RECENT 8K FILINGS February 2, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 22nd Century Group, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 01/25/11 5.03,5.06,9.01 ABAXIS INC CA 1.01 01/26/11 ACCURIDE CORP DE 5.02,5.03,9.01 02/01/11 ACME PACKET INC DE 2.02,9.01 02/01/11 AETHLON MEDICAL INC NV 7.01,9.01 02/01/11 AFFILIATED MANAGERS GROUP INC DE 2.02,5.02,8.01,9.01 02/01/11 AFLAC INC GA 2.02,9.01 02/01/11 AIMS WORLDWIDE INC NV 2.02,5.02 01/25/11 AIRTRAN HOLDINGS INC NV 8.01 02/01/11 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 02/01/11 ALLIANCEBERNSTEIN HOLDING L.P. DE 5.02 01/26/11 ALLIANCEBERNSTEIN L.P. DE 5.02 01/26/11 Ally Financial Inc. DE 2.02,9.01 02/01/11 Altegris QIM Futures Fund, L.P. DE 4.01,9.01 01/26/11 AMB PROPERTY CORP MD 1.01,5.02,9.01 01/30/11 AMERICAN APPAREL, INC DE 1.01,9.01 01/31/11 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01 01/27/11 AMERICAN POWER CORP. NV 1.01,3.02,9.01 01/25/11 AMERICAN POWER CORP. NV 1.01,9.01 01/25/11 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 02/01/11 AMERON INTERNATIONAL CORP DE 1.01,2.02,7.01,9.01 01/27/11 AMSURG CORP TN 5.02 01/27/11 AMTECH SYSTEMS INC AZ 1.01,9.01 01/27/11 ANADARKO PETROLEUM CORP DE 2.02,9.01 01/31/11 ANGIOTECH PHARMACEUTICALS INC 1.03,2.04,3.01,8.01,9.01 01/28/11 ANIXTER INTERNATIONAL INC DE 2.02,9.01 02/01/11 Anthera Pharmaceuticals Inc DE 5.02,9.01 02/01/11 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 02/01/11 APRICUS BIOSCIENCES, INC. NV 5.02 01/31/11 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 02/01/11 ARRAY BIOPHARMA INC DE 2.02,9.01 01/31/11 ARROW FINANCIAL CORP NY 3.02,5.02,9.01 01/27/11 ARUBA NETWORKS, INC. DE 5.02,9.01 01/30/11 ARVINMERITOR INC IN 2.02,9.01 02/01/11 ASHLAND INC. KY 5.02,5.07,9.01 01/27/11 ASSURED GUARANTY LTD D0 7.01 02/01/11 ASSURED GUARANTY LTD D0 7.01 02/01/11 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 01/31/11 Atlantic Coast Financial CORP MD 8.01,9.01 01/31/11 ATWOOD OCEANICS INC TX 8.01,9.01 02/01/11 ATWOOD OCEANICS INC TX 7.01,9.01 02/01/11 AUTOLIV INC DE 2.02,7.01,9.01 02/01/11 Avatar Ventures Corp. NV 8.01 01/29/11 AVON PRODUCTS INC NY 2.05 02/17/09 AMEND AXCELIS TECHNOLOGIES INC DE 2.02,9.01 02/01/11 AXION INTERNATIONAL HOLDINGS, INC. CO 8.01,9.01 01/28/11 Bacterin International Holdings, Inc. DE 7.01,9.01 02/01/11 BANCFIRST CORP /OK/ OK 5.02 01/27/11 BANK MUTUAL CORP WI 2.02 01/28/11 Bank of New York Mellon CORP DE 8.01,9.01 02/01/11 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 01/28/11 BAZI INTERNATIONAL, INC. NV 3.02,8.01,9.01 01/28/11 BEMIS CO INC MO 2.02,9.01 02/01/11 BEST BUY CO INC MN 5.02 01/28/11 BigBand