RECENT 8K FILINGS January 24, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1ST SOURCE CORP IN 2.02,9.01 01/20/11 ACCENTIA BIOPHARMACEUTICALS INC 5.02 01/15/11 ACORDA THERAPEUTICS INC 8.01 01/21/11 ACRONGENOMICS INC NV 1.01,2.01 01/20/11 ACTUANT CORP WI 5.07 01/14/11 Advanced Life Sciences Holdings, Inc. 1.01,1.02,9.01 01/18/11 ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 01/20/11 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 01/21/11 AIRGAS INC DE 2.02,9.01 01/21/11 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 01/19/11 ALCOA INC PA 8.01,9.01 01/20/11 Alexza Pharmaceuticals Inc. DE 5.02 01/19/11 AMERICAN AIRLINES INC DE 5.02,9.01 01/21/11 American Eagle Energy Inc. NV 8.01,9.01 12/14/10 American Smooth Wave Ventures, Inc. NV 1.01,2.01,4.01,5.01,5.02,5.06, 01/21/11 9.01 AMERICANWEST BANCORPORATION WA 7.01,9.01 01/14/11 AMES NATIONAL CORP IA 7.01,9.01 01/21/11 AMKOR TECHNOLOGY INC DE 8.01,9.01 01/19/11 AMPHENOL CORP /DE/ DE 2.02,9.01 01/19/11 AMEND AMR CORP DE 5.02,9.01 01/21/11 ANHUI TAIYANG POULTY CO INC DE 5.03,9.01 01/18/11 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 01/21/11 Applied Natural Gas Fuels, Inc. NV 5.02 01/21/11 Ardea Biosciences, Inc./DE DE 8.01,9.01 01/20/11 ARDENT MINES LTD 8.01,9.01 01/18/11 Armour Residential REIT, Inc. MD 1.01,8.01,9.01 01/21/11 ARROWHEAD RESEARCH CORP DE 1.01,9.01 01/17/11 ARTESIAN RESOURCES CORP DE 8.01 01/21/11 Ascend Acquisition Corp. DE 1.01,1.02,3.02,5.01,5.02 04/28/08 ASIARIM CORP NV 4.01,9.01 01/19/11 AMEND ASURE SOFTWARE INC DE 1.01,5.02 01/12/11 ATHEROS COMMUNICATIONS INC DE 5.02 01/16/11 Atlantic Southern Financial Group, In 3.01,9.01 01/20/11 Axcan Intermediate Holdings Inc. DE 5.02 01/14/11 AXCESS INTERNATIONAL INC/TX DE 8.01 12/31/10 AXION INTERNATIONAL HOLDINGS, INC. CO 5.02,5.03,8.01,9.01 01/18/11 AZTEC OIL & GAS, INC. NV 8.01 01/21/11 AZZ INC TX 7.01,8.01,9.01 01/21/11 AZZ INC TX 1.01,2.03,7.01,9.01 01/21/11 Babcock & Wilcox Co DE 5.02,9.01 01/19/11 Babcock & Wilcox Co DE 5.02 12/08/10 AMEND Bacterin International Holdings, Inc. DE 2.03,5.05,7.01,9.01 01/14/11 BANCFIRST CORP /OK/ OK 2.02,9.01 01/21/11 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,9.01 01/21/11 Bank of New York Mellon CORP DE 2.02,9.01 01/19/11 BARRETT BUSINESS SERVICES INC MD 5.02,8.01,9.01 01/20/11 BB&T CORP NC 2.02,9.01 12/31/10 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 2.04 01/15/11 BIOCRYST PHARMACEUTICALS INC DE 5.02 01/19/11 BIOGEN IDEC INC. DE 8.01,9.01 01/21/11 BIOVEST INTERNATIONAL INC DE 5.02 01/15/11 BOSTON