RECENT 8K FILINGS December 23, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 1.01,2.01,9.01 12/17/10 ACHILLION PHARMACEUTICALS INC DE 5.02,9.01 12/16/10 ADINO ENERGY CORP MT 5.02,9.01 12/21/10 ADVANTA CORP DE 7.01,9.01 12/22/10 AEROFLEX HOLDING CORP. DE 8.01,9.01 12/22/10 AEROFLEX INC DE 8.01,9.01 12/22/10 ALLIED DEFENSE GROUP INC DE 7.01 12/20/10 ALLIED MOTION TECHNOLOGIES INC CO 1.01,9.01 12/16/10 ALTERRA CAPITAL HOLDINGS Ltd 1.01,5.02 12/16/10 Alto Group Holdings Inc. NV 1.01,2.01,3.02,9.01 12/21/10 AMCON DISTRIBUTING CO DE 5.07 12/21/10 AMERICAN BIO MEDICA CORP NY 8.01 12/16/10 AMERICAN GREETINGS CORP OH 2.02,9.01 12/22/10 AMERICAN STATES WATER CO CA 8.01,9.01 12/16/10 AMHN, Inc. UT 1.01,2.03,4.01,5.01,8.01,9.01 12/16/10 APRICUS BIOSCIENCES, INC. NV 5.02,9.01 12/16/10 ARCA biopharma, Inc. DE 1.01,9.01 12/21/10 ARI NETWORK SERVICES INC /WI WI 5.02,5.07,9.01 12/16/10 Armour Residential REIT, Inc. MD 8.01,9.01 12/22/10 ARMSTRONG WORLD INDUSTRIES INC PA 5.05,9.01 12/16/10 ARROWHEAD RESEARCH CORP DE 2.02,9.01 12/22/10 ASBURY AUTOMOTIVE GROUP INC DE 7.01 12/22/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/21/10 ASHLAND INC. KY 7.01,9.01 12/22/10 ASSOCIATED MATERIALS, LLC DE 5.02 11/12/10 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 12/21/10 Atlantic Coast Financial CORP MD 8.01,9.01 12/21/10 Aultra Gold Inc. NV 1.01,2.01,3.02,5.02,9.01 12/20/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 1.01,2.03,9.01 12/22/10 AVISTA CORP WA 1.01,2.03,9.01 12/20/10 AVISTAR COMMUNICATIONS CORP 1.01,2.01,2.03 12/20/10 Axcan Intermediate Holdings Inc. DE 1.01,9.01 11/30/10 AXCESS INTERNATIONAL INC/TX DE 8.01 11/30/10 BAKER MICHAEL CORP PA 8.01,9.01 12/22/10 Bank of Commerce Holdings CA 7.01,9.01 12/22/10 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 12/22/10 BANK OF THE OZARKS INC AR 1.01,2.01,9.01 12/17/10 AMEND BASIC ENERGY SERVICES INC 1.01,2.03,8.01,9.01 12/20/10 BEACON POWER CORP DE 1.01,3.03,5.03,9.01 12/22/10 BED BATH & BEYOND INC NY 2.02,9.01 12/22/10 Behringer Harvard Opportunity REIT I, MD 1.01 12/20/10 Behringer Harvard Opportunity REIT II MD 9.01 10/08/10 AMEND BELDEN INC. DE 2.01,9.01 12/16/10 Benda Pharmaceutical, Inc. MN 8.01,9.01 12/15/10 BERKSHIRE HILLS BANCORP INC 1.01,9.01 12/21/10 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 12/22/10 BIOHEART, INC. FL 7.01,8.01,9.01 12/16/10 BIOTIME INC CA 7.01,9.01 12/22/10 BRIGGS & STRATTON CORP WI 1.01,2.03,9.01 12/15/10 AMEND BROADBAND HOLDRS TRUST 8.01,9.01 12/22/10 BROADCAST INTERNATIONAL INC UT 1.01,9.01 12/16/10 BROWN FORMAN CORP DE 7.01,9.01 12/22/10 C&D TECHNOLOGIES INC DE 3.03,5.03,8.01,9.01 12/21/10 CALGON CARBON CORPORATION DE 1.01,8.01,9.01 12/21/10 CALIFORNIA COASTAL COMMUNITIES INC DE 7.01,9.01 12/20/10 CAPITAL GOLD CORP