Networks, Inc. DE 2.02,9.01 02/01/11 BIOGEN IDEC INC. DE 2.02,9.01 02/01/11 BIOGEN IDEC INC. DE 2.02,9.01 02/01/11 AMEND BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 02/01/11 BLACK BOX CORP DE 2.02,9.01 02/01/11 BOSTON SCIENTIFIC CORP DE 2.02,9.01 02/01/11 BPZ RESOURCES, INC. TX 1.01,2.03,7.01,9.01 01/27/11 BRE PROPERTIES INC /MD/ MD 5.02,9.01 01/26/11 BROADCOM CORP CA 2.02,9.01 02/01/11 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 8.01,9.01 02/01/11 BRYN MAWR BANK CORP PA 2.02,7.01,9.01 02/01/11 Buckingham Exploration Inc. 5.03,9.01 01/31/11 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 02/01/11 CAPITAL BANK CORP NC 1.01,3.02,5.01,5.02,8.01,9.01 01/28/11 CAPITAL GOLD CORP NV 8.01,9.01 02/01/11 CAPITAL GROWTH SYSTEMS INC /FL/ FL 8.01,9.01 01/27/11 CAPITAL SENIOR LIVING CORP DE 5.02 01/26/11 CAPITOL BANCORP LTD MI 7.01,9.01 02/01/11 CARDTRONICS INC DE 5.02,9.01 01/31/11 CareFusion Corp DE 5.02,9.01 02/01/11 CASH AMERICA INTERNATIONAL INC TX 5.02,9.01 01/26/11 Celanese CORP DE 2.02,7.01,9.01 02/01/11 CENTENE CORP 1.01,1.02,2.03 01/31/11 Cereplast Inc NV 1.01,3.02,7.01,9.01 01/26/11 CEVA INC DE 5.02,9.01 01/30/11 CFS BANCORP INC IN 2.02,9.01 02/01/11 Chaparral Energy, Inc. DE 5.01,7.01,9.01 02/01/11 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/01/11 CHECKPOINT SYSTEMS INC PA 1.01 01/28/11 CHEVRON CORP DE 5.02,9.01 01/26/11 CHINA GENGSHENG MINERALS, INC. NV 1.01,9.01 02/01/11 CHINA HEALTH RESOURCE, INC. DE 5.02,8.01,9.01 01/26/11 China INSOnline Corp. DE 1.01,1.02,2.03,9.01 09/16/10 CHINA MEDICINE CORP NV 7.01,9.01 02/01/10 China Wesen Recycling Technology, Inc DE 1.01,2.01,2.02,3.02,4.01,5.01, 11/23/10 AMEND 5.02,5.03,5.06 CHOICE BANCORP, INC. WI 5.02 01/26/11 CHURCH & DWIGHT CO INC /DE/ DE 5.02 01/26/11 CITIGROUP INC DE 9.01 01/25/11 CITIZENS REPUBLIC BANCORP, INC. MI 5.02 01/26/11 CLAIRES STORES INC DE 2.02,9.01 02/01/11 CLECO CORP LA 5.02,5.03,9.01 01/28/11 CMS ENERGY CORP MI 5.03,9.01 01/27/11 COGENT COMMUNICATIONS GROUP INC 1.01,2.03,9.01 02/01/11 Cogo Group, Inc. MD 2.02,9.01 02/01/11 COLDWATER CREEK INC DE 5.02 01/29/11 COMMVAULT SYSTEMS INC DE 2.02,9.01 02/01/11 COMPELLENT TECHNOLOGIES INC DE 1.01,3.03,8.01,9.01 01/31/11 COMPUTER SCIENCES CORP NV 8.01 01/31/11 COMPUWARE CORP MI 2.02,9.01 01/27/11 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 02/01/11 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 02/01/11 CONSOLIDATED TOMOKA LAND CO FL 5.02 02/01/11 Converted Organics Inc. DE 3.02 01/26/11 Convio, Inc. DE 1.01,2.01,2.03,9.01 01/28/11 CORINTHIAN COLLEGES INC 2.02,5.02,9.01 02/01/11 Coronus Solar Inc. A1 7.01,9.01 02/01/11 Corporate Resource