RECENT 8K FILINGS November 17, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACCENTURE SCA 5.07 11/15/10 ACCESS NATIONAL CORP VA 8.01,9.01 11/16/10 ACCURIDE CORP DE 8.01,9.01 11/15/10 ACXIOM CORP DE 5.02,9.01 11/09/10 ADA-ES INC CO 7.01,9.01 11/16/10 Advaxis, Inc. DE 3.02,8.01 11/15/10 AETRIUM INC MN 8.01,9.01 11/12/10 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,9.01 11/15/10 AFFYMAX INC DE 5.02,9.01 11/15/10 Agfeed Industries, Inc NV 2.02,4.01,5.02,9.01 11/09/10 ALASKA AIR GROUP INC DE 7.01,9.01 11/15/10 ALASKA AIR GROUP INC DE 7.01,9.01 11/16/10 AMEND ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 11/15/10 Alaska Pacific Energy Corp NV 5.02 11/15/10 Allegiant Travel CO NV 7.01,9.01 11/16/10 ALNYLAM PHARMACEUTICALS, INC. 8.01 11/12/10 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,9.01 11/16/10 AMERICAN DG ENERGY INC DE 8.01 11/15/10 AMERICAN INTERNATIONAL GROUP INC DE 9.01 11/15/10 AMERICAN REALTY INVESTORS INC NV 2.02,9.01 11/15/10 Antero Resources Finance Corp DE 2.02,9.01 11/15/10 Anthera Pharmaceuticals Inc DE 8.01,9.01 11/16/10 AOL Inc. DE 8.01 11/15/10 APRICUS BIOSCIENCES, INC. NV 8.01,9.01 11/15/10 ARES CAPITAL CORP MD 7.01,9.01 11/16/10 ARIEL WAY INC FL 8.01,9.01 11/16/10 ARVINMERITOR INC IN 2.02,9.01 11/16/10 ASBURY AUTOMOTIVE GROUP INC DE 1.01 11/10/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/16/10 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 11/16/10 ASTRO MED INC /NEW/ RI 2.02,9.01 11/16/10 Atheron, Inc. 5.03,5.07,9.01 11/05/10 AtheroNova Inc. DE 5.02 11/10/10 AURORA GOLD CORP DE 8.01,9.01 11/16/10 AUTOLIV INC DE 5.02 11/12/10 AVATAR HOLDINGS INC DE 5.02 11/10/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 5.02,9.01 10/22/10 AVEO PHARMACEUTICALS INC DE 8.01,9.01 11/16/10 AVISTA CORP WA 7.01 11/16/10 B Green Innovations, Inc. NJ 4.02 10/22/10 BANCFIRST CORP /OK/ OK 7.01 11/12/10 BANCTRUST FINANCIAL GROUP INC AL 1.01,9.01 11/10/10 BANK OF KENTUCKY FINANCIAL CORP KY 8.01,9.01 11/16/10 BEAZER HOMES USA INC DE 1.01,3.03,9.01 11/15/10 BELDEN INC. DE 8.01,9.01 11/16/10 BIO-STUFF NV 5.01,5.02 11/02/10 Blueknight Energy Partners, L.P. DE 3.02,5.01,5.02 11/16/10 BOEING CAPITAL CORP DE 1.01,2.03,9.01 11/12/10 BOEING CO DE 1.01,2.03,9.01 11/12/10 BOYD GAMING CORP NV 2.04 11/15/10 Bravo Brio Restaurant Group, Inc. OH 2.02,9.01 11/16/10 BREEZE-EASTERN CORP DE 5.02 11/14/10 Brooklyn Cheesecake & Desert Com NY 5.03,9.01 11/15/10 CADENCE PHARMACEUTICALS INC 8.01,9.01 11/10/10 CANANDAIGUA NATIONAL CORP NY 5.02 11/16/10 CARDICA INC DE 1.01,5.02,5.03,5.07,9.01 11/09/10 CARDINAL BANKSHARES CORP VA 5.02,9.01 11/11/10 CAREER EDUCATION CORP DE 8.01 11/15/10 Castle Brands Inc FL 2.02,9.01 11/15/10 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 11/16/10 CHDT CORP FL 2.02,7.01,9.01 11/15/10 Chemtura CORP DE 7.01,9.01 11/15/10 