NV 8.01,9.01 12/21/10 CardioGenics Holdings Inc. NV 1.01,9.01 12/21/10 CARDIONET INC CA 2.01,8.01,9.01 12/21/10 Care Investment Trust Inc. MD 5.07 12/20/10 CareView Communications Inc NV 4.01,9.01 12/17/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,9.01 12/20/10 Cereplast Inc NV 1.01,2.03,9.01 12/21/10 CFO CONSULTANTS, INC. NV 1.01,3.02,8.01,9.01 12/21/10 CHEROKEE INC DE 5.02 12/17/10 Chesapeake Midstream Partners, L.P. DE 1.01,2.01,9.01 12/16/10 China Architectural Engineering, Inc. DE 5.03,7.01,9.01 12/17/10 CHINA AUTOMOTIVE SYSTEMS INC DE 8.01,9.01 12/22/10 China Botanic Pharmaceutical NV 5.02,9.01 12/16/10 China Direct Industries, Inc. FL 2.02,9.01 12/22/10 China Wesen Recycling Technology, Inc DE 1.01,3.02,9.01 12/16/10 CHRISTOPHER & BANKS CORP DE 2.02,9.01 12/22/10 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 12/16/10 CINCINNATI BELL INC OH 8.01,9.01 12/17/10 CITADEL BROADCASTING CORP DE 5.02,9.01 12/16/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 12/20/10 CNO Financial Group, Inc. DE 1.01,1.02,2.03,7.01,9.01 12/21/10 Colony Financial, Inc. MD 9.01 06/30/10 AMEND COLUMBUS MCKINNON CORP NY 1.01,2.03,9.01 12/16/10 CommunitySouth Financial CORP SC 8.01 12/21/10 Constellation Energy Partners LLC DE 7.01,8.01,9.01 12/21/10 COPsync, Inc. DE 8.01 12/22/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 8.01,9.01 12/16/10 Corporate Property Associates 17 - Gl MD 2.01 12/16/10 COTT CORP /CN/ 1.01,1.02 12/21/10 CRAWFORD & CO GA 1.01,2.03,8.01,9.01 12/17/10 CRI HOTEL INCOME PARTNERS L P DE 1.01,2.03,9.01 12/17/10 Crocs, Inc. 5.02,9.01 12/18/10 CRYOLIFE INC FL 5.02 12/20/10 CYPRESS BIOSCIENCE INC DE 5.02,9.01 12/20/10 Danvers Bancorp, Inc. DE 5.02,9.01 12/17/10 DARLING INTERNATIONAL INC DE 5.07 12/21/10 DATARAM CORP NJ 3.01 12/16/10 DEBT RESOLVE INC DE 7.01,9.01 12/21/10 Deerfield Capital Corp. MD 1.01,3.02,8.01,9.01 12/21/10 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 12/22/10 DENBURY RESOURCES INC DE 5.02 12/16/10 DEX ONE Corp DE 5.02 12/21/10 Discover Card Execution Note Trust DE 1.01,8.01,9.01 12/21/10 DISCOVERY LABORATORIES INC /DE/ DE 5.07 12/21/10 Dividend Capital Total Realty Trust I 8.01 12/22/10 DK Sinopharma, Inc. NV 4.01,9.01 12/20/10 DOVER CORP DE 1.01,7.01,9.01 12/22/10 DRI CORP NC 7.01,9.01 12/22/10 DYNASIL CORP OF AMERICA NJ 3.02 12/21/10 EAGLE MATERIALS INC DE 1.01,1.02,2.03,9.01 12/16/10 EDGEWATER TECHNOLOGY INC/DE/ DE 5.02,9.01 12/17/10 EDISON MISSION ENERGY DE 8.01 12/20/10 EINSTEIN NOAH RESTAURANT GROUP INC DE 1.01,1.02,2.03,8.01,9.01 12/20/10 EMC INSURANCE GROUP INC IA 1.01,9.01 12/21/10 Emergent BioSolutions Inc. DE 1.01 12/16/10 EMERGENT GROUP INC/NY NV 7.01,9.01 12/21/10 EMS TECHNOLOGIES INC GA 5.02,8.01,9.01 12/15/10 ENER1 INC FL 9.01 12/22/10 ENERGY XXI (BERMUDA) LTD D0 2.01,9.01 12/17/10 ENERGY XXI (BERMUDA) LTD D0 1.01,2.03,9.01 12/17/10 ENTERPRISE BANCORP INC /MA/ MA 5.02,9.01 12/21/10 ENTREMED INC DE 5.02 12/16/10 ESB FINANCIAL CORP PA 8.01,9.01 12/21/10 EV Energy Partners, LP DE 1.01,2.03,9.01 12/17/10 Federal Home Loan Bank of Boston X1 5.02 12/17/10 Federal Home Loan Bank of Chicago X1 5.02 12/16/10 AMEND Federal Home Loan Bank of Dallas 2.03,9.01 12/16/10 Federal Home Loan Bank of Topeka 5.05,9.01 12/16/10 Federal Home Loan Bank of Topeka 5.02,9.01 12/16/10 AMEND Feigeda Electronic Technology, Inc. DE 1.01,2.01,2.02,3.02,4.01,5.01, 12/16/10 5.02,5.03,5.06 FERRO CORP OH 1.01,5.02,9.01 12/22/10 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 12/21/10 FINISAR CORP DE 1.01,9.01 12/20/10 FIRST BLUSH BRANDS, INC. DE 1.01,2.01,3.02,5.01,5.02,5.03, 05/12/10 AMEND 5.06,9.01 FIRST CENTURY BANKSHARES INC WV 5.02,9.01 12/16/10 FIRST DATA CORP DE 1.01,2.03,8.01,9.01 12/17/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.03,9.01 12/22/10 FIRST HORIZON NATIONAL CORP TN 8.01,9.01 12/20/10 FIRST OF LONG ISLAND CORP NY 1.01,5.02 12/21/10 FLAGSTAR BANCORP INC MI 5.03,5.07,7.01,9.01 12/21/10 FMC CORP DE 5.02,9.01 12/22/10 FNB United Corp. NC 8.01,9.01 12/22/10 FOODFEST INTERNATIONAL 2000 INC. DE 1.01,2.01,3.02,5.03,9.01 12/20/10 Forex International Trading Corp. NV 3.02,9.01 12/21/10 FORWARD INDUSTRIES INC NY 5.02 12/20/10 FORWARD INDUSTRIES INC NY 4.01,9.01 12/10/10 AMEND FRANKLIN RESOURCES INC DE 5.03,8.01,9.01 12/16/10 GENCOR INDUSTRIES INC DE 2.02,9.01 12/22/10 General Growth Properties, Inc. DE 5.02 12/22/10 General Maritime Corp / MI 1.01,2.03,9.01 12/22/10 General Moly, Inc DE 1.01,3.02,5.02,8.01,9.01 12/16/10 GFI Group Inc. DE 1.01,2.03,9.01 12/20/10 GigOptix, Inc. DE 5.02 12/16/10 GILEAD SCIENCES INC DE 1.01,9.01 11/03/10 Great Lakes Dredge & Dock CORP DE 5.02 12/16/10 GreenHouse Holdings, Inc. NV 7.01,9.01 12/21/10 HANCOCK HOLDING CO MS 8.01,9.01 12/22/10 HARSCO CORP DE 5.02 12/21/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 8.01,9.01 12/21/10 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,5.07,9.01 12/20/10 HERITAGE FINANCIAL CORP /WA/ WA 8.01,9.01 12/22/10 HERLEY INDUSTRIES INC /NEW DE 5.02,8.01 12/22/10 HERTZ CORP DE 1.01 12/16/10 HERTZ GLOBAL HOLDINGS INC 1.01 12/16/10 HICKOK INC OH 2.02,9.01 12/22/10 Hilltop Holdings Inc. MD 5.03,9.01 12/20/10 Hines Global REIT, Inc. MD 9.01 10/19/10 AMEND HOLLYWOOD MEDIA CORP FL 5.07 12/22/10 Home Federal Bancorp, Inc. of Louisia LA 8.01,9.01 12/22/10 HOSPIRA INC DE 8.01 12/17/10 Howard Hughes Corp DE 1.02,5.02,7.01,9.01 12/17/10 HUMANA INC DE 1.01,1.02,2.03,9.01 12/21/10 IA GLOBAL INC DE 2.01,5.02,8.01,9.01 12/17/10 ICOP DIGITAL, INC CO 3.01,8.01 12/20/10 IGI LABORATORIES, INC DE 1.01,2.03,3.02,9.01 