RECENT 8K FILINGS February 3, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 5.02 02/02/11 99 CENTS ONLY STORES CA 2.02,9.01 02/02/11 AAA CAPITAL ENERGY FUND L.P. II NY 3.02 02/01/11 Abingdon Futures Fund LP NY 3.02 02/01/11 ABOVENET INC DE 1.01,1.02,2.03,9.01 01/28/11 ABRAXAS PETROLEUM CORP NV 7.01,9.01 01/31/11 ACE Ltd V8 2.02,9.01 02/02/11 ACTUATE CORP DE 2.02,9.01 02/02/11 ADEONA PHARMACEUTICALS, INC. DE 1.01,9.01 01/28/11 ADEPT TECHNOLOGY INC DE 2.02,9.01 02/02/11 AFFYMETRIX INC DE 2.02 12/31/10 AFS SenSub Corp. 8.01,9.01 02/02/11 AGILYSYS INC OH 2.02,7.01,9.01 02/02/11 ALBANY MOLECULAR RESEARCH INC DE 8.01 01/25/11 AMEND ALLERGAN INC DE 2.02,5.02,9.01 01/31/11 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,8.01,9.01 02/02/11 American Standard Energy Corp. DE 1.01,3.02,9.01 02/01/11 AMERIPRISE FINANCIAL INC DE 2.02,9.01 02/02/11 ANGIOTECH PHARMACEUTICALS INC 3.01,8.01,9.01 02/01/11 ANNTAYLOR STORES CORP DE 2.02,9.01 02/02/11 AOL Inc. DE 2.02,9.01 02/02/11 APOGEE ENTERPRISES INC MN 1.01,1.02,2.03,9.01 01/27/11 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 01/27/11 APPLIED SIGNAL TECHNOLOGY INC CA 3.01,3.02,3.03,5.01,5.02,5.03, 02/01/11 9.01 ARROW ELECTRONICS INC NY 2.02,9.01 02/02/11 ARROW ELECTRONICS INC NY 2.02,9.01 01/31/11 ASIAINFO-LINKAGE, INC DE 1.01,9.01 01/27/11 ASSURANT INC 2.02,9.01 02/02/11 Athens Bancshares Corp 2.02,9.01 02/02/11 ATMI INC DE 2.02,9.01 02/02/11 ATWOOD OCEANICS INC TX 2.02,9.01 02/02/11 AVERY DENNISON CORPORATION DE 2.02,8.01,9.01 02/02/11 AXCELIS TECHNOLOGIES INC DE 5.02,9.01 02/02/11 BANKUNITED FINANCIAL CORP FL 8.01,9.01 01/28/11 BB&T CORP NC 7.01,9.01 02/02/11 BEACON POWER CORP DE 8.01 02/01/11 BELL INDUSTRIES INC /NEW/ CA 5.07 02/02/11 Beneficial Mutual Bancorp Inc X1 7.01,9.01 02/02/11 BERKLEY W R CORP DE 2.02,9.01 02/02/11 Beyond Commerce NV 5.02 01/26/11 BIONOVO INC DE 1.01,8.01,9.01 01/28/11 BJs RESTAURANTS INC CA 8.01,9.01 02/02/11 BLASTGARD INTERNATIONAL INC CO 1.01,3.02,5.01,8.01,9.01 01/25/11 BMC SOFTWARE INC DE 2.02,5.02,9.01 02/02/11 BRAINSTORM CELL THERAPEUTICS INC 5.02,9.01 01/24/11 BreitBurn Energy Partners L.P. DE 5.02 01/28/11 BRIGHTPOINT INC IN 2.02,9.01 02/02/11 BRISTOL ENERGY FUND LP NY 3.02 02/01/11 Bristow Group Inc DE 2.02,9.01 02/02/11 BUCKEYE PARTNERS, L.P. DE 1.01,5.02,9.01 01/28/11 BUILD A BEAR WORKSHOP INC DE 5.02 01/31/11 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 02/02/11 CADENCE DESIGN SYSTEMS INC DE 2.02,2.05,9.01 01/27/11 CADENCE PHARMACEUTICALS INC 1.01,9.01 01/28/11 CAMERON INTERNATIONAL CORP DE 2.02,9.01 01/29/11 Cardiovascular Systems Inc DE 2.02,9.01 02/02/11 CARRIZO OIL & GAS INC TX 1.01,1.02,9.01 01/27/11 Cellceutix CORP 5.02,8.01,9.01 12/29/10 CenterState Banks, Inc. FL 5.02 02/01/11 CENTRAL GARDEN & PET CO DE 2.02,9.01 