Services, Inc. DE 1.01,2.01,2.03,3.02,8.01,9.01 01/31/11 Corporate Resource Services, Inc. DE 5.02,9.01 01/31/11 CORVEL CORP DE 2.02,9.01 02/01/11 Covidien plc 2.02,9.01 02/01/11 CPI CORP DE 2.01,9.01 01/26/11 CROWN HOLDINGS INC PA 2.02,9.01 02/01/11 CUMMINS INC IN 2.02,7.01,9.01 02/01/11 CVR ENERGY INC DE 8.01 01/26/11 CVR ENERGY INC DE 2.02 02/01/11 Cyclacel Pharmaceuticals, Inc. DE 8.01 02/01/11 CYTEC INDUSTRIES INC/DE/ DE 1.01,9.01 01/28/11 DealerTrack Holdings, Inc. DE 2.01,8.01,9.01 01/31/11 DELTA MUTUAL INC DE 7.01,9.01 02/01/11 DELTA PETROLEUM CORP/CO CO 3.01,9.01 01/31/11 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02 01/28/11 DEVRY INC DE 8.01 02/01/11 DICE HOLDINGS, INC. DE 2.02 02/01/11 Discover Card Execution Note Trust DE 1.01,8.01,9.01 01/28/11 DISH Network CORP NV 1.01 02/01/11 DIXIE GROUP INC TN 5.02 01/31/11 DOVER MOTORSPORTS INC DE 2.01 01/31/11 DREW INDUSTRIES INC DE 8.01,9.01 01/31/11 DSI REALTY INCOME FUND IX CA 8.01 12/31/10 DSI REALTY INCOME FUND IX CA 8.01 12/31/10 DSI REALTY INCOME FUND VI CA 8.01 12/31/10 DSI REALTY INCOME FUND VII CA 8.01 12/31/10 DSI REALTY INCOME FUND VII CA 8.01 12/31/10 DSI REALTY INCOME FUND VIII CA 8.01 12/31/10 DSI REALTY INCOME FUND VIII CA 8.01 12/31/10 DSI REALTY INCOME FUND X CA 8.01 12/31/10 DSI REALTY INCOME FUND X CA 8.01 12/31/10 DSI REALTY INCOME FUND XI CA 8.01 12/31/10 DSI REALTY INCOME FUND XI CA 8.01 12/31/10 DSP GROUP INC /DE/ DE 5.02 01/31/11 DUKE REALTY CORP IN 2.02,9.01 01/26/11 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 01/26/11 DYNAMEX INC DE 8.01,9.01 02/01/11 EAGLE MATERIALS INC DE 2.02,9.01 02/01/11 EASTERN LIGHT CAPITAL, INC. DE 5.07,9.01 02/01/11 ELECTRONIC ARTS INC. DE 2.02,8.01,9.01 02/01/11 EMERSON ELECTRIC CO MO 2.02,9.01 02/01/11 ENERGIZER HOLDINGS INC MO 2.02,9.01 02/01/11 ENTEGRIS INC DE 2.02,9.01 02/01/11 EnzymeBioSystems 1.01,3.02,5.03,5.06,9.01 01/28/11 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 01/31/11 EVERGREEN ENERGY INC DE 3.03,9.01 01/26/11 Federal Home Loan Bank of Atlanta X1 2.03 02/01/11 Federal Home Loan Bank of Boston X1 2.03 01/26/11 Federal Home Loan Bank of Chicago X1 2.02,9.01 02/01/11 Federal Home Loan Bank of Chicago X1 2.03 01/26/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/28/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/28/11 Federal Home Loan Bank of New York X1 2.03,9.01 01/27/11 Federal Home Loan Bank of New York X1 8.01 02/01/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/26/11 Federal Home Loan Bank of San Francis X1 2.03 01/26/11 Federal Home Loan Bank of Seattle 2.03 01/26/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/26/11 