RECENT 8K FILINGS November 29, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A5 Laboratories Inc. NV 7.01,9.01 11/22/10 ACCURIDE CORP DE 7.01,9.01 11/24/10 ACE Ltd V8 1.01,1.02,2.03 11/18/10 ACL SEMICONDUCTORS, INC 5.07 11/22/10 Affinion Group, Inc. DE 1.01,2.03,8.01,9.01 11/19/10 Aircastle LTD D0 7.01,9.01 11/23/10 ALLEGHENY TECHNOLOGIES INC DE 7.01,8.01,9.01 11/24/10 ALTERNATE ENERGY HOLDINGS, INC. NV 1.01,3.02,9.01 11/24/10 AMAZON GOLDSANDS LTD. NV 8.01 11/24/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 11/24/10 AMERICAN STATES WATER CO CA 8.01,9.01 11/19/10 AMERICAN WOODMARK CORP VA 2.02,9.01 11/24/10 AML COMMUNICATIONS INC DE 8.01,9.01 11/23/10 ANTS SOFTWARE INC DE 5.07,7.01 11/19/10 APOLLO GROUP INC AZ 5.02 11/23/10 AQUAMER MEDICAL CORP. DE 9.01 08/16/10 AMEND ARGENTEX MINING CORP DE 7.01,9.01 11/24/10 ARMSTRONG WORLD INDUSTRIES INC PA 1.01,2.03,7.01,8.01,9.01 11/23/10 Aura Bio Corp. NV 5.01,9.01 11/15/10 B Green Innovations, Inc. NJ 2.02,9.01 11/17/10 Bank of the Carolinas CORP NC 5.02 11/24/10 BANKATLANTIC BANCORP INC FL 8.01,9.01 11/18/10 Behringer Harvard Opportunity REIT II MD 7.01,9.01 11/22/10 BELK INC 1.01,1.02,2.02,2.03,9.01 11/23/10 BILL BARRETT CORP 7.01,9.01 11/19/10 BioFuel Energy Corp. 8.01 11/24/10 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,9.01 11/23/10 BLACKSANDS PETROLEUM, INC. NV 1.01,2.03,9.01 11/19/10 BON TON STORES INC PA 5.02,9.01 11/22/10 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.02,9.01 11/23/10 Boston Therapeutics, Inc. DE 8.01 11/23/10 BOWNE & CO INC DE 3.01,3.03,5.01,5.02,8.01 11/24/10 BROWN SHOE CO INC NY 7.01,9.01 11/24/10 CAESARS ENTERTAINMENT Corp DE 3.02,3.03,5.02,5.03,8.01,9.01 11/19/10 CALECO PHARMA CORP. NV 3.02 11/18/10 Carbon Sciences, Inc. NV 8.01 11/15/10 CARRIZO OIL & GAS INC TX 8.01,9.01 11/24/10 CBIZ, Inc. DE 5.02,9.01 11/22/10 CENTRAL PACIFIC FINANCIAL CORP HI 1.01,3.03,9.01 11/23/10 CENTRAL PACIFIC FINANCIAL CORP HI 5.02,9.01 11/23/10 CHICOPEE BANCORP, INC. 8.01,9.01 11/23/10 CHINA AGRITECH INC DE 5.02,8.01,9.01 11/19/10 China Everhealth Corp NV 1.01,5.01,5.02,5.03,9.01 11/24/10 CHINA OUMEI REAL ESTATE INC. E9 9.01 11/24/10 AMEND CHINA SLP FILTRATION TECHNOLOGY, INC. DE 4.02 11/22/10 CHINDEX INTERNATIONAL INC DE 5.07 11/22/10 CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02,9.01 11/18/10 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 11/22/10 CLOUD PEAK ENERGY INC. DE 7.01,9.01 11/19/10 AMEND Cloud Peak Energy Resources LLC DE 7.01,9.01 11/19/10 AMEND CNA SURETY CORP DE 8.01,9.01 11/23/10 CNL LIFESTYLE PROPERTIES INC MD 1.02,8.01,9.01 11/19/10 