 NATIONAL OILWELL VARCO INC DE 2.02,9.01 02/03/11 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 7.01,9.01 01/31/11 NCI, Inc. DE 5.02,9.01 01/31/11 NCR CORP MD 2.02,7.01,9.01 02/03/11 Neiman Marcus, Inc. DE 2.02,7.01 02/03/11 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,9.01 02/03/11 NETREIT, INC. MD 1.01 01/31/11 NETSUITE INC 2.02,9.01 02/03/11 NeuroMetrix, Inc. DE 5.02 01/31/11 NeuroMetrix, Inc. DE 2.02,9.01 02/03/11 NEW YORK TIMES CO NY 2.02,9.01 02/03/11 NewEra Technology Development Co., LT NV 1.01,2.01,3.02,4.01,5.01,5.02, 01/28/11 5.06,9.01 NEWMARKET CORP VA 2.02,9.01 02/03/11 NEWMONT MINING CORP /DE/ DE 7.01,9.01 02/03/11 NIC INC CO 2.02,5.02,7.01,9.01 01/30/11 No Show, Inc. NV 5.01 02/01/11 Noble Corp / Switzerland V8 1.01,9.01 01/31/11 Noble Corp / Switzerland V8 1.01,9.01 02/03/11 NORDSTROM INC WA 7.01,9.01 02/03/11 NORTHEAST UTILITIES MA 8.01 01/31/11 Northumberland Resources, Inc. NV 4.01,9.01 01/19/11 NUVASIVE INC DE 5.01 01/28/11 NUVILEX, INC. NV 5.02 01/31/11 Oculus Innovative Sciences, Inc. CA 2.02,9.01 02/03/11 Oilsands Quest Inc 5.02,9.01 02/01/11 OMEGA HEALTHCARE INVESTORS INC MD 8.01,9.01 02/03/11 ON SEMICONDUCTOR CORP DE 2.02,9.01 02/03/11 OPENWAVE SYSTEMS INC DE 2.02,2.05,5.02,9.01 01/28/11 OPNEXT INC 2.02,9.01 02/03/11 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 02/03/11 ORIENTAL FINANCIAL GROUP INC PR 8.01,9.01 02/03/11 OVERSTOCK.COM, INC DE 8.01,9.01 02/01/11 PAIN THERAPEUTICS INC DE 2.02,9.01 02/03/11 PALMETTO BANCSHARES INC SC 1.01,3.02,9.01 01/28/11 PATTERSON UTI ENERGY INC DE 2.02,7.01,9.01 02/03/11 PDI INC 5.02 01/07/11 AMEND Penn Virginia GP Holdings, L.P. 7.01,9.01 02/02/11 PENN VIRGINIA RESOURCE PARTNERS L P DE 7.01,9.01 02/02/11 PENNANTPARK INVESTMENT CORP 5.07 02/03/11 PERKINELMER INC MA 2.02,9.01 02/03/11 PERRY ELLIS INTERNATIONAL INC FL 2.01,9.01 01/28/11 PETROHAWK ENERGY CORP DE 1.01,2.03,8.01,9.01 01/31/11 PETROQUEST ENERGY INC DE 2.02,9.01 02/02/11 PHAZAR CORP DE 5.02,8.01,9.01 02/02/11 PHOENIX FOOTWEAR GROUP INC DE 1.01,2.03 01/26/11 PHOENIX FOOTWEAR GROUP INC DE 5.07,8.01,9.01 01/28/11 PLANAR SYSTEMS INC OR 2.02,9.01 02/03/11 PLUMAS BANCORP CA 2.02,9.01 02/03/11 POLYONE CORP 2.02,9.01 02/03/11 POWER INTEGRATIONS INC CA 2.02,9.01 02/03/11 POWER ONE INC DE 2.02,9.01 02/03/11 PRE PAID LEGAL SERVICES INC OK 2.01 01/30/11 PRE PAID LEGAL SERVICES INC OK 1.01,5.02,9.01 01/30/11 AMEND PRGX GLOBAL, INC. GA 5.02 02/01/11 PROLOGIS MD 2.02,9.01 02/03/11 pSivida Corp. DE 8.01,9.01 02/03/11 PUGET ENERGY INC /WA WA 5.02 02/03/11 PULASKI FINANCIAL CORP MO 5.07 02/02/11 PULASKI FINANCIAL CORP MO 5.07 02/02/11 QC Holdings, Inc. KS 2.02,5.02,8.01,9.01 02/01/11 QUANTUM SOLAR POWER CORP. 1.01,3.02,9.01 02/02/11 QUEST SOFTWARE INC CA 2.02,9.01 02/03/11 RADIAN GROUP