FedFirst Financial Corp 2.02,9.01 01/28/11 FERRO CORP OH 7.01,9.01 01/31/11 FIRST BANCSHARES INC /MS/ MS 2.02,7.01,9.01 01/31/11 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.07,7.01,9.01 02/01/11 FIRST FRANKLIN CORP DE 5.07 01/31/11 FIRST KEYSTONE CORP PA 2.02 01/31/11 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 02/01/11 FIRST OF LONG ISLAND CORP NY 2.02,9.01 01/28/11 FIRST TRUST HIGH INCOME LONG/SHORT FU MA 7.01,9.01 01/31/11 FIRSTMERIT CORP /OH/ OH 2.02,8.01,9.01 01/30/11 FLORIDA GAMING CORP DE 1.01,2.03,9.01 01/26/11 FNBH BANCORP INC MI 5.02,8.01 01/27/11 FORD MOTOR CO DE 8.01,9.01 02/01/11 Forestar Group Inc. DE 2.02,7.01,9.01 02/01/11 FORMFACTOR INC DE 2.02,9.01 02/01/11 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 2.02,9.01 02/01/11 Fresh Market, Inc. NC 5.03,9.01 01/26/11 FS Investment CORP MD 1.01,2.03,9.01 01/28/11 FS Investment CORP MD 2.02,9.01 01/31/11 FSP 303 East Wacker Drive Corp. 7.01,9.01 02/01/11 FSP 50 South Tenth Street Corp 7.01,9.01 02/01/11 FSP GALLERIA NORTH CORP 7.01,9.01 02/01/11 FSP PHOENIX TOWER CORP 7.01,9.01 02/01/11 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03 01/27/10 FX ENERGY INC NV 8.01,9.01 02/01/11 G&K SERVICES INC MN 2.02,9.01 02/01/11 GALLAGHER ARTHUR J & CO DE 2.02,9.01 02/01/11 GAP INC DE 5.02,9.01 01/27/11 GENCORP INC OH 2.02,7.01,9.01 02/01/11 GENERAL EMPLOYMENT ENTERPRISES INC IL 3.01,9.01 01/27/11 General Finance CORP DE 8.01,9.01 02/01/11 GENERAL STEEL HOLDINGS INC NV 8.01,9.01 01/31/11 GENUINE PARTS CO GA 7.01,9.01 02/01/11 GENZYME CORP MA 1.01 01/31/11 GEO GROUP INC FL 8.01,9.01 02/01/11 GEO GROUP INC FL 7.01,9.01 02/01/11 GETTY REALTY CORP /MD/ MD 8.01 02/01/11 GIGA TRONICS INC CA 2.02,9.01 02/01/11 GLADSTONE COMMERCIAL CORP MD 1.01,7.01,9.01 01/28/11 GLOBE SPECIALTY METALS INC 5.02 01/27/10 GMX RESOURCES INC OK 8.01,9.01 01/28/11 GMX RESOURCES INC OK 8.01,9.01 01/28/11 GRACO INC MN 2.02,9.01 01/31/11 Greatmat Technology Corp NV 5.02 01/27/11 Green Star Alternative Energy Inc. 4.01,9.01 01/31/11 Green Star Alternative Energy Inc. 1.01,1.02,5.01,5.02,9.01 01/30/11 GulfStar Energy Corp CO 4.01 01/31/11 AMEND HARTE HANKS INC DE 2.02,9.01 02/01/11 Harvard Illinois Bancorp, Inc. MD 1.01,9.01 02/01/11 HAWAIIAN HOLDINGS INC DE 2.02,9.01 02/01/11 HCW PENSION REAL ESTATE FUND LTD PART MA 1.01,9.01 01/26/11 HEADWATERS INC DE 2.02,9.01 02/01/11 HEALTH NET INC DE 2.02,9.01 02/01/11 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 02/01/11 Healtient, Inc. 4.01,9.01 01/10/11 AMEND HERITAGE COMMERCE CORP CA 2.02,9.01 12/31/10 HOPFED BANCORP INC DE 2.02,9.01 01/31/11 AMEND HOSPITALITY PROPERTIES TRUST MD 1.01,8.01,9.01 