02/02/11 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 02/01/11 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 02/02/11 CF Industries Holdings, Inc. DE 5.02,9.01 02/01/11 Chelsea Therapeutics International, L DE 8.01,9.01 02/02/11 Chesapeake Lodging Trust MD 5.02 01/31/11 China Century Dragon Media, Inc. DE 2.01,2.02,5.01,9.01 04/30/10 AMEND CHINA SLP FILTRATION TECHNOLOGY, INC. DE 1.01,9.01 01/31/11 CINCINNATI BELL INC OH 5.02,9.01 01/27/11 CINCINNATI FINANCIAL CORP OH 2.02,9.01 02/02/11 CIT GROUP INC DE 4.02,9.01 01/27/10 CLAIBORNE LIZ INC DE 5.02,9.01 01/27/11 COLOMBIA CLEAN POWER & FUELS, INC NV 1.01,3.02,5.02,9.01 01/26/11 Columbia Seligman Premium Technology MD 7.01,9.01 02/02/11 Comstock Homebuilding Companies, Inc. DE 1.01,2.03,9.01 01/27/11 Con-way Inc. DE 2.02,9.01 02/02/11 CONCUR TECHNOLOGIES INC DE 2.02,9.01 02/02/11 CONOLOG CORP DE 3.01,9.01 01/31/11 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 01/28/11 CONVERGYS CORP OH 2.02,9.01 02/02/11 CPG INTERNATIONAL INC. DE 7.01,9.01 02/02/11 CREDIT ACCEPTANCE CORP MI 2.02,9.01 02/02/11 CROWN HOLDINGS INC PA 1.01,2.03,9.01 01/31/11 CSS INDUSTRIES INC DE 2.02,9.01 02/01/11 CUMULUS MEDIA INC DE 1.01,3.02,5.02,9.01 01/31/11 CUTERA INC DE 2.02,9.01 02/02/11 CYMER INC NV 2.02,9.01 02/02/11 Cypress Sharpridge Investments, Inc. MD 2.02,9.01 02/02/11 DAWSON GEOPHYSICAL CO TX 2.02,9.01 02/02/11 DAYTON POWER & LIGHT CO OH 8.01,9.01 01/26/11 DC BRANDS INTERNATIONAL INC CO 1.01,3.02,9.01 01/31/11 Deerfield Capital Corp. MD 8.01 02/02/11 DEL MONTE FOODS CO DE 7.01,9.01 02/01/11 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/02/11 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 02/02/11 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 02/01/11 DPL INC OH 7.01,8.01,9.01 01/26/11 DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 02/02/11 E-Debit Global Corp. CO 8.01 02/02/11 Edwards Lifesciences Corp DE 2.02,9.01 02/02/11 Ellington Financial LLC DE 7.01 02/02/11 Ellington Financial LLC DE 7.01 02/02/11 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 02/02/11 EMERGING CTA PORTFOLIO LP NY 3.02 02/01/11 EMS TECHNOLOGIES INC GA 2.02,9.01 02/02/11 EMS TECHNOLOGIES INC GA 8.01,9.01 02/02/11 ENERGY COMPOSITES Corp NV 5.02,9.01 01/27/11 EnerJex Resources, Inc. NV 1.01,2.01,9.01 01/27/11 Enertopia Corp. 1.01,7.01,9.01 02/02/11 ENTROPIC COMMUNICATIONS INC DE 2.02,9.01 02/02/11 ESB FINANCIAL CORP PA 2.02,9.01 02/01/11 Evercore Partners Inc. DE 2.02,9.01 02/02/11 EVERGREEN ENERGY INC DE 1.01,2.03,9.01 02/01/11 EVERGREEN ENERGY INC DE 3.02,9.01 02/01/11 EVERGREEN SOLAR INC DE 8.01,9.01 02/01/11 EXPONENT INC DE 2.02,9.01 02/02/11 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 02/01/11 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 