RECENT 8K FILINGS November 18, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ Accretive Health, Inc. DE 2.02,9.01 11/11/10 ACORDA THERAPEUTICS INC 8.01 11/17/10 AFFINITY GROUP INC DE 7.01,9.01 11/15/10 ALLEGHENY TECHNOLOGIES INC DE 1.01,9.01 11/16/10 ALTIGEN COMMUNICATIONS INC 2.02,9.01 11/17/10 Alto Group Holdings Inc. NV 1.01 11/15/10 ALTRIA GROUP, INC. VA 1.01,1.02,2.03,9.01 11/17/10 America's Suppliers, Inc. 5.02,9.01 11/11/10 AMERICAN LEARNING Corp NY 8.01,9.01 11/16/10 AMERICAN OIL & GAS INC NV 1.01,2.02,7.01,9.01 11/16/10 American Railcar Industries, Inc. ND 7.01 11/12/10 American Standard Energy Corp. DE 8.01,9.01 11/16/10 AMERICAN WAGERING INC NV 1.01,5.02 11/11/10 AMERIGROUP CORP 1.01 11/12/10 AMERISOURCEBERGEN CORP DE 5.02 11/11/10 APPLE INC CA 5.02,5.03,9.01 11/16/10 APPLIED MATERIALS INC /DE DC 2.02,9.01 11/17/10 ARAMARK CORP DE 2.02,9.01 11/17/10 ARMSTRONG WORLD INDUSTRIES INC PA 7.01,9.01 11/17/10 ARTEPHARM GLOBAL CORP. NV 5.02 11/12/10 ARUBA NETWORKS, INC. DE 2.02,9.01 11/17/10 ASURE SOFTWARE INC DE 5.02 11/11/10 ATHENA SILVER CORP CA 3.02,9.01 11/15/10 AVALONBAY COMMUNITIES INC MD 8.01,9.01 11/09/10 AVI BIOPHARMA INC OR 5.03,9.01 11/16/10 BANCORPSOUTH INC MS 7.01,9.01 11/17/10 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 11/17/10 BANKATLANTIC BANCORP INC FL 2.02,9.01 11/15/10 BARNES & NOBLE INC DE 5.07,8.01,9.01 11/17/10 BEARD CO /OK OK 2.02,9.01 11/16/10 BECKMAN COULTER INC DE 1.01,2.03,9.01 11/12/10 Behringer Harvard Opportunity REIT II MD 1.01 11/16/10 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 11/17/10 BERRY PETROLEUM CO DE 1.01,2.03,9.01 11/15/10 BIOSANTE PHARMACEUTICALS INC DE 8.01 11/15/10 Birmingham Bloomfield Bancshares MI 5.02,9.01 11/12/10 BJS WHOLESALE CLUB INC DE 2.02,7.01,9.01 11/17/10 BLACK HILLS CORP /SD/ SD 1.01,9.01 11/10/10 BlackRock Inc. DE 1.01,3.02,8.01,9.01 11/15/10 Bluerock Enhanced Multifamily Trust, MD 4.02,8.01 11/11/10 BRINKS CO VA 7.01,9.01 11/17/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 8.01,9.01 11/17/10 BROADVIEW INSTITUTE INC MN 2.02,5.07,9.01 08/10/10 BUCYRUS INTERNATIONAL INC DE 1.01,9.01 11/14/10 BUTLER NATIONAL CORP DE 8.01,9.01 11/17/10 CAL MAINE FOODS INC DE 8.01,9.01 11/17/10 CANO PETROLEUM, INC 3.01,5.02,9.01 11/10/10 CAPITOL FEDERAL FINANCIAL 2.02,9.01 11/17/10 Cardium Therapeutics, Inc. DE 8.01,9.01 11/15/10 CASCADE BANCORP OR 8.01,9.01 11/16/10 CB RICHARD ELLIS GROUP INC DE 1.01,1.02,2.03,9.01 11/10/10 CB RICHARD ELLIS GROUP INC DE 7.01,8.01,9.01 11/17/10 CELL THERAPEUTICS INC WA 7.01,9.01 11/17/10 Celsius Holdings, Inc. NV 3.01,9.01 11/15/10 CF Industries Holdings, Inc. DE 7.01,9.01 