RECENT 8K FILINGS January 21, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AbitibiBowater Inc. DE 2.03,5.02 01/14/11 Accenture plc L2 5.02,9.01 01/14/11 ACCENTURE SCA 5.02,9.01 01/14/11 ADAMS GOLF INC DE 1.01,9.01 01/20/11 ADVANCED BATTERY TECHNOLOGIES, INC. DE 5.02 01/19/11 AEHR TEST SYSTEMS CA 3.01 01/18/11 ALLEGHANY CORP /DE DE 5.02,8.01,9.01 01/18/11 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 01/20/11 Allied Nevada Gold Corp. DE 7.01,9.01 01/18/11 AMERICA SERVICE GROUP INC /DE DE 8.01,9.01 01/20/11 American Assets Trust, Inc. MD 1.01,9.01 01/19/11 American Capital Agency Corp 1.01 01/20/11 AMERIGAS PARTNERS LP DE 1.01,2.03,9.01 01/19/11 AMFIL TECHNOLOGIES, INC. NY 1.01,9.01 01/20/11 AMR CORP DE 8.01,9.01 01/20/11 Ancestry.com Inc. DE 5.02,9.01 01/20/11 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 01/20/11 APOGEE ENTERPRISES INC MN 5.02,7.01,9.01 01/19/11 APOLLO INVESTMENT CORP MD 8.01,9.01 01/19/11 ARES CAPITAL CORP MD 8.01,9.01 01/19/11 ARIBA INC DE 5.02,5.07 01/18/11 ARVINMERITOR INC IN 5.02,5.07 01/20/11 Ascent Media CORP DE 7.01,9.01 01/18/11 ASIARIM CORP NV 4.01,9.01 01/19/11 AMEND ASSOCIATED BANC-CORP WI 2.02,9.01 01/20/11 ATHERSYS, INC / NEW DE 5.02 01/14/11 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 01/20/11 Atlantic Coast Financial CORP MD 8.01,9.01 01/20/11 Avago Technologies LTD U0 8.01,9.01 01/18/11 Avantair, Inc DE 1.01,5.07,9.01 01/19/11 B Green Innovations, Inc. NJ 8.01,9.01 01/14/11 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 01/20/11 BANK OF THE OZARKS INC AR 1.01,2.01,9.01 01/14/11 AMEND BEACON POWER CORP DE 8.01 01/19/11 BILL BARRETT CORP 7.01,9.01 01/19/11 BlackRock Inc. DE 5.02,9.01 01/20/11 BLONDER TONGUE LABORATORIES INC DE 1.01,2.03,9.01 01/14/11 Bluerock Enhanced Multifamily Trust, MD 8.01 01/13/11 BROOKLINE BANCORP INC DE 2.02 01/19/11 BROOKS AUTOMATION INC DE 5.07 01/18/11 BUCKEYE PARTNERS, L.P. DE 2.01,3.02,5.03,8.01,9.01 01/13/10 BUCYRUS INTERNATIONAL INC DE 8.01,9.01 01/19/11 C & F FINANCIAL CORP VA 5.02 01/18/11 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 01/20/11 Capitol Federal Financial Inc MD 5.02,9.01 01/19/11 Cardium Therapeutics, Inc. DE 8.01,9.01 01/18/11 CATERPILLAR INC DE 8.01 01/20/11 CEDAR SHOPPING CENTERS INC MD 1.01,9.01 01/13/11 CENTERPOINT ENERGY RESOURCES CORP DE 2.03,8.01,9.01 01/19/11 CENTRAL FEDERAL CORP DE 8.01,9.01 01/20/11 CHARTER COMMUNICATIONS, INC. /MO/ DE 8.01,9.01 01/19/11 CHARTER FINANCIAL CORP/GA 5.02 01/14/11 Chelsea Therapeutics International, L DE 8.01,9.01 01/20/11 Cheniere Energy Partners, L.P. DE 8.01,9.01 01/20/11 CHEVIOT FINANCIAL CORP 