Chesapeake Midstream Partners, L.P. DE 7.01 11/16/10 China Biologic Products, Inc. 2.02,7.01,9.01 11/16/10 China Power Technology, Inc. NV 1.01,9.01 11/16/10 China SHESAYS Medical Cosmetology Inc NV 2.02,9.01 11/16/10 China Tel Group Inc NV 1.01,9.01 11/12/10 China XD Plastics Co Ltd NV 2.02,9.01 11/11/10 ChinaNet Online Holdings, Inc. NV 2.02,9.01 11/16/10 CIBER INC DE 5.02,9.01 11/09/10 CLAIRES STORES INC DE 2.02,9.01 11/15/10 COCA COLA CO DE 5.02,9.01 11/16/10 Cole Credit Property Trust II Inc MD 8.01 11/10/10 COMERICA INC /NEW/ 7.01,9.01 11/16/10 COMERICA INC /NEW/ 7.01,9.01 11/16/10 COMPLETE GENOMICS INC DE 5.03,8.01,9.01 11/16/10 COMPOSITE TECHNOLOGY CORP NV 8.01,9.01 11/16/10 Consorteum Holdings, Inc. NV 4.02 11/15/10 CONTINENTAL MATERIALS CORP DE 2.02,9.01 11/15/10 CORCEPT THERAPEUTICS INC DE 2.02,7.01,9.01 11/10/10 CORNING INC /NY NY 2.03 11/10/10 Corporate Resource Services, Inc. DE 1.01 11/09/10 COVANTA HOLDING CORP DE 8.01,9.01 11/16/10 CRA INTERNATIONAL, INC. MA 8.01 11/15/10 CROGHAN BANCSHARES INC OH 5.02,9.01 11/09/10 CUBIC CORP /DE/ DE 1.01 11/15/10 CVR ENERGY INC DE 8.01,9.01 11/16/10 CYTOMEDIX INC DE 9.01 04/09/10 AMEND DEVRY INC DE 5.02,5.07,9.01 11/10/10 DIAMONDHEAD CASINO CORP DE 2.03 11/10/10 DICKS SPORTING GOODS INC DE 2.02,9.01 11/16/10 Digital Realty Trust, Inc. MD 3.02,8.01,9.01 11/16/10 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 2.02,9.01 11/16/10 Discover Financial Services DE 7.01,9.01 11/16/10 DNA BRANDS INC 5.03 11/12/10 Dr Pepper Snapple Group, Inc. DE 8.01,9.01 11/15/10 DRI CORP NC 2.02,7.01,9.01 11/15/10 EARTHLINK INC DE 7.01,9.01 11/15/10 Edgen Murray II, L.P. DE 2.02 11/16/10 Elemental Protective Coating Corp. NV 1.01,2.01,3.02,4.01,5.01,5.02, 03/05/10 5.03,5.06,9.01 EMC CORP MA 1.01,9.01 11/14/10 EMERSON RADIO CORP DE 5.07 11/10/10 Energy Transfer Partners, L.P. DE 7.01 11/16/10 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,3.02 11/09/10 EQUINIX INC DE 8.01 11/10/10 EQUITY ONE, INC. 2.02,7.01 11/16/10 ETERNITY HEALTHCARE INC. NV 5.03,9.01 11/15/10 Europa Acquisition I, Inc. NV 4.01,9.01 11/10/10 EVANS BOB FARMS INC DE 2.02,9.01 11/16/10 EVERGREEN ENERGY INC DE 2.02,9.01 11/15/10 FALCONSTOR SOFTWARE INC DE 2.02,7.01,8.01,9.01 11/16/10 Federal Home Loan Bank of Atlanta X1 2.03 11/16/10 Federal Home Loan Bank of Boston X1 2.03 11/10/10 Federal Home Loan Bank of Chicago X1 2.03 11/10/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/10/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/12/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/08/10 Federal Home Loan Bank of New York X1 2.03,9.01 11/10/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/10/10 Federal Home Loan Bank of San Francis X1 2.03 11/10/10 Federal Home Loan Bank of Seattle 2.03 11/16/10 Federal Home Loan Bank of Topeka 2.03,9.01 11/10/10 