PROPERTIES INC DE 1.01,5.02,9.01 01/20/11 BOSTON PROPERTIES LTD PARTNERSHIP DE 1.01,5.02,9.01 01/20/11 Bridgeline Digital, Inc. DE 5.02,9.01 01/18/11 Bristow Group Inc DE 7.01,9.01 01/20/11 BROADCOM CORP CA 5.02,9.01 01/18/11 BUCYRUS INTERNATIONAL INC DE 5.07,9.01 01/20/11 CALGON CARBON CORPORATION DE 7.01,9.01 01/21/11 CALIFORNIA GOLD CORP. NH 5.02 01/17/11 CANNABIS MEDICAL SOLUTIONS, INC. DE 4.01,9.01 01/21/11 CANYON COPPER CORP. 1.01,7.01,9.01 01/19/11 CATERPILLAR INC DE 8.01 01/20/11 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 01/20/11 CERUS CORP DE 5.02 01/14/11 CHESAPEAKE UTILITIES CORP DE 5.02,9.01 01/14/11 China 3C Group NV 1.01,3.02,9.01 01/17/11 CHINA FIRE & SECURITY GROUP, INC. 5.02 01/14/11 CHINA LOGISTICS INC NV 1.01,5.01,5.02,5.03 01/19/11 China Shenghuo Pharmaceutical Holding 8.01,9.01 01/20/11 CHINA-BIOTICS, INC DE 5.02,9.01 01/16/11 CIT GROUP INC DE 5.02,8.01 01/19/11 CITIGROUP INC DE 5.02 01/18/11 CITIZENS REPUBLIC BANCORP, INC. MI 3.01 01/19/11 CLEAN WIND ENERGY TOWER, INC. NV 5.03,9.01 01/21/11 CleanTech Innovations, Inc. NV 1.01,8.01,9.01 01/14/11 COLONY BANKCORP INC GA 2.02,9.01 01/21/11 COMERICA INC /NEW/ 1.01,9.01 01/16/11 COMMERCIAL METALS CO DE 5.07,8.01,9.01 01/17/11 COMMUNITY BANK SHARES OF INDIANA INC IN 5.02 01/19/11 COMPUMED INC DE 1.01,1.02,2.03,9.01 01/14/11 CONOLOG CORP DE 1.01,3.02,9.01 01/06/11 AMEND CONSOLIDATED CAPITAL PROPERTIES IV CA 1.02 01/19/11 Consolidation Services, Inc. DE 5.02,9.01 01/20/11 Consolidation Services, Inc. DE 5.02,9.01 01/20/11 AMEND CONSTITUTION MINING CORP DE 3.02 01/20/11 CORCEPT THERAPEUTICS INC DE 1.01,8.01,9.01 01/21/11 CORNERSTONE BANCSHARES INC TN 1.02,5.02,9.01 01/21/11 Cornerstone Financial Corp NJ 5.02 01/19/11 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 8.01,9.01 01/14/11 COSI INC DE 2.02,9.01 01/21/11 COSINE COMMUNICATIONS INC DE 3.03,5.03,8.01,9.01 01/20/11 COURIER CORP MA 5.07 01/18/11 COURIER CORP MA 8.01,9.01 01/21/11 Coyote Resources, Inc. NV 1.01,2.03,3.02,7.01,9.01 01/19/11 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 01/21/11 CTI GROUP HOLDINGS INC DE 2.03 01/20/11 CVB FINANCIAL CORP CA 2.02,9.01 01/19/11 CYBERMESH INTERNATIONAL CORP. 3.02,5.02 01/21/11 CYTOMEDIX INC DE 3.01,8.01,9.01 01/20/11 DANA HOLDING CORP DE 1.01,2.03,9.01 01/14/11 Danvers Bancorp, Inc. DE 1.01,5.02,9.01 01/20/11 DARLING INTERNATIONAL INC DE 1.01,8.01,9.01 01/20/11 DATALINK CORP MN 5.02,9.01 01/17/11 DAWSON GEOPHYSICAL CO TX 5.02,5.07,8.01 01/18/11 DAYSTAR TECHNOLOGIES INC DE 1.01,9.01 01/14/11 DIGI INTERNATIONAL INC DE 