12/21/10 Imperial Resources, Inc. 5.02 12/22/10 Industrial Income Trust Inc. MD 1.01 12/17/10 INSPIRE PHARMACEUTICALS INC DE 1.01,9.01 12/16/10 INTEGRAMED AMERICA INC DE 5.02,9.01 12/17/10 INTER PARFUMS INC DE 1.01 12/22/10 INTERNATIONAL MONETARY SYSTEMS LTD /W WI 1.02,9.01 12/20/10 INTERNATIONAL PAPER CO /NEW/ NY 5.02,9.01 12/16/10 Investors Bancorp Inc DE 5.02 12/21/10 INX Inc DE 8.01,9.01 12/21/10 ISTAR FINANCIAL INC MD 5.02,9.01 12/21/10 IVAX DIAGNOSTICS INC DE 5.02 12/20/10 J P MORGAN CHASE & CO DE 8.01,9.01 12/20/10 JACOBS ENGINEERING GROUP INC /DE/ DE 1.01,7.01,9.01 12/21/10 JETBLUE AIRWAYS CORP DE 5.02,9.01 12/21/10 Jingwei International LTD NV 5.02 12/21/10 JMP Group Inc. DE 7.01 12/21/10 K12 INC DE 5.07 12/22/10 Kandi Technologies Corp DE 8.01,9.01 12/22/10 Kat Gold Holdings Corp. NV 3.02,5.01,5.02,5.06,8.01,9.01 12/22/10 Kat Gold Holdings Corp. NV 3.02,5.01,5.02,5.06,8.01,9.01 12/22/10 AMEND KRAFT FOODS INC VA 5.02 12/20/10 Legacy Bancorp, Inc. 1.01,5.02,9.01 12/21/10 LEGACY WINE & SPIRITS INTERNATIONAL L NV 3.02,5.02,8.01,9.01 12/22/10 Lightstone Value Plus Real Estate Inv MD 8.01 11/15/10 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,2.03,9.01 12/20/10 Lotus Pharmaceuticals, Inc. NV 5.02,8.01,9.01 12/15/10 MAGNEGAS CORP DE 5.02,9.01 12/21/10 MAINLAND RESOURCES INC. 7.01,9.01 12/22/10 Majestic Capital, Ltd. 8.01,9.01 12/22/10 MARCHEX INC DE 1.01,5.02 12/20/10 MARSHALL EDWARDS INC DE 1.01,1.02,3.02,8.01,9.01 12/21/10 MASIMO CORP DE 8.01 12/21/10 MATCHES, INC. NV 1.01,2.01,5.01,5.02,5.06,8.01, 12/17/10 9.01 MATRIXX INITIATIVES INC DE 8.01,9.01 12/22/10 MATTEL INC /DE/ DE 5.03,9.01 12/21/10 MATTSON TECHNOLOGY INC DE 5.03,9.01 12/19/10 MAXWELL TECHNOLOGIES INC DE 3.02 12/20/10 McAfee, Inc. DE 8.01 12/20/10 MCKESSON CORP DE 7.01 12/20/10 MEDCATH CORP DE 8.01 12/22/10 MERCER GOLD CORP. NV 7.01,9.01 12/20/10 MESA AIR GROUP INC NV 8.01,9.01 12/20/10 MICRON TECHNOLOGY INC DE 2.02,9.01 12/20/10 MIDDLEBY CORP DE 8.01 12/17/10 MISCOR GROUP, LTD. IN 1.01,9.01 12/17/10 MONSANTO CO /NEW/ DE 5.02,9.01 12/21/10 MONTPELIER RE HOLDINGS LTD 7.01 12/22/10 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 12/22/10 MTR GAMING GROUP INC DE 1.01,9.01 12/20/10 MusclePharm Corp NV 5.02,9.01 12/21/10 NANOVIRICIDES, INC. NV 7.01,8.01,9.01 12/22/10 National Asset Recovery Corp. NV 5.02,8.01 12/16/10 NATURAL ALTERNATIVES INTERNATIONAL IN DE 1.01,1.02,2.03,9.01 12/16/10 NAVISITE INC DE 1.01,2.01,9.01 12/17/10 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,8.01,9.01 12/14/10 Neogenix Oncology Inc MD 1.01 12/17/10 NEOMEDIA TECHNOLOGIES INC DE 1.01,9.01 12/21/10 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 12/21/10 NEWCASTLE INVESTMENT CORP MD 8.01 12/20/10 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 