RECENT 8K FILINGS November 9, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 1.01,9.01 11/02/10 AASTROM BIOSCIENCES INC MI 2.02,9.01 11/08/10 ACCURAY INC DE 2.02,9.01 11/08/10 ACTIVANT SOLUTIONS INC /DE/ DE 7.01 11/08/10 ACTIVE POWER INC DE 5.05,9.01 11/04/10 ADAMS GOLF INC DE 2.02,9.01 11/08/10 ADVANCED BATTERY TECHNOLOGIES, INC. DE 4.02 11/02/10 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 11/08/10 Affinion Group, Inc. DE 7.01,9.01 11/08/10 AFFINITY GROUP INC DE 7.01 11/04/10 AGA Medical Holdings, Inc. DE 2.02,9.01 11/08/10 AGREE REALTY CORP DE 5.02,7.01,9.01 11/08/10 AHERN RENTALS INC 8.01,9.01 11/05/10 Air Transport Services Group, Inc. DE 2.02,9.01 11/03/10 ALL AMERICAN GROUP INC IN 8.01,9.01 11/08/10 ALLEGHENY BANCSHARES INC WV 2.02,9.01 11/04/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/08/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,9.01 11/05/10 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 2.02,9.01 11/08/10 Ally Auto Assets LLC DE 1.01,8.01,9.01 11/04/10 Alphatec Holdings, Inc. DE 2.02,9.01 11/08/10 AMAZON COM INC DE 7.01,9.01 11/08/10 AMCON DISTRIBUTING CO DE 2.02,9.01 11/08/10 AMERICAN DG ENERGY INC DE 2.02,9.01 11/08/10 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 11/08/10 AMERICAN PUBLIC EDUCATION INC DE 2.02,9.01 11/08/10 AMERICAN SIERRA GOLD CORP. NV 8.01 11/05/10 AMERICAN STATES WATER CO CA 2.02,9.01 11/08/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 8.01,9.01 11/08/10 AMERICAS CARMART INC TX 1.01,2.03,9.01 11/05/10 AMICUS THERAPEUTICS INC DE 2.02,9.01 11/08/10 ANADYS PHARMACEUTICALS INC 2.02,9.01 11/08/10 Ancestry.com Inc. DE 7.01,9.01 11/08/10 ANIKA THERAPEUTICS INC MA 2.02,9.01 11/08/10 Answers CORP 2.02,7.01,9.01 11/08/10 Antero Resources Finance Corp DE 1.01,2.01,2.03,7.01,9.01 11/04/10 AOXING PHARMACEUTICAL COMPANY, INC. FL 5.02,9.01 11/01/10 AMEND APPLETON PAPERS INC/WI 2.02,9.01 11/08/10 Ardea Biosciences, Inc./DE DE 7.01,9.01 11/08/10 ARES CAPITAL CORP MD 1.01,8.01,9.01 11/08/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/04/10 ASI ENTERTAINMENT INC DE 4.01,9.01 11/05/10 Atheron, Inc. 5.01,5.02,9.01 11/05/10 ATHERSYS, INC / NEW DE 2.02,9.01 11/08/10 ATP OIL & GAS CORP TX 2.02,9.01 11/08/10 AVNET INC NY 5.07 11/05/10 AVON PRODUCTS INC NY 8.01,9.01 11/08/10 Babcock & Wilcox Co DE 2.02,9.01 11/08/10 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 11/08/10 BARRY R G CORP /OH/ OH 5.03,5.07,9.01 11/08/10 BAYLAKE CORP WI 2.02,9.01 11/08/10 BEAZER HOMES USA INC DE 7.01 11/08/10 BFC FINANCIAL CORP FL 8.01 11/08/10 Bidz.com, Inc. CA 2.02,9.01 11/08/10 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,9.01 11/08/10 BLUE NILE INC DE 5.02,9.01 11/02/10 BLUEFLY INC DE 5.02,9.01 11/05/10 BLUEFLY INC DE 2.02,9.01 11/08/10 BROADSOFT INC DE 2.02,9.01 11/08/10 BRYN MAWR BANK CORP PA 2.02,7.01,9.01 11/08/10 CALPINE CORP DE 5.02,9.01 11/03/10 CAMAC Energy Inc. DE 2.02,9.01 11/08/10 CAMDEN PROPERTY TRUST TX 5.02 11/02/10 CAPELLA EDUCATION CO 8.01 11/05/10 CAPRIUS INC DE 1.01,9.01 11/04/10 CARDIONET INC CA 2.02,9.01 11/08/10 Cardium Therapeutics, Inc. DE 8.01,9.01 11/03/10 Cardo Medical, Inc. DE 1.01,2.03,9.01 11/02/10 Care Investment Trust Inc. MD 1.01,1.02,5.02,5.03,9.01 11/04/10 CareFusion Corp DE 5.07,9.01 11/03/10 CAREY W P & CO LLC DE 7.01,9.01 11/05/10 CAS MEDICAL SYSTEMS INC DE 2.01 11/05/10 CBOE Holdings, Inc. DE 2.02,9.01 11/04/10 CC Media Holdings Inc 2.02,9.01 11/08/10 CELADON GROUP INC DE 5.02 