11/17/10 CHICOS FAS INC FL 2.02,8.01,9.01 11/17/10 CHICOS FAS INC FL 2.02,9.01 11/17/10 China Agri-Business, Inc. MD 1.01,9.01 11/12/10 CHINA AGRITECH INC DE 4.01,9.01 11/13/10 China Executive Education Corp 2.02,9.01 11/16/10 CHINA GENGSHENG MINERALS, INC. NV 8.01,9.01 11/17/10 China INSOnline Corp. DE 1.01,7.01,9.01 11/12/10 China Logistics Group Inc FL 2.02,9.01 11/17/10 China Natural Gas, Inc. DE 2.02,9.01 11/16/10 CHINA NEW MEDIA CORP DE 2.02,9.01 11/16/10 China Redstone Group, Inc. DE 8.01,9.01 11/16/10 CHINA RUITAI INTERNATIONAL HOLDINGS C DE 7.01,9.01 11/17/10 China Shengda Packaging Group Inc. NV 4.01,5.02,9.01 11/17/10 China Shengda Packaging Group Inc. NV 4.01,5.02,9.01 11/17/10 AMEND CHINA SUN GROUP HIGH-TECH CO NC 5.02,8.01,9.01 11/15/10 China Wind Systems, Inc DE 2.02,9.01 11/16/10 CHINA-BIOTICS, INC DE 5.02,9.01 11/11/10 CHRISTOPHER & BANKS CORP DE 7.01,9.01 11/17/10 CHS INC MN 1.01,9.01 11/12/10 CITADEL BROADCASTING CORP DE 5.02 11/16/10 CITIGROUP INC DE 7.01,9.01 11/17/10 CITIGROUP INC DE 8.01 11/17/10 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 11/15/10 COASTAL BANKING CO INC SC 2.02,8.01,9.01 11/12/10 COLD GIN CORP DE 5.06 11/16/10 Colonial Financial Services, Inc. MD 8.01,9.01 11/12/10 COLUMBUS MCKINNON CORP NY 8.01 11/15/10 COMMUNITY TRUST BANCORP INC /KY/ KY 8.01,9.01 11/17/10 Compass Diversified Holdings DE 1.01,9.01 11/12/10 COMSCORE, INC. DE 9.01 08/31/10 AMEND CONCORD VENTURES, INC. CO 9.01 11/10/10 Confederate Motors, Inc. DE 5.07 11/01/10 Consorteum Holdings, Inc. NV 4.02,9.01 11/15/10 AMEND CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 11/17/10 Copano Energy, L.L.C. 7.01,9.01 11/17/10 COVENTRY HEALTH CARE INC DE 5.05,9.01 11/17/10 CYTOGENIX INC NV 5.02,9.01 10/27/10 DARLING INTERNATIONAL INC DE 1.01,9.01 11/11/10 DEERE & CO DE 7.01 11/17/10 DELL INC DE 5.02,9.01 11/14/10 Deyu Agriculture Corp. NV 1.01,9.01 11/16/10 Diamond Technologies Inc. NV 1.01,1.02,9.01 11/16/10 DIGITAL POWER CORP CA 5.07 11/16/10 DILLARDS INC DE 2.02,9.01 11/12/10 DineEquity, Inc DE 1.01 11/10/10 DIRECTV DE 8.01 11/17/10 DIRECTVIEW HOLDINGS INC DE 7.01,8.01,9.01 11/16/10 DNB FINANCIAL CORP /PA/ PA 8.01,9.01 11/17/10 DOLLAR FINANCIAL CORP DE 5.02,5.03,5.07,9.01 11/11/10 DOLLAR TREE INC VA 7.01,9.01 11/17/10 Douglas Lake Minerals Inc. NV 7.01,9.01 11/17/10 DYNAMIC VENTURES CORP. 4.01,9.01 11/09/10 AMEND DynaVox Inc. 2.02,9.01 11/11/10 DYNEGY INC. DE 1.01,7.01,9.01 11/16/10 Eastern Insurance Holdings, Inc. PA 5.02 11/11/10 EBIX INC DE 5.07 11/17/10 ECO FRIENDLY POWER TECHNOLOGIES CORP DE 4.01,5.01,5.02,8.01,9.01 11/16/10 ECOSPHERE TECHNOLOGIES INC DE 5.02 11/11/10 