FEDERAL NATIONAL MORTGAGE ASSOCIATION 5.02 11/12/10 FedFirst Financial Corp 8.01,9.01 11/16/10 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 11/15/10 FIRST NATIONAL COMMUNITY BANCORP INC PA 5.02,9.01 11/10/10 FIRST NORTHERN COMMUNITY BANCORP CA 5.02,9.01 11/15/10 FIRST PACTRUST BANCORP INC MD 3.02,5.02,5.03,9.01 10/29/10 AMEND FLOTEK INDUSTRIES INC/CN/ DE 5.02,7.01,9.01 11/10/10 FLUSHING FINANCIAL CORP DE 7.01,9.01 11/15/10 Fuelstream INC DE 1.02 11/15/10 FutureFuel Corp. DE 8.01 11/12/10 GC NET LEASE REIT, INC. 1.01,9.01 11/09/10 GDT TEK, Inc. 8.01,9.01 11/16/10 GEN PROBE INC DE 5.02 09/16/10 AMEND General Growth Properties, Inc. DE 2.06 11/09/10 AMEND General Motors Co 9.01 11/16/10 AMEND General Motors Co 9.01 11/16/10 AMEND GLEACHER & COMPANY, INC. DE 7.01,9.01 11/16/10 GLIMCHER REALTY TRUST MD 7.01,9.01 11/10/10 GLOBAL AXCESS CORP NV 2.02,9.01 11/09/10 AMEND GLOBAL CROSSING LTD 1.01,2.03,8.01,9.01 11/16/10 GLOBAL MOBILETECH, INC. NV 2.02,9.01 11/16/10 GOENERGY INC DE 1.01,2.03,9.01 11/05/10 GOLDEN STATE PETROLEUM TRANSPORT CORP DE 9.01 11/12/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/12/10 Graymark Healthcare, Inc. OK 2.02,9.01 11/16/10 GRAYSON BANKSHARES INC VA 2.02,9.01 11/15/10 Great American Group, Inc. DE 2.02,9.01 11/15/10 GREENBRIER COMPANIES INC DE 5.02 11/09/10 Grid Petroleum Corp. NV 3.02 09/28/10 AMEND GRIFFON CORP DE 2.02,9.01 11/16/10 GRIFFON CORP DE 9.01 11/16/10 AMEND GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 11/15/10 Guaranty Financial Group Inc. DE 8.01,9.01 11/15/10 GULF RESOURCES, INC. DE 2.02,9.01 11/15/10 HAMPSHIRE GROUP LTD DE 2.02,9.01 11/12/10 HANMI FINANCIAL CORP DE 8.01 11/15/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01,9.01 11/15/10 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 11/10/10 HealthWarehouse.com, Inc. DE 2.02,9.01 11/16/10 Heritage Financial Group DC 2.02,7.01 11/16/10 Heritage Financial Group Inc MD 8.01,9.01 11/16/10 HILLMAN COMPANIES INC DE 2.02,9.01 11/15/10 Hoku Corp DE 5.02,9.01 11/11/10 HOME DEPOT INC DE 2.02,9.01 11/16/10 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 11/16/10 Horizon Technology Finance Corp DE 8.01,9.01 11/16/10 HORTON D R INC /DE/ DE 5.02,9.01 11/10/10 HOUSTON AMERICAN ENERGY CORP DE 7.01,9.01 11/16/10 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 11/15/10 HYPERDYNAMICS CORP DE 5.02,7.01,9.01 11/16/10 IKANOS COMMUNICATIONS CA 8.01,9.01 11/16/10 IMMUCOR INC GA 5.07 11/10/10 INCOME OPPORTUNITY REALTY INVESTORS I NV 2.02,9.01 11/15/10 INNOVATIVE CARD TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 11/10/10 Inova Technology Inc. NV 8.01,9.01 11/16/10 INSTEEL INDUSTRIES INC NC 8.01,9.01 11/16/10 INTERLINE BRANDS, INC./DE DE 1.01,1.02,2.03,9.01 11/15/10 INTERSECTIONS INC DE 2.02,8.01,9.01 11/15/10 INTUIT INC DE 5.02 11/12/10 INVACARE