5.02,9.01 01/18/11 China Century Dragon Media, Inc. DE 5.03,9.01 01/14/11 CHINA FUND INC MD 7.01,9.01 12/31/10 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 1.01,3.02,8.01,9.01 01/19/11 CITIGROUP INC DE 9.01 01/19/11 CITIZENS & NORTHERN CORP PA 8.01,9.01 01/20/11 CITIZENS FIRST CORP KY 2.02,7.01,9.01 01/20/11 CITY NATIONAL CORP DE 2.02,9.01 01/20/11 CLEAN DIESEL TECHNOLOGIES INC DE 1.01,8.01,9.01 01/13/11 CleanTech Innovations, Inc. NV 3.01 01/13/11 CMoney, Inc. 5.02,8.01 01/18/11 CMR Mortgage Fund II, LLC CA 8.01,9.01 01/20/11 CNA FINANCIAL CORP DE 2.02,9.01 01/20/11 CODORUS VALLEY BANCORP INC PA 2.02,9.01 01/19/11 COLGATE PALMOLIVE CO DE 5.02 01/13/11 COMMUNITY WEST BANCSHARES / CA 2.01,9.01 01/20/11 CONSTITUTION MINING CORP DE 1.01,9.01 01/18/11 CORCEPT THERAPEUTICS INC DE 8.01,9.01 01/20/11 CPI AEROSTRUCTURES INC NY 5.02 01/04/10 CROWN HOLDINGS INC PA 1.01,2.03,9.01 01/18/11 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 01/20/11 Cullen Agricultural Holding Corp DE 8.01 01/18/11 CYBERMESH INTERNATIONAL CORP. 5.01,5.02 11/30/10 DATALINK CORP MN 2.02,9.01 01/18/11 Deep Down, Inc. NV 4.02 01/14/11 DEFENSE INDUSTRIES INTERNATIONAL INC 5.02,9.01 01/17/11 DEL MONTE FOODS CO DE 7.01,9.01 01/19/11 DENDREON CORP DE 1.01,2.03,9.01 01/14/11 Diamond Foods Inc DE 5.07 01/18/11 DiamondRock Hospitality Co 8.01,9.01 01/18/11 DigitalPost Interactive, Inc. NV 1.01,2.03,9.01 01/13/11 DOVER SADDLERY INC 2.02,7.01,9.01 01/20/11 DREAMS INC UT 4.01,9.01 01/11/11 AMEND EAGLE BANCORP INC MD 8.01,9.01 01/11/11 EBAY INC DE 2.02,9.01 01/19/11 AMEND ECOLOGY & ENVIRONMENT INC NY 5.07 01/20/11 EDUCATIONAL DEVELOPMENT CORP DE 2.02,9.01 01/19/11 ELECTRONICS FOR IMAGING INC DE 2.02,9.01 01/20/11 EMERITUS CORP\WA\ WA 5.02,9.01 01/13/11 EMTEC INC/NJ UT 2.02,9.01 01/18/11 EMULEX CORP /DE/ DE 2.02,9.01 01/20/11 ENB Financial Corp PA 2.02,8.01 01/19/11 ENCOMPASS HOLDINGS, INC. NV 3.03,5.03 01/19/11 ENOVA SYSTEMS INC CA 1.01,2.01 01/14/11 Exterra Energy Inc. NV 4.01 01/19/11 EZCORP INC DE 2.02,9.01 01/20/11 FAIR ISAAC CORP DE 1.01 01/14/11 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.02 01/20/11 FARMERS CAPITAL BANK CORP KY 2.02,9.01 01/19/11 FBC Holding Inc. 1.01,2.01,3.02,9.01 08/11/10 AMEND Federal Home Loan Bank of Atlanta X1 2.03 01/20/11 Federal Home Loan Bank of Boston X1 2.03 01/14/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/18/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/20/11 Federal Home Loan Bank of New York X1 2.03,9.01 01/14/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/17/11 Federal Home Loan Bank of San Francis X1 2.03 