Ellington Financial LLC DE 2.02,7.01,8.01,9.01 11/16/10 EMCORE CORP NJ 1.01,1.02,2.03,9.01 11/11/10 Energy Future Holdings Corp /TX/ TX 1.01,2.03,8.01,9.01 11/15/10 EnviroStar, Inc. DE 5.07 11/12/10 ESCO TECHNOLOGIES INC MO 2.02,5.02,7.01,9.01 11/11/10 Essex Rental Corp. DE 1.01,8.01,9.01 11/12/10 Ever-Glory International Group, Inc. FL 2.02,9.01 11/12/10 EVERGREEN SOLAR INC DE 5.02 11/10/10 EXACTECH INC FL 1.01,2.03,9.01 11/10/10 EXPRESS SCRIPTS INC DE 7.01 11/15/10 EZENIA INC DE 8.01 11/12/10 FAMILY DOLLAR STORES INC DE 1.01,1.02 11/17/10 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 11/16/10 Financial Engines, Inc. DE 3.02 11/11/10 FINANCIAL INSTITUTIONS INC NY 8.01,9.01 11/17/10 FIRST ACCEPTANCE CORP /DE/ DE 5.02,5.07,9.01 11/16/10 FIRST CAROLINA INVESTORS INC DE 8.01,9.01 11/17/10 FIRST CENTURY BANKSHARES INC WV 5.02,8.01 11/16/10 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02 11/10/10 FIRST FINANCIAL CORP /IN/ IN 8.01,9.01 11/17/10 First Guaranty Bancshares, Inc. LA 2.02,9.01 11/15/10 FIRST MID ILLINOIS BANCSHARES INC DE 2.01,9.01 09/10/10 AMEND FIRST NORTHERN COMMUNITY BANCORP CA 5.02,9.01 11/16/10 AMEND FIRST PLACE FINANCIAL CORP /DE/ DE 5.02,9.01 11/16/10 FIRST POTOMAC REALTY TRUST MD 7.01,9.01 11/16/10 First Savings Financial Group Inc IN 2.02,9.01 11/15/10 FIRST UNITED CORP/MD/ MD 8.01 11/15/10 FIRSTENERGY CORP OH 2.06,9.01 11/17/10 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 11/17/10 FLUSHING FINANCIAL CORP DE 8.01,9.01 11/16/10 Forex International Trading Corp. NV 1.01,9.01 11/17/10 FOUR OAKS FINCORP INC NC 2.02,9.01 11/17/10 Freedom Environmental Services, Inc. DE 4.01,9.01 11/08/10 AMEND FREEPORT MCMORAN COPPER & GOLD INC DE 7.01,9.01 11/17/10 FULLCIRCLE REGISTRY INC NV 8.01,9.01 11/17/10 FUQI INTERNATIONAL, INC. DE 3.01 11/11/10 GANNETT CO INC /DE/ DE 5.02,9.01 11/15/10 GATX CORP NY 1.01,2.03,9.01 11/16/10 GC China Turbine Corp. NV 2.02,7.01,9.01 11/15/10 GOVERNMENT TRUST 1 D IL 8.01,9.01 11/15/10 GOVERNMENT TRUST 2 F IL 8.01,9.01 11/15/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/31/10 GREATBATCH, INC. DE 2.05,9.01 11/12/10 GREER BANCSHARES INC SC 2.02,9.01 11/16/10 GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 11/17/10 Grubb & Ellis Apartment REIT, Inc. MD 7.01,9.01 11/17/10 GSI GROUP INC A3 5.02,9.01 11/16/10 Guaranty Bancorp DE 5.02 11/10/10 H&E Equipment Services, Inc. DE 7.01 11/17/10 HAWAIIAN HOLDINGS INC DE 5.02 11/16/10 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 5.02,9.01 11/17/10 HOLLY CORP DE 7.01,9.01 11/17/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/17/10 HOT TOPIC INC /CA/ CA 2.02,2.05,9.01 