COCA-COLA ENTERPRISES, INC. DE 9.01 11/23/10 COMPUTER SCIENCES CORP NV 8.01 11/19/10 CONOLOG CORP DE 8.01 11/23/10 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 2.02,9.01 11/24/10 CORELOGIC, INC. DE 5.02,9.01 11/18/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 8.01,9.01 11/19/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 1.01,2.03,9.01 11/19/10 Danvers Bancorp, Inc. DE 5.02 11/19/10 DEERE & CO DE 2.02,7.01,8.01,9.01 11/24/10 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 11/24/10 DELTA NATURAL GAS CO INC KY 5.02,5.05,5.07,9.01 11/24/10 Destination Maternity Corp DE 2.02,5.02,9.01 11/18/10 Diamond Technologies Inc. NV 1.01,2.01,9.01 11/22/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,9.01 11/19/10 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 11/23/10 DYNEGY INC. DE 1.01,1.02,3.03,5.03,8.01,9.01 11/22/10 El Paso Pipeline Partners, L.P. DE 1.01,2.01,2.03,9.01 11/19/10 Employers Holdings, Inc. NV 7.01,9.01 11/24/10 EMULEX CORP /DE/ DE 5.02,5.07,9.01 11/23/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,2.03,9.01 11/23/10 ENTER CORP 1.01,2.01,3.02,5.01,5.02,5.06, 11/24/10 9.01 ENVIRONMENTAL TECTONICS CORP PA 1.01 04/24/09 AMEND EOG RESOURCES INC DE 1.01,9.01 11/23/10 EXTERRAN HOLDINGS INC. DE 1.01,2.03,9.01 11/18/10 Federal Home Loan Bank of Dallas 2.03,9.01 11/18/10 Federal Home Loan Bank of Des Moines X1 5.02 11/24/10 AMEND Federal Home Loan Bank of New York X1 5.05,9.01 11/18/10 FERRELLGAS PARTNERS L P DE 7.01 11/24/10 FIRST BANCORP /PR/ PR 1.01,9.01 11/18/10 FIRST PLACE FINANCIAL CORP /DE/ DE 3.01,9.01 11/19/10 First Wind Holdings Inc. DE 3.01 11/24/10 Florida Bank Group, Inc. FL 5.02 11/18/10 FRESH START PRIVATE MANAGEMENT, INC. NV 5.02 11/24/10 FULLER H B CO MN 5.02,9.01 11/19/10 FULTON FINANCIAL CORP PA 7.01,9.01 11/24/10 FULTON FINANCIAL CORP PA 5.04 11/24/10 GAMETECH INTERNATIONAL INC DE 1.01,5.02,9.01 11/18/10 GAMETECH INTERNATIONAL INC DE 1.01,1.02,9.01 11/23/10 GC China Turbine Corp. NV 7.01,9.01 11/22/10 AMEND GE Capital Credit Card Master Note Tr DE 1.01,9.01 11/23/10 GENESEE & WYOMING INC DE 1.01,9.01 11/19/10 Granite Falls Energy, LLC MN 2.02,9.01 11/23/10 GREEN ENVIROTECH HOLDINGS CORP. DE 1.01,2.01 11/23/10 Harley-Davidson Motorcycle Trust 2010 NV 8.01,9.01 11/23/10 HAYNES INTERNATIONAL INC DE 5.02 11/23/10 HEADWATERS INC DE 1.01,9.01 11/22/10 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,8.01,9.01 11/24/10 HELIX BIOMEDIX INC DE 1.01,1.02,3.02,5.01,9.01 11/22/10 HELIX BIOMEDIX INC DE 8.01 11/24/10 Heritage Financial Group DC 5.07,8.01,9.01 11/24/10 Heritage Financial Group