02/01/11 Federal Home Loan Bank of Atlanta X1 5.02 12/16/10 AMEND Federal Home Loan Bank of San Francis X1 5.02 09/16/10 AMEND Federal Home Loan Bank of San Francis X1 5.02 11/10/10 AMEND Feihe International Inc UT 1.01,7.01,9.01 02/01/11 FINISAR CORP DE 3.02 01/31/11 FIRST AMERICAN SCIENTIFIC CORP \NV\ NV 5.02 02/02/11 FIRST DATA CORP DE 2.02,5.02,9.01 02/02/11 FIRST TRUST HIGH INCOME LONG/SHORT FU MA 7.01,9.01 02/02/11 FIRST UNITED ETHANOL LLC GA 1.03,2.04,9.01 02/01/11 FLOW INTERNATIONAL CORP WA 8.01,9.01 01/31/11 Ford Credit Auto Owner Trust 2011-A DE 1.01,9.01 01/28/11 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 02/01/11 Forex International Trading Corp. NV 2.02,7.01,9.01 02/02/11 GAMETECH INTERNATIONAL INC DE 2.02,9.01 02/01/11 GAMETECH INTERNATIONAL INC DE 3.01,9.01 01/28/11 GAP INC DE 7.01,9.01 02/02/11 Geeknet, Inc DE 5.02,9.01 01/31/11 General Motors Financial Company, Inc TX 8.01,9.01 02/02/11 GENOMIC HEALTH INC 5.02 01/27/11 GENWORTH FINANCIAL INC DE 2.02,9.01 02/02/11 Global Cash Access Holdings, Inc. DE 2.02,8.01,9.01 01/31/11 GLOBAL PARTNERS LP 2.02,7.01 02/02/11 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/28/11 GREEN BANKSHARES, INC. TN 2.02,9.01 02/01/11 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 02/02/11 GT Solar International, Inc. DE 2.02,7.01,9.01 02/02/11 HARBINGER GROUP INC. DE 8.01,9.01 02/02/11 HARRIS & HARRIS GROUP INC /NY/ NY 7.01,9.01 02/02/11 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/02/11 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/02/11 HEMISPHERX BIOPHARMA INC DE 8.01,9.01 01/21/10 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 02/01/11 HERITAGE OAKS BANCORP CA 7.01,9.01 02/02/11 HERSHEY CO DE 2.02,8.01,9.01 01/31/11 Hillenbrand, Inc. IN 2.02,9.01 02/02/11 HMN FINANCIAL INC DE 5.02 01/27/11 HomeTown Bankshares Corp 2.02,9.01 01/28/11 HORMEL FOODS CORP /DE/ DE 3.03,5.07 01/31/11 HOSPIRA INC DE 2.02,9.01 02/02/11 HOSPIRA INC DE 2.02,9.01 02/02/11 HOT TOPIC INC /CA/ CA 1.01,2.02,9.01 02/01/11 IAC/INTERACTIVECORP DE 2.02,7.01 02/02/11 ICAGEN INC DE 8.01,9.01 02/02/11 ICOP DIGITAL, INC CO 1.03 01/31/11 ICU MEDICAL INC/DE DE 5.02,8.01 01/28/11 IMAGING3 INC CA 8.01 01/18/11 AMEND Industrial Income Trust Inc. MD 1.01,2.01,2.03,9.01 01/27/11 INFOSONICS CORP 3.01,8.01,9.01 02/01/11 INFOSPACE INC DE 8.01,9.01 02/02/11 INFOSPACE INC DE 1.01,7.01,9.01 01/31/11 INFOSPACE INC DE 2.02,9.01 02/02/11 INPHI Corp DE 2.02,9.01 02/02/11 INTERFACE INC GA 1.01,9.01 02/02/11 International Coal Group, Inc. DE 2.02,7.01,9.01 02/02/11 INTERNATIONAL COMMERCIAL TELEVISION I NV 3.02,8.01 01/17/11 INTERSIL CORP/DE DE 2.02,7.01,9.01 02/02/11 INVACARE CORP OH 5.02 01/27/11 J CREW GROUP INC DE 8.01,9.01 01/31/11 JONES LANG LASALLE INC MD 2.02,9.01 02/02/11 KB HOME DE 5.02 