11/16/10 HOUSTON AMERICAN ENERGY CORP DE 7.01,9.01 11/17/10 HUBBELL INC CT 1.01,2.03,8.01,9.01 11/16/10 ICAHN ENTERPRISES L.P. DE 2.01,9.01 11/15/10 IMAGENETIX INC /NV/ NV 2.02,9.01 11/16/10 IMAGING3 INC CA 7.01 11/01/10 AMEND INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 11/10/10 INFINITY PHARMACEUTICALS, INC. DE 7.01,9.01 11/17/10 Inland American Real Estate Trust, In MD 5.02 11/15/10 INLAND REAL ESTATE CORP MD 8.01,9.01 11/17/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 11/17/10 Intelimax Media Inc. 5.02 11/16/10 INTER PARFUMS INC DE 7.01 11/17/10 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 4.01,5.02,8.01,9.01 11/17/10 AMEND INVESTORS CAPITAL HOLDINGS LTD MA 2.02 09/30/10 ISIS PHARMACEUTICALS INC DE 1.01,2.03 11/15/10 ITC DELTACOM INC DE 2.02,9.01 11/15/10 JACKSONVILLE BANCORP INC /FL/ FL 2.01,3.02,5.01,5.02,5.03,5.07, 11/15/10 8.01,9.01 JAKKS PACIFIC INC DE 5.02,9.01 11/11/10 Jiangbo Pharmaceuticals, Inc. FL 2.02,9.01 11/16/10 Juma Technology Corp. 1.01,2.03,3.02,9.01 11/12/10 K-FED BANCORP 5.07,8.01,9.01 11/12/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/16/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/16/10 KOHLS CORPORATION WI 7.01,8.01 11/17/10 KV PHARMACEUTICAL CO /DE/ DE 1.01,2.03,3.02,5.02,7.01,9.01 11/10/10 L-1 IDENTITY SOLUTIONS, INC. DE 8.01,9.01 11/17/10 LA-Z-BOY INC MI 2.02,9.01 11/15/10 LABARGE INC DE 7.01,9.01 11/17/10 LADISH CO INC WI 1.01,3.01,9.01 11/16/10 LANCE INC NC 8.01 11/12/10 LANDAUER INC DE 1.01,9.01 11/12/10 LANDMARK ENERGY ENTERPRISE, INC. NV 5.02 11/16/10 LEAGUE NOW HOLDINGS CORP FL 3.02,5.02,8.01 11/16/10 LECG CORP DE 1.01 11/15/10 LEHMAN ABS CORP AT&T NOTE BACKED SERI DE 8.01,9.01 11/15/10 LEHMAN ABS CORP BCKD TR CRTS FRD MOT DE 8.01,9.01 11/15/10 LEHMAN ABS CORP CNA FINANCIAL DEBENTU DE 8.01,9.01 11/15/10 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 11/15/10 LEHMAN ABS CORP SPRINT CAPITAL BACK S DE 8.01,9.01 11/15/10 LEXARIA CORP. 1.01,3.02,7.01,9.01 11/17/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/17/10 LOGIC DEVICES Inc CA 3.02 11/09/10 LUMINEX CORP DE 8.01,9.01 11/17/10 LyondellBasell Industries N.V. P7 8.01,9.01 11/17/10 LYRIS, INC. 5.02 11/15/10 Madison Bancorp Inc MD 2.02,9.01 11/15/10 Marine Exploration Inc CO 8.01 11/09/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 11/17/10 MASSEY ENERGY CO DE 5.02,9.01 11/12/10 MASTEC INC FL 7.01,8.01,9.01 11/16/10 MEADOWBROOK INSURANCE GROUP INC MI 7.01,9.01 11/17/10 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/17/10 MEDQUIST INC NJ 2.02 11/11/10 METROPCS COMMUNICATIONS INC DE 1.01,2.03,9.01 11/17/10 Monarch Financial