01/14/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/18/11 FIFTH THIRD BANCORP OH 7.01,9.01 01/19/11 AMEND FINISH LINE INC /IN/ IN 8.01,9.01 01/20/11 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 5.02,5.03,9.01 01/17/11 FIRST HORIZON NATIONAL CORP TN 5.02,5.03,9.01 01/18/11 FLEXTRONICS INTERNATIONAL LTD. U0 2.02,9.01 01/20/11 FORCE ENERGY CORP. NV 4.01,9.01 01/17/11 FOREST OIL CORP NY 7.01,9.01 01/20/11 Fortress Investment Group LLC DE 7.01 01/19/11 FRANKLIN COVEY CO UT 5.02,5.07,9.01 01/14/11 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,9.01 01/20/11 FSI INTERNATIONAL INC MN 5.07,8.01 01/20/11 GAMETECH INTERNATIONAL INC DE 3.01 01/14/11 GATX CORP NY 2.02,7.01,9.01 01/20/11 General Motors Co 3.02 01/13/11 GENTA INC DE/ DE 5.02,9.01 01/16/11 GLOBAL NUTECH, INC. 8.01 01/19/11 GLU MOBILE INC DE 8.01,9.01 01/20/11 GMX RESOURCES INC OK 1.01,3.02,7.01,9.01 01/13/11 GOLD STANDARD MINING CORP. NV 8.01 01/20/11 Google Inc. DE 2.02,5.02,8.01,9.01 01/19/11 Graham Packaging Co Inc. DE 3.02 01/13/11 GRAHAM PACKAGING HOLDINGS CO DE 3.02 01/13/11 GRANT HARTFORD CORP MT 5.02,8.01,9.01 01/13/11 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/19/11 Green Energy Management Services Hold DE 7.01,9.01 01/20/11 GREENE COUNTY BANCORP INC DE 8.01 01/20/11 GULF POWER CO ME 3.02 01/20/11 GulfStar Energy Corp CO 7.01,8.01,9.01 01/18/11 Harry & David Holdings, Inc. DE 5.02 01/12/11 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01 01/20/11 HEWLETT PACKARD CO DE 5.02,5.03,8.01,9.01 01/20/11 HOME BANCSHARES INC 2.02,7.01,9.01 01/20/11 HOOPER HOLMES INC NY 5.02 01/20/11 HORIZON BANCORP /IN/ IN 2.02,9.01 01/19/11 HOTGATE TECHNOLOGY, INC. 1.01 01/18/11 HQ Global Education Inc. DE 1.01,8.01,9.01 01/14/11 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 01/20/11 ICOP DIGITAL, INC CO 1.02,3.01 01/14/11 IDACORP INC ID 8.01 01/20/11 iMedicor NV 3.02,9.01 01/20/11 INDEPENDENT BANK CORP MA 2.02,7.01,9.01 01/20/11 INERGY L P DE 1.01,7.01,9.01 01/19/11 Interactive Brokers Group, Inc. DE 2.02,9.01 01/20/11 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 4.01 10/22/10 AMEND INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 01/20/11 INTERNATIONAL SPEEDWAY CORP FL 1.01,2.03,7.01,8.01,9.01 01/19/11 INTERVEST BANCSHARES CORP DE 1.01,9.01 01/20/11 Intrepid Potash, Inc. DE 2.02,7.01,9.01 01/20/11 INTUITIVE SURGICAL INC DE 2.02,9.01 01/20/11 ISLE OF CAPRI CASINOS INC DE 8.01,9.01 01/19/11 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 01/20/11 J CREW GROUP INC DE 8.01 01/20/11 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 01/20/11 JONES GROUP INC PA 2.02,2.06,9.01 12/20/10 