01/31/11 HOT TOPIC INC /CA/ CA 5.02,9.01 01/26/11 ICON CASH FLOW PARTNERS L P SEVEN DE 7.01,9.01 02/01/10 ICON INCOME FUND EIGHT /DE DE 7.01,9.01 02/01/10 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 02/01/10 ICON INCOME FUND NINE LLC 7.01,9.01 02/01/11 ICON INCOME FUND TEN LLC DE 7.01,9.01 02/01/11 IMAGINE MEDIA LTD DE 8.01 01/24/11 IMATION CORP DE 2.02,2.05,8.01 01/31/11 iMetrik M2M Solutions Inc. NV 1.01,7.01,9.01 02/01/11 INDEPENDENT BANK CORP /MI/ MI 2.02,9.01 02/01/11 India Globalization Capital, Inc. MD 8.01,9.01 01/28/11 INERGY L P DE 2.02,7.01,9.01 02/01/11 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.03,9.01 01/28/11 INSMED INC VA 5.02,9.01 01/31/11 INTEGRATED SECURITY SYSTEMS INC DE 2.01,5.07,9.01 01/31/11 INTERNATIONAL BARRIER TECHNOLOGY INC A1 7.01,9.01 02/01/11 INTEVAC INC CA 2.02,9.01 02/01/11 Investors Bancorp Inc DE 2.02,9.01 01/27/11 ITC Holdings Corp. MI 5.02 01/27/11 JACOBS ENGINEERING GROUP INC /DE/ DE 1.01,2.01,2.03,7.01,9.01 01/26/11 JDA SOFTWARE GROUP INC DE 2.02,9.01 02/01/11 JOHNSON CONTROLS INC WI 5.02,5.03,5.07,9.01 01/26/11 K12 INC DE 5.07 01/31/11 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 01/30/11 Kandi Technologies Corp DE 5.02 02/01/11 KENSEY NASH CORP DE 2.02,9.01 02/01/11 KEY TRONIC CORP WA 2.02,9.01 02/01/11 KILROY REALTY CORP MD 2.02,9.01 01/31/11 KIMBERLY CLARK CORP DE 8.01,9.01 01/27/11 KINETIC CONCEPTS INC TX 9.01 12/31/10 KIT digital, Inc. DE 5.02 01/27/11 KNOLOGY INC DE 5.02,9.01 02/01/11 KODIAK ENERGY, INC. DE 1.01,9.01 02/01/11 Kraton Performance Polymers, Inc. DE 5.02,9.01 01/26/11 KRISPY KREME DOUGHNUTS INC NC 1.01,1.02,2.03,9.01 01/28/11 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 02/01/11 KUNEKT CORP NV 8.01,9.01 02/01/11 L & L ENERGY, INC. NV 3.01,9.01 02/01/11 LACROSSE FOOTWEAR INC WI 2.02,9.01 02/01/11 LANDAUER INC DE 2.02,9.01 02/01/11 LANDSTAR SYSTEM INC DE 2.02,5.02,9.01 01/26/11 LASERCARD CORP DE 2.01,3.01,3.02,3.03,5.02,5.03, 01/28/11 9.01 LEAF Equipment Finance Fund 4, L.P. DE 1.01,1.02,2.03 01/26/11 LEAP TECHNOLOGY INC / DE DE 1.01,9.01 01/31/11 LEAP WIRELESS INTERNATIONAL INC DE 5.02 02/01/11 LEAR CORP DE 2.02,7.01,9.01 02/01/11 LEGGETT & PLATT INC MO 2.02,7.01,9.01 02/01/11 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 02/01/11 Liberty Global, Inc. 2.03,9.01 01/31/11 LINCOLN ELECTRIC HOLDINGS INC OH 8.01,9.01 01/31/11 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 5.02 01/27/11 Lithium Exploration Group, Inc. NV 1.01,9.01 01/18/11 LOUISIANA BANCORP INC LA 2.02,9.01 02/01/11 Macy's, Inc. DE 5.02 02/01/11 MAGELLAN HEALTH SERVICES INC DE 3.02,8.01 01/28/11 MAGMA DESIGN AUTOMATION INC DE 