RECENT 8K FILINGS November 23, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACCELERIZE NEW MEDIA INC DE 5.02 11/19/10 ACTIVANT SOLUTIONS INC /DE/ DE 1.01 11/19/10 ADCARE HEALTH SYSTEMS INC OH 2.02,9.01 11/19/10 ADVANCED CELL TECHNOLOGY, INC. DE 7.01,9.01 11/22/10 AIRTRAN HOLDINGS INC NV 5.02,9.01 11/19/10 AJS BANCORP INC DE 8.01,9.01 11/19/10 ALLEGHENY BANCSHARES INC WV 8.01 11/18/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/22/10 ALLIED HEALTHCARE PRODUCTS INC DE 5.07 11/11/10 Alternate Energy Solutions, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 07/27/10 AMEND 5.06,5.07,9.01 AMCOL INTERNATIONAL CORP DE 5.02,9.01 11/19/10 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 11/18/10 American Water Works Company, Inc. DE 5.02 09/22/10 AMEND AMERICANWEST BANCORPORATION WA 1.01,9.01 11/17/10 AMREP CORP. OK 5.07 09/13/10 AmStem Corp NV 5.02 11/16/10 ANALOG DEVICES INC MA 2.02,9.01 11/22/10 ANAVEX LIFE SCIENCES CORP. NV 1.01,2.03,3.02,9.01 11/17/10 ANTIGENICS INC /DE/ DE 1.01,3.02,8.01 11/18/10 AP PHARMA INC /DE/ DE 3.01,9.01 11/17/10 APACHE CORP DE 5.02 11/17/10 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 11/18/10 ARBITRON INC DE 7.01,9.01 11/22/10 ARCH CHEMICALS INC VA 7.01,9.01 11/22/10 ASTA FUNDING INC DE 8.01 11/16/10 ASTORIA FINANCIAL CORP DE 8.01,9.01 11/22/10 ASTROTECH Corp \WA\ WA 4.01,9.01 11/18/10 AVATECH SOLUTIONS INC DE 5.07 11/09/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 8.01 11/22/10 AVT, Inc. NV 4.01 11/08/10 AXIS TECHNOLOGIES GROUP INC 2.04 11/22/10 Bacterin International Holdings, Inc. DE 2.03,3.02,7.01,9.01 11/19/10 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 11/22/10 BANK OF KENTUCKY FINANCIAL CORP KY 1.01,9.01 11/17/10 BANK OF THE OZARKS INC AR 5.02 11/22/10 BCSB Bancorp Inc. 1.02,9.01 11/17/10 BENIHANA INC DE 2.02,9.01 11/19/10 BGC Partners, Inc. DE 1.01,3.02,8.01 11/17/10 BION ENVIRONMENTAL TECHNOLOGIES INC CO 5.02,7.01,9.01 11/11/10 BIOPHARM ASIA, INC. NV 7.01,9.01 11/15/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 11/22/10 BLUE COAT SYSTEMS INC DE 8.01,9.01 11/15/10 Bohai Pharmaceuticals Group, Inc. NV 2.02,9.01 11/15/10 BOWNE & CO INC DE 8.01,9.01 11/22/10 BROADCOM CORP CA 1.01,2.03,9.01 11/19/10 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/22/10 BTHC XV, Inc. DE 1.01,2.03,9.01 10/21/10 BUCKEYE PARTNERS, L.P. DE 1.01,1.02,3.03,5.02,5.07,9.01 11/16/10 Cahaba Pharmaceuticals, Inc. NV 5.02 11/15/10 CALIFORNIA WATER SERVICE GROUP DE 1.01,2.03,9.01 11/17/10 CAMPBELL SOUP CO NJ 5.07 11/18/10 Campus Crest Communities, Inc. MD 1.01,2.03 11/16/10 CAPITAL SENIOR LIVING CORP DE 9.01 