1.01,5.03,5.07,9.01 01/18/11 DIGITAL ANGEL CORP DE 8.01 01/18/11 DIMECO INC PA 2.02,9.01 01/21/11 DIVERSIFIED SECURE VENTURES CORP. NV 2.01,9.01 04/05/10 AMEND DJO Finance LLC DE 5.02,7.01,9.01 01/17/11 DOMINION RESOURCES INC /VA/ VA 5.02,9.01 01/20/11 DOW CHEMICAL CO /DE/ DE 8.01 01/21/11 DYNAMIC VENTURES CORP. 1.01,2.01,3.02,4.01,5.01,5.02, 01/21/11 AMEND 5.03,5.06,9.01 EMERSON RADIO CORP DE 8.01 01/18/11 ENER1 INC FL 1.01,9.01 01/17/11 ENERGIZER HOLDINGS INC MO 5.02,5.07,9.01 01/18/11 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 01/20/11 EV Energy Partners, LP DE 5.02,5.07 01/14/11 EVERGREEN SOLAR INC DE 8.01 01/18/11 F&M BANK CORP VA 2.02,9.01 01/14/11 FARMERS & MERCHANTS BANCORP INC OH 8.01,9.01 01/21/11 FEDERAL HOME LOAN MORTGAGE CORP 5.02 01/18/11 FGBC Bancshares, Inc. GA 5.02 01/20/11 Financial Engines, Inc. DE 5.02,9.01 01/18/11 FIRST CAPITAL BANCORP, INC. VA 5.02 01/19/11 FIRST COMMUNITY CORP /SC/ SC 2.02,8.01,9.01 01/19/11 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 01/21/11 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 01/21/11 FIRSTFED FINANCIAL CORP DE 8.01,9.01 01/17/11 FOODFEST INTERNATIONAL 2000 INC. DE 5.02,8.01 01/19/11 FOUR RIVERS BIOENERGY INC. 2.01 01/19/11 FULTON FINANCIAL CORP PA 5.02 01/21/11 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03 01/19/10 GAIN Capital Holdings, Inc. DE 8.01 01/19/11 GENERAL ELECTRIC CAPITAL CORP CT 8.01,9.01 01/21/11 GENERAL ELECTRIC CAPITAL SERVICES INC DE 8.01,9.01 01/21/11 GENERAL ELECTRIC CO NY 2.02,9.01 01/21/11 General Finance CORP DE 3.01,9.01 01/18/11 GENEREX BIOTECHNOLOGY CORP DE 5.02 01/14/11 GENTA INC DE/ DE 8.01 01/21/11 GETTY REALTY CORP /MD/ MD 1.01,9.01 01/19/11 Global Gate Property Corp. NV 7.01,9.01 11/02/10 Google Inc. DE 7.01,9.01 01/20/11 GRAN TIERRA ENERGY, INC. NV 1.01,9.01 01/17/11 Green Oasis Environmental, Inc. FL 4.01,9.01 01/21/11 Grid Petroleum Corp. NV 4.01,9.01 01/17/11 Gulf United Energy, Inc. NV 5.02,8.01,9.01 01/19/11 HALLMARK FINANCIAL SERVICES INC NV 7.01,9.01 01/21/11 HANCOCK HOLDING CO MS 2.01,7.01,9.01 01/18/11 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/20/11 HEARTLAND EXPRESS INC NV 2.02,9.01 01/20/11 HEARTLAND, INC. KY 5.01 01/18/11 HEMACARE CORP /CA/ CA 1.01,8.01,9.01 01/15/11 Heron Lake BioEnergy, LLC MN 2.02,9.01 01/14/11 HFF, Inc. DE 1.01,9.01 01/17/11 Home Federal Bancorp, Inc. of Louisia LA 2.02,9.01 01/21/11 HUGOTON ROYALTY TRUST TX 2.02,9.01 01/21/11 HUMAN GENOME SCIENCES INC DE 5.02 01/20/11 IGATE CORP PA 5.02 01/19/11 INFINITY PROPERTY & CASUALTY CORP OH 