CORP OH 8.01 11/16/10 Invesco Ltd. D0 1.01,9.01 11/09/10 ION GEOPHYSICAL CORP DE 7.01 11/15/10 IsoRay, Inc. MN 2.02,9.01 11/16/10 J2 GLOBAL COMMUNICATIONS INC DE 7.01 11/16/10 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 11/15/10 Jade Art Group Inc. 2.02,7.01,9.01 11/15/10 JINHAO MOTOR Co NV 1.01,4.01,5.02,9.01 11/16/10 JMP Group Inc. DE 7.01 11/16/10 KAMAN CORP CT 8.01,9.01 11/15/10 KAMAN CORP CT 7.01,9.01 11/16/10 Kayne Anderson MLP Investment CO MD 8.01,9.01 11/10/10 KEITHLEY INSTRUMENTS INC OH 8.01 11/15/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/15/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/15/10 KINDRED HEALTHCARE, INC DE 8.01,9.01 11/15/10 La Cortez Energy, Inc. NV 4.02 11/12/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/16/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/16/10 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 11/15/10 LANCASTER COLONY CORP OH 5.07,8.01,9.01 11/15/10 LAW ENFORCEMENT ASSOCIATES CORP NV 5.02,5.03,9.01 11/10/10 Laxai Pharma Ltd L3 1.01,9.01 11/16/10 LEGGETT & PLATT INC MO 5.02,9.01 11/11/10 LendingClub Corp DE 1.01 11/09/10 LIBERTY ENERGY CORP. NV 4.01,9.01 11/11/10 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 11/16/10 LifeCare Holdings, Inc. DE 2.02,7.01,9.01 11/12/10 LITHIUM TECHNOLOGY CORP DE 8.01,9.01 11/16/10 LORILLARD, INC. DE 7.01,9.01 11/16/10 LOWES COMPANIES INC NC 5.02,9.01 11/15/10 LSB CORP MA 8.01,9.01 11/15/10 MANAGEMENT NETWORK GROUP INC 2.02,9.01 11/11/10 MARINER ENERGY INC DE 1.02 11/10/10 MARINER ENERGY INC DE 1.01,2.01,3.01,3.03,5.01,5.02, 11/10/10 5.03,5.07,9.01 MATRIX SERVICE CO DE 5.02 11/11/10 MATTEL INC /DE/ DE 8.01,9.01 11/15/10 MATTHEWS INTERNATIONAL CORP PA 5.02,9.01 11/12/10 MAXIMUS INC VA 2.02,9.01 11/11/10 MDU RESOURCES GROUP INC DE 5.03,8.01,9.01 10/29/10 Measurement Specialties Inc NJ 2.02,9.01 11/03/10 MEDICINOVA INC DE 2.02,9.01 11/15/10 MEDICINOVA INC DE 7.01 11/15/10 Mercantile Bancorp, Inc. DE 2.02,9.01 11/15/10 MERCER GOLD CORP. NV 7.01,9.01 11/15/10 MEREDITH CORP IA 8.01,9.01 11/16/10 MEXCO ENERGY CORP CO 2.02 11/16/10 MFA FINANCIAL, INC. MD 7.01,9.01 11/16/10 MICROFLUIDICS INTERNATIONAL CORP DE 2.02,9.01 11/15/10 Momentive Performance Materials Inc. DE 8.01 11/15/10 MONTPELIER RE HOLDINGS LTD 8.01,9.01 11/16/10 Motors Liquidation Co DE 7.01,9.01 11/10/10 MPM ACQUISITION CORP 5.03,9.01 11/10/10 MS STRUCTURED SATURNS SERIES 2001-4 DE 8.01 11/16/10 NASH FINCH CO DE 2.02,9.01 11/16/10 NCR CORP MD 7.01,9.01 11/15/10 NeoStem, Inc. DE 1.01,3.03,5.03,8.01,9.01 11/16/10 Neuralstem, Inc. DE 2.02,7.01,9.01 11/16/10 NEUSTAR INC 5.02,9.01 11/15/10 New Concept Energy, Inc. NV 2.02,9.01 11/15/10 NEWBRIDGE BANCORP NC 7.01,9.01 11/16/10 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 11/15/10 NEWPARK RESOURCES INC DE 7.01,9.01 11/16/10 Nissan Auto Lease