09/10/10 AMEND CAPTERRA FINANCIAL GROUP, INC. CO 9.01 09/29/10 AMEND Cardium Therapeutics, Inc. DE 1.01,9.01 11/17/10 CDW Corp DE 7.01,8.01 11/22/10 CENTRAL VIRGINIA BANKSHARES INC VA 3.01 11/17/10 China Agri-Business, Inc. MD 2.02,9.01 11/22/10 CHINA PEDIATRIC PHARMACEUTICALS, INC. NV 4.02,9.01 10/27/10 China Sports Holding Co Ltd 5.02 11/16/10 CHINA SUN GROUP HIGH-TECH CO NC 5.03,9.01 11/18/10 CHINA YIDA HOLDING, CO. 7.01,9.01 11/17/10 CHS INC MN 5.02,9.01 11/22/10 Citi Trends Inc 2.02,9.01 11/22/10 CLEAN POWER CONCEPTS INC. 8.01 11/18/10 Clearfield, Inc. MN 5.02,9.01 11/18/10 CLOROX CO /DE/ DE 7.01,9.01 11/22/10 CMR Mortgage Fund II, LLC CA 8.01,9.01 11/22/10 COASTAL CARIBBEAN OILS & MINERALS LTD D0 5.07 11/19/10 COMMERCIAL METALS CO DE 5.02 11/16/10 CREDIT ONE FINANCIAL INC FL 1.01 11/18/10 CrowdGather, Inc. NV 5.02,5.05,5.07,7.01,8.01,9.01 11/19/10 CTS CORP IN 1.01,1.02,2.03,9.01 11/19/10 CVB FINANCIAL CORP CA 8.01 11/19/10 CYBERONICS INC DE 2.02,9.01 11/22/10 DATAWATCH CORP DE 5.02 11/16/10 dELiAs, Inc. DE 1.01,9.01 11/16/10 DELTA AIR LINES INC /DE/ DE 2.03,8.01,9.01 11/22/10 DIRECTV DE 5.02,9.01 11/18/10 DOLE FOOD CO INC DE 2.02,7.01,9.01 11/22/10 EDGAR ONLINE INC DE 5.02,5.07 11/18/10 EMAGIN CORP DE 5.07 11/18/10 Encore Energy Partners LP DE 7.01,8.01,9.01 11/16/10 Energy Recovery, Inc. DE 9.01 12/21/09 AMEND ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 11/18/10 ENERGY XXI (BERMUDA) LTD D0 1.01,7.01,9.01 11/19/10 Enertopia Corp. 1.01,3.02,7.01,9.01 11/19/10 ENHERENT CORP DE 1.01,9.01 11/19/10 EOG RESOURCES INC DE 1.01,9.01 11/18/10 FBL FINANCIAL GROUP INC IA 7.01 11/22/10 Federal Home Loan Bank of Dallas 5.02,5.07 11/17/10 FIRST BANKS, INC MO 8.01,9.01 11/19/10 FIRST CHINA PHARMACEUTICAL GROUP, INC NV 2.02,9.01 11/22/10 FIRST MARBLEHEAD CORP 1.01,8.01,9.01 11/21/10 FIRST MIDWEST BANCORP INC DE 5.02 11/22/10 FNB BANCORP/CA/ 8.01,9.01 11/19/10 FNB United Corp. NC 5.02 11/20/10 FOREST OIL CORP NY 5.02 11/17/10 FOUR RIVERS BIOENERGY INC. 3.02,5.02,8.01,9.01 11/17/10 FRESH START PRIVATE MANAGEMENT, INC. NV 1.01,2.01,3.02,9.01 11/18/10 FRONTIER OIL CORP /NEW/ WY 1.01,2.03,9.01 11/22/10 FRONTIER OIL CORP /NEW/ WY 1.01,3.03,8.01,9.01 11/19/10 FRONTIER OIL CORP /NEW/ WY 8.01,9.01 11/22/10 FusionTech, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 11/22/10 5.06,8.01,9.01 GAIAM, INC CO 5.02,8.01,9.01 11/18/10 GC China Turbine Corp. NV 7.01,9.01 11/22/10 Generation Zero Group, Inc. 1.02,4.01,9.01 10/23/10 GENWORTH FINANCIAL INC DE 1.01,8.01,9.01 11/17/10 GEOKINETICS INC DE 7.01,9.01 11/22/10 GLOBAL AXCESS CORP NV 4.01,9.01 11/19/10 Golub Capital BDC, Inc. DE 