1.01,9.01 01/17/11 INGRAM MICRO INC DE 5.02 01/19/11 INTEGRAMED AMERICA INC DE 1.01,8.01,9.01 01/14/11 INTELLIGENT COMMUNICATION ENTERPRISE PA 5.02,7.01,9.01 01/17/11 INTERACTIVE DATA CORP/MA/ DE 5.02 01/19/11 INTUIT INC DE 5.02,5.07,9.01 01/19/11 ITT EDUCATIONAL SERVICES INC DE 5.02 01/17/11 J&J SNACK FOODS CORP NJ 2.02,9.01 01/20/11 JO-ANN STORES INC OH 8.01,9.01 01/21/11 Kallo Inc. NV 3.02,5.03,9.01 01/20/11 KINGOLD JEWELRY, INC. DE 8.01,9.01 01/21/11 KUNEKT CORP NV 8.01,9.01 01/21/11 LEAP WIRELESS INTERNATIONAL INC DE 5.02,9.01 01/17/11 LEFT BEHIND GAMES INC. WA 1.01,7.01,9.01 01/20/11 LEUCADIA NATIONAL CORP NY 5.02,9.01 01/12/11 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.03,8.01,9.01 01/19/11 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 01/21/11 LINCOLN EDUCATIONAL SERVICES CORP NJ 5.02,9.01 01/17/11 Majestic Capital, Ltd. 8.01,9.01 01/21/11 MATRIXX RESOURCE HOLDINGS, INC. DE 1.01 01/21/11 MATTHEWS INTERNATIONAL CORP PA 2.02,9.01 01/20/11 MEDASSETS INC DE 9.01 11/16/10 AMEND MEMSIC Inc 5.02 01/16/11 MENS WEARHOUSE INC TX 5.02,8.01,9.01 01/18/11 MERIDIAN BIOSCIENCE INC OH 2.02,5.07,9.01 01/20/11 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 01/18/11 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 01/18/11 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 01/18/11 MGM Resorts International DE 1.01,2.03,7.01,9.01 01/21/11 MICROSEMI CORP DE 5.03,5.07,9.01 01/19/11 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 01/21/11 MORRIS PUBLISHING GROUP LLC GA 8.01 01/19/11 MOSAIC CO DE 1.01 01/14/11 NEKTAR THERAPEUTICS DE 1.01,8.01,9.01 01/19/11 NEW DRAGON ASIA CORP FL 3.01,9.01 01/18/11 NEW ENERGY TECHNOLOGIES, INC. 5.02,7.01,9.01 01/17/11 AMEND NEW FRONTIER ENERGY INC CO 5.02 01/17/11 NORTHWEST BANCORPORATION INC WA 8.01 01/18/11 NOVAMED INC DE 8.01,9.01 01/21/11 NUTRACEUTICAL INTERNATIONAL CORP DE 5.07 01/17/11 OCEANFIRST FINANCIAL CORP DE 2.02,8.01,9.01 01/20/11 Oconee Federal Financial Corp. 3.01,9.01 01/20/11 Ohr Pharmaceutical Inc 4.02 01/12/11 AMEND Oilsands Quest Inc 1.01,8.01,9.01 01/14/11 OLD SECOND BANCORP INC DE 8.01 01/21/11 ONEOK INC /NEW/ OK 2.02,7.01,9.01 01/18/11 ONEOK INC /NEW/ OK 7.01,8.01,9.01 01/18/11 ONEOK INC /NEW/ OK 8.01,9.01 01/20/11 ONEOK Partners LP DE 2.02,7.01,9.01 01/18/11 ONEOK Partners LP DE 7.01,8.01,9.01 01/18/11 ONLINE RESOURCES CORP DE 7.01 01/21/11 Onstream Media CORP FL 5.02 01/14/11 OP TECH ENVIRONMENTAL SERVICES INC DE 1.01,2.03,3.02,9.01 01/21/11 OVERLAND STORAGE INC CA 5.02 01/14/11 Oxford Resource Partners LP DE 7.01,9.01 