RECENT 8K FILINGS November 10, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 2.02,9.01 09/30/10 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 11/09/10 A123 SYSTEMS, INC. DE 2.02,9.01 11/09/10 ACADIA PHARMACEUTICALS INC DE 2.02,3.01,9.01 11/09/10 ACCELLENT INC 2.02,9.01 11/09/10 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,5.02,9.01 11/05/10 ACUITY BRANDS INC DE 7.01,9.01 11/09/10 ADAM INC GA 2.02,8.01,9.01 11/09/10 ADTRAN INC DE 5.02,9.01 11/06/10 Advanced Mineral Technologies, Inc 4.01 11/02/10 AMEND Advanced Voice Recognition Systems, I NV 1.01,3.02,9.01 11/04/10 ADVISORY BOARD CO DE 5.02,9.01 11/03/10 ALANCO TECHNOLOGIES INC AZ 5.02 11/09/10 Alaska Pacific Energy Corp NV 1.01,9.01 11/05/10 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 11/09/10 Alexza Pharmaceuticals Inc. DE 2.02,9.01 11/09/10 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,7.01,8.01 09/30/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/09/10 ALLIED MOTION TECHNOLOGIES INC CO 5.02 11/03/10 ALLOY INC DE 2.01,3.01,3.03,5.01,8.01,9.01 11/09/10 ALPHA PRO TECH LTD DE 2.02,9.01 11/08/10 American Capital Agency Corp 1.01,9.01 11/08/10 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 09/30/10 AMERICAN MEDICAL ALERT CORP NY 2.02,7.01,9.01 11/08/10 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 11/09/10 AMERICAN SCIENCE & ENGINEERING, INC. MA 2.02,9.01 11/09/10 AMETEK INC/ DE 8.01 11/09/10 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 11/05/10 ANGIOTECH PHARMACEUTICALS INC 1.01,2.02,9.01 11/04/10 AON CORP DE 5.02,9.01 11/05/10 APACHE CORP DE 8.01,9.01 11/09/10 APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 11/05/10 APOLLO SOLAR ENERGY, INC. NV 5.02 11/09/10 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 11/09/10 Applied Nanotech Holdings, Inc TX 8.01,9.01 11/09/10 ARADIGM CORP CA 5.02,8.01,9.01 11/03/10 Archipelago Learning, Inc. DE 2.02,9.01 11/09/10 Ardea Biosciences, Inc./DE DE 2.02,9.01 11/09/10 ARENA PHARMACEUTICALS INC DE 2.02,9.01 11/09/10 ARIAD PHARMACEUTICALS INC DE 2.02,7.01,8.01,9.01 11/09/10 Arkson Neutraceuticals Corp. DE 1.01,9.01 11/09/10 Armour Residential REIT, Inc. MD 8.01,9.01 11/09/10 AROTECH CORP DE 2.02,9.01 11/09/10 ARQULE INC DE 2.02,9.01 11/09/10 ARRAY BIOPHARMA INC DE 1.01,2.02,5.07,9.01 11/04/10 ARTS WAY MANUFACTURING CO INC DE 8.01,9.01 11/09/10 ASURE SOFTWARE INC DE 2.02,9.01 11/09/10 ATLAS ENERGY, INC. DE 2.02,9.01 11/08/10 ATLAS ENERGY, INC. DE 8.01,9.01 11/08/10 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 11/09/10 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 11/09/10 AUTHENTEC INC DE 2.02,9.01 11/09/10 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 11/09/10 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 11/09/10 AVI BIOPHARMA INC OR 2.02,9.01 11/09/10 aVINCI MEDIA CORP DE 8.01 11/09/10 AVIS BUDGET GROUP, INC. DE 5.02 11/08/10 AZTEC