2.02,9.01 11/22/10 Gunpowder Gold Corp NV 3.03,9.01 11/05/10 GYMBOREE CORP DE 8.01,9.01 11/20/10 HAIN CELESTIAL GROUP INC DE 5.02,5.03,5.07,9.01 11/18/10 HEALTH NET INC DE 8.01,9.01 11/19/10 HEWLETT PACKARD CO DE 2.02,9.01 11/22/10 High Plains Gas, Inc. 1.01,9.01 11/19/10 HOMELAND ENERGY SOLUTIONS LLC 8.01,9.01 11/22/10 HSW International, Inc. DE 1.01 11/18/10 HUMANA INC DE 7.01,9.01 11/19/10 ICOP DIGITAL, INC CO 3.01 11/18/10 InfoLogix Inc 2.03 11/18/10 INSTEEL INDUSTRIES INC NC 2.01,2.03,9.01 11/19/10 ION GEOPHYSICAL CORP DE 5.02 11/16/10 IsoRay, Inc. MN 1.01,9.01 11/22/10 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 11/22/10 JAMMIN JAVA CORP. 5.02 11/17/10 JAZZ PHARMACEUTICALS INC DE 8.01 11/22/10 JOHNSON OUTDOORS INC WI 9.01 11/16/10 Kandi Technologies Corp DE 8.01,9.01 11/22/10 Keyser Resources, Inc. NV 5.01,5.02,5.07 11/17/10 KIT digital, Inc. DE 2.02,9.01 11/22/10 KOPIN CORP DE 7.01,9.01 11/22/10 KV PHARMACEUTICAL CO /DE/ DE 1.01 11/16/10 LA-Z-BOY INC MI 2.02,9.01 11/22/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/22/10 LASERCARD CORP DE 1.02 11/17/10 LEFT BEHIND GAMES INC. WA 7.01,9.01 11/22/10 LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 11/22/10 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 11/19/10 LOWES COMPANIES INC NC 9.01 11/17/10 LUBYS INC DE 1.01,9.01 11/18/10 MACATAWA BANK CORP MI 7.01,9.01 11/22/10 MANTECH INTERNATIONAL CORP DE 8.01,9.01 11/22/10 MARINE PETROLEUM TRUST TX 7.01,9.01 11/19/10 MASIMO CORP DE 7.01,9.01 11/22/10 MAXYGEN INC DE 8.01,9.01 11/22/10 MEDICINES CO /DE DE 7.01,9.01 11/22/10 MERCER INTERNATIONAL INC. WA 1.01,2.03,8.01,9.01 11/10/10 MERIT MEDICAL SYSTEMS INC UT 9.01 09/10/10 AMEND MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 11/15/10 MGT CAPITAL INVESTMENTS INC DE 1.01,3.02,9.01 11/16/10 MICROTUNE INC DE 5.02,5.07,8.01,9.01 11/19/10 MiddleBrook Pharmaceuticals, Inc. 7.01,9.01 11/22/10 MIDDLEBURG FINANCIAL CORP VA 5.02,9.01 11/17/10 Midway Gold Corp A1 7.01,9.01 11/22/10 Momentive Performance Materials Inc. DE 8.01,9.01 11/22/10 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 8.01,9.01 11/22/10 Monarch Financial Holdings, Inc. VA 8.01,9.01 11/22/10 MONEYGRAM INTERNATIONAL INC 5.02,9.01 02/17/10 AMEND MPG Office Trust, Inc. MD 1.01,5.02,7.01,9.01 11/21/10 NATIONAL MENTOR HOLDINGS, INC. DE 5.02,9.01 11/22/10 NEAH POWER SYSTEMS, INC. NV 5.02 11/16/10 Neuralstem, Inc. DE 1.01,9.01 11/22/10 NeurogesX Inc CA 5.02 11/17/10 NNN 2003 VALUE FUND LLC 1.01,2.03,9.01 11/16/10 NOVELL INC DE 1.01,8.01,9.01 11/21/10 NOVELL INC DE 1.01,8.01,9.01 11/21/10 AMEND NSTAR/MA 5.02,9.01 11/18/10 Nuance