Holdings, Inc. VA 5.02,9.01 11/17/10 MOSAIC CO DE 7.01,9.01 11/17/10 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 10/20/10 NAPCO SECURITY TECHNOLOGIES, INC DE 2.02,9.01 11/15/10 NASH FINCH CO DE 2.02 11/16/10 AMEND NATIONAL COAL CORP FL 2.02,9.01 11/15/10 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 1.01,2.03,9.01 11/10/10 NetApp, Inc. CA 2.02,9.01 11/17/10 NEW ENERGY SYSTEMS GROUP NV 2.02,9.01 11/16/10 NOBEL LEARNING COMMUNITIES INC DE 5.02,5.07,8.01,9.01 11/10/10 NOBLE CORP 7.01,9.01 11/17/10 NORTEL NETWORKS CORP 2.02,5.02,8.01,9.01 11/10/10 NORTH VALLEY BANCORP CA 2.02,9.01 11/15/10 NORTHERN TRUST CORP DE 5.05,9.01 11/16/10 NORTHWEST PIPE CO OR 2.02,9.01 11/16/10 OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 11/17/10 OLIN CORP VA 7.01,9.01 11/17/10 OMNI VENTURES INC KS 1.01 11/16/10 Orient Paper Inc. NV 2.02,7.01,9.01 11/15/10 OVERLAND STORAGE INC CA 1.01,7.01,9.01 11/12/10 Oxford Resource Partners LP DE 7.01,9.01 11/17/10 Paradigm Holdings, Inc WY 5.07,8.01 11/11/10 PARAMOUNT GOLD & SILVER CORP. 2.01,9.01 08/23/10 AMEND PARKERVISION INC FL 1.01,8.01,9.01 11/16/10 Patriot Coal CORP DE 7.01,9.01 11/17/10 PEABODY ENERGY CORP DE 7.01,9.01 11/17/10 People's United Financial, Inc. DE 8.01 11/15/10 Peoples Federal Bancshares, Inc. MD 7.01 11/16/10 PEPSICO INC NC 5.02 11/12/10 PERKINELMER INC MA 5.02 11/16/10 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 11/17/10 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 11/16/10 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 11/17/10 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 11/17/10 PETSMART INC DE 2.02,9.01 11/17/10 PFSWEB INC DE 2.02 11/15/10 Philip Morris International Inc. VA 8.01,9.01 11/17/10 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,8.01,9.01 11/17/10 PRESSURE BIOSCIENCES INC MA 2.02,9.01 11/16/10 PROGRESSIVE CORP/OH/ OH 7.01,9.01 11/17/10 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 11/17/10 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 11/17/10 PSYCHIATRIC SOLUTIONS INC DE 1.01,1.02,2.01,2.03,3.01,3.03, 11/15/10 5.01,5.02,5.03 PURADYN FILTER TECHNOLOGIES INC DE 2.02,7.01,9.01 11/16/10 RADIANT OIL & GAS INC NV 3.02 11/17/10 Raptor Pharmaceutical Corp DE 1.01 11/15/10 RED ROCK PICTURES HOLDINGS, INC 1.01,9.01 11/12/10 REHABCARE GROUP INC DE 7.01,9.01 11/17/10 REMEC INC CA 1.01,8.01,9.01 11/16/10 RENTRAK CORP OR 5.02 11/11/10 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 11/17/10 RIGHTNOW TECHNOLOGIES INC MT 8.01,9.01 11/16/10 ROYAL GOLD INC DE 8.01,9.01 11/17/10 Ryerson Holding Corp DE 5.02,9.01 11/09/10 RYERSON INC. DE 5.02,9.01 11/09/10 S Y