OIL & GAS, INC. NV 8.01 10/14/10 BAKBONE SOFTWARE INC A6 8.01,9.01 11/09/10 BARRY R G CORP /OH/ OH 2.02,9.01 11/09/10 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 11/09/10 BEACON POWER CORP DE 2.02,9.01 11/09/10 BEAZER HOMES USA INC DE 8.01 11/05/10 BERKSHIRE HATHAWAY INC DE 5.03,9.01 11/05/10 BIGLARI HOLDINGS INC. IN 5.07 11/05/10 BIO-PATH HOLDINGS INC UT 5.07 11/03/10 BIOMARIN PHARMACEUTICAL INC DE 3.02,9.01 11/03/10 BJs RESTAURANTS INC CA 8.01,9.01 11/09/10 BLONDER TONGUE LABORATORIES INC DE 5.02,9.01 11/03/10 Blueknight Energy Partners, L.P. DE 2.02,9.01 11/09/10 BORGWARNER INC DE 8.01,9.01 11/09/10 BOSTON PROPERTIES INC DE 8.01,9.01 11/08/10 BOSTON PROPERTIES LTD PARTNERSHIP DE 8.01,9.01 11/08/10 BOTETOURT BANKSHARES INC VA 2.02,9.01 11/09/10 BPZ RESOURCES, INC. TX 2.02,9.01 11/08/10 BRIGGS & STRATTON CORP WI 7.01 11/09/10 BRIGHTPOINT INC IN 8.01,9.01 11/09/10 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 11/03/10 Bristow Group Inc DE 5.03,9.01 11/04/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 11/09/10 Buckeye GP Holdings L.P. 2.02,9.01 11/08/10 BUCKEYE PARTNERS, L.P. DE 2.02,9.01 11/08/10 CAGLES INC GA 2.02,9.01 11/09/10 Camelot Entertainment Group, Inc. DE 3.02 10/22/10 Camelot Entertainment Group, Inc. DE 3.02 10/29/10 CAPSTONE TURBINE Corp DE 2.02,9.01 11/09/10 CAREER EDUCATION CORP DE 8.01 11/05/10 CARRIZO OIL & GAS INC TX 2.02,9.01 11/09/10 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 11/09/10 CASE FINANCIAL INC DE 4.01,9.01 09/02/10 AMEND Celanese CORP DE 7.01,9.01 11/09/10 Cellceutix CORP 5.02,8.01,9.01 11/05/10 CENTURY CASINOS INC /CO/ DE 2.02,9.01 09/30/10 Chatham Lodging Trust MD 2.02,9.01 11/08/10 Chesapeake Midstream Partners, L.P. DE 2.02,9.01 11/09/10 CHESAPEAKE UTILITIES CORP DE 5.02 11/03/10 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 09/09/10 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 11/09/10 CHINA ELECTRIC MOTOR, INC. DE 1.01,9.01 11/06/10 China Executive Education Corp 8.01,9.01 11/05/10 China Green Agriculture, Inc. NV 9.01 07/02/10 AMEND China Information Technology, Inc. 2.02,9.01 11/09/10 China Natural Gas, Inc. DE 1.01,5.02,9.01 02/04/09 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 08/05/10 CINCINNATI BELL INC OH 8.01,9.01 11/08/10 CKX, Inc. DE 2.02,9.01 11/08/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/09/10 CLINICAL DATA INC DE 2.02,9.01 11/09/10 CLOUD PEAK ENERGY INC. DE 7.01,9.01 11/09/10 Cloud Peak Energy Resources LLC DE 7.01,9.01 11/09/10 CNS RESPONSE, INC. DE 1.01,2.03,3.02,9.01 11/03/10 COHEN & Co INC. MD 2.02,9.01 11/09/10 COLLECTORS UNIVERSE INC DE 2.02,9.01 11/04/10 COLONIAL COMMERCIAL CORP NY 2.02,9.01 11/09/10 COLUMBIA SPORTSWEAR CO OR 7.01,9.01 11/09/10 COMMAND SECURITY CORP NY 8.01,9.01 11/04/10 COMMUNITY CENTRAL BANK CORP MI 3.01 11/04/10 COMMUNITY HEALTH SYSTEMS INC DE 1.01,2.03,9.01 11/05/10 Compass Acquisition