RECENT 8K FILINGS January 11, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACCELERIZE NEW MEDIA INC DE 1.01,2.03,3.02,9.01 01/03/11 ADVANCED BATTERY TECHNOLOGIES, INC. DE 1.01,9.01 01/05/11 ADVANCED BATTERY TECHNOLOGIES, INC. DE 2.01,9.01 01/06/11 ADVENTRX PHARMACEUTICALS INC DE 1.01,9.01 01/06/11 ADVENTRX PHARMACEUTICALS INC DE 8.01 01/06/11 AGENUS INC DE 8.01,9.01 01/06/11 AIVTECH INTERNATIONAL GROUP CO. NV 4.01,9.01 01/05/11 ALLEGHENY TECHNOLOGIES INC DE 1.01,2.03,9.01 01/07/11 Allied Nevada Gold Corp. DE 7.01,9.01 01/07/11 ALR TECHNOLOGIES INC 1.01,2.03,9.01 01/07/11 AMEDISYS INC DE 5.02,9.01 01/03/11 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02 01/06/11 AMERICAN GOLDFIELDS INC NV 8.01 12/28/10 AMERICAN INTERNATIONAL GROUP INC DE 1.01,5.02,8.01,9.01 01/06/11 American Reprographics CO DE 1.02 01/03/11 AMERIGAS PARTNERS LP DE 8.01,9.01 01/05/11 Ampio Pharmaceuticals, Inc. DE 1.01,3.02,8.01,9.01 11/08/10 AMEND Ampio Pharmaceuticals, Inc. DE 1.01,2.01,9.01 12/31/10 AMEND ANNALY CAPITAL MANAGEMENT INC MD 1.01,9.01 01/04/11 APRICUS BIOSCIENCES, INC. NV 1.01 01/03/11 ARCH CHEMICALS INC VA 1.01,9.01 09/09/10 AMEND ARCH CHEMICALS INC VA 1.01,9.01 08/28/09 AMEND ARCH CHEMICALS INC VA 1.01,9.01 10/06/09 AMEND Archipelago Learning, Inc. DE 5.02,8.01,9.01 01/06/11 ASIARIM CORP NV 8.01,9.01 01/06/11 ASIARIM CORP NV 8.01,9.01 01/05/11 ATOMIC PAINTBALL INC 4.01,9.01 10/26/10 AMEND ATS CORP DE 5.02,8.01,9.01 01/03/11 AUTONATION, INC. DE 5.04,9.01 01/07/11 AZZ INC TX 2.02,8.01,9.01 01/07/11 BAKERS FOOTWEAR GROUP INC MO 7.01,9.01 01/06/11 BANK JOS A CLOTHIERS INC /DE/ DE 7.01,9.01 01/07/11 Baron Energy Inc. NV 3.02,5.02 12/31/10 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 01/07/11 BEST BUY CO INC MN 7.01,9.01 01/07/11 BIOMEDICAL TECHNOLOGY SOLUTIONS HOLDI CO 5.02 01/05/11 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 01/07/11 BJs RESTAURANTS INC CA 5.02 01/06/11 BJS WHOLESALE CLUB INC DE 2.05,2.06,5.02,9.01 01/05/11 Bridgeline Digital, Inc. DE 5.02 01/05/11 BROWN SHOE CO INC NY 1.01,2.03,7.01,9.01 01/07/11 BSD MEDICAL CORP DE 2.02,9.01 01/06/11 BUCKEYE PARTNERS, L.P. DE 8.01,9.01 01/04/11 CABCO TRUST FOR J.C. PENNEY DEBENTURE DE 1.01,3.03,9.01 01/03/11 CABOT MICROELECTRONICS CORP DE 5.02 01/06/11 CAMPBELL FUND TRUST DE 3.02 01/03/11 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 12/31/10 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 01/07/11 CARRIAGE SERVICES INC DE 5.02,9.01 01/04/11 CASUAL MALE RETAIL GROUP INC DE 9.01 11/10/10 AMEND CENTER FINANCIAL CORP CA 1.01,1.02,5.02,9.01 01/06/11 CHANCELLOR GROUP INC/ NV 4.01,9.01 10/25/10 AMEND CHESAPEAKE ENERGY CORP OK 2.02,9.01 01/06/11 CHINA AUTOMOTIVE SYSTEMS INC DE 4.01,9.01 12/08/10 AMEND China MediaExpress Holdings, Inc. DE 5.07 01/07/11 CHINA SHOUGUAN MINING Corp NV 1.01 01/03/11 China TransInfo Technology Corp. NV 5.02,9.01 01/07/11 China Unitech Group, Inc. 4.01,9.01 07/02/10 AMEND CITY NATIONAL BANCSHARES CORP NJ 5.02 12/30/10 Clean Slate, Inc. DE 4.01,9.01 01/06/11 CLIFFS NATURAL RESOURCES INC. OH 8.01 01/06/11 COCA-COLA ENTERPRISES, INC. DE 8.01,9.01 01/07/11 CORNING NATURAL GAS CORP NY 7.01,9.01 01/07/11 COST PLUS INC/CA/ CA 1.01,2.03,9.01 01/03/11 COUSINS PROPERTIES INC GA 5.02,9.01 01/05/11 CROSS BORDER RESOURCES, INC. NV 2.01,2.03,3.02,4.01,5.01,5.02, 01/03/11 5.03,9.01 CUI