8.01,9.01 02/01/11 MAGNACHIP SEMICONDUCTOR LLC DE 2.02,9.01 02/01/11 MAGNUM HUNTER RESOURCES CORP DE 8.01 02/01/11 MANHATTAN ASSOCIATES INC GA 2.02,9.01 02/01/11 MANITOWOC CO INC WI 2.02,9.01 01/31/11 MAP Pharmaceuticals, Inc. DE 1.01,5.02 01/26/11 MARATHON OIL CORP DE 5.02 01/29/11 MARATHON OIL CORP DE 1.01,2.03,9.01 02/01/11 MARTIN MIDSTREAM PARTNERS LP DE 5.03,9.01 01/31/11 MATRIXX INITIATIVES INC DE 8.01 01/31/11 MCCLATCHY CO DE 1.02,9.01 02/01/11 McCormick & Schmicks Seafood Restaura 1.01,1.02 10/12/10 AMEND MCDONALDS CORP DE 5.02,7.01,9.01 01/26/11 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 02/01/11 Medical Billing Assistance, Inc. CO 1.01,9.01 01/26/11 MEDICINOVA INC DE 5.02 01/28/11 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 02/01/11 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 02/01/11 MENS WEARHOUSE INC TX 1.01,1.02,2.03,9.01 01/26/11 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 01/31/11 MET PRO CORP PA 5.02,9.01 02/01/11 METHODE ELECTRONICS INC DE 1.01,9.01 01/28/11 MetroCorp Bancshares, Inc. TX 2.02,9.01 01/31/11 MINERALS TECHNOLOGIES INC DE 8.01,9.01 01/26/11 MODINE MANUFACTURING CO WI 2.02,9.01 02/01/11 MOTRICITY INC DE 1.01,9.01 01/30/11 AMEND MUELLER INDUSTRIES INC DE 2.02,9.01 02/01/11 MVC CAPITAL, INC. DE 8.01 01/31/11 NATHANS FAMOUS INC DE 2.02,9.01 02/01/11 NAVARRE CORP /MN/ MN 2.02,9.01 01/31/11 Neenah Paper Inc DE 8.01,9.01 02/01/11 NEPHROS INC DE 8.01,9.01 01/31/11 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 02/01/11 New York & Company, Inc. 5.02,9.01 02/01/11 NewStar Financial, Inc. 7.01 01/31/11 Nielsen CO B.V. P7 1.01,8.01,9.01 01/31/11 Nielsen Holdings N.V. P7 1.01,2.03,3.03,5.02,5.03,8.01, 01/31/11 9.01 NISOURCE INC/DE DE 2.02,9.01 02/01/11 NORTH BAY RESOURCES INC DE 1.01,3.02,9.01 01/26/11 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/11 NORTHERN TRUST CORP DE 7.01,9.01 02/01/11 NPS PHARMACEUTICALS INC DE 8.01,9.01 01/31/11 OGLETHORPE POWER CORP GA 5.02,8.01 01/31/11 OLD LINE BANCSHARES INC MD 3.02,5.07,9.01 01/27/11 OLD NATIONAL BANCORP /IN/ IN 5.02,9.01 01/27/11 OLD NATIONAL BANCORP /IN/ IN 5.02 01/27/11 AMEND Opko Health, Inc. DE 1.01,2.01,8.01,9.01 01/28/11 ORBCOMM Inc. DE 8.01 01/31/11 Orexigen Therapeutics, Inc. DE 8.01 01/31/11 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 02/01/11 PACCAR INC DE 2.02,9.01 02/01/11 PACIFIC MERCANTILE BANCORP CA 7.01,9.01 02/01/11 PALM HARBOR HOMES INC /FL/ FL 7.01,9.01 01/28/11 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 01/31/11 PARKER HANNIFIN CORP OH 5.02,9.01 01/26/11 PARKVALE FINANCIAL CORP PA 2.02,9.01 01/28/11 PARKWAY PROPERTIES INC MD 1.01,2.03,9.01 