Juma Technology Corp. 1.01,2.03,3.02,9.01 01/13/11 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 01/20/11 KOSS CORP DE 2.02,9.01 01/20/11 LAKELAND BANCORP INC NJ 2.02,8.01,9.01 01/20/11 LANNETT CO INC DE 5.07 01/19/11 LaSalle Hotel Properties MD 7.01,8.01,9.01 01/19/11 LEE ENTERPRISES, INC DE 2.02,9.01 01/18/11 LEFT BEHIND GAMES INC. WA 4.01 01/20/11 LEHMAN ABS CORP HSBC DEBENTURE BACKED DE 8.01,9.01 01/18/11 LEHMAN ABS CORP PRUDENTIAL FINANCIAL DE 8.01,9.01 01/18/11 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 01/20/11 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,9.01 01/13/11 LIGHTSTONE VALUE PLUS REAL ESTATE INV MD 2.01,9.01 01/19/11 LOCAL.COM DE 1.01,3.02,8.01,9.01 01/18/11 LOGIC DEVICES Inc CA 3.02 01/13/11 MABCURE INC. 1.01,3.02,9.01 01/20/10 MAINLAND RESOURCES INC. 7.01,9.01 01/18/11 MAJESCO ENTERTAINMENT CO DE 5.02,9.01 01/13/11 MANNKIND CORP DE 8.01 01/18/11 MARINEMAX INC DE 5.07 01/19/11 Market Leader, Inc. WA 8.01,9.01 01/20/11 MARKETAXESS HOLDINGS INC 5.02,9.01 01/14/11 MARSHALL & ILSLEY CORP WI 2.02,9.01 01/20/11 MATRIXX INITIATIVES INC DE 2.02,9.01 01/20/11 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 01/17/11 MDC HOLDINGS INC DE 8.01 01/19/11 MEDIA TECHNOLOGIES, INC. NV 1.01,2.01,3.02,8.01,9.01 01/20/11 MEDINA INTERNATIONAL HOLDINGS, INC. CO 5.02 01/13/11 MF Global Holdings Ltd. DE 8.01,9.01 01/13/11 MISSION BROADCASTING INC DE 8.01,9.01 01/19/11 MITEL NETWORKS CORP 5.02,9.01 01/19/11 AMEND MORGAN STANLEY DE 2.02,9.01 01/20/11 MOTORCAR PARTS AMERICA INC NY 5.07 01/14/11 NASB FINANCIAL INC MO 5.07 01/20/11 NATIONAL MENTOR HOLDINGS, INC. DE 8.01,9.01 01/19/11 NETSCOUT SYSTEMS INC DE 2.02,9.01 01/20/11 NEUROCRINE BIOSCIENCES INC CA 5.02 01/13/11 NEUROLOGIX INC/DE DE 1.01,9.01 01/18/11 NEW ENERGY SYSTEMS GROUP NV 2.01,3.02,9.01 11/10/10 AMEND NEW ENERGY TECHNOLOGIES, INC. 5.02,7.01,9.01 01/17/11 New England Bancshares, Inc. 2.02,9.01 01/19/11 NEWMONT MINING CORP /DE/ DE 2.02,9.01 01/20/11 NEXAIRA WIRELESS INC. NV 3.02 01/14/11 NEXAIRA WIRELESS INC. NV 1.01,2.03,3.02,9.01 01/13/11 NEXSTAR BROADCASTING GROUP INC DE 8.01,9.01 01/19/11 NEXTERA ENERGY INC FL 2.03 01/13/11 NN INC DE 8.01,9.01 01/18/11 OAKRIDGE INTERNATIONAL CORP NV 4.01,9.01 01/19/11 AMEND OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01,8.01,9.01 01/20/11 Orexigen Therapeutics, Inc. DE 5.02 01/18/11 OVERHILL FARMS INC NV 1.01,9.01 01/13/11 PAA NATURAL GAS STORAGE LP DE 3.02,9.01 01/19/11 PACIFIC CONTINENTAL CORP OR 2.02,9.01 01/19/11 PACIFIC GAS & ELECTRIC CO CA 8.01 01/19/11 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 12/31/10 PACWEST BANCORP