Communications, Inc. DE 2.02,9.01 11/22/10 NUTRACEA CA 7.01,9.01 11/22/10 NV ENERGY, INC. NV 2.03 11/22/10 NYMAGIC INC NY 8.01 11/18/10 NYMAGIC INC NY 7.01,9.01 11/22/10 OAKRIDGE HOLDINGS INC MN 1.01,2.03,3.02,9.01 11/22/10 OTIX GLOBAL, INC. DE 5.07,9.01 11/22/10 OVERLAND STORAGE INC CA 3.01 11/16/10 OXFORD INDUSTRIES INC GA 1.01,2.02,7.01,9.01 11/22/10 PACIFIC GAS & ELECTRIC CO CA 8.01 11/19/10 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.02,9.01 11/22/10 PARK ELECTROCHEMICAL CORP NY 5.02 11/18/10 PDC 2005-A Limited Partnership WV 1.01,9.01 11/16/10 PDC 2005-B Limited Partnership WV 1.01,9.01 11/16/10 Pebblebrook Hotel Trust MD 2.01,7.01,9.01 11/19/10 PENNICHUCK CORP NH 8.01,9.01 11/16/10 People's United Financial, Inc. DE 8.01,9.01 11/22/10 PEOPLES BANCORP INC OH 5.02,9.01 11/22/10 PERCEPTRON INC/MI MI 1.01,5.07,8.01,9.01 11/16/10 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 11/19/10 PERRY ELLIS INTERNATIONAL INC FL 9.01 09/17/10 AMEND PetroAlgae Inc. DE 5.02 11/15/10 PG&E CORP CA 8.01 11/19/10 PIEDMONT NATURAL GAS CO INC NC 1.01 11/18/10 PMFG, Inc. DE 5.07 11/18/10 Point.360 CA 5.02,5.07,9.01 11/18/10 POTASH CORP OF SASKATCHEWAN INC 8.01,9.01 11/22/10 PPLUS Trust Series GSC-2 DE 8.01,9.01 11/15/10 Primo Water Corp DE 3.02,8.01,9.01 11/18/10 PRIVATE MEDIA GROUP INC NV 5.02,5.07,9.01 11/16/10 PRIVATEBANCORP, INC DE 7.01,9.01 11/22/10 PRUDENTIAL FINANCIAL INC NJ 1.02 11/19/10 QAD INC DE 8.01,9.01 11/19/10 R & A Productions, Inc. NV 4.01 11/10/10 RAVEN INDUSTRIES INC SD 2.02,9.01 11/22/10 RealD Inc. DE 8.01,9.01 11/22/10 RECOVERY ENERGY, INC. NV 1.01,9.01 03/19/10 AMEND RECOVERY ENERGY, INC. NV 1.01,9.01 04/14/10 AMEND RECOVERY ENERGY, INC. NV 1.01,9.01 02/26/10 AMEND REGENERON PHARMACEUTICALS INC NY 1.02,8.01,9.01 11/16/10 Reis, Inc. MD 5.07 11/22/10 Renaissance BioEnergy Inc. NV 3.02,5.02,8.01,9.01 11/22/10 ReoStar Energy CORP 5.02 11/15/10 RF MONOLITHICS INC /DE/ DE 1.01,7.01,9.01 11/18/10 RGC RESOURCES INC VA 2.02,9.01 11/17/10 RIDGEWOOD ELECTRIC POWER TRUST III DE 2.01,5.02,9.01 11/19/10 RIDGEWOOD ELECTRIC POWER TRUST IV DE 2.01,5.02,9.01 11/19/10 RIDGEWOOD ELECTRIC POWER TRUST V DE 5.02 11/19/10 RIDGEWOOD POWER GROWTH FUND /NJ DE 5.02 11/19/10 RIGHTNOW TECHNOLOGIES INC MT 1.01,2.03,3.02,8.01,9.01 11/16/10 ROADSHIPS HOLDINGS, INC. DE 1.01,3.02,9.01 11/08/10 Rockies Region Private LP 1.01,9.01 11/16/10 ROWAN COMPANIES INC DE 7.01,9.01 11/22/10 RR Donnelley & Sons Co DE 8.01,9.01 11/22/10 RURBAN FINANCIAL CORP OH 2.02,9.01 11/16/10 SAKS INC TN 3.02,8.01,9.01 11/19/10 SBT Bancorp, Inc. CT 5.02 11/17/10 SCHOOL SPECIALTY INC WI 5.03,9.01 11/16/10 Scripps