CORP E9 5.02 11/05/10 AMEND CorMedix Inc. DE 2.02,9.01 11/09/10 Cornerstone Financial Corp NJ 2.02 11/09/10 COUSINS PROPERTIES INC GA 8.01,9.01 11/09/10 COVANTA HOLDING CORP DE 8.01,9.01 11/09/10 Covidien plc 2.02,9.01 11/09/10 CPS TECHNOLOGIES CORP/DE/ DE 2.02 09/25/10 CROWN MEDIA HOLDINGS INC DE 2.02,7.01,9.01 11/04/10 AMEND CYANOTECH CORP NV 5.02,5.03 11/05/10 CYPRESS BIOSCIENCE INC DE 2.02,9.01 11/09/10 DARLING INTERNATIONAL INC DE 1.01,3.02,7.01,8.01,9.01 11/09/10 DCP Midstream Partners, LP DE 9.01 11/04/10 AMEND DEAN FOODS CO DE 2.02,5.02,9.01 11/09/10 Deep Down, Inc. NV 1.01,9.01 11/08/10 AMEND DELPHI FINANCIAL GROUP INC/DE DE 8.01,9.01 11/09/10 DELTA PETROLEUM CORP/CO CO 2.02,9.01 11/09/10 DEX ONE Corp DE 2.02,7.01,9.01 11/09/10 DEXCOM INC 1.01,8.01,9.01 11/08/10 DiamondRock Hospitality Co 7.01,9.01 11/09/10 Digital Realty Trust, Inc. MD 8.01 11/09/10 Discover Financial Services DE 5.02 11/04/10 DISCOVERY LABORATORIES INC /DE/ DE 2.02,4.02,8.01,9.01 11/08/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 7.01,9.01 11/09/10 DOMINION RESOURCES INC /VA/ VA 5.02 11/05/10 DOVER SADDLERY INC 2.02,9.01 11/09/10 DOW CHEMICAL CO /DE/ DE 8.01,9.01 11/04/10 Duff & Phelps Corp DE 1.01,9.01 11/08/10 DYNAMIC VENTURES CORP. 8.01 11/05/10 DYNEGY INC. DE 7.01,9.01 11/09/10 DYNEX CAPITAL INC VA 5.02 11/03/10 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 11/09/10 Electromed, Inc. MN 5.07 11/05/10 EMERGING VISION INC NY 8.01 11/09/10 EMS TECHNOLOGIES INC GA 7.01,9.01 11/08/10 ENBRIDGE ENERGY PARTNERS LP DE 7.01,9.01 11/08/10 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 11/09/10 Energy Transfer Equity, L.P. DE 5.02 11/09/10 Energy Transfer Equity, L.P. DE 2.02,9.01 11/09/10 Energy Transfer Partners, L.P. DE 2.02,9.01 11/09/10 EnergyConnect Group Inc OR 2.02,9.01 11/09/10 EnergySolutions, Inc. DE 2.02,9.01 11/08/10 EnerSys DE 2.02,9.01 11/09/10 Enterprise GP Holdings L.P. DE 2.02,9.01 11/09/10 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 11/09/10 EPICEPT CORP 2.02,9.01 11/09/10 EPLUS INC DE 2.02,9.01 11/04/10 ESCALADE INC IN 8.01,9.01 11/09/10 EVERFLOW EASTERN PARTNERS LP DE 1.01 11/03/10 EXTERRAN PARTNERS, L.P. DE 1.01,1.02,2.03,9.01 11/03/10 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 11/09/10 Federal Home Loan Bank of Atlanta X1 2.03 11/09/10 Federal Home Loan Bank of Boston X1 2.03 11/03/10 Federal Home Loan Bank of Chicago X1 2.03 11/03/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/05/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/09/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/03/10 Federal Home Loan Bank of New York X1 2.03,9.01 11/03/10 Federal Home Loan Bank of New York X1 8.01,9.01 11/09/10 Federal Home Loan Bank of New York X1 5.02,5.07,9.01 11/09/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/03/10 Federal Home Loan Bank of San Francis X1 2.03 11/03/10 Federal Home