Global, Inc. CO 3.02 01/07/11 CYTODYN INC CO 8.01,9.01 01/03/11 DEER VALLEY CORP 8.01 01/05/11 DENDREON CORP DE 8.01 01/07/11 Derycz Scientific Inc NV 3.02,9.01 12/22/10 DIRECT INSITE CORP DE 5.02,9.01 01/03/11 DJO Finance LLC DE 1.01,7.01,9.01 01/04/11 DK Sinopharma, Inc. NV 8.01,9.01 01/06/11 Domark International Inc. NV 4.01,9.01 01/07/11 AMEND Dr Pepper Snapple Group, Inc. DE 1.01,9.01 01/06/11 DREW INDUSTRIES INC DE 8.01,9.01 01/07/11 DSP GROUP INC /DE/ DE 5.02 01/05/11 DYNAVAX TECHNOLOGIES CORP DE 5.02,9.01 01/06/11 EARTHSTONE ENERGY INC DE 5.02,8.01 01/07/11 Eco Energy Pumps, Inc. NV 1.01,2.01,5.01,5.02,5.03,9.01 10/25/10 AMEND Education Realty Trust, Inc. MD 1.01,7.01,9.01 01/05/11 EDUCATIONAL DEVELOPMENT CORP DE 3.01 01/07/11 ELIZABETH ARDEN INC FL 2.02,8.01,9.01 01/06/11 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 01/04/11 EPOCH HOLDING CORP DE 8.01,9.01 01/07/11 EQUITY ONE, INC. 1.01,2.03,3.02,3.03,5.02,5.03, 01/04/11 7.01,8.01,9.01 Ethos Environmental, Inc. NV 8.01 01/06/11 EVOLVING SYSTEMS INC DE 5.02 01/03/11 FARMERS NATIONAL BANC CORP /OH/ OH 8.01,9.01 01/07/11 Federal Home Loan Bank of Chicago X1 5.02,9.01 01/03/11 FEEL GOLF CO INC CA 1.01,8.01,9.01 12/04/10 FGBC Bancshares, Inc. GA 8.01,9.01 01/07/11 FIRST CITIZENS BANCSHARES INC /DE/ DE 8.01,9.01 01/07/11 FIRST SECURITY GROUP INC/TN TN 3.01,9.01 01/03/11 Fortegra Financial Corp DE 5.02,8.01,9.01 01/04/11 FUTURES PORTFOLIO FUND L.P. MD 3.02 01/01/11 FXCM Inc. 7.01,9.01 01/07/11 GAINSCO INC TX 1.01,3.01,9.01 01/07/11 GENOMIC HEALTH INC 5.02 01/03/11 GENTA INC DE/ DE 8.01 01/07/11 GEORESOURCES INC CO 2.02,9.01 01/04/11 GERBER SCIENTIFIC INC CT 7.01 01/07/11 GERON CORP DE 1.01,3.02,5.02,9.01 01/05/11 GLOBAL PAYMENTS INC GA 5.07 09/30/10 Globalstar, Inc. DE 1.01,9.01 12/22/10 Globotek Holdings, Inc. NV 5.02 08/03/10 GOENERGY INC DE 5.02,9.01 01/04/11 Greektown Superholdings, Inc. DE 8.01 01/06/11 GREENBRIER COMPANIES INC DE 2.02,9.01 01/07/11 GREER BANCSHARES INC SC 3.03,8.01 01/03/11 GUIDED THERAPEUTICS INC DE 7.01,9.01 01/07/11 HANCOCK FABRICS INC DE 5.02,9.01 01/07/11 HARBINGER GROUP INC. DE 1.01,2.01,3.02,4.01,5.03,5.06, 01/07/11 8.01,9.01 HAUPPAUGE DIGITAL INC DE 3.01 01/03/11 HEALTHSOUTH CORP DE 7.01,9.01 01/07/11 HERITAGE BANKSHARES INC /VA VA 5.02,9.01 01/05/11 Highpower International, Inc. DE 5.02,7.01,9.01 01/03/11 HILLMAN COMPANIES INC DE 8.01,9.01 01/07/11 HOLOGIC INC DE 7.01,8.01,9.01 01/06/11 ICOP DIGITAL, INC CO 3.01 01/04/11 IKANOS COMMUNICATIONS CA 5.02,8.01,9.01 01/05/11 Incoming, Inc. NV 5.02 01/07/11 Industrial Income Trust Inc. MD 9.01 11/01/10 AMEND Information Services Group Inc. DE 5.02,9.01 01/04/11 INFRAX SYSTEMS, INC. NV 8.01,9.01 01/05/11 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 01/07/11 INTERNATIONAL PAPER CO /NEW/ NY 5.02 01/03/11 INTEST CORP DE 8.01,9.01 01/06/11 ISECURETRAC CORP DE 1.01,2.03 12/31/10 IsoRay, Inc. MN 8.01 12/01/10 JARDEN CORP DE 1.01,5.02,9.01 01/05/11 JAZZ PHARMACEUTICALS INC DE 5.02,8.01 01/06/11 JO-ANN STORES INC OH 8.01,9.01 01/06/11 KB HOME DE 2.02,9.01 01/07/11 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 01/07/11 KINETIC CONCEPTS INC TX 1.01,1.02,2.03 01/07/11 KIRKLAND'S, INC 2.02,9.01 01/06/11 L & L ENERGY, INC. NV 5.02,9.01 01/07/11 LACROSSE FOOTWEAR INC WI 2.02,7.01,9.01 01/05/11 LAS VEGAS RAILWAY EXPRESS, INC. DE 2.01,9.01 