BANCORP INC KY 8.01,9.01 11/16/10 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 8.01 11/17/10 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 11/17/10 SEN YU INTERNATIONAL HOLDINGS, INC. DE 8.01 11/17/10 SENSUS (BERMUDA 2) LTD D0 4.02 11/17/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/17/10 Shengkai Innovations, Inc. FL 2.02,9.01 11/15/10 Shengtai Pharmaceutical, Inc. 2.02,9.01 11/16/10 Sino Green Land Corp NV 2.02,9.01 11/16/10 SkyPeople Fruit Juice, Inc FL 8.01,9.01 11/16/10 SkyShop Logistics, Inc. 8.01,9.01 11/17/10 SL INDUSTRIES INC NJ 7.01,9.01 11/16/10 SMITHFIELD FOODS INC VA 8.01,9.01 11/17/10 SMURFIT-STONE CONTAINER Corp DE 8.01,9.01 11/17/10 SOUTH AMERICAN GOLD CORP. NV 5.03,9.01 11/17/10 SOUTHWEST GAS CORP CA 8.01 11/12/10 SPARTON CORP OH 7.01,9.01 11/17/10 SRA INTERNATIONAL INC DE 2.01,9.01 11/16/10 STIFEL FINANCIAL CORP DE 7.01,9.01 11/17/10 Strategic Storage Trust, Inc. MD 7.01,8.01,9.01 11/15/10 Strategic Storage Trust, Inc. MD 7.01,9.01 11/17/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 11/15/10 SUN RIVER ENERGY, INC CO 5.07,7.01,9.01 11/17/10 Superlattice Power, Inc. NV 5.02 11/12/10 SUPREME INDUSTRIES INC DE 5.02 11/15/10 TALON INTERNATIONAL, INC. DE 9.01 11/10/10 AMEND Targa Resources Partners LP DE 7.01 11/16/10 TARGET CORP MN 2.02,8.01,9.01 11/17/10 TAYLOR CAPITAL GROUP INC DE 7.01,9.01 11/17/10 TIDEWATER INC DE 8.01,9.01 11/12/10 Tower International, Inc. DE 8.01 11/16/10 TRW AUTOMOTIVE HOLDINGS CORP DE 5.02,9.01 11/17/10 Tsingda eEdu Corp E9 5.07 11/15/10 TTM TECHNOLOGIES INC WA 4.01 11/11/10 U S PRECIOUS METALS INC DE 5.07 11/17/10 UniTek Global Services, Inc. DE 2.02,9.01 11/17/10 UNIVERSAL HEALTH SERVICES INC DE 1.01,1.02,2.01,2.03,3.03,8.01, 11/17/10 9.01 URANIUM ENERGY CORP NV 7.01,9.01 11/17/10 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 11/15/10 URBAN OUTFITTERS INC PA 8.01,9.01 11/16/10 UWHARRIE CAPITAL CORP NC 2.02,9.01 11/16/10 Valeant Pharmaceuticals International A6 5.02,9.01 11/11/10 Vanguard Natural Resources, LLC DE 1.01,2.03,7.01,9.01 11/17/10 VARIAN MEDICAL SYSTEMS INC DE 9.01 11/12/10 AMEND VIVUS INC CA 7.01,9.01 11/17/10 Warner Music Group Corp. DE 2.02,7.01,9.01 11/17/10 WASHINGTON GAS LIGHT CO DC 8.01,9.01 11/15/10 WASHINGTON GAS LIGHT CO DC 2.02,9.01 11/17/10 WATSON PHARMACEUTICALS INC NV 8.01,9.01 11/11/10 WESCO INTERNATIONAL INC 7.01,9.01 11/17/10 Wise Metals Group LLC DE 1.02 11/16/10 WORLDGATE COMMUNICATIONS INC DE 7.01,9.01 11/16/10 WRIGHT MEDICAL GROUP INC DE 8.01 11/11/10 XCEL ENERGY INC MN 7.01 11/17/10 YOUNG INNOVATIONS INC MO 8.01,9.01 11/16/10 ZOOM TECHNOLOGIES INC DE 1.01,3.02,9.01 11/15/10