Loan Bank of Seattle 2.03 11/03/10 Federal Home Loan Bank of Topeka 2.03,9.01 11/03/10 FEDERAL HOME LOAN MORTGAGE CORP 5.02 11/04/10 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 11/09/10 FLUOR CORP DE 5.02,8.01 11/04/10 FLUSHING FINANCIAL CORP DE 7.01,9.01 11/08/10 Fortress Investment Group LLC DE 2.02,9.01 11/05/10 Fortress Investment Group LLC DE 7.01 11/08/10 FOSSIL INC DE 2.02,9.01 11/09/10 FRANKLIN COVEY CO UT 2.02,8.01,9.01 11/09/10 FRANKLIN ELECTRIC CO INC IN 7.01,9.01 11/09/10 FREMONT MICHIGAN INSURACORP INC MI 2.02,8.01,9.01 11/08/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 11/09/10 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 11/09/10 FS Investment CORP MD 2.02,9.01 11/09/10 FTI CONSULTING INC MD 7.01,9.01 11/05/10 FTOH Corp DE 1.01,2.01,3.02,5.01,5.02,5.03, 11/03/10 7.01,9.01 Full Circle Capital Corp MD 2.02,9.01 11/09/10 FX ENERGY INC NV 2.02,8.01,9.01 11/09/10 GAMCO INVESTORS, INC. ET AL NY 8.01 11/05/10 GAMETECH INTERNATIONAL INC DE 2.04 11/04/10 GARDNER DENVER INC DE 7.01,9.01 11/09/10 GASCO ENERGY INC NV 1.01,7.01,9.01 11/03/10 GATEWAY ENERGY CORP/NE DE 4.02 11/08/10 General Motors Financial Company, Inc TX 2.02,9.01 11/09/10 GENESIS ENERGY LP DE 1.01,8.01,9.01 11/04/10 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 11/09/10 GEO GROUP INC FL 2.02,9.01 11/04/10 GeoEye, Inc. DE 2.02,9.01 11/08/10 GEORESOURCES INC CO 2.02,9.01 11/04/10 GIBRALTAR INDUSTRIES, INC. DE 5.03,8.01,9.01 11/03/10 GILEAD SCIENCES INC DE 5.02,9.01 11/04/10 GLOBAL CROSSING LTD 8.01,9.01 11/09/10 GLOBAL ENERGY INC NV 8.01,9.01 11/09/10 Global Indemnity plc L2 2.02,9.01 11/09/10 GMX RESOURCES INC OK 2.02,9.01 11/08/10 GOLDEN STAR RESOURCES LTD 2.02,9.01 11/08/10 Grand Canyon Education, Inc. DE 2.02,9.01 11/09/10 GRANITE CONSTRUCTION INC DE 2.02,9.01 11/09/10 GRANITE CONSTRUCTION INC DE 5.02,9.01 11/03/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/05/10 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01,9.01 11/09/10 GREENE COUNTY BANCORP INC DE 7.01,9.01 11/06/10 GREENE COUNTY BANCORP INC DE 5.07,9.01 11/06/10 GSE SYSTEMS INC DE 2.02 11/08/10 GT Solar International, Inc. DE 1.01,1.02,5.02,8.01,9.01 11/05/10 GTC BIOTHERAPEUTICS INC MA 1.01,3.02,3.03,8.01,9.01 11/08/10 GTX INC /DE/ DE 2.02,9.01 11/09/10 Gulf United Energy, Inc. NV 1.01,1.02,9.01 11/03/10 HACKETT GROUP, INC. FL 2.02,9.01 11/09/10 HAWK CORP DE 2.02,9.01 11/09/10 HCA INC/TN DE 2.02,7.01,8.01,9.01 11/09/10 HEALTH CARE REIT INC /DE/ DE 8.01 11/08/10 HEARUSA INC DE 2.02,9.01 11/09/10 Heckmann CORP 1.01,2.02,8.01,9.01 11/08/10 hhgregg, Inc. DE 2.02,9.01 11/09/10 Higher One Holdings, Inc. DE 2.02,7.01,9.01 11/09/10 Homeowners Choice, Inc. FL 2.02,9.01 11/09/10 Houston Wire & Cable CO 2.02,9.01 11/09/10 Hudson Pacific Properties, Inc. MD 2.02,7.01,9.01 11/09/10 Huifeng Bio-Pharmaceutical Technology NV 1.01,3.02,9.01 11/03/10 IBI ACQUISITIONS, INC. CO 