Networks Interactive, Inc. OH 5.02 11/16/10 SHARPS COMPLIANCE CORP DE 5.02,5.07,8.01,9.01 11/22/10 SMITHTOWN BANCORP INC NY 8.01 11/22/10 SMUCKER J M CO OH 8.01 11/22/10 Socialwise, Inc. (formerly known as I CO 1.01,3.02,9.01 11/16/10 SOCKET MOBILE, INC. DE 1.01,9.01 11/19/10 Solar Capital Ltd. MD 7.01,9.01 11/22/10 SOTHEBYS DE 8.01,9.01 11/22/10 SOUTH JERSEY GAS CO/NEW NJ 5.02,5.03,9.01 11/19/10 SOUTH JERSEY INDUSTRIES INC NJ 5.02,5.03,9.01 11/19/10 SOUTH JERSEY INDUSTRIES INC NJ 7.01,9.01 11/22/10 Spectrum Brands Holdings, Inc. DE 5.02,9.01 11/22/10 ST JOE CO FL 1.01,9.01 11/18/10 STAAR SURGICAL CO DE 5.02,7.01,9.01 11/15/10 Star Gold Corp. NV 3.02,9.01 11/18/10 Star Gold Corp. NV 8.01,9.01 11/19/10 STONE ENERGY CORP DE 7.01,9.01 11/16/10 Stream Global Services, Inc. DE 5.02 11/18/10 SUPERTEL HOSPITALITY INC VA 8.01,9.01 11/22/10 Sustainable Environmental Technologie CA 2.01,9.01 07/07/10 AMEND Symetra Financial CORP DE 1.01,9.01 11/08/10 AMEND T REIT LIQUIDATING TRUST VA 7.01,9.01 11/22/10 TAIWAN FUND INC DE 7.01,9.01 10/31/10 TECH DATA CORP FL 2.02,9.01 11/22/10 TECH DATA CORP FL 2.02,9.01 11/22/10 AMEND TechTarget Inc 1.01,9.01 11/22/10 TELESTONE TECHNOLOGIES CORP CO 8.01 11/22/10 TENNECO INC DE 8.01 11/22/10 TERREMARK WORLDWIDE INC. DE 1.01,2.03,9.01 11/16/10 Terreno Realty Corp MD 1.01,9.01 11/19/10 TESSERA TECHNOLOGIES INC DE 5.02 11/17/10 THERMADYNE HOLDINGS CORP /DE DE 8.01,9.01 11/18/10 THOMAS & BETTS CORP TN 8.01,9.01 11/19/10 THOMAS GROUP INC DE 5.02 11/18/10 TIER TECHNOLOGIES INC DE 2.02,8.01,9.01 11/22/10 Tops Holding Corp DE 2.02,9.01 11/22/10 TRAI THIEN USA INC NV 5.02 11/22/10 Transocean Ltd. V8 5.02 11/17/10 Tri-Tech Holding, Inc. E9 5.02,8.01,9.01 11/19/10 TWO RIVERS WATER Co CO 7.01 11/22/10 TYSON FOODS INC DE 2.02,9.01 11/22/10 United Continental Holdings, Inc. DE 7.01,9.01 11/22/10 United States Oil & Gas Corp DE 2.02,9.01 11/18/10 UNITED WESTERN BANCORP INC CO 3.01,9.01 11/16/10 UniTek Global Services, Inc. DE 1.01 11/16/10 UNIVERSAL AMERICAN CORP. NY 8.01,9.01 11/19/10 URANIUM ENERGY CORP NV 8.01,9.01 11/22/10 URANIUM ENERGY CORP NV 9.01 12/18/09 AMEND VALSPAR CORP DE 2.02,9.01 11/22/10 VALUEVISION MEDIA INC MN 1.01,1.02,2.03,3.02,9.01 11/17/10 Velvet Rope Special Events, Inc. DE 5.02 11/18/10 VENDUM BATTERIES INC. 3.03,9.01 11/19/10 VIA Pharmaceuticals, Inc. DE 2.03 11/22/10 VIPER POWERSPORTS INC NV 5.02 11/19/10 VOIS Inc. FL 5.03,7.01,9.01 11/22/10 Waste2Energy Holdings, Inc. DE 2.04 11/19/10 WILLIS GROUP HOLDINGS PLC L2 7.01,9.01 11/22/10 WILMINGTON TRUST CORP DE 5.02 11/22/10 YORK WATER CO PA 8.01 11/22/10 ZANETT INC DE 1.01,9.01 11/19/10