01/07/11 AMEND LEAGUE NOW HOLDINGS CORP FL 1.01 01/06/11 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 01/06/11 LOCAL.COM DE 2.02,8.01,9.01 01/07/11 MAINSOURCE FINANCIAL GROUP IN 5.02 01/03/11 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.02,9.01 01/07/11 MARTIN MIDSTREAM PARTNERS LP DE 5.03,9.01 01/05/11 MASSEY ENERGY CO DE 8.01 01/06/11 MASTEC INC FL 8.01,9.01 01/06/11 MEDICINOVA INC DE 7.01,9.01 01/07/11 MEDINA INTERNATIONAL HOLDINGS, INC. CO 8.01 12/28/10 Minerco Resources, Inc. NV 8.01,9.01 01/05/11 MISCOR GROUP, LTD. IN 5.02 01/04/10 MONKEY ROCK GROUP, INC. DE 5.02,9.01 12/22/10 MONKEY ROCK GROUP, INC. DE 5.02,9.01 01/03/11 MORGAN STANLEY DE 5.02 01/04/11 Morningstar, Inc. IL 7.01 01/07/11 Mount Knowledge Holdings, Inc. NV 1.01,2.01,3.02,9.01 01/06/11 Mount Knowledge Holdings, Inc. NV 5.03 01/07/11 MV Oil Trust DE 2.02,9.01 01/07/11 NATIONAL PENN BANCSHARES INC PA 3.02,9.01 01/07/11 NEOGEN CORP MI 8.01 01/07/11 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 01/04/11 NMT MEDICAL INC DE 1.01,1.02,9.01 01/04/11 NORTH BAY RESOURCES INC DE 1.01,2.03,3.02,9.01 01/04/11 NOVADEL PHARMA INC DE 8.01,9.01 01/07/11 O REILLY AUTOMOTIVE INC 7.01,9.01 01/05/11 ONCOR ELECTRIC DELIVERY CO LLC DE 8.01 01/07/11 ONE Bio, Corp. 8.01,9.01 12/20/10 OptimumBank Holdings, Inc. FL 5.02 01/06/11 Pacific Ethanol, Inc. DE 1.01,1.02,2.03,3.02,9.01 01/07/11 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 1.01,1.02,3.02,9.01 01/03/11 PAETEC Holding Corp. 9.01 12/06/10 AMEND PALMETTO BANCSHARES INC SC 8.01 01/03/11 PATRIOT GOLD CORP NV 8.01 12/28/10 PEABODY ENERGY CORP DE 2.02,9.01 01/07/11 Pebblebrook Hotel Trust MD 1.01,2.03,7.01,9.01 01/05/11 PENFORD CORP WA 2.02,9.01 01/06/11 PENSECO FINANCIAL SERVICES CORP PA 5.02,9.01 01/03/11 PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 01/07/11 Pepper Rock Resources Corp. 1.01,9.01 01/03/11 PERRY ELLIS INTERNATIONAL INC FL 8.01,9.01 01/07/11 PHAZAR CORP DE 2.05,9.01 01/06/11 PINNACLE ENTERTAINMENT INC. DE 5.03,9.01 01/05/11 PINNACLE FINANCIAL PARTNERS INC TN 5.02,9.01 01/06/11 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,9.01 01/03/11 PORTEC RAIL PRODUCTS INC WV 3.01,3.03,5.01,5.02,5.03,9.01 12/16/10 PRICESMART INC DE 2.02,9.01 01/07/11 PULSE ELECTRONICS CORP PA 5.02,9.01 01/04/11 Q LOTUS HOLDINGS INC 5.02 01/03/11 Q LOTUS HOLDINGS INC 5.02 01/03/11 QUALITY DISTRIBUTION INC FL 8.01,9.01 01/06/11 RADIENT PHARMACEUTICALS Corp DE 7.01,8.01,9.01 01/03/11 RADIOSHACK CORP DE 1.01,1.02,2.03,7.01,9.01 12/31/10 RadNet, Inc. DE 2.01,9.01 12/02/10 AMEND Ravenwood Bourne, Ltd. DE 5.02,5.07 01/06/11 AMEND RAYONIER INC NC 7.01 01/07/11 REALOGY CORP DE 1.01,2.03,3.02,5.02,8.01,9.01 01/05/11 REGAL ENTERTAINMENT GROUP DE 1.01,2.03,8.01,9.01 01/04/11 REGENERX BIOPHARMACEUTICALS INC DE 1.01,3.02,8.01,9.01 01/04/11 REGIS CORP MN 2.02,9.01 01/07/11 ROBBINS & MYERS INC OH 2.02,9.01 01/07/11 ROCKWALL HOLDINGS, INC. NV 4.01,9.01 01/04/11 ROMA FINANCIAL CORP X1 5.02 12/31/10 SALIX PHARMACEUTICALS LTD 8.01,9.01 01/05/11 SATCON TECHNOLOGY CORP DE 1.01,3.03,5.03,9.01 01/06/11 SCANSOURCE INC SC 2.02,9.01 01/07/11 SILVER HILL MINES INC NV 5.02,9.01 12/30/10 Skilled Healthcare Group, Inc. DE 2.02,9.01 01/06/11 SKYLINE CORP IN 2.02,9.01 01/07/11 SL GREEN REALTY CORP MD 8.01,9.01 01/07/11 SolarWinds, Inc. DE 5.02 01/04/11 SOUTHWEST AIRLINES CO