01/28/11 Patriot Coal CORP DE 2.02,9.01 02/01/11 PediatRx Inc. NV 8.01,9.01 01/24/11 Penn Virginia GP Holdings, L.P. 7.01,9.01 01/31/11 PENN VIRGINIA RESOURCE PARTNERS L P DE 7.01,9.01 01/31/11 PENTAIR INC MN 2.02,9.01 02/01/11 PEOPLES BANCORP INC OH 2.02,9.01 02/01/11 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 02/01/11 PERRIGO CO MI 2.02,9.01 02/01/11 PETROHAWK ENERGY CORP DE 2.02,9.01 02/01/11 PFIZER INC DE 2.02,2.05,2.06,9.01 01/31/11 PINNACLE ENTERTAINMENT INC. DE 8.01,9.01 01/28/11 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 02/01/11 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 02/01/11 POW! ENTERTAINMENT, INC. DE 5.02 01/26/11 POWERWAVE TECHNOLOGIES INC DE 1.01 01/31/11 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 02/01/11 PRE PAID LEGAL SERVICES INC OK 8.01,9.01 01/31/11 PREMIER ALLIANCE GROUP, INC. NV 5.02,5.03 01/31/11 PREMIER HOLDING CORP. NV 8.01 01/29/11 PRESIDENTIAL LIFE CORP DE 5.02 01/30/11 PRICESMART INC DE 5.07 01/19/11 PROCTER & GAMBLE CO OH 5.02 02/01/11 PROLOGIS MD 1.01,5.02,9.01 01/30/11 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 02/01/11 QCR HOLDINGS INC DE 2.02,9.01 02/01/11 Quadra Projects Inc. 3.02 01/31/11 QUALITY DISTRIBUTION INC FL 2.02,8.01,9.01 02/01/11 Quamtel, Inc. NV 1.01,5.02,9.01 01/26/11 RADISYS CORP OR 2.02,5.02,9.01 01/27/11 REGIONS FINANCIAL CORP DE 7.01,9.01 02/01/11 RENAISSANCE LEARNING INC WI 2.02,9.01 01/27/11 RENT A CENTER INC DE 2.02,9.01 01/31/11 RESMED INC DE 5.02,9.01 01/28/11 RFMC Global Directional Fund LP DE 5.03,9.01 02/01/11 RFMC TACTICAL ADVISORS FUND, LP DE 5.01,5.03,9.01 02/01/11 RIDGEFIELD ACQUISITION CORP CO 4.01,9.01 01/31/11 RING ENERGY, INC. NV 1.01 02/01/11 ROYAL MINES & MINERALS CORP NV 7.01,9.01 01/31/11 RTI INTERNATIONAL METALS INC OH 2.02,9.01 02/01/11 RxBids NV 1.01,2.01,3.02,5.01,5.02,5.03, 01/26/11 9.01 S&W Seed Co DE 1.01,5.02,9.01 01/27/11 SAIA INC DE 7.01,9.01 01/31/11 SALAMON GROUP INC 5.02,8.01,9.01 02/01/11 San West, Inc CA 4.01,9.01 02/01/11 Sanswire Corp. DE 1.01,3.02,9.01 01/31/11 Santa Fe Gold CORP DE 8.01,9.01 01/27/11 SAVIENT PHARMACEUTICALS INC DE 1.01,8.01,9.01 01/31/11 SBARRO INC NY 1.01,8.01,9.01 01/31/11 Seagate Technology plc L2 5.02,9.01 01/26/11 SECURITY FEDERAL CORP SC 2.02,9.01 01/31/11 SENSUS (BERMUDA 2) LTD D0 7.01,9.01 02/01/11 SHAW GROUP INC LA 1.01,7.01,9.01 01/31/11 Shire plc 8.01,9.01 01/31/11 Shire plc 8.01,9.01 02/01/11 SHORE BANCSHARES INC MD 2.02,9.01 01/26/11 SIERRA RESOURCE GROUP INC NV 5.02,9.01 01/27/11 SILICON SOUTH INC 1.01,2.01,3.02,4.01,5.01,5.02, 11/09/10 AMEND 5.06,9.01 SKINVISIBLE INC NV 7.01,9.01 02/01/11 SLM CORP DE 5.02 01/27/11 SLM