DE 2.02,9.01 01/20/11 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 01/20/11 PARTNERRE LTD 5.02 01/17/11 PENNS WOODS BANCORP INC PA 2.02,9.01 01/19/11 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 01/20/11 PEOPLES FINANCIAL SERVICES CORP. PA 5.02 01/19/11 PERNIX THERAPEUTICS HOLDINGS, INC. MD 8.01,9.01 01/19/11 PETMED EXPRESS INC FL 8.01,9.01 01/18/11 PETROHAWK ENERGY CORP DE 1.01,2.03,9.01 01/14/11 PG&E CORP CA 8.01 01/19/11 PharMerica CORP DE 2.01,9.01 11/04/10 AMEND PIONEER DRILLING CO TX 2.06 01/19/11 PLEXUS CORP WI 2.02 01/19/11 AMEND PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 01/20/11 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 01/20/11 POLYCOM INC DE 2.02,9.01 01/20/11 PPG INDUSTRIES INC PA 2.02,9.01 01/20/11 PREMIERWEST BANCORP OR 2.02,9.01 01/20/11 PRICESMART INC DE 8.01,9.01 01/20/11 PROGRESSIVE CORP/OH/ OH 2.02,9.01 01/20/11 PROSPECT CAPITAL CORP MD 1.01,9.01 01/13/11 PUBLIC SERVICE CO OF OKLAHOMA OK 8.01,9.01 01/20/11 PULASKI FINANCIAL CORP MO 2.02,9.01 01/19/11 Recon Technology, Ltd E9 5.02 01/14/11 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 01/20/11 REPUBLIC FIRST BANCORP INC PA 9.01 12/31/10 REXAHN PHARMACEUTICALS, INC. DE 1.01,8.01,9.01 01/19/11 RIVER VALLEY BANCORP IN 2.02,9.01 01/20/11 ROBERTSON GLOBAL HEALTH SOLUTIONS COR NV 1.02 01/17/11 ROCK OF AGES CORP DE 3.01,5.01,5.02,5.07,8.01,9.01 01/18/11 ROCKWELL COLLINS INC DE 2.02,7.01,9.01 01/20/11 RSC Holdings Inc. DE 1.01,2.03,9.01 01/19/11 S Y BANCORP INC KY 5.02 01/18/11 AMEND Sabre Industrial, Inc. DE 8.01 01/19/11 SANTARUS INC DE 7.01,9.01 01/19/11 SARA CREEK GOLD CORP. NV 8.01 01/10/11 SAVANNA EAST AFRICA, INC. NV 1.01,3.02,9.01 01/20/11 SAVVIS, Inc. DE 5.02,9.01 01/20/11 SCHNITZER STEEL INDUSTRIES INC OR 5.07 01/19/11 SEI INVESTMENTS CO PA 1.01,2.03,9.01 01/18/11 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 01/20/11 SEVERN BANCORP INC MD 2.02,9.01 01/20/11 SHAW GROUP INC LA 5.07,9.01 01/17/11 SKYWORKS SOLUTIONS INC DE 2.02,9.01 01/20/11 SLM Student Loan Trust 2005-5 DE 8.01 01/19/11 SLM Student Loan Trust 2005-8 DE 8.01 01/19/11 Solar Energy Initiatives, Inc. DE 8.01 11/20/10 SOUTHWEST AIRLINES CO TX 2.02,9.01 12/31/10 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 01/20/11 SPEEDWAY MOTORSPORTS INC DE 8.01,9.01 01/20/11 SPHERIX INC DE 1.01,9.01 01/19/11 STAR BUFFET INC DE 3.01,9.01 01/13/11 STRATECO RESOURCES INC 5.02 01/20/11 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/11 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/11 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 01/18/11 