12/22/10 NEXSTAR BROADCASTING GROUP INC DE 8.01 12/16/10 NEXTERA ENERGY INC FL 2.03 12/21/10 NightHawk Radiology Holdings Inc 2.01,3.01,3.03,5.01,5.02,5.03, 12/17/10 5.07,8.01,9.01 OCEANFIRST FINANCIAL CORP DE 5.02,9.01 12/20/10 OLD DOMINION ELECTRIC COOPERATIVE VA 8.01 12/22/10 Omagine, Inc. DE 8.01 12/22/10 OMNICELL, Inc CA 5.02,5.07,9.01 12/16/10 Oncothyreon Inc. DE 8.01 12/22/10 ONVIA INC DE 5.02,9.01 12/20/10 ONYX PHARMACEUTICALS INC DE 8.01 12/22/10 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 12/21/10 Orange 21 Inc. DE 1.01,9.01 12/16/10 ORGANA GARDENS INTERNATIONAL INC. NV 3.02,5.02,8.01,9.01 12/22/10 ORIENTAL FINANCIAL GROUP INC PR 5.02 12/20/10 PAR TECHNOLOGY CORP DE 8.01 12/22/10 PARAMOUNT GOLD & SILVER CORP. 2.01,9.01 08/23/10 AMEND PARK ELECTROCHEMICAL CORP NY 2.02,9.01 12/22/10 Patriot Coal CORP DE 5.02,9.01 12/17/10 PEETS COFFEE & TEA INC WA 1.01,2.03,9.01 12/21/10 PERNIX THERAPEUTICS HOLDINGS, INC. MD 1.01,8.01,9.01 12/17/10 PHH CORP MD 1.01,2.03,5.02,9.01 12/16/10 PivX Solutions, Inc. NV 5.02 12/22/10 PIXELWORKS, INC OR 1.01,2.03 12/21/10 PLAINS EXPLORATION & PRODUCTION CO DE 5.02,9.01 12/22/10 PNM RESOURCES INC NM 8.01,9.01 12/22/10 PORTEC RAIL PRODUCTS INC WV 2.01,5.02,9.01 12/21/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,1.02,2.03,9.01 12/20/10 PORTLAND GENERAL ELECTRIC CO /OR/ OR 8.01 12/17/10 POWER ONE INC DE 8.01,9.01 12/22/10 PREMIERE GLOBAL SERVICES, INC. GA 1.01,9.01 12/22/10 PROLOGIS MD 2.06,5.02 12/17/10 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 2.03 12/22/10 PSI CORP NV 4.01 07/10/10 AMEND QEP RESOURCES, INC. DE 7.01 12/21/10 AMEND QR Energy, LP DE 1.01,2.01,2.03,3.02,5.02,5.03, 12/16/10 9.01 QUEPASA CORP NV 1.01,3.02,9.01 12/21/10 QUICKSILVER RESOURCES INC DE 1.01,9.01 12/21/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02 12/21/10 RadNet, Inc. DE 2.01,8.01 12/22/10 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 12/22/10 Regency Energy Partners LP DE 5.02 12/22/10 AMEND RES CARE INC /KY/ KY 5.07,8.01 12/16/10 RESOURCE AMERICA, INC. DE 8.01,9.01 12/22/10 Resource Real Estate Opportunity REIT MD 2.01 12/21/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 2.01 12/16/10 RITE AID CORP DE 8.01,9.01 12/22/10 Rockwood Holdings, Inc. DE 1.01,9.01 12/20/10 ROWAN COMPANIES INC DE 7.01,9.01 12/14/10 SAIC, Inc. 1.01,2.03,9.01 12/20/10 SANDRIDGE ENERGY INC DE 5.02,9.01 11/04/10 AMEND SCIENTIFIC GAMES CORP DE 5.02 12/21/10 SCIQUEST INC DE 1.01,3.02,9.01 12/21/10 SCOLR Pharma, Inc. DE 3.01,9.01 12/22/10 SENESCO TECHNOLOGIES INC DE 1.01,9.01 12/22/10 SENTRY PETROLEUM LTD. 7.01,9.01 12/22/10 Shengkai Innovations, Inc. FL 8.01,9.01 12/22/10 Silver Dragon Resources Inc. DE 7.01,9.01 12/21/10 SINOBIOMED INC DE 1.01 12/17/10 Six Flags Entertainment Corp DE 