01/27/11 KBS Real Estate Investment Trust II, MD 1.01,2.03 01/28/11 KEATING CAPITAL INC 7.01,9.01 02/02/11 KEY ENERGY SERVICES INC MD 5.02 02/02/11 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 1.01,8.01,9.01 01/31/11 Kraton Performance Polymers, Inc. DE 8.01,9.01 02/02/11 Kraton Performance Polymers, Inc. DE 8.01,9.01 02/02/11 LANDMARK BANCORP INC DE 2.02,8.01,9.01 02/02/11 Lazard Ltd D0 2.02,9.01 02/02/11 Legacy Bancorp, Inc. 8.01,9.01 02/01/11 LEVEL 3 COMMUNICATIONS INC DE 2.02,9.01 02/02/11 LEXARIA CORP. 1.02,7.01,9.01 02/01/11 LEXINGTON REALTY TRUST MD 1.01,2.03,8.01,9.01 02/01/11 LGL GROUP INC DE 1.01,8.01,9.01 01/31/11 LINCOLN NATIONAL CORP IN 2.02,9.01 02/02/11 Lithium Corp 3.02 01/31/11 Lithium Exploration Group, Inc. NV 3.02 01/31/11 LKQ CORP DE 5.02,9.01 01/31/11 LUBRIZOL Corp OH 2.02,9.01 02/02/11 LUBYS INC DE 1.01,3.03,9.01 01/27/11 LYRIS, INC. 5.02 02/02/11 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 02/02/11 MAINLAND RESOURCES INC. 7.01,9.01 02/02/11 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 02/02/11 MALVERN FEDERAL BANCORP INC X1 2.02,7.01,9.01 01/28/11 Manhattan Bancorp CA 2.02,9.01 01/31/11 MANPOWER INC /WI/ WI 2.02,9.01 02/02/11 MARATHON OIL CORP DE 2.02,9.01 02/02/11 MARKEL CORP VA 2.02,9.01 02/02/11 MARKETAXESS HOLDINGS INC 2.02,8.01,9.01 02/02/11 MARKWEST ENERGY PARTNERS L P 5.02,8.01,9.01 01/27/11 MASSEY ENERGY CO DE 2.02,9.01 02/01/11 Mastech Holdings, Inc. PA 2.02,9.01 02/02/11 MATTEL INC /DE/ DE 2.02,9.01 02/02/11 MATTSON TECHNOLOGY INC DE 2.02,9.01 02/02/11 Measurement Specialties Inc NJ 2.02,9.01 02/02/11 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 02/02/11 Meritage Homes CORP MD 2.02,9.01 02/02/11 MERU NETWORKS INC DE 2.02,9.01 02/02/11 MKS INSTRUMENTS INC MA 2.02,9.01 02/02/11 MONAR INTERNATIONAL INC. NV 1.01,9.01 02/01/11 MSB FINANCIAL CORP. X1 2.02,9.01 02/02/11 Mueller Water Products, Inc. DE 2.02,9.01 02/01/11 Mueller Water Products, Inc. DE 7.01,9.01 02/02/11 Nalco Holding CO 2.02,9.01 02/01/11 NANOMETRICS INC DE 5.02 01/27/11 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 02/02/11 NATURAL BLUE RESOURCES, INC. DE 1.01,5.02,9.01 01/23/11 NAVIGANT CONSULTING INC DE 2.02,7.01,9.01 02/02/11 NAVISITE INC DE 1.01,8.01,9.01 02/01/11 NESS TECHNOLOGIES INC 2.02,7.01,8.01,9.01 01/31/11 NETLOGIC MICROSYSTEMS INC DE 2.02 02/02/11 NETWORK 1 FINANCIAL GROUP, INC. DE 1.01,3.02 01/28/11 NEUSTAR INC 2.02,7.01,9.01 02/02/11 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 02/01/11 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 02/02/11 NEWPORT CORP NV 2.02,9.01 02/02/11 NEWPOWER HOLDINGS INC DE 8.01,9.01 01/01/11 NEWS CORP 2.02,9.01 02/02/11 NMT MEDICAL INC DE 3.01,9.01 01/27/11 Northumberland Resources, Inc. NV 5.02 01/15/11 NU SKIN ENTERPRISES INC DE 