Inc MD 8.01,9.01 11/24/10 Hicks Acquisition CO II, Inc. 8.01,9.01 11/24/10 Hoku Corp DE 1.01 11/23/10 HOME BANCSHARES INC 1.01,2.01,7.01,9.01 11/19/10 AMEND INHIBITEX, INC. DE 1.01,9.01 11/23/10 INTELSAT S.A. N4 5.02 11/19/10 INTERLINK-US-NETWORK, LTD. CA 4.01,9.01 11/19/10 INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01 11/24/10 IsoRay, Inc. MN 9.01 11/22/10 AMEND ITRONICS INC TX 2.02 11/18/10 JACKSONVILLE BANCORP INC /FL/ FL 5.02 11/24/10 James River Coal CO VA 8.01 11/18/10 JWC Acquisition Corp. DE 8.01,9.01 10/14/10 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 11/23/10 KAMAN CORP CT 7.01 11/24/10 KEY ENERGY SERVICES INC MD 5.02 11/24/10 KeyOn Communications Holdings Inc. DE 1.01,9.01 11/19/10 KIRKLAND'S, INC 2.02,9.01 11/19/10 KURRANT FOOD ENTERPRISES, INC. 4.01,9.01 08/31/10 L&L Acquisition Corp. DE 8.01,9.01 11/23/10 Laredo Oil, Inc. DE 1.01,9.01 11/22/10 LEFT BEHIND GAMES INC. WA 7.01,9.01 11/24/10 LEXINGTON REALTY TRUST MD 1.01,9.01 11/18/10 LEXINGTON REALTY TRUST MD 9.01 12/29/08 AMEND LEXINGTON REALTY TRUST MD 9.01 01/06/10 AMEND LGL GROUP INC DE 8.01,9.01 11/23/10 Liberty Acquisition Holdings Corp. DE 5.07,8.01,9.01 11/24/10 Liberty Global, Inc. 7.01 11/24/10 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 11/24/10 Live Current Media Inc. NV 5.02 11/15/10 LSI INDUSTRIES INC OH 5.02,5.07,9.01 11/18/10 LTV CORP DE 8.01,9.01 11/18/10 LyondellBasell Industries N.V. P7 8.01 11/17/10 AMEND Management Energy, Inc. 8.01 11/24/10 MANNKIND CORP DE 8.01 11/23/10 MARTEK BIOSCIENCES CORP DE 7.01 11/23/10 MASTEC INC FL 1.01,9.01 11/24/10 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 11/23/10 MEDTOX SCIENTIFIC INC DE 1.01,9.01 11/23/10 MELA SCIENCES, INC. /NY 8.01 11/23/10 MERCER GOLD CORP. NV 7.01,9.01 11/24/10 MILLER INDUSTRIES INC /TN/ TN 8.01,9.01 11/24/10 Monster Offers NV 1.01,5.02,8.01,9.01 11/19/10 Monster Offers NV 1.01,3.02,5.02,8.01,9.01 08/30/10 AMEND MPG Office Trust, Inc. MD 1.01,7.01,9.01 11/24/10 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 11/24/10 MYLAN INC. PA 1.01,2.03,8.01,9.01 11/24/10 NanoTech Entertainment, Inc. NV 5.02 11/12/10 NATIONAL COAL CORP FL 8.01 11/24/10 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 09/30/10 NATIONAL PENN BANCSHARES INC PA 4.01,9.01 11/20/10 NATURAL BLUE RESOURCES, INC. DE 5.02 09/30/10 NETWORK 1 SECURITY SOLUTIONS INC DE 8.01,9.01 11/22/10 NewStar Financial, Inc. 7.01 11/19/10 NextWave Wireless Inc. DE 8.01 11/23/10 NF Energy Saving Corp DE 3.02 02/24/10 AMEND NORTEK INC DE 1.01,2.03,9.01 11/23/10 NORTHWEST PIPE CO OR 2.02,9.01 11/23/10 NOVELL INC DE 