INC DE 2.02,9.01 02/03/11 RADIENT PHARMACEUTICALS Corp DE 1.01,3.02,7.01,9.01 01/30/11 AMEND RANCHER ENERGY CORP. NV 1.03,9.01 01/26/11 RealD Inc. DE 2.02,9.01 02/03/11 RECOVERY ENERGY, INC. NV 1.01,3.02,8.01,9.01 02/02/11 REGAL BELOIT CORP WI 2.02,7.01,9.01 02/02/11 REGENCY CENTERS CORP FL 2.02,9.01 02/02/11 REXNORD LLC DE 2.02,9.01 02/03/11 REYNOLDS AMERICAN INC 2.02,9.01 02/03/11 RGC RESOURCES INC VA 5.02,5.07,8.01,9.01 01/31/11 RIGHTNOW TECHNOLOGIES INC MT 2.02,7.01,9.01 02/02/11 AMEND ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 12/31/10 Rosetta Resources Inc. DE 7.01,9.01 02/02/11 ROSS STORES INC DE 2.02,9.01 02/03/11 ROYAL GOLD INC DE 2.02,9.01 02/03/11 RTI Biologics, Inc. DE 2.02,9.01 02/03/11 RYDER SYSTEM INC FL 2.02,9.01 02/03/11 SAKS INC TN 7.01,9.01 02/03/11 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 02/03/11 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 02/03/11 SED INTERNATIONAL HOLDINGS INC DE 1.01,8.01,9.01 02/02/11 SELECTICA INC DE 2.02,9.01 02/03/11 SILICON IMAGE INC DE 2.02,9.01 02/03/11 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,7.01,9.01 02/03/11 SINOBIOMED INC DE 5.02 01/28/11 SkyShop Logistics, Inc. 3.02 01/28/11 SNAP-ON Inc DE 2.02,9.01 02/03/11 Sound Financial, Inc. 2.02,9.01 02/03/11 SOUTHERN COPPER CORP/ DE 2.02,9.01 02/02/11 SOUTHERN COPPER CORP/ DE 8.01,9.01 02/02/11 SOUTHERN MISSOURI BANCORP INC MO 2.02,9.01 01/30/11 SOUTHWEST BANCORP INC OK 7.01,9.01 02/03/11 Spectra Energy Corp. DE 2.02,9.01 02/03/11 SPEEDWAY MOTORSPORTS INC DE 1.01,2.03,3.03,9.01 02/01/11 STANLEY FURNITURE CO INC. DE 2.02,9.01 02/02/11 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 02/03/11 STEELCASE INC MI 1.01,2.03,9.01 02/03/11 STERICYCLE INC DE 2.02,9.01 02/03/11 STERLING FINANCIAL CORP /WA/ WA 5.02,9.01 01/31/11 STONEMOR PARTNERS LP DE 1.01,2.03,9.01 01/28/11 Strategic Storage Trust, Inc. MD 1.01,2.03,9.01 01/28/11 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 02/01/11 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 01/31/11 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 02/01/11 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 02/01/11 STREAMLINE HEALTH SOLUTIONS INC. DE 5.02,9.01 01/28/11 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01 01/31/11 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01 01/31/11 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 02/03/11 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 02/02/11 SUNOCO INC PA 2.02,7.01,9.01 02/03/11 SUNPOWER CORP DE 5.02 01/31/11 Symmetry Medical Inc. DE 1.01,5.01,9.01 01/28/11 Synutra International, Inc. DE 2.02,9.01 02/03/11 Targa Resources Partners LP DE 1.01,2.03,8.01,9.01 02/02/11 Targeted Medical Pharma, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.03, 