2.02,9.01 02/02/11 NuStar Energy L.P. DE 5.02,9.01 01/28/11 Oasis Petroleum Inc. DE 1.01,2.03,9.01 01/28/11 Och-Ziff Capital Management Group LLC DE 7.01 02/02/11 OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 02/02/11 OLD DOMINION FREIGHT LINE INC/VA VA 1.01,9.01 02/02/11 OLD LINE BANCSHARES INC MD 5.02 01/27/11 OLD SECOND BANCORP INC DE 2.02,9.01 02/02/11 ONYX PHARMACEUTICALS INC DE 1.01,9.01 01/27/11 OPEN TEXT CORP A6 2.02,9.01 02/02/11 ORION FUTURES FUND LP NY 3.02 02/01/11 ORMAT TECHNOLOGIES, INC. DE 1.01,2.03,9.01 01/27/11 ORRSTOWN FINANCIAL SERVICES INC PA 7.01,9.01 02/02/11 PACIFIC WEBWORKS INC NV 4.01,9.01 01/31/11 PARLUX FRAGRANCES INC DE 1.01,2.02,9.01 11/24/10 PATHFINDER BANCORP INC DE 5.03 02/02/11 PATHFINDER BANCORP INC DE 8.01 02/02/11 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 02/02/11 PC CONNECTION INC DE 2.02,9.01 02/02/11 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.01,9.01 02/01/11 PENNANTPARK INVESTMENT CORP 2.02,9.01 02/02/11 PENNANTPARK INVESTMENT CORP 7.01,9.01 02/02/11 PEOPLES BANCORP INC OH 5.02,8.01,9.01 02/02/11 Pioneer Southwest Energy Partners L.P DE 3.01 01/28/11 PLATINUM ENERGY RESOURCES INC DE 5.02,9.01 01/28/11 PLATINUM ENERGY RESOURCES INC DE 8.01 01/30/11 PLUG POWER INC DE 8.01,9.01 02/01/11 POTOMAC FUTURES FUND LP NY 3.02 02/01/11 POWELL INDUSTRIES INC NV 2.02,9.01 02/01/11 POWERWAVE TECHNOLOGIES INC DE 2.02 02/02/11 Prime Sun Power Inc NV 1.01,5.02,8.01,9.01 01/24/11 PRIMUS GUARANTY LTD 5.02 01/26/11 PROCERA NETWORKS INC NV 5.02 01/27/11 PROGRESSIVE CORP/OH/ OH 5.02,9.01 01/27/11 ProText Mobility, Inc. DE 5.02 01/28/11 PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 01/27/11 Quanex Building Products CORP DE 1.01,9.01 01/31/11 QUEPASA CORP NV 1.01 01/28/11 QUEST DIAGNOSTICS INC DE 8.01,9.01 01/31/11 QUINSTREET, INC CA 1.01,5.02 01/27/11 QUINSTREET, INC CA 2.02,9.01 02/02/11 RASER TECHNOLOGIES INC UT 1.01,9.01 01/31/11 REGIS CORP MN 2.04,9.01 01/27/11 REX ENERGY CORP DE 5.02 01/28/11 RIGHTNOW TECHNOLOGIES INC MT 2.02,7.01,9.01 02/02/11 ROCHESTER MEDICAL CORPORATION MN 5.07 01/27/11 SAGE FUND LP MD 3.02 02/01/11 SAIA INC DE 5.02,9.01 01/27/11 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/02/11 SCBT FINANCIAL CORP SC 1.01,5.03,9.01 01/27/11 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,8.01,9.01 02/02/11 SEATTLE GENETICS INC /WA DE 8.01,9.01 02/02/11 SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 02/02/11 SFN Group Inc. DE 2.02 02/02/11 SHUTTERFLY INC DE 2.02,9.01 02/02/11 Silicon Graphics International Corp DE 2.02,5.02,9.01 01/31/11 SKY PETROLEUM, INC. NV 7.01,9.01 02/02/11 SMUCKER J M CO OH 1.01,2.03,9.01 01/31/11 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 02/02/11 SOLIGENIX, INC. DE 5.02,9.01 01/31/11 Southeastern Bank