TX 2.02,9.01 12/31/10 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 01/07/11 SPANISH BROADCASTING SYSTEM INC DE 5.02,9.01 01/07/11 SPECTRUM PHARMACEUTICALS INC DE 5.02 01/03/11 SRA INTERNATIONAL INC DE 5.02 01/05/11 STAGE STORES INC NV 8.01,9.01 01/06/11 STANDARD MICROSYSTEMS CORP DE 2.01,9.01 11/12/10 State Auto Financial CORP OH 1.01,8.01,9.01 12/31/10 STEMCELLS INC DE 8.01,9.01 01/07/11 STERLING CHEMICALS INC DE 2.05 01/07/11 STRATEGIC HOTELS & RESORTS, INC 7.01,9.01 01/07/11 STRAYER EDUCATION INC MD 1.01,2.03,8.01,9.01 01/03/11 SUN RIVER ENERGY, INC CO 7.01,9.01 01/07/11 SWK Holdings Corp DE 8.01 12/29/10 SYMS CORP NJ 1.01,9.01 01/07/11 SYNERGY PHARMACEUTICALS, INC. FL 7.01,9.01 01/07/11 TECHPRECISION CORP 1.01,2.03 12/30/10 TENET HEALTHCARE CORP NV 1.01,3.03,5.03,8.01,9.01 01/07/11 TERRA ENERGY & RESOURCE TECHNOLOGIES, DE 5.02 01/03/11 Tianli Agritech, Inc. D8 7.01,9.01 01/07/11 TITAN INTERNATIONAL INC IL 1.01,3.02,9.01 01/07/11 TITAN INTERNATIONAL INC IL 1.01,9.01 01/07/11 Todays Alternative Energy Corp NY 4.01,9.01 01/05/11 TRANS WORLD ENTERTAINMENT CORP NY 2.02,9.01 01/06/11 TRANS1 INC 7.01 01/06/11 TRI VALLEY CORP DE 1.01,9.01 01/06/11 TRICO MARINE SERVICES INC DE 8.01 01/03/11 Tropicana Entertainment Inc. DE 5.02,5.03,9.01 01/06/11 UNIFI INC NY 8.01,9.01 01/07/11 United Continental Holdings, Inc. DE 7.01,9.01 01/07/11 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 01/06/11 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 01/07/11 US ENERGY CORP WY 7.01,9.01 01/01/11 USD ENERGY CORP. NV 2.01,2.03,3.02,5.01,5.06,9.01 12/31/10 Vantage Drilling CO E9 5.07,9.01 01/07/11 Velvet Rope Special Events, Inc. DE 4.01,9.01 01/06/11 AMEND VENTRUS BIOSCIENCES INC DE 8.01,9.01 01/07/10 VERINT SYSTEMS INC DE 5.03,5.07,8.01,9.01 01/06/11 VIEW SYSTEMS INC NV 4.01,9.01 10/19/10 VIROPHARMA INC DE 5.02,9.01 01/05/11 VISCOUNT SYSTEMS INC NV 3.02 12/23/10 VISTA GOLD CORP B0 7.01,9.01 01/06/11 VISUALANT INC NV 1.01,9.01 01/03/11 WARRINGTON FUND LP NY 1.01,9.01 01/06/11 WASHINGTON FEDERAL INC WA 8.01 01/07/11 WAUSAU PAPER CORP. WI 5.02,8.01,9.01 12/17/10 WELLPOINT, INC IN 7.01 01/07/11 WII Components, Inc. DE 8.01 12/30/10 WILLIAMS SONOMA INC CA 1.01 01/03/11 WINDSTREAM CORP DE 8.01,9.01 01/07/11 WINDSTREAM CORP DE 8.01,9.01 01/07/11 WORTHINGTON INDUSTRIES INC OH 2.02,9.01 01/05/11 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 9.01 01/07/11 XOMA LTD /DE/ DE 8.01,9.01 01/06/11 Xun Energy, Inc. NV 5.02 12/21/10 Yasheng Group CA 8.01,9.01 12/24/10 ZION OIL & GAS INC DE 7.01,9.01 01/07/11 57th Street General Acquisition Corp 1.01,8.01,9.01 01/09/11 ACCELERIZE NEW MEDIA INC DE 5.02,8.01,9.01 01/03/11 ACORDA THERAPEUTICS INC 2.02 01/10/11 ACUITY BRANDS INC DE 2.02,9.01 01/10/11 ADEONA PHARMACEUTICALS, INC. DE 7.01,9.01 01/10/11 ADVANCED MICRO DEVICES INC DE 5.02,7.01,9.01 01/10/11 Aeon Holdings Inc. DE 5.02 12/14/10 AETNA INC /PA/ PA 2.02,7.01 01/10/11 AFC ENTERPRISES INC MN 2.02,9.01 01/10/11 AFFIRMATIVE INSURANCE HOLDINGS INC DE 5.02,9.01 01/04/11 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.01,9.01 12/28/10 AMEND ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 5.02,9.01 01/05/11 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 01/09/11 AMERICA SERVICE GROUP INC /DE DE 8.01 01/10/11 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 01/10/11 