Trust 2010-B DE 1.01,9.01 11/10/10 Noranda Aluminum Holding CORP DE 1.01,5.02,7.01,9.01 11/12/10 NOTIFY TECHNOLOGY CORP CA 7.01,9.01 11/16/10 OCZ TECHNOLOGY GROUP INC DE 5.07 11/15/10 OI CORP OK 2.01,3.01,3.03,5.01,5.02,5.03 11/15/10 OIL DRI CORP OF AMERICA DE 1.01,2.03,9.01 11/12/10 OMNI VENTURES INC KS 1.01 11/16/10 OMNICARE INC DE 8.01 11/09/10 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 11/16/10 OSTEOTECH INC DE 2.01,3.01,3.03,5.01,5.02,5.03, 11/16/10 9.01 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 11/15/10 PDL BIOPHARMA, INC. DE 7.01,9.01 11/16/10 PEERLESS SYSTEMS CORP DE 5.02 11/11/10 PEPCO HOLDINGS INC DE 7.01,9.01 11/16/10 PHOENIX FOOTWEAR GROUP INC DE 2.02,8.01,9.01 10/16/10 Phreadz, Inc. NV 1.01,3.02,5.02,8.01,9.01 11/01/10 PIONEER DRILLING CO TX 7.01,9.01 11/16/10 PLAINSCAPITAL CORP TX 5.02,7.01,9.01 11/10/10 PLC SYSTEMS INC 2.02,9.01 11/15/10 POPE RESOURCES LTD PARTNERSHIP DE 7.01,9.01 11/15/10 Portlogic Systems Inc. NV 9.01 11/15/10 POWERSECURE INTERNATIONAL, INC. DE 1.01,2.03,9.01 11/09/10 Premier Power Renewable Energy, Inc. DE 2.02,8.01,9.01 11/15/10 Primo Water Corp DE 2.01,2.03,5.03,8.01,9.01 11/10/10 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 11/16/10 PUBLIC SERVICE CO OF COLORADO CO 8.01,9.01 11/08/10 RADIAN GROUP INC DE 1.01,2.03,5.02,5.03,8.01,9.01 11/10/10 RAILAMERICA INC /DE DE 2.02,7.01,9.01 11/16/10 REGIONS FINANCIAL CORP DE 5.02,9.01 11/12/10 REGIONS FINANCIAL CORP DE 7.01,9.01 11/16/10 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 11/16/10 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02 11/15/10 RUSH ENTERPRISES INC \TX\ TX 5.02 11/15/10 RxBids NV 5.03 11/12/10 Sabra Health Care REIT, Inc. MD 5.02,8.01 11/15/10 SAKS INC TN 2.02,7.01,9.01 11/16/10 SALEM COMMUNICATIONS CORP /DE/ DE 8.01,9.01 11/16/10 SARATOGA RESOURCES INC /TX TX 2.02,7.01,9.01 11/16/10 SCHIFF NUTRITION INTERNATIONAL, INC. DE 5.07 11/11/10 SEACHANGE INTERNATIONAL INC DE 5.02,9.01 11/11/10 SEACOAST BANKING CORP OF FLORIDA FL 5.02 11/16/10 SHAW GROUP INC LA 7.01,9.01 11/12/10 SIGMA ALDRICH CORP DE 1.01,5.02,9.01 11/09/10 SKYSTAR BIO-PHARMACEUTICAL CO NV 8.01,9.01 11/16/10 SMF ENERGY CORP DE 2.02,9.01 11/15/10 SMITH A O CORP DE 1.01,2.03,9.01 11/12/10 Solar Power, Inc. CA 9.01 07/29/10 AMEND SOLIGENIX, INC. DE 2.02,9.01 11/12/10 SORL Auto Parts Inc DE 7.01,9.01 11/16/10 SOUTHERN FIRST BANCSHARES INC SC 2.02,7.01,9.01 11/16/10 STAR GAS PARTNERS LP DE 2.04 11/16/10 STATE STREET Corp MA 7.01,9.01 11/16/10 STEMCELLS INC DE 7.01 11/15/10 STERLING GROUP VENTURES INC NV 1.01,9.01 11/10/10 STONE ENERGY CORP DE 1.01,7.01,9.01 11/12/10 Strategic Mining Corp 4.02 11/12/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 11/01/10 SUN HEALTHCARE GROUP INC DE 1.01,5.02,5.03,7.01,8.01,9.01 11/11/10 SUNGARD CAPITAL CORP DE 1.01,2.03,8.01,9.01 11/15/10 