Financial CORP GA 2.02,9.01 01/28/11 SPARTAN STORES INC MI 2.02,9.01 02/02/11 Spectrum Brands Holdings, Inc. DE 1.01,1.02,2.03,8.01,9.01 02/01/11 Spectrum Brands, Inc. DE 1.01,1.02,2.03,8.01,9.01 02/01/11 SPEEDWAY MOTORSPORTS INC DE 1.01,2.03 01/28/11 SPORT CHALET INC DE 2.02,9.01 02/02/11 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 02/02/11 STARRETT L S CO MA 5.02 02/02/11 STATE STREET Corp MA 8.01 02/02/11 STEVEN MADDEN, LTD. DE 5.02,9.01 01/31/11 Stewart & Stevenson LLC DE 5.02 01/31/11 STEWART ENTERPRISES INC LA 5.02 01/28/11 AMEND Strategic Storage Trust, Inc. MD 7.01,9.01 02/02/11 Sucampo Pharmaceuticals, Inc. 5.02,9.01 01/28/11 SVB FINANCIAL GROUP 7.01,9.01 01/28/11 Symetra Financial CORP DE 2.02,9.01 02/02/11 SYMMETRICOM INC DE 2.02,2.05,9.01 02/02/11 TACTICAL AIR DEFENSE SERVICES, INC. 1.01,7.01,9.01 02/02/11 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 02/01/11 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 02/02/11 TELECOMMUNICATION SYSTEMS INC /FA/ MD 5.02 01/27/11 TELEDYNE TECHNOLOGIES INC DE 5.02,9.01 01/31/11 TELULAR CORP DE 2.02,8.01,9.01 01/27/11 THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 02/02/11 THQ INC DE 2.02,9.01 02/02/11 TIANYU STEEL INC. E9 1.01,5.01,5.02,5.03,9.01 01/31/11 TIDEWATER FUTURES FUND LP NY 3.02 02/01/11 TIDEWATER INC DE 1.01,2.03,9.01 01/27/11 TIME WARNER INC. DE 2.02,9.01 02/02/11 TODD SHIPYARDS CORP WA 8.01 02/02/11 TOREADOR RESOURCES CORP DE 8.01,9.01 02/01/11 Toyota Auto Receivables 2011-A Owner DE 1.01,9.01 02/01/11 TRANS1 INC 7.01,9.01 02/02/11 Transfer Technology International Cor DE 3.02,8.01 02/01/11 TRC COMPANIES INC /DE/ DE 2.02,9.01 02/02/11 TRICO MARINE SERVICES INC DE 7.01,9.01 02/02/11 UNISYS CORP DE 2.02,9.01 12/31/10 AMEND UNITED BANCORPORATION OF ALABAMA INC DE 2.02,9.01 01/31/11 United Community Bancorp X1 5.02,5.03,8.01,9.01 02/02/11 UNITED THERAPEUTICS Corp DE 7.01,9.01 01/31/11 Unum Group DE 2.02,8.01,9.01 02/02/11 VALENCE TECHNOLOGY INC DE 2.02,9.01 02/02/11 VICTORY ENERGY CORP NV 1.01,3.02,9.01 12/31/10 VISA INC. DE 2.02,9.01 02/02/11 VISUALANT INC NV 2.01,8.01,9.01 01/31/11 WARRINGTON FUND LP NY 3.02 02/01/11 WASHINGTON BANKING CO WA 2.02,8.01,9.01 02/02/11 Waste2Energy Holdings, Inc. DE 5.02 02/02/11 WEBSTER FINANCIAL CORP DE 7.01 02/01/11 WEIKANG BIO-TECHNOLOGY GROUP CO., INC NV 1.01,3.02,9.01 01/28/11 WES Consulting, Inc. FL 1.01,2.01,3.02,5.02,7.01,9.01 01/27/11 WEST CORP DE 2.02,9.01 02/02/11 WESTPORT JWH FUTURES FUND LP NY 3.02 02/01/11 WHIRLPOOL CORP /DE/ DE 2.02,9.01 02/02/11 WILSHIRE BANCORP INC CA 5.02,9.01 01/31/11 WINTRUST FINANCIAL CORP IL 5.02,8.01,9.01 01/27/11 XATA CORP /MN/ MN 2.02,9.01 02/02/11 ZANETT INC DE 1.01,2.03,9.01 01/27/11 Zoo Entertainment, Inc DE 2.02,9.01 01/31/11 Zumiez Inc WA 7.01,9.01 02/02/11