ANDERSONS INC OH 1.01,2.03 01/07/11 ANNAPOLIS BANCORP INC MD 8.01,9.01 01/10/11 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 01/06/11 APOLLO GROUP INC AZ 2.02,9.01 01/10/11 Archipelago Learning, Inc. DE 9.01 01/07/11 AMEND Arcis Resources Corp NV 1.01,2.01,3.02,5.01,5.02,5.06, 09/22/10 AMEND 9.01 Ardea Biosciences, Inc./DE DE 2.02,7.01,9.01 01/10/11 ARES CAPITAL CORP MD 7.01,9.01 01/10/11 Armour Residential REIT, Inc. MD 7.01,9.01 01/10/10 ARMSTRONG WORLD INDUSTRIES INC PA 5.02,9.01 01/10/11 Ascena Retail Group, Inc. DE 2.02,9.01 01/10/11 AspenBio Pharma, Inc. CO 7.01,9.01 01/10/11 ASPI, INC. DE 4.01,9.01 11/09/10 AUXILIUM PHARMACEUTICALS INC 2.02,7.01,9.01 01/10/11 Avenue South Ltd. NV 1.01,9.01 01/10/11 AVEO PHARMACEUTICALS INC DE 2.02,7.01,9.01 01/10/11 AWARE INC /MA/ MA 5.02 01/05/11 BALDWIN TECHNOLOGY CO INC DE 5.02,8.01,9.01 01/05/11 BARNES & NOBLE INC DE 1.01,9.01 01/10/11 BEHRINGER HARVARD REIT I INC MD 2.02,8.01 01/07/11 Biodel Inc 2.05 01/04/11 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 01/06/11 BIOLIFE SOLUTIONS INC DE 8.01,9.01 01/10/11 BIOSANTE PHARMACEUTICALS INC DE 7.01,9.01 01/10/11 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 01/10/11 BIOTIME INC CA 7.01,9.01 01/10/11 BLACKSANDS PETROLEUM, INC. NV 5.03,7.01,9.01 01/04/11 BLUEFLY INC DE 1.01,9.01 01/04/11 BODY CENTRAL CORP 7.01,9.01 01/06/11 BofI Holding, Inc. DE 7.01,9.01 01/10/11 BOSTON SCIENTIFIC CORP DE 2.02,8.01 01/10/11 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.01,7.01,9.01 01/07/11 BROADWIND ENERGY, INC. DE 5.02 01/04/11 Bronco Drilling Company, Inc. DE 7.01,9.01 01/10/11 BROWN SHOE CO INC NY 5.02,7.01,9.01 01/10/11 BUCKLE INC NE 7.01,9.01 01/10/11 CALPINE CORP DE 7.01,9.01 01/10/11 Calumet Specialty Products Partners, DE 5.02,9.01 01/10/11 CAMERON INTERNATIONAL CORP DE 5.04,9.01 01/07/11 CAPITOL BANCORP LTD MI 5.02 01/10/11 Cardium Therapeutics, Inc. DE 8.01,9.01 01/06/11 CAS MEDICAL SYSTEMS INC DE 3.02,5.02,9.01 01/07/11 CELGENE CORP /DE/ DE 2.02,8.01,9.01 01/10/11 CENTERPOINT ENERGY RESOURCES CORP DE 2.03,9.01 01/04/11 CEPHALON INC DE 7.01,9.01 01/10/11 CHENIERE ENERGY INC DE 5.02,9.01 01/07/11 CHESAPEAKE ENERGY CORP OK 7.01 01/10/11 China Architectural Engineering, Inc. DE 7.01,9.01 01/10/11 China Biologic Products, Inc. 1.01,9.01 01/10/11 CHINA CLEAN ENERGY INC DE 5.02,9.01 01/04/11 China Energy Recovery, Inc. DE 1.01,9.01 01/07/11 CHINA GENGSHENG MINERALS, INC. NV 1.01,7.01,9.01 01/10/11 CITIGROUP INC DE 8.01,9.01 01/10/11 CLICKER INC. NV 1.01,2.03,3.02,9.01 01/05/11 Cogdell Spencer Inc. MD 3.02 01/07/11 COGENT COMMUNICATIONS GROUP INC 7.01,9.01 01/10/11 COLUMBUS MCKINNON CORP NY 2.02 01/10/11 COLUMBUS MCKINNON CORP NY 8.01,9.01 01/10/11 COLUMBUS MCKINNON CORP NY 7.01,9.01 01/10/11 COMARCO INC CA 5.02 01/10/11 CommonWealth REIT MD 5.02,9.01 01/06/11 COMMUNITY HEALTH SYSTEMS INC DE 8.01,9.01 01/10/11 Comstock Mining Inc. NV 4.01,9.01 01/10/11 CONEXANT SYSTEMS INC DE 1.01,8.01,9.01 01/09/11 Converted Organics Inc. DE 2.02,7.01,9.01 01/10/11 CREDO PETROLEUM CORP DE 2.02,9.01 01/06/11 CROWN CRAFTS INC DE 7.01,9.01 01/10/11 CTS CORP IN 5.02 01/10/11 DCT Industrial Trust Inc. MD 5.02 01/05/11 DealerTrack Holdings, Inc. DE 1.01,8.01,9.01 01/07/11 DEL GLOBAL TECHNOLOGIES CORP NY 5.03,8.01,9.01 01/10/11 DEL MONTE FOODS CO DE 8.01,9.01 01/10/11 DENNYS CORP DE 