SUNPOWER CORP DE 5.02 11/09/10 SUPERIOR BANCORP DE 2.02,9.01 11/15/10 SUTRON CORP VA 2.02,9.01 11/11/10 Symetra Financial CORP DE 5.02,9.01 11/16/10 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 11/16/10 TEC Technology, Inc. DE 2.02,7.01,9.01 11/16/10 TEL INSTRUMENT ELECTRONICS CORP NJ 2.02 11/16/10 TELTRONICS INC DE 2.02,9.01 11/16/10 TERREMARK WORLDWIDE INC. DE 8.01,9.01 11/16/10 THERMADYNE HOLDINGS CORP /DE DE 8.01,9.01 11/10/10 TIANYIN PHARMACEUTICAL CO., INC. DE 7.01,9.01 11/16/10 TIB FINANCIAL CORP. FL 2.02,9.01 11/15/10 TIENS BIOTECH GROUP USA INC 2.02,9.01 11/15/10 Titanium Asset Management Corp DE 2.02,9.01 11/16/10 TJX COMPANIES INC /DE/ DE 2.02,9.01 11/16/10 TOFUTTI BRANDS INC DE 2.02,9.01 11/16/10 TOMBSTONE TECHNOLOGIES, INC. CO 4.01,9.01 11/05/10 AMEND Towers Watson & Co. DE 5.07 11/12/10 TOYOTA MOTOR CREDIT CORP CA 7.01,9.01 11/16/10 TRAILER BRIDGE INC 2.02,9.01 11/15/10 TRANS LUX CORP DE 2.02,9.01 11/15/10 TRANSCONTINENTAL REALTY INVESTORS INC NV 2.02,9.01 11/15/10 Transocean Ltd. V8 7.01,9.01 11/16/10 Transocean Ltd. V8 8.01,9.01 11/16/10 Tree.com, Inc. DE 1.01,9.01 11/15/10 TREY RESOURCES INC DE 2.02,9.01 11/15/10 TRIO TECH INTERNATIONAL CA 2.02,9.01 11/15/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 11/16/10 UIL HOLDINGS CORP CT 2.01,5.02,9.01 11/16/10 UNION BANKSHARES INC VT 2.02,9.01 11/10/10 UNITED BANCORP INC /MI/ MI 7.01,9.01 11/16/10 URBAN OUTFITTERS INC PA 2.02,9.01 11/15/10 US BANCORP \DE\ DE 7.01,9.01 11/16/10 USA TRUCK INC DE 7.01,9.01 11/16/10 Valley High Mining CO NV 4.01,9.01 11/15/10 Vangent, Inc. DE 2.02,9.01 11/16/10 Vangent, Inc. DE 9.01 09/15/10 AMEND Vanity Events Holding, Inc. DE 1.01,2.03,3.02,9.01 11/09/10 Vantage Drilling CO E9 8.01,9.01 11/16/10 VARIAN MEDICAL SYSTEMS INC DE 5.02,5.03 11/12/10 Verecloud, Inc. NV 2.01,9.01 11/15/10 VISION INDUSTRIES CORP FL 1.01 11/15/10 Vringo Inc DE 2.02,9.01 11/15/10 WACCAMAW BANKSHARES INC NC 2.02 11/15/10 WAL MART STORES INC DE 2.02,9.01 11/16/10 WESTSTAR FINANCIAL SERVICES CORP NC 2.02,9.01 11/15/10 WESTWOOD ONE INC /DE/ DE 2.02,9.01 11/15/10 White River Capital Inc IN 8.01,9.01 11/16/10 WIDEPOINT CORP DE 2.02,9.01 11/10/10 WILLIAMS COMPANIES INC DE 7.01,9.01 11/15/10 WILLIS GROUP HOLDINGS PLC L2 7.01,9.01 11/16/10 WINN DIXIE STORES INC FL 5.07 11/10/10 WIRELESS RONIN TECHNOLOGIES INC MN 1.01,8.01,9.01 11/11/10 WOODWARD GOVERNOR CO DE 2.02,9.01 11/16/10 Xenith Bankshares, Inc. VA 7.01,9.01 11/15/10 XFONE INC. NV 2.01,9.01 11/16/10 XO HOLDINGS INC DE 2.02,9.01 11/15/10 YAHOO INC DE 7.01 11/12/10 Yanglin Soybean, Inc. NV 2.02,9.01 11/15/10 Yayi International Inc DE 2.02,9.01 11/16/10 YRC Worldwide Inc. DE 7.01,9.01 11/16/10 YUHE INTERNATIONAL, INC. NV 2.02,9.01 11/15/10 Zagg INC 2.02,9.01 11/09/10 ZION OIL & GAS INC DE 8.01,9.01 11/15/10 ZOOM TECHNOLOGIES INC DE 5.02 11/16/10