4.01,9.01 10/26/10 ICAGEN INC DE 2.02,9.01 11/09/10 IEC ELECTRONICS CORP DE 2.02,9.01 11/09/10 II-VI INC PA 5.02,5.07,9.01 11/05/10 IMAGE ENTERTAINMENT INC DE 1.01 11/03/10 IMERGENT INC DE 8.01 11/03/10 AMEND INCYTE CORP DE 2.02,9.01 11/09/10 INDEPENDENCE HOLDING CO DE 2.02,9.01 11/09/10 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 11/09/10 Information Services Group Inc. DE 2.02,9.01 11/09/10 InfuSystem Holdings, Inc DE 2.02,9.01 11/09/10 INHIBITEX, INC. DE 2.02,9.01 11/09/10 Inova Technology Inc. NV 8.01,9.01 11/04/10 INSULET CORP DE 2.02,9.01 11/09/10 INTEGRYS ENERGY GROUP, INC. WI 8.01,9.01 11/09/10 Intellicheck Mobilisa, Inc. DE 2.02,9.01 11/09/10 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 11/09/10 INTERFACE INC GA 1.01,2.03,8.01,9.01 11/09/10 INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 11/09/10 INTERNATIONAL SILVER INC AZ 2.01,9.01 11/09/10 INTERNATIONAL SPEEDWAY CORP FL 8.01,9.01 11/09/10 INUVO, INC. NV 4.01,9.01 11/05/10 Invesco Mortgage Capital Inc. MD 2.02 11/08/10 Iridium Communications Inc. DE 2.02,9.01 11/09/10 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 11/08/10 JAMBA, INC. DE 2.02,5.02,9.01 11/06/10 JEFFERIES GROUP INC /DE/ DE 8.01,9.01 11/02/10 K12 INC DE 2.02,9.01 11/09/10 KENSINGTON LEASING, LTD. NV 1.02,5.02,9.01 11/05/10 KeyOn Communications Holdings Inc. DE 2.01,9.01 11/05/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/08/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/08/10 KIT digital, Inc. DE 2.02,9.01 11/08/10 KNIGHT CAPITAL, CORP. 4.01,9.01 10/26/10 LAKELAND BANCORP INC NJ 7.01,9.01 11/09/10 LAM RESEARCH CORP DE 5.02,5.07 11/03/10 LANDMARK BANCORP INC DE 1.01,9.01 11/05/10 LECROY CORP DE 7.01,9.01 11/09/10 LEE ENTERPRISES, INC DE 2.02,9.01 11/08/10 LianDi Clean Technology Inc. NV 8.01,9.01 11/09/10 LIBERATOR MEDICAL HOLDINGS, INC. NV 5.07 10/21/10 Lifevantage Corp CO 2.02,9.01 11/09/10 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 11/09/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/09/10 Lincolnway Energy, LLC IA 2.02,7.01 11/09/10 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 11/09/10 LOCAL.COM DE 7.01,9.01 11/09/10 LOUISIANA-PACIFIC CORP DE 1.01,5.02,5.03,9.01 11/04/10 LTX-CREDENCE CORP MA 5.02 11/03/10 LUNA INNOVATIONS INC DE 2.02,9.01 11/09/10 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 11/09/10 MARKWEST ENERGY PARTNERS L P 2.02,9.01 11/08/10 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 11/09/10 MASSEY ENERGY CO DE 1.01,2.03,9.01 11/08/10 MATRIX SERVICE CO DE 5.02,9.01 11/05/10 MBIA INC CT 2.02,7.01,9.01 11/09/10 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 11/08/10 MCDONALDS CORP DE 7.01,9.01 11/08/10 MEDCATH CORP DE 1.01,9.01 11/05/10 Medidata Solutions, Inc. DE 2.02,9.01 11/09/10 MERCER GOLD CORP. NV 7.01,9.01 11/08/10 MERGE HEALTHCARE INC DE 2.02,9.01 11/08/10 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/01/10 