5.02,9.01 01/10/11 Derycz Scientific Inc NV 3.02,9.01 12/22/10 AMEND Deyu Agriculture Corp. NV 1.01,1.02,5.02,9.01 01/10/11 diaDexus, Inc. DE 2.02,9.01 01/10/11 DIRECT INSITE CORP DE 5.02,9.01 01/09/11 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 01/10/11 DOT HILL SYSTEMS CORP DE 2.02,9.01 01/10/11 DreamWorks Animation SKG, Inc. 2.02 01/06/11 Duke Energy CORP DE 8.01,9.01 01/10/11 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 01/10/11 EASTMAN CHEMICAL CO DE 5.02,9.01 01/04/11 Ecoland International NV 4.01,9.01 01/07/11 ECOTALITY, INC. NV 1.01,3.02,9.01 01/10/11 Education Realty Trust, Inc. MD 7.01,9.01 01/10/11 Education Realty Trust, Inc. MD 7.01,9.01 01/10/11 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,9.01 01/04/11 Ellington Financial LLC DE 7.01,9.01 01/07/11 EMC CORP MA 5.02 01/06/11 Emergent BioSolutions Inc. DE 2.02,9.01 01/10/11 EMS TECHNOLOGIES INC GA 3.03,9.01 01/04/11 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 01/10/11 ENER1 INC FL 1.01,9.01 01/04/11 ENTERPRISE FINANCIAL SERVICES CORP DE 1.01,2.01,9.01 01/07/11 EOG RESOURCES INC DE 7.01 01/10/11 ESTERLINE TECHNOLOGIES CORP DE 5.02,9.01 12/09/10 AMEND Ever-Glory International Group, Inc. FL 1.01,2.03,9.01 01/04/11 EXIDE TECHNOLOGIES DE 2.02,7.01,8.01,9.01 01/10/11 Federal Home Loan Bank of Dallas 2.03,9.01 01/04/11 FEDERAL SIGNAL CORP /DE/ DE 1.01,9.01 01/04/11 Feigeda Electronic Technology, Inc. DE 1.01,3.02,5.02,9.01 12/30/10 FIRST BANCORP /PR/ PR 5.03,9.01 01/05/11 FORWARD INDUSTRIES INC NY 1.01 01/05/11 FUELCELL ENERGY INC DE 1.01,8.01,9.01 01/10/11 FULLCIRCLE REGISTRY INC NV 4.01,9.01 01/10/11 FUQI INTERNATIONAL, INC. DE 3.01 01/04/11 GARNER INVESTMENTS INC WY 8.01 12/31/10 GARNER INVESTMENTS INC WY 4.01,9.01 11/01/10 AMEND GASCO ENERGY INC NV 7.01,9.01 01/10/11 GASCO ENERGY INC NV 5.02,7.01,9.01 01/01/11 GEORESOURCES INC CO 7.01,9.01 01/10/11 Giddy-up Productions, Inc. NV 1.01,8.01 01/06/11 GILEAD SCIENCES INC DE 7.01 01/07/11 Global Aviation Holdings Inc. DE 5.02,9.01 01/07/11 GLOBAL GREEN SOLUTIONS INC. NV 8.01 01/10/11 Go Solar USA, Inc. 8.01,9.01 01/10/11 Government Properties Income Trust MD 5.02,9.01 01/06/11 GRAYBAR ELECTRIC CO INC NY 5.02 01/10/11 GRAYSON BANKSHARES INC VA 5.02 01/04/11 Greatmat Technology Corp NV 1.01,2.01,3.02,5.01,5.02,5.03, 10/30/10 AMEND 5.06,9.01 Green Plains Renewable Energy, Inc. 8.01,9.01 01/10/11 Grid Petroleum Corp. NV 5.02 01/06/11 GSE SYSTEMS INC DE 2.01 01/10/11 HALOZYME THERAPEUTICS INC DE 1.02,7.01,8.01,9.01 01/07/11 HARBINGER GROUP INC. DE 5.02,9.01 01/06/11 Hatteras Financial Corp 1.01,9.01 01/05/11 HEADWATERS INC DE 5.02,9.01 01/10/11 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 01/10/11 HEALTH NET INC DE 7.01,9.01 01/10/11 HEALTHCARE REALTY TRUST INC MD 8.01,9.01 01/10/11 HeartWare International, Inc. DE 2.02,7.01,9.01 01/10/11 HITTITE MICROWAVE CORP 5.02 01/01/11 HOMEFED CORP DE 5.02,9.01 01/05/11 HPC POS SYSTEM, CORP. NV 4.01,9.01 01/07/11 HST Global, Inc. DE 5.02 01/10/11 HUDSON HOLDING CORP DE 1.01,3.03,9.01 01/04/11 HUMAN GENOME SCIENCES INC DE 2.02,7.01,9.01 01/10/11 HUMANA INC DE 1.01,7.01,8.01 01/06/11 HUTCHINSON TECHNOLOGY INC MN 8.01,9.01 01/10/11 ICAGEN INC DE 5.02,9.01 01/07/11 IGATE CORP PA 1.01,7.01,9.01 01/10/11 INDUSTRIAL MINERALS INC DE 7.01,9.01 01/10/11 INFINITY PHARMACEUTICALS, INC. DE 7.01,8.01,9.01 