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/18/11 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 01/18/11 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/20/11 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 01/20/11 Sunshine Biopharma, Inc CO 1.01,7.01,9.01 01/20/11 Sunstone Hotel Investors, Inc. MD 7.01,9.01 01/20/11 SUPERMEDIA INC. DE 7.01,9.01 01/20/11 SVB FINANCIAL GROUP 2.02,9.01 01/20/11 SVB FINANCIAL GROUP 5.02,9.01 01/20/11 SWISS HELVETIA FUND, INC. 7.01,9.01 01/20/11 SYNAPTICS INC DE 2.02,9.01 01/20/11 SYNERGY RESOURCES CORP CO 1.01 01/13/01 SYSCO CORP DE 8.01,9.01 01/19/11 Targa Resources Partners LP DE 8.01,9.01 01/19/11 TCF FINANCIAL CORP DE 2.02,9.01 01/20/11 TEL INSTRUMENT ELECTRONICS CORP NJ 8.01 01/20/11 TEMPUR PEDIC INTERNATIONAL INC DE 2.02,7.01,9.01 01/20/11 Tennessee Valley Authority 1.01 01/14/11 THANKSGIVING COFFEE CO INC CA 5.07 01/14/11 TIDEWATER INC DE 8.01,9.01 01/13/11 TIFFANY & CO DE 8.01,9.01 01/20/11 TIGRENT INC CO 1.01 01/13/11 Timberline Resources Corp DE 7.01,9.01 01/20/11 TIRE INTERNATIONAL ENVIRONMENTAL SOLU NV 1.01 01/18/11 TODD SHIPYARDS CORP WA 8.01 01/19/11 TRANSCAT INC OH 1.01,2.03 01/15/11 Tuffnell Ltd. NV 3.02 01/20/11 Tyco Electronics Ltd. V8 2.02,7.01,9.01 01/20/11 UNI CORE HOLDINGS CORP UT 8.01 01/18/11 UNI CORE HOLDINGS CORP UT 8.01 01/18/11 UNION PACIFIC CORP UT 2.02,9.01 01/20/11 UNITED AMERICAN HEALTHCARE CORP MI 5.02 01/18/11 United Continental Holdings, Inc. DE 2.02,9.01 01/19/11 United States Oil & Gas Corp DE 3.02 01/18/11 UNITEDHEALTH GROUP INC MN 2.02,9.01 01/20/11 URANIUM 308 CORP. NV 1.01,3.02,9.01 01/14/11 VALUEVISION MEDIA INC MN 5.02 01/20/11 VANGUARD HEALTH SYSTEMS INC DE 2.02,7.01,8.01,9.01 01/19/11 VECTOR GROUP LTD DE 5.02,9.01 01/14/11 VENTRUS BIOSCIENCES INC DE 4.01,9.01 01/13/11 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 01/20/11 Vista International Technologies Inc DE 5.02 01/17/11 VOLT INFORMATION SCIENCES, INC. NY 3.01,7.01,9.01 01/19/11 WASHINGTON POST CO DE 5.02,8.01,9.01 01/20/11 Waste2Energy Holdings, Inc. DE 8.01 01/14/11 WENDY'S/ARBY'S GROUP, INC. DE 8.01,9.01 01/20/11 Wendy's/Arby's Restaurants, LLC DE 8.01,9.01 01/20/11 WESTERN PLAINS ENERGY LLC KS 8.01 01/18/11 WINNEBAGO INDUSTRIES INC IA 5.02,9.01 01/17/11 WINNER MEDICAL GROUP INC NV 8.01,9.01 01/20/11 WIZZARD SOFTWARE CORP /CO CO 1.01,3.02,9.01 01/18/11 WNC HOUSING TAX CREDIT FUND III L P CA 5.07 01/19/11 Wolverine Bancorp, Inc. MD 8.01,9.01 01/20/11 WYNN RESORTS LTD 8.01,9.01 01/19/11 Xun Energy, Inc. NV 8.01 12/09/10 AMEND YouChange Holdings Corp NV 1.01,2.01,3.02,5.02,9.01 12/31/10 AMEND ZORAN CORP \DE\ DE 8.01,9.01 01/19/11