01/21/11 PARK BANCORP INC DE 5.02 01/18/11 PENFORD CORP WA 5.07 01/20/11 People's United Financial, Inc. DE 2.02,8.01 01/20/11 People's United Financial, Inc. DE 8.01,9.01 01/20/11 PEOPLES FINANCIAL SERVICES CORP. PA 5.02,9.01 01/20/11 PepperBall Technologies, Inc. CO 1.01,2.03,3.02,9.01 01/14/11 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 01/21/11 Pharmasset Inc 1.01,9.01 01/18/11 PLAYBOY ENTERPRISES INC DE 7.01 01/21/11 PostRock Energy Corp DE 2.01,9.01 01/14/11 PPLUS Trust Series DCNA-1 DE 8.01,9.01 01/18/11 PREMIERE GLOBAL SERVICES, INC. GA 5.02 01/21/11 PREMIERWEST BANCORP OR 8.01,9.01 01/20/10 PRESIDENTIAL REALTY CORP/DE/ DE 5.07 01/20/11 PRINCIPAL FINANCIAL GROUP INC DE 7.01 01/21/11 ProGreen Properties, Inc. DE 5.02 01/17/11 PROGRESS ENERGY INC NC 8.01,9.01 01/18/11 PROSPERITY BANCSHARES INC TX 2.02,9.01 01/21/11 ProUroCare Medical Inc. NV 1.01,2.03 01/14/11 pSivida Corp. DE 8.01,9.01 01/19/11 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,3.02,8.01,9.01 01/18/11 RALCORP HOLDINGS INC /MO MO 5.07 01/21/11 RANGE RESOURCES CORP DE 2.02,9.01 01/19/11 Regency Energy Partners LP DE 1.02 01/14/11 RF MONOLITHICS INC /DE/ DE 5.07,7.01,9.01 01/18/11 RFS HOLDING LLC 1.01,8.01,9.01 01/20/11 Riverview Financial Corp PA 2.02,9.01 01/20/11 ROWAN COMPANIES INC DE 7.01,9.01 01/21/11 ROYAL GOLD INC DE 8.01 01/17/11 RxBids NV 1.01 01/14/11 SAFE TECHNOLOGIES INTERNATIONAL INC DE 5.02 01/14/11 SCHLUMBERGER LTD /NV/ P8 2.02,7.01,9.01 01/21/11 SCHLUMBERGER LTD /NV/ P8 7.01,9.01 01/21/11 SEARS HOLDINGS CORP DE 1.01,9.01 01/20/11 SENOMYX INC DE 5.02,9.01 01/19/11 SENSUS (BERMUDA 2) LTD D0 5.02,9.01 01/14/11 SENTRY PETROLEUM LTD. 7.01,9.01 01/21/11 ServisFirst Bancshares, Inc. DE 2.02,9.01 01/20/11 SGB International Holdings Inc. A1 1.01,3.02,5.02,9.01 01/17/11 SHERIDAN GROUP INC DE 2.05 01/19/11 SHORE BANCSHARES INC MD 5.03,9.01 01/20/11 SIERRA RESOURCE GROUP INC NV 1.01,5.02,5.03,8.01,9.01 01/19/11 AMEND Silver Dragon Resources Inc. DE 7.01,9.01 01/21/11 Skinny Nutritional Corp. NV 1.01,3.02 12/22/10 AMEND SKYE INTERNATIONAL, INC NV 5.02 01/15/11 Snap Interactive, Inc DE 1.01,3.02,9.01 01/19/11 So Act Network, Inc. DE 1.01,9.01 01/17/11 SOUTH CAROLINA ELECTRIC & GAS CO SC 8.01,9.01 01/20/11 SPEEDWAY MOTORSPORTS INC DE 7.01 01/20/11 SPEEDWAY MOTORSPORTS INC DE 1.01,9.01 01/20/11 Standard Financial Corp. MD 2.02,9.01 01/20/11 STEELE RESOURCES CORP NV 1.01,5.02,9.01 01/14/11 STERLING BANCSHARES INC TX 1.01,5.02,9.01 01/16/11 STRUCTURED PRODUCTS CORP TIERS PRI PR DE 8.01,9.01 01/18/11 SUNTRUST BANKS INC