01/07/11 INFORMATION SYSTEMS ASSOCIATES, INC. FL 5.02 01/10/11 INHIBITEX, INC. DE 8.01,9.01 01/09/11 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 01/10/11 INSULET CORP DE 5.02,9.01 01/10/11 INTEL CORP DE 1.01,7.01,9.01 01/10/11 INTERMUNE INC DE 7.01 01/10/11 INTEST CORP DE 7.01,9.01 01/10/11 INUVO, INC. NV 2.02,7.01,9.01 01/10/11 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 01/10/11 ISIS PHARMACEUTICALS INC DE 8.01,9.01 01/10/11 J C PENNEY CO INC DE 5.02,9.01 01/10/11 Janus Resources, Inc. NV 5.03,7.01,9.01 01/05/11 JBI, INC. NV 1.01,3.02 01/04/11 KINETIC CONCEPTS INC TX 2.02,7.01,9.01 01/10/11 LEAR CORP DE 7.01,9.01 01/10/11 Lithium Exploration Group, Inc. NV 1.01,2.01,9.01 12/16/10 LMI AEROSPACE INC MO 5.02 01/04/11 LOCAL.COM DE 7.01,9.01 01/07/11 Main Street Capital CORP MD 1.01,2.03,8.01,9.01 01/07/11 MAKO Surgical Corp. DE 2.02,9.01 01/10/11 MANHATTAN PHARMACEUTICALS INC DE 1.01,1.02,9.01 01/04/11 Market Leader, Inc. WA 1.01,2.02,7.01 01/07/11 MEDASSETS INC DE 5.02,9.01 01/10/11 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 01/10/11 MEDINA INTERNATIONAL HOLDINGS, INC. CO 8.01 12/28/10 AMEND MEMC ELECTRONIC MATERIALS INC DE 5.02 01/10/11 Mercantile Bancorp, Inc. DE 8.01,9.01 01/06/11 MGM Resorts International DE 8.01,9.01 01/10/11 MINDSPEED TECHNOLOGIES, INC DE 1.01,9.01 01/05/11 Morningstar, Inc. IL 5.02,9.01 01/04/11 MOSAIC CO DE 2.02,9.01 01/05/11 Motorola Solutions, Inc. DE 1.01,1.02,2.01,2.03,5.03,8.01, 01/04/11 9.01 MTR GAMING GROUP INC DE 1.01,5.02,9.01 01/10/11 MULTI FINELINE ELECTRONIX INC 2.02,9.01 01/10/11 MUSTANG ALLIANCES, INC. 1.01,2.03,9.01 01/10/11 NATIONAL FUEL GAS CO NJ 7.01,9.01 01/10/11 National Health Partners Inc 5.03,5.07,9.01 12/28/10 NCO Group, Inc. DE 5.02 01/06/11 NeoStem, Inc. DE 5.02 01/04/11 NETWORK 1 FINANCIAL GROUP, INC. DE 3.02,5.02 01/04/11 NEWFIELD EXPLORATION CO /DE/ DE 9.01 01/10/11 NORTECH SYSTEMS INC MN 1.01,9.01 01/06/11 NORTHWEST NATURAL GAS CO OR 7.01,9.01 01/07/11 NORTHWEST PIPE CO OR 5.02 01/04/11 NPS PHARMACEUTICALS INC DE 8.01,9.01 01/10/11 NPS PHARMACEUTICALS INC DE 8.01 01/07/11 NUPATHE INC. DE 7.01,9.01 01/10/11 NVIDIA CORP DE 1.01,9.01 01/10/11 Obscene Jeans Corp. FL 5.02 12/14/10 OCEAN BIO CHEM INC FL 4.01 01/10/11 Oconee Federal Financial Corp. X1 8.01,9.01 01/07/11 OCZ TECHNOLOGY GROUP INC DE 2.02,9.01 01/10/11 ODYSSEY PICTURES CORP NV 1.01,3.02,5.02,9.01 01/10/11 OMEGA PROTEIN CORP NV 7.01,9.01 01/07/11 ONE LIBERTY PROPERTIES INC MD 1.01,2.03,9.01 01/06/11 Onstream Media CORP FL 2.02,9.01 01/07/11 OPTIMER PHARMACEUTICALS INC 5.02 01/10/11 Options Media Group Holdings, Inc. NV 5.02 01/04/11 PDL BIOPHARMA, INC. DE 8.01,9.01 01/07/11 PDL BIOPHARMA, INC. DE 7.01,9.01 01/10/11 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 01/10/11 PharMerica CORP DE 1.01 01/04/11 Piedmont Office Realty Trust, Inc. MD 8.01,9.01 01/10/11 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 01/10/11 POLYMER GROUP INC DE 8.01 01/10/11 POLYMER GROUP INC DE 7.01,9.01 01/10/11 PRIVATE MEDIA GROUP INC NV 5.07,8.01,9.01 01/04/11 PROGRESS ENERGY INC NC 8.01,9.01 01/08/11 PROGRESS ENERGY INC NC 1.01,5.02,9.01 01/08/11 QR Energy, LP DE 5.02,9.01 01/04/11 QUESTCOR PHARMACEUTICALS INC CA 1.01,5.02,9.01 01/10/11 QUESTCOR PHARMACEUTICALS INC CA 2.02,7.01,9.01 01/10/11 QUIDEL CORP /DE/ DE 1.01,9.01 01/06/11 RAIT Financial