5.02,9.01 12/21/10 SLM Student Loan Trust 2009-1 DE 8.01,9.01 12/20/10 AMEND SLM Student Loan Trust 2009-2 DE 8.01,9.01 12/03/10 AMEND SM Energy Co DE 7.01,9.01 12/22/10 SNYDER'S-LANCE, INC. NC 5.02,9.01 12/17/10 Solar Capital Ltd. MD 1.01,2.03,9.01 12/22/10 Solera National Bancorp, Inc. DE 1.01,9.01 12/16/10 SOTHEBYS DE 8.01,9.01 12/21/10 SOUTH AMERICAN GOLD CORP. NV 8.01,9.01 12/20/10 SOUTHERN CONNECTICUT BANCORP INC CT 5.02,9.01 12/17/10 SOUTHERN CONNECTICUT BANCORP INC CT 5.02,9.01 12/17/10 STERLING BANCORP NY 8.01 11/05/10 AMEND STR HOLDINGS, INC. DE 8.01,9.01 12/21/10 Strategic Storage Trust, Inc. MD 7.01,8.01,9.01 12/21/10 STUDENT LOAN CORP DE 1.01,5.02,9.01 12/16/10 SUFFOLK BANCORP NY 8.01 12/20/10 SUPERMEDIA INC. DE 7.01 12/21/10 Surge Global Energy, Inc. DE 5.02 12/22/10 SUSQUEHANNA BANCSHARES INC PA 8.01,9.01 12/22/10 SYKES ENTERPRISES INC FL 1.01,2.01,2.05,9.01 12/16/10 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,1.02,2.03,9.01 12/17/10 TERADATA CORP /DE/ 1.01,8.01,9.01 12/21/10 TESSERA TECHNOLOGIES INC DE 8.01,9.01 12/21/10 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 12/22/10 Timberline Resources Corp DE 7.01,9.01 12/22/10 TMST, Inc. MD 7.01,9.01 12/20/10 TRACTOR SUPPLY CO /DE/ DE 5.02,9.01 12/22/10 TRANS1 INC 5.02 12/16/10 TRANSACT ENERGY CORP NV 5.02 12/22/10 TransDigm Group INC DE 1.01,2.03,8.01,9.01 12/22/10 Travelport LTD D0 8.01 12/16/10 TRIMERIS INC DE 5.02,9.01 12/22/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 12/22/10 TRUSTCO BANK CORP N Y NY 5.02,9.01 12/22/10 TSIC, Inc. DE 7.01,9.01 12/17/10 Two Harbors Investment Corp. 1.01,8.01,9.01 12/17/10 TYCO INTERNATIONAL LTD V8 8.01,9.01 12/22/10 U S PHYSICAL THERAPY INC /NV NV 8.01 12/22/10 UNIFI INC NY 1.01,9.01 12/20/10 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 12/21/10 United Continental Holdings, Inc. DE 7.01,9.01 12/22/10 UNITED STATES CELLULAR CORP DE 1.01,1.02,2.03,9.01 12/17/10 UNIVERSAL BIOSENSORS INC DE 5.02,9.01 12/22/10 AMEND US NATURAL GAS CORP FL 1.01,9.01 12/20/10 US Oncology Holdings, Inc. DE 7.01 12/20/10 VALUEVISION MEDIA INC MN 8.01 12/22/10 Vantage Drilling CO E9 8.01,9.01 12/21/10 VASCULAR SOLUTIONS INC MN 1.01,2.03,9.01 12/20/10 WALGREEN CO IL 2.02,7.01,9.01 12/22/10 WASHINGTON MUTUAL, INC WA 7.01,9.01 12/21/10 Waste2Energy Holdings, Inc. DE 2.04 12/18/10 WEBSTER FINANCIAL CORP DE 3.02,8.01,9.01 12/21/10 WEST PHARMACEUTICAL SERVICES INC PA 1.01,9.01 12/17/10 WESTMORELAND COAL Co DE 1.01,9.01 12/17/10 WHITNEY HOLDING CORP LA 8.01,9.01 12/22/10 WIRELESS HOLDRS TRUST NY 8.01,9.01 12/22/10 WORTHINGTON INDUSTRIES INC OH 8.01,9.01 12/22/10 YUKON GOLD CORP INC DE 8.01,9.01 12/22/10 Zalicus Inc. DE 1.01,2.03,3.02,9.01 12/22/10 ZION OIL & GAS INC DE 7.01,9.01 12/22/10 ZIX CORP TX 1.01,9.01 12/20/10