CORP DE 5.02 01/27/11 AMEND SM Energy Co DE 1.01,8.01,9.01 02/01/11 SOHU COM INC DE 2.02,9.01 02/01/11 SOUTHWEST AIRLINES CO TX 5.02,9.01 01/26/11 SOUTHWEST AIRLINES CO TX 8.01 02/01/11 SOUTHWEST AIRLINES CO TX 8.01 02/01/11 ST LAWRENCE SEAWAY CORP DE 1.01,9.01 01/31/11 STONE ENERGY CORP DE 7.01,9.01 01/31/11 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 02/01/11 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02 01/27/11 SUSSEX BANCORP NJ 2.02,9.01 01/31/11 SWISSINSO HOLDING INC. DE 5.02 01/31/11 TALEO CORP DE 1.01,8.01,9.01 01/31/11 Tara Minerals Corp. NV 1.01 01/28/11 TECHNE CORP /MN/ MN 2.02,9.01 02/01/11 TECHNE CORP /MN/ MN 8.01,9.01 02/01/11 TEGAL CORP /DE/ DE 1.01,5.02 01/26/11 TEREX CORP DE 8.01,9.01 01/31/11 THERAGENICS CORP DE 2.02,9.01 02/01/11 TIMESHARE HOLDINGS, INC. NV 1.01 02/01/11 TJX COMPANIES INC /DE/ DE 5.02 01/28/11 TOMBSTONE TECHNOLOGIES, INC. CO 3.02,5.02,5.07,8.01,9.01 01/31/11 TransDigm Group INC DE 1.01,9.01 01/28/11 TRAVELCENTERS OF AMERICA LLC 1.01,8.01,9.01 01/31/11 TRI COUNTY FINANCIAL CORP /MD/ 2.02,9.01 01/28/11 TRILLIANT EXPLORATION CORP NV 5.01,8.01,9.01 01/22/11 TUPPERWARE BRANDS CORP DE 2.02,9.01 02/01/11 U-Store-It Trust MD 5.02,9.01 01/31/11 U.S. Auto Parts Network, Inc. DE 4.01,9.01 06/21/10 AMEND UNIONBANCAL CORP DE 2.02,9.01 01/31/11 UNISYS CORP DE 2.02,9.01 12/31/10 UNITED PARCEL SERVICE INC DE 2.02,9.01 02/01/11 UNITED RENTALS INC /DE DE 2.02,7.01,9.01 02/01/11 URANERZ ENERGY CORP. NV 7.01 01/31/11 US BANCORP \DE\ DE 7.01,9.01 02/01/11 US BANCORP \DE\ DE 8.01,9.01 01/27/11 US ENERGY CORP WY 8.01,9.01 02/01/11 US FARMS, INC. NV 8.01 01/31/11 Valeant Pharmaceuticals International A6 1.01,8.01,9.01 01/31/11 VASCULAR SOLUTIONS INC MN 2.02,9.01 02/01/11 VENTRUS BIOSCIENCES INC DE 8.01,9.01 02/01/11 VICTORY ENERGY CORP NV 3.02 01/19/11 Viking Minerals Inc. NV 8.01 01/18/11 VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 02/01/11 VISANT CORP 2.02,7.01 02/01/11 Voyager Oil & Gas, Inc. DE 8.01,9.01 02/01/11 WARP 9, INC. NV 5.02 01/31/11 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 02/01/11 WEBSENSE INC DE 2.02,4.02,5.02,9.01 01/27/11 Western Iowa Energy, L.L.C. IA 7.01,8.01,9.01 02/01/11 Western Union CO DE 2.02,7.01,9.01 02/01/11 WILLIAMS SONOMA INC CA 8.01,9.01 02/01/11 WINTON FUTURES FUND LP (US) CO 4.01,9.01 01/26/11 WISCONSIN ENERGY CORP WI 2.02 02/01/11 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 02/01/11 WORLDGATE COMMUNICATIONS INC DE 1.01,9.01 01/27/11 AMEND YRC Worldwide Inc. DE 8.01 02/01/11 YUKON GOLD CORP INC DE 3.02,9.01 02/01/11 ZEBRA TECHNOLOGIES CORP 1.01,5.02,9.01 01/28/11 Zyto Corp NV 1.01,2.03,9.01 01/28/11