Trust MD 8.01,9.01 01/10/11 RAMTRON INTERNATIONAL CORP DE 8.01,9.01 01/10/11 REALPAGE INC DE 5.02 01/04/11 REHABCARE GROUP INC DE 9.01 01/10/11 REPUBLIC SERVICES, INC. DE 5.03,9.01 01/06/11 Rockville Financial Inc. 5.02,9.01 01/06/11 Rockville Financial New, Inc. CT 5.02,9.01 01/06/11 ROGERS CORP MA 2.01,9.01 01/04/11 Ruths Hospitality Group, Inc. DE 2.02,9.01 01/10/11 S&W Seed Co DE 8.01,9.01 01/10/11 SANDRIDGE ENERGY INC DE 5.02,9.01 01/05/11 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 01/10/11 SEQUENOM INC DE 8.01 01/05/11 SHAW GROUP INC LA 8.01,9.01 01/10/11 SIEBERT FINANCIAL CORP NY 3.01 01/04/11 SM Energy Co DE 7.01,9.01 01/10/11 SONIC CORP DE 5.07 01/06/11 SONIC FOUNDRY INC MD 5.02,9.01 01/04/11 SONOSITE INC 2.02,9.01 01/10/11 SPECTRUM CONTROL INC PA 2.02,9.01 11/30/10 SPEEDEMISSIONS INC FL 2.03,9.01 12/20/10 SPHERIX INC DE 7.01,9.01 01/10/11 ST JOE CO FL 8.01 01/10/11 STANDARD MICROSYSTEMS CORP DE 1.01,8.01,9.01 01/09/11 STANDARD MICROSYSTEMS CORP DE 2.02,9.01 01/10/11 Stereotaxis, Inc. DE 7.01,9.01 01/10/11 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 01/04/11 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 12/29/10 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 01/03/11 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 01/03/11 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 12/28/10 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 12/28/10 STRYKER CORP MI 2.02,9.01 01/10/11 Sucampo Pharmaceuticals, Inc. 7.01,9.01 01/10/11 SUN HEALTHCARE GROUP INC DE 2.02,7.01,9.01 01/06/11 SUN RIVER ENERGY, INC CO 4.01,9.01 10/26/10 AMEND SUPERIOR UNIFORM GROUP INC FL 1.01,3.02 01/04/11 Sustainable Environmental Technologie CA 2.01,5.01,9.01 07/07/10 AMEND SYNERGETICS USA INC 7.01,9.01 01/10/11 SYNOVUS FINANCIAL CORP GA 8.01,9.01 01/10/11 T-3 ENERGY SERVICES INC TX 1.02,3.01,3.03,5.01,5.03,5.07, 01/07/11 8.01,9.01 TARA GOLD RESOURCES CORP. NV 8.01 01/07/11 TENNECO INC DE 8.01 01/06/11 Titan Oil & Gas, Inc. NV 8.01,9.01 01/03/11 TRANSATLANTIC PETROLEUM LTD. D0 5.02,9.01 01/05/11 Transcept Pharmaceuticals Inc DE 7.01,9.01 01/10/11 Triangle Petroleum Corp NV 7.01,9.01 01/10/11 TRINITY CAPITAL CORP NM 7.01,9.01 01/07/11 TYCO INTERNATIONAL LTD V8 1.01,9.01 01/05/11 U S PRECIOUS METALS INC DE 5.02 01/07/11 UIL HOLDINGS CORP CT 7.01,9.01 01/10/11 UNIGENE LABORATORIES INC DE 7.01,9.01 01/10/11 UNITED BANKSHARES INC/WV WV 5.02 01/06/11 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 01/10/11 URANIUM ENERGY CORP NV 1.01,5.02,9.01 01/05/11 URBAN OUTFITTERS INC PA 2.02,9.01 01/06/11 UROPLASTY INC MN 2.02,9.01 01/10/11 USEC INC DE 3.02 01/10/11 UTSTARCOM INC DE 8.01,9.01 01/10/11 VARIAN MEDICAL SYSTEMS INC DE 8.01,9.01 01/07/11 Ventura Assets LTD CO 1.01,5.01,5.02,9.01 12/30/10 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 01/09/11 Vicor Technologies, Inc. DE 7.01,9.01 01/10/11 VIPER POWERSPORTS INC NV 3.02 01/05/11 VIROPHARMA INC DE 7.01,9.01 01/10/11 VIVUS INC CA 8.01,9.01 01/10/11 Volcano Corp DE 2.02,9.01 01/10/11 WD 40 CO DE 2.02,9.01 01/10/11 WEB.COM GROUP, INC. 5.02,9.01 01/06/11 WELLCARE HEALTH PLANS, INC. DE 7.01,9.01 01/10/11 WINLAND ELECTRONICS INC MN 1.01,9.01 01/03/11 Zalicus Inc. DE 8.01,9.01 01/10/11 ZHONE TECHNOLOGIES INC DE 5.02 01/04/11 ZIPREALTY INC 2.02,7.01,9.01 01/10/11 ZOGENIX, INC. DE 7.01,9.01 01/10/11