7.01,9.01 11/24/10 NYMAGIC INC NY 2.01,3.01,3.03,5.01,5.02,5.07, 11/18/10 8.01,9.01 O CHARLEYS INC TN 8.01,9.01 11/23/10 OMNOVA SOLUTIONS INC OH 1.01,9.01 11/22/10 Oritani Financial Corp DE 5.07,9.01 11/23/10 Ottawa Savings Bancorp, Inc. X1 5.02,9.01 11/19/10 OVERHILL FARMS INC NV 5.02,9.01 11/11/10 PACIFIC LAND & COFFEE CORP DE 4.01 10/05/10 AMEND PALADIN REALTY INCOME PROPERTIES INC MD 8.01 11/22/10 PANTRY INC DE 5.02,9.01 11/19/10 PAYMENT DATA SYSTEMS INC NV 1.02 11/17/10 PEABODY ENERGY CORP DE 8.01 11/19/10 PEOPLES BANCORP INC OH 5.02 11/24/10 PETROLEUM DEVELOPMENT CORP NV 1.01,7.01,9.01 11/23/10 PETROLEUM DEVELOPMENT CORP NV 1.01,2.03,3.02,7.01,9.01 11/23/10 PFF BANCORP INC DE 8.01,9.01 11/16/10 PHOENIX COMPANIES INC/DE DE 8.01 11/24/10 Pole Perfect Studios, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 11/24/10 5.06,9.01 Pregis Holding II CORP DE 5.02 11/24/10 PRICELINE COM INC DE 8.01 11/22/10 PROLOGIS MD 5.02 11/19/10 PSI CORP NV 4.02 07/31/10 PULASKI FINANCIAL CORP MO 8.01,9.01 11/24/10 PVF CAPITAL CORP OH 5.02,9.01 10/27/10 AMEND QUANTUM SOLAR POWER CORP. 3.02 11/24/10 RASER TECHNOLOGIES INC UT 1.01,2.01,5.02,9.01 11/18/10 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 11/23/10 RCLC, INC. NJ 7.01,9.01 11/19/10 Rhino Resource Partners LP DE 8.01 11/19/10 RR Donnelley & Sons Co DE 2.01,8.01,9.01 11/24/10 RRI ENERGY INC DE 1.01,3.03,9.01 11/23/10 Sabra Health Care REIT, Inc. MD 5.02,9.01 11/22/10 SALESFORCE COM INC DE 5.02,7.01 11/19/10 SANDISK CORP DE 5.02 11/23/10 Santander Drive Auto Receivables Trus DE 1.01,9.01 11/24/10 SavWatt USA, Inc. DE 3.02 09/17/10 SEABRIDGE FREIGHT CORP. NV 8.01,9.01 09/19/10 SEACOR HOLDINGS INC /NEW/ DE 5.02,8.01,9.01 11/18/10 SEMTECH CORP DE 1.01,9.01 11/18/10 Shengkai Innovations, Inc. FL 1.01,8.01,9.01 11/24/10 Shire plc 8.01,9.01 11/23/10 SL INDUSTRIES INC NJ 1.01 11/19/10 SMARTHEAT INC. NV 1.01,8.01,9.01 11/17/10 AMEND Solera National Bancorp, Inc. DE 1.02 11/19/10 SOLITARIO EXPLORATION & ROYALTY CORP. CO 8.01,9.01 11/24/10 Somaxon Pharmaceuticals, Inc. DE 8.01,9.01 11/18/10 SOUTHERN NATURAL GAS CO DE 5.01,5.03,9.01 11/19/10 SOUTHWEST GAS CORP CA 1.01,2.03,9.01 11/18/10 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 8.01,9.01 11/24/10 SPARE BACKUP, INC. DE 1.01 11/24/10 Stanadyne Holdings, Inc. DE 2.02,8.01 11/24/10 STANDARD PACIFIC CORP /DE/ DE 1.01,9.01 11/23/10 STILLWATER MINING CO /DE/ DE 2.04,9.01 11/23/10 SUPER DEAL.COM, INC. FL 4.01 11/23/10 SUPERIOR BANCORP DE 7.01,9.01 11/23/10 SUPERVALU INC DE 5.02,9.01 11/18/10 TALON INTERNATIONAL, INC. DE 5.03,5.07,9.01 11/19/10 TAMANDARE