GA 2.02,7.01,9.01 01/21/11 SUNVALLEY SOLAR, INC. NV 5.03,9.01 01/19/11 T3 Motion, Inc. DE 1.01,2.03,9.01 01/14/11 TAL International Group, Inc. DE 1.01,2.03,9.01 01/21/11 TANDY BRANDS ACCESSORIES INC DE 5.02 01/14/11 TARA GOLD RESOURCES CORP. NV 5.02 01/19/11 Tara Minerals Corp. NV 5.02 01/19/11 TARGACEPT INC 5.02 01/17/11 TD AMERITRADE HOLDING CORP DE 5.02 01/20/11 TEAMSTAFF INC NJ 3.01,9.01 01/14/11 TEGAL CORP /DE/ DE 1.01,9.01 01/14/11 TELIK INC DE 8.01 01/19/11 Tennessee Commerce Bancorp, Inc. TN 2.02,5.02,7.01,9.01 01/21/11 TESSCO TECHNOLOGIES INC DE 5.03,9.01 01/19/11 TETRAGENEX PHARMACEUTICALS, INC. DE 1.03,3.02,5.03,9.01 01/20/11 TIB FINANCIAL CORP. FL 8.01,9.01 01/18/11 TIME WARNER INC. DE 1.01,1.02,2.03,9.01 01/19/11 Todays Alternative Energy Corp NY 5.01 12/20/10 AMEND TORO CO DE 5.02,9.01 01/18/11 TOWER FINANCIAL CORP IN 5.02 01/20/11 TOYOTA MOTOR CREDIT CORP CA 7.01,9.01 01/21/11 TRUSTCO BANK CORP N Y NY 5.02,9.01 01/21/11 TRX INC/GA GA 1.01 01/20/11 TSIC, Inc. DE 7.01,9.01 01/18/11 Ulta Salon, Cosmetics & Fragrance, In DE 5.02,7.01 01/19/11 ULTRALIFE CORP DE 1.01,9.01 01/19/11 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 01/21/11 US AIRWAYS GROUP INC DE 5.02 01/19/11 USA Synthetic Fuel Corp DE 4.01,9.01 01/21/11 USG CORP DE 2.05 01/17/11 VALUE LINE INC NY 8.01,9.01 01/20/11 Vangent, Inc. DE 5.02 01/14/11 VANGUARD HEALTH SYSTEMS INC DE 8.01,9.01 01/21/11 Venture Lending & Leasing VI, Inc. MD 2.03 01/14/11 Verigy Ltd. U0 5.02 01/18/11 VERIZON COMMUNICATIONS INC DE 8.01,9.01 01/21/11 ViewPoint Financial Group Inc. MD 8.01,9.01 01/21/11 Viking Minerals Inc. NV 1.01,9.01 01/10/11 VIRGIN MEDIA INC. DE 5.02 01/13/11 Vivakor, Inc. NV 4.01,9.01 01/17/11 VIVUS INC CA 8.01,9.01 01/21/11 VSE CORP DE 5.02,9.01 01/18/11 Walter Energy, Inc. DE 8.01,9.01 01/20/11 Warner Music Group Corp. DE 8.01,9.01 01/21/11 WATSON PHARMACEUTICALS INC NV 2.02,9.01 01/21/11 WESTAMERICA BANCORPORATION CA 2.02,9.01 01/20/11 WESTERN RESERVE BANCORP INC 5.02 01/20/11 Willow Creek Enterprises Inc. 1.01,3.02,8.01,9.01 01/19/11 WIRELESS RONIN TECHNOLOGIES INC MN 1.01,2.03,3.02,5.02,8.01,9.01 01/21/11 WISCONSIN ENERGY CORP WI 8.01 01/20/11 WORKSTREAM INC A6 1.01,2.01,2.03,3.02,9.01 01/18/11 WSFS FINANCIAL CORP DE 8.01,9.01 01/20/11 WVS FINANCIAL CORP PA 2.02,9.01 01/21/11 XO HOLDINGS INC DE 8.01,9.01 01/21/11 YTB International, Inc. DE 2.04,8.01 01/13/11 ZHONE TECHNOLOGIES INC DE 1.01,9.01 01/19/11 ZION OIL & GAS INC DE 7.01,9.01 01/21/11 ZOLTEK COMPANIES INC DE 8.01,9.01 01/19/11 ZORAN CORP \DE\ DE 2.02,9.01 01/21/11