METHA ENERGY SOLUTIONS INC. DE 5.02,9.01 10/11/10 METHODE ELECTRONICS INC DE 7.01,8.01,9.01 11/09/10 MGP INGREDIENTS INC KS 2.02,7.01,9.01 11/09/10 MHI Hospitality CORP MD 2.02,9.01 11/09/10 MICROMET, INC. DE 2.02,9.01 11/09/10 MICRON TECHNOLOGY INC DE 1.01,2.03,3.02 11/05/10 MIDDLEBY CORP DE 2.02,9.01 11/08/10 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 11/09/10 MS STRUCTURED SATURNS SERIES 2001-4 DE 8.01,9.01 10/20/10 MS STRUCTURED SATURNS SERIES 2003-11 DE 8.01,9.01 11/04/10 MTR GAMING GROUP INC DE 1.01,1.02,5.02,8.01,9.01 11/04/10 MYLAN INC. PA 8.01,9.01 11/09/10 NACEL ENERGY CORP WY 8.01,9.01 11/09/10 NATIONAL FUEL GAS CO NJ 7.01,9.01 11/09/10 NATIONAL HEALTHCARE CORP DE 2.02,8.01,9.01 11/08/10 Nature's Call Brands Inc. NV 7.01 11/08/10 NELNET INC NE 2.02,9.01 11/09/10 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,9.01 11/09/10 NeuroMetrix, Inc. DE 2.02,9.01 11/09/10 Neutral Tandem Inc 2.02,9.01 11/09/10 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 11/09/10 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 11/03/10 NGP Capital Resources Co MD 2.02,9.01 11/09/10 NightHawk Radiology Holdings Inc 8.01,9.01 11/09/10 NII HOLDINGS INC DE 2.02,9.01 10/28/10 AMEND NMT MEDICAL INC DE 2.02,9.01 11/09/10 NORTEK INC DE 2.02,5.07,9.01 11/09/10 NORTHERN CALIFORNIA BANCORP INC 1.01,2.01 11/01/10 NV ENERGY, INC. NV 9.01 09/09/10 AMEND NYMAGIC INC NY 2.02,9.01 11/04/10 Oasis Petroleum Inc. DE 2.02,9.01 11/09/10 ONEOK INC /NEW/ OK 5.04,9.01 11/09/10 Opexa Therapeutics, Inc. TX 2.02,9.01 11/09/10 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 11/08/10 Opko Health, Inc. DE 4.02,9.01 11/08/10 ORASURE TECHNOLOGIES INC DE 2.02,9.01 11/09/10 ORASURE TECHNOLOGIES INC DE 7.01,9.01 11/09/10 ORBCOMM Inc. DE 2.02,9.01 11/09/10 ORIENT EXPRESS HOTELS LTD D0 1.01,8.01,9.01 11/09/10 OVERHILL FARMS INC NV 1.01,9.01 11/04/10 Oxford Resource Partners LP DE 2.02,9.01 11/09/10 PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 11/09/10 PACIFIC ENTERPRISES INC CA 2.02,9.01 11/09/10 PARK CITY GROUP INC 2.02,8.01,9.01 11/09/10 PARK OHIO HOLDINGS CORP OH 2.02,9.01 11/08/10 Park Place Energy Corp. NV 5.02 10/31/10 PATRIOT SCIENTIFIC CORP DE 5.03,9.01 11/04/10 PDI INC 1.01,2.01,8.01,9.01 11/03/10 PEABODY ENERGY CORP DE 7.01,9.01 11/09/10 Pebblebrook Hotel Trust MD 2.02,7.01,9.01 11/08/10 PERICOM SEMICONDUCTOR CORP CA 9.01 08/31/10 AMEND Pet Airways Inc. IL 1.01,3.02,9.01 11/03/10 PETROHAWK ENERGY CORP DE 1.01,9.01 11/08/10 PHOENIX FOOTWEAR GROUP INC DE 1.01,1.02,2.03,3.03 11/03/10 PICO HOLDINGS INC /NEW CA 2.02,9.01 11/09/10 PIER 1 IMPORTS INC/DE DE 7.01,9.01 11/09/10 Pike Electric CORP 2.02,9.01 11/09/10 PINNACLE AIRLINES CORP DE 2.02,9.01 11/09/10 PIONEER NATURAL RESOURCES CO DE 7.01 11/09/10 PLANAR SYSTEMS INC OR 2.02,9.01 11/09/10 PLAYBOY ENTERPRISES INC DE 2.02,9.01 11/09/10 PMFG, Inc. DE 2.02,9.01 