EXPLORATIONS INC. NV 5.01,5.02 11/22/10 TD AMERITRADE HOLDING CORP DE 5.02 11/19/10 TechMedia Advertising, Inc. NV 8.01,9.01 11/12/10 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,8.01,9.01 11/16/10 AMEND TELESTONE TECHNOLOGIES CORP CO 1.01,8.01,9.01 11/24/10 TIB FINANCIAL CORP. FL 8.01 11/19/10 TIFFANY & CO DE 2.02,9.01 11/24/10 TigerLogic CORP DE 8.01 11/23/10 TMST, Inc. MD 7.01,9.01 11/23/10 TSIC, Inc. DE 7.01,9.01 11/17/10 UNITRIN INC DE 1.01,2.03,9.01 11/19/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 11/22/10 UNR HOLDINGS INC FL 5.07 11/19/10 VALERO ENERGY CORP/TX DE 5.02 11/22/10 VCG HOLDING CORP CO 1.01,9.01 11/09/10 AMEND VIRGIN MEDIA INC. DE 8.01 11/23/10 VIST FINANCIAL CORP PA 5.02 11/19/10 Vocus, Inc. DE 8.01 11/23/10 We Save Homes, Inc. 5.02 11/18/10 WEIKANG BIO-TECHNOLOGY GROUP CO., INC NV 2.02,8.01,9.01 11/15/10 WELLS CORE OFFICE INCOME REIT INC 1.01,2.01,2.03,9.01 11/19/10 WEST CORP DE 1.01,2.03,8.01,9.01 11/24/10 WESTWOOD HOLDINGS GROUP INC DE 2.01,9.01 11/18/10 Wilber CORP 5.02,8.01 11/17/10 WORLD HEALTH ENERGY HOLDINGS, INC. DE 5.02 11/23/10 XSUNX INC CO 8.01,9.01 11/22/10 XTRA-GOLD RESOURCES CORP 1.01,3.02,7.01,9.01 11/23/10 YADKIN VALLEY FINANCIAL CORP NC 5.02,9.01 11/24/10 ZION OIL & GAS INC DE 8.01,9.01 11/24/10 ACACIA RESEARCH CORP DE 8.01 11/23/10 ACACIA RESEARCH CORP DE 8.01 11/24/10 ADVANCED ANALOGIC TECHNOLOGIES INC DE 5.02 11/19/10 AETHLON MEDICAL INC NV 1.01,3.02,9.01 11/22/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01 11/26/10 AMERICAN TONERSERV CORP. DE 5.02,5.03,9.01 11/23/10 APPLIED DNA SCIENCES INC DE 1.01,2.03,3.02,9.01 11/19/10 ARKANOVA ENERGY CORP. NV 1.01,9.01 11/22/10 Arkson Neutraceuticals Corp. DE 1.01,9.01 11/24/10 ARYx Therapeutics, Inc. DE 3.01 11/23/10 ATLAS PIPELINE PARTNERS LP DE 1.01,3.03,5.07,9.01 11/22/10 AURORA GOLD CORP DE 5.02,7.01 11/26/10 BUCKEYE PARTNERS, L.P. DE 2.01,5.02,9.01 11/19/10 CADENCE PHARMACEUTICALS INC 1.01,2.03,9.01 11/22/10 CENTURYLINK, INC LA 5.04,8.01 11/19/10 China Natural Gas, Inc. DE 1.01,5.02,9.01 11/25/10 CITADEL BROADCASTING CORP DE 7.01,9.01 11/24/10 DEL MONTE FOODS CO DE 8.01,9.01 11/25/10 DEL MONTE FOODS CO DE 8.01,9.01 11/25/10 DYNATRONICS CORP UT 5.07 11/22/10 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01 11/08/10 Federal Home Loan Bank of Atlanta X1 2.03 11/26/10 Federal Home Loan Bank of Chicago X1 2.03 11/22/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/23/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/22/10 Federal Home Loan Bank of New York X1 2.03,9.01 11/23/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/22/10 