01/31/11 5.06,9.01 TENNECO INC DE 2.02,8.01,9.01 02/03/11 Territorial Bancorp Inc. MD 8.01,9.01 02/03/11 Territorial Bancorp Inc. MD 8.01,9.01 02/03/11 TESORO CORP /NEW/ DE 2.02,9.01 02/02/11 TESORO CORP /NEW/ DE 7.01,9.01 02/02/11 TETRA TECH INC DE 2.02,9.01 02/02/11 THERAVANCE INC DE 8.01,9.01 02/03/11 THOR INDUSTRIES INC DE 2.02,9.01 02/02/11 Toyota Auto Receivables 2011-A Owner DE 1.01,9.01 02/01/11 Toyota Auto Receivables 2011-A Owner DE 1.01,9.01 02/01/11 TRADE LINK WHOLESALERS INC. NV 1.01,2.01,3.02,4.01,5.01,5.02, 01/28/11 5.03,5.06,9.01 TRANSATLANTIC PETROLEUM LTD. D0 1.01,5.02,8.01,9.01 01/28/11 TRANSCEND SERVICES INC DE 2.02,9.01 02/03/11 TransDigm Group INC DE 7.01 02/03/11 Transocean Ltd. V8 8.01,9.01 02/03/11 Tree.com, Inc. DE 5.02,8.01,9.01 01/28/11 TRI COUNTY FINANCIAL CORP /MD/ 8.01,9.01 02/03/11 TRIDENT MICROSYSTEMS INC DE 2.02,8.01,9.01 02/03/11 TRIDENT MICROSYSTEMS INC DE 9.01 02/03/11 AMEND TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 02/03/11 U S GLOBAL INVESTORS INC TX 2.02,9.01 02/02/11 U S PHYSICAL THERAPY INC /NV NV 7.01 02/03/11 Umami Sustainable Seafood Inc. NV 4.01 01/31/11 UNIFI INC NY 2.02,7.01,8.01,9.01 02/02/11 UNION PACIFIC CORP UT 8.01,9.01 02/03/11 United American Petroleum Corp. NV 1.01,2.01,9.01 01/28/11 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 02/01/11 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 02/03/11 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 02/03/11 US AIRWAYS GROUP INC DE 2.02,9.01 02/03/11 VALASSIS COMMUNICATIONS INC DE 1.01,2.03,2.04,3.03,9.01 01/28/11 Valeant Pharmaceuticals International A6 1.01,8.01,9.01 02/02/11 Valeant Pharmaceuticals International A6 8.01,9.01 02/03/11 VENTAS INC DE 9.01 01/31/11 VERIZON COMMUNICATIONS INC DE 8.01,9.01 02/03/11 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 02/03/11 Viacom Inc. DE 2.02,9.01 02/03/11 VIRGIN MEDIA INC. DE 5.02 01/28/11 Vulcan Materials CO NJ 2.02,9.01 02/02/11 WASHINGTON GAS LIGHT CO DC 8.01,9.01 01/31/11 WASHINGTON GAS LIGHT CO DC 2.02,9.01 02/02/11 WASHINGTON TRUST BANCORP INC RI 7.01 02/01/11 Wayside Technology Group, Inc. DE 2.02,9.01 02/03/11 WEGENER CORP DE 5.07 02/01/11 WEIS MARKETS INC PA 9.01 02/03/11 Western Iowa Energy, L.L.C. IA 1.01,9.01 01/28/11 WESTERN PLAINS ENERGY LLC KS 1.01,9.01 01/28/11 WESTWOOD HOLDINGS GROUP INC DE 2.02,7.01,9.01 02/03/11 WESTWOOD HOLDINGS GROUP INC DE 9.01 11/24/10 AMEND WRIGHT MEDICAL GROUP INC DE 1.01,9.01 01/28/11 WSFS FINANCIAL CORP DE 2.02,9.01 02/03/11 Yankee Holding Corp. DE 1.01,2.02,8.01,9.01 01/31/11 YOUNG INNOVATIONS INC MO 2.02,9.01 02/02/11 YUM BRANDS INC NC 2.02,9.01 02/02/11 ZIOPHARM ONCOLOGY INC DE 2.02,8.01,9.01 02/02/11 ZORAN CORP \DE\ DE 2.02,9.01 02/03/11 Zurvita Holdings, Inc. DE 8.01,9.01 02/03/11