11/09/10 PMI GROUP INC DE 5.04,9.01 11/04/10 POINDEXTER J B & CO INC DE 2.02,9.01 11/09/10 PONIARD PHARMACEUTICALS, INC. WA 2.02,9.01 11/09/10 PPL Corp 2.03 11/03/10 PREMIERE GLOBAL SERVICES, INC. GA 2.02,9.01 11/09/10 PRICELINE COM INC DE 2.02,5.02,7.01,9.01 11/08/10 PRICESMART INC DE 2.02,9.01 11/09/10 PRIVATEBANCORP, INC DE 7.01,9.01 11/09/10 PRO DEX INC CO 2.02,9.01 11/09/10 PROSPECT CAPITAL CORP MD 8.01,9.01 11/09/10 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,1.02,9.01 11/08/10 QUEST SOFTWARE INC CA 8.01,9.01 11/08/10 RALCORP HOLDINGS INC /MO MO 1.01,2.03,9.01 11/04/10 RALCORP HOLDINGS INC /MO MO 2.02,9.01 11/09/10 RAM ENERGY RESOURCES INC DE 2.02,9.01 11/08/10 RASER TECHNOLOGIES INC UT 2.02,9.01 11/08/10 REALOGY CORP DE 2.02,9.01 11/09/10 Redpoint Bio CORP 2.02,9.01 11/09/10 Regency Energy Partners LP DE 5.02,7.01,9.01 11/05/10 Regency Energy Partners LP DE 2.02,7.01,9.01 11/09/10 ROCKWELL AUTOMATION INC DE 2.02,9.01 11/09/10 Rockwood Holdings, Inc. DE 7.01,9.01 11/09/10 RODON, INC. NV 5.01,5.02,8.01 11/03/10 ROMA FINANCIAL CORP X1 2.02,9.01 11/09/10 ROTECH HEALTHCARE INC DE 2.02,9.01 11/09/10 ROYAL MINES & MINERALS CORP NV 7.01 11/04/10 SAJAN INC DE 2.02,9.01 11/09/10 SALIX PHARMACEUTICALS LTD 2.02,8.01,9.01 10/30/10 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 11/09/10 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,8.01,9.01 11/09/10 Sara Lee Corp MD 2.02,9.01 11/09/10 Sara Lee Corp MD 1.01,7.01 11/09/10 SCIENTIFIC GAMES CORP DE 2.02,9.01 10/28/10 AMEND SeaCube Container Leasing Ltd. 1.01,2.03,9.01 11/03/10 SEAHAWK DRILLING, INC. DE 2.02,9.01 11/09/10 SEITEL INC DE 2.02,9.01 11/09/10 SEMPRA ENERGY CA 2.02,9.01 11/09/10 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,9.01 11/08/10 Shearson American REIT, Inc. NV 5.03,9.01 11/03/10 SIENA TECHNOLOGIES, INC. NV 1.01,3.02,5.02,9.01 11/04/10 SILGAN HOLDINGS INC DE 8.01,9.01 11/09/10 SILICON SOUTH INC 1.01,2.01,3.02,4.01,5.01,5.02, 11/09/10 5.06,9.01 Solar Thin Films, Inc. DE 1.02,3.03,8.01,9.01 11/03/10 Solo Cup CO DE 2.02,9.01 11/09/10 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 11/09/10 SONIC SOLUTIONS/CA/ CA 2.02,9.01 11/09/10 SOTHEBYS DE 2.02,9.01 11/04/10 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 11/08/10 Spansion Inc. DE 1.01,2.03,8.01,9.01 11/03/10 SPARTON CORP OH 2.02,7.01,9.01 11/09/10 STANCORP FINANCIAL GROUP INC OR 8.01,9.01 11/08/10 STANLEY BLACK & DECKER, INC. CT 1.01,2.03,5.03,9.01 11/05/10 STAR GAS PARTNERS LP DE 8.01,9.01 11/09/10 STAR SCIENTIFIC INC DE 1.01,3.02 11/05/10 AMEND STARWOOD PROPERTY TRUST, INC. 2.02,5.02,9.01 11/04/10 STIFEL FINANCIAL CORP DE 2.02,9.01 11/09/10 STONEMOR PARTNERS LP DE 2.02,9.01 09/30/10 STONEMOR PARTNERS LP DE 8.01,9.01 11/09/10 SunGame Corp DE 1.01,5.02,7.01,8.01 11/03/10 SUNTRUST BANKS INC GA 5.02,9.01 11/07/10 Susser Holdings CORP DE 2.02,9.01 11/09/10 SWEET SPOT GAMES INC NV 4.01 