Federal Home Loan Bank of San Francis X1 2.03 11/23/10 Federal Home Loan Bank of Seattle 2.03 11/24/10 Federal Home Loan Bank of Topeka 2.03,9.01 11/22/10 FIFTH THIRD BANCORP OH 8.01,9.01 11/24/10 FIRSTENERGY CORP OH 8.01 11/19/10 Forbes Energy Services Ltd. D0 8.01 11/19/10 FSP 50 South Tenth Street Corp 8.01,9.01 11/26/10 Genpact LTD D0 5.02 11/18/10 GOLDEN PHOENIX MINERALS INC NV 5.07 11/19/10 Graymark Healthcare, Inc. OK 2.01,9.01 11/19/10 GreenHunter Energy, Inc. DE 2.01,9.01 11/26/10 H & H Imports, Inc. FL 8.01 11/23/10 Hermes Jets, Inc. 4.01 10/25/10 AMEND IDENTIVE GROUP, INC. DE 1.01,3.02 11/22/10 INN OF THE MOUNTAIN GODS RESORTS & CA 7.01 11/24/10 Intelimax Media Inc. 5.02 11/25/10 IRVINE SENSORS CORP/DE/ DE 1.01,2.03,3.02 11/19/10 ITEX CORP NV 1.01,2.03,9.01 11/19/10 J CREW GROUP INC DE 1.01,9.01 11/23/10 JOE'S JEANS INC. DE 1.01,1.02 11/22/10 JONES FINANCIAL COMPANIES LLLP MO 3.03,5.03,8.01,9.01 11/26/10 Lifevantage Corp CO 5.07 11/19/10 MASSEY ENERGY CO DE 8.01 11/23/10 MEDCATH CORP DE 1.01,5.03,9.01 11/19/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 11/26/10 MESA AIR GROUP INC NV 8.01,9.01 11/24/10 MILLER PETROLEUM INC TN 1.01,9.01 11/19/10 Moggle, Inc. DE 3.02,9.01 11/26/10 New Oriental Energy & Chemical Corp. DE 8.01 11/23/10 NORTEL NETWORKS CORP 8.01,9.01 11/24/10 North American Gold & Minerals Fund NV 3.02,8.01,9.01 11/24/10 Novelis Inc. A6 8.01,9.01 11/26/10 OMNIVISION TECHNOLOGIES INC DE 5.02 11/22/10 PAM TRANSPORTATION SERVICES INC DE 8.01,9.01 11/18/10 PARTNERRE LTD 5.02 11/19/10 Pepper Rock Resources Corp. 8.01,9.01 11/17/10 PINNACLE ENTERTAINMENT INC. DE 1.01,8.01,9.01 11/24/10 Raptor Pharmaceutical Corp DE 5.02 11/22/10 RECOVERY ENERGY, INC. NV 2.03,9.01 11/19/10 Renaissance BioEnergy Inc. NV 3.02,8.01,9.01 11/26/10 RURAL/METRO CORP /DE/ DE 1.01,2.03,8.01,9.01 11/24/10 SALIX PHARMACEUTICALS LTD 8.01,9.01 11/23/10 SecureAlert, Inc. UT 8.01,9.01 11/19/10 Shire plc 1.01,1.02,2.03 11/23/10 SOLUTIA INC DE 5.02 11/26/10 SOUTHWEST BANCORP INC OK 8.01 11/23/10 STILLWATER MINING CO /DE/ DE 2.04,9.01 11/24/10 SUNGARD CAPITAL CORP DE 5.02 11/24/10 THERMADYNE HOLDINGS CORP /DE DE 8.01 11/25/10 TRICO MARINE SERVICES INC DE 1.01 11/19/10 UNI CORE HOLDINGS CORP UT 8.01 11/18/10 Valeant Pharmaceuticals International A6 1.01,2.03,9.01 11/23/10 Valeant Pharmaceuticals International A6 4.01,9.01 11/19/10 Valley Commerce Bancorp CA 2.02,9.01 11/24/10 WASTE CONNECTIONS, INC. DE 1.01,2.03,9.01 11/24/10 WYNN RESORTS LTD 1.01,9.01 11/24/10 Xenith Bankshares, Inc. VA 8.01,9.01 11/24/10 YOUBLAST GLOBAL, INC. DE 1.01,2.03,9.01 11/19/10