11/01/10 Symmetry Medical Inc. DE 1.01,9.01 11/03/10 SYNOVUS FINANCIAL CORP GA 5.03,9.01 11/08/10 SYSTEMAX INC DE 2.02,9.01 11/09/10 TAMPA ELECTRIC CO FL 8.01,9.01 11/09/10 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 11/09/10 TECHNOLOGY RESEARCH CORP FL 2.02,9.01 11/08/10 TECHTEAM GLOBAL INC DE 2.02,9.01 11/09/10 Tennessee Valley Authority 5.02 11/04/10 Tennessee Valley Authority 5.02 11/04/10 TERREMARK WORLDWIDE INC. DE 8.01,9.01 11/08/10 TESCO CORP 2.02,9.01 11/08/10 TESLA MOTORS INC DE 2.02,9.01 11/09/10 TETRA TECHNOLOGIES INC DE 7.01,9.01 11/09/10 THERAGENICS CORP DE 2.02 11/09/10 THL Credit, Inc. DE 2.02,7.01,9.01 11/09/10 TIDEWATER INC DE 7.01,9.01 11/03/10 TIRE INTERNATIONAL ENVIRONMENTAL SOLU NV 5.03 11/09/10 TomoTherapy Inc WI 2.02,9.01 11/09/10 AMEND TRAVELERS COMPANIES, INC. MN 3.03,9.01 11/08/10 TREY RESOURCES INC DE 1.01,9.01 11/01/10 TREY RESOURCES INC DE 1.01,9.01 09/01/10 Trius Therapeutics Inc DE 5.02 11/03/10 tw telecom inc. DE 7.01 11/08/10 Tyco Electronics Ltd. V8 5.02 11/05/10 TYCO INTERNATIONAL LTD V8 2.02,9.01 11/09/10 U S PHYSICAL THERAPY INC /NV NV 7.01 11/09/10 UNITED GUARDIAN INC DE 2.02,9.01 11/09/10 UNITED PARCEL SERVICE INC DE 5.02 11/03/10 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 11/09/10 Upstream Worldwide, Inc. DE 5.02 11/04/10 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 11/08/10 URS CORP /NEW/ DE 2.02,9.01 11/09/10 US CONCRETE INC DE 2.02,9.01 11/09/10 US ENERGY CORP WY 7.01,9.01 11/08/10 USG CORP DE 1.01,2.03,9.01 11/09/10 VALERO ENERGY CORP/TX DE 5.02,9.01 11/04/10 VALIDUS HOLDINGS LTD 7.01,9.01 11/09/10 Vantage Drilling CO E9 2.02,9.01 11/09/10 VASOMEDICAL INC DE 1.01,9.01 05/19/10 AMEND VECTREN CORP IN 2.02 11/09/10 VECTREN UTILITY HOLDINGS INC IN 5.03 11/05/10 VERENIUM CORP DE 2.02,9.01 11/09/10 Vertro, Inc. DE 7.01,9.01 11/08/10 Viacom Inc. DE 8.01 11/09/10 VIASYSTEMS GROUP INC DE 2.02 11/09/10 VICAL INC DE 2.02,9.01 11/09/10 VISA INC. DE 5.02,9.01 11/03/10 VISHAY INTERTECHNOLOGY INC DE 1.01,2.03,3.02,7.01,8.01,9.01 11/09/10 VISTAPRINT N.V. P7 5.02,5.07,8.01 11/04/10 Vocus, Inc. DE 8.01 11/05/10 VOLT INFORMATION SCIENCES, INC. NY 8.01,9.01 11/08/10 VWR Funding, Inc. DE 7.01,9.01 11/09/10 W&T OFFSHORE INC TX 1.01,2.01,7.01,9.01 11/03/10 WAVE SYSTEMS CORP DE 2.02,9.01 11/08/10 Weatherford International Ltd./Switze V8 7.01 11/09/10 WEGENER CORP DE 8.01,9.01 11/08/10 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 11/09/10 WERNER ENTERPRISES INC NE 7.01,9.01 11/09/10 WES Consulting, Inc. FL 1.01,9.01 11/04/10 WEST CORP DE 8.01,9.01 11/09/10 Westway Group, Inc. DE 2.02,9.01 11/09/10 WHX CORP DE 2.02,9.01 11/09/10 Williams Partners L.P. 7.01,8.01,9.01 11/08/10 WILLIS LEASE FINANCE CORP DE 2.02,7.01,9.01 11/08/10 Wonder Auto Technology, Inc NV 1.01,2.01,9.01 11/08/10 X RITE INC MI 2.02,9.01 11/09/10 ZHONGPIN INC. DE 2.02,9.01 11/08/10 ZYNEX INC NV 2.02,9.01 09/30/10