11/02/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 11/08/10 CENTRUE FINANCIAL CORP DE 5.03,9.01 11/03/10 CHEETAH OIL & GAS LTD. NV 7.01,9.01 11/08/10 Chemtura CORP DE 8.01,9.01 11/08/10 CHIMERA INVESTMENT CORP DE 1.01,5.03,9.01 11/03/10 China Bilingual Technology & Educatio NV 5.02,8.01,9.01 11/03/10 China Grand Resorts, Inc. NV 4.01,9.01 11/03/10 China Shengda Packaging Group Inc. NV 2.02,7.01,9.01 11/08/10 China Shengda Packaging Group Inc. NV 2.02,7.01,9.01 11/08/10 AMEND China Shuangji Cement Ltd. DE 1.01,3.02,9.01 11/02/10 CHINACAST EDUCATION CORP DE 2.01,9.01 08/27/10 AMEND CHINDEX INTERNATIONAL INC DE 2.02,7.01 11/08/10 CINCINNATI BELL INC OH 8.01,9.01 11/08/10 CLARUS CORP DE 2.02,9.01 11/08/10 Clean Energy Fuels Corp. DE 2.02,9.01 11/08/10 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,9.01 11/08/10 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 11/08/10 COBRA ELECTRONICS CORP DE 2.02,9.01 11/08/10 COCA COLA CO DE 8.01,9.01 11/04/10 COMMERCETEL CORP NV 1.01,2.01,3.02,5.01,5.02,9.01 11/02/10 Compass Diversified Holdings DE 2.02,9.01 11/08/10 COMVERGE, INC. DE 2.02,9.01 11/08/10 Con-way Inc. DE 1.01,2.03 11/05/10 CONCHO RESOURCES INC DE 5.02 11/03/10 CONNS INC DE 1.01,8.01,9.01 11/08/10 CONSTELLATION ENERGY GROUP INC MD 1.01,1.02,9.01 11/03/10 CONVERGYS CORP OH 5.02,9.01 11/08/10 CONVERGYS CORP OH 2.02,9.01 11/08/10 Cooper Industries plc 8.01,9.01 11/08/10 Core-Mark Holding Company, Inc. DE 2.02,9.01 11/08/10 COSINE COMMUNICATIONS INC DE 2.02,9.01 11/04/10 COUSINS PROPERTIES INC GA 5.02,7.01,9.01 11/08/10 COUSINS PROPERTIES INC GA 2.02,9.01 11/08/10 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 11/08/10 CRAY INC WA 2.01,9.01 10/28/10 CREDIT ACCEPTANCE CORP MI 1.01,2.03,9.01 11/04/10 Crestwood Midstream Partners LP DE 2.02,9.01 11/08/10 CROWN CRAFTS INC DE 2.02,9.01 11/08/10 CYTRX CORP DE 2.02,9.01 11/08/10 DCP Midstream Partners, LP DE 1.01,9.01 11/04/10 DELTEK, INC DE 1.01,2.03,9.01 11/03/10 DEXCOM INC 2.02,9.01 11/04/10 Digital Realty Trust, Inc. MD 5.02 11/02/10 DK Sinopharma, Inc. NV 8.01,9.01 11/01/10 Dr Pepper Snapple Group, Inc. DE 1.01,9.01 11/04/10 DRIL-QUIP INC DE 2.02,9.01 11/04/10 DTS, INC. DE 2.02,9.01 11/08/10 Duke Energy CORP DE 7.01,9.01 11/08/10 DYNAVAX TECHNOLOGIES CORP DE 2.02,5.02,9.01 11/03/10 DYNEGY INC. DE 2.02,7.01,9.01 11/08/10 DYNEGY INC. DE 7.01,9.01 11/08/10 DYNEGY INC. DE 7.01,9.01 11/08/10 DYNEGY INC. DE 7.01,9.01 11/08/10 EDISON INTERNATIONAL CA 8.01 11/08/10 EMC INSURANCE GROUP INC IA 7.01,9.01 11/08/10 Emdeon Inc. DE 2.02,9.01 11/08/10 EMPIRE RESORTS INC DE 8.01,9.01 11/05/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 06/30/10 ENERNOC INC DE 2.02,9.01 11/08/10 EnteroMedics Inc 7.01,9.01 11/08/10 EQUIFAX INC GA 8.01,9.01 11/08/10 Expedite 5 Inc DE 1.01,3.02 11/02/10 FAIR ISAAC CORP DE 2.02,9.01 11/03/10 Federal Home Loan Bank of Dallas 2.03,9.01 11/02/10 Feihe International Inc UT 2.02,9.01 11/08/10 Financial Engines, Inc. DE 2.02,9.01 11/08/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 11/08/10 FIRST POTOMAC REALTY TRUST MD 8.01,9.01 11/08/10 Forex International Trading Corp. NV 1.01,9.01 11/08/10 FRONTIER COMMUNICATIONS CORP DE 2.02,7.01,9.01 09/30/10 FTI CONSULTING INC MD 2.02,7.01,9.01 11/05/10 FURMANITE CORP DE 2.02,7.01,9.01 11/08/10 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 11/08/10 GAMCO INVESTORS, INC. ET AL NY 8.01 11/08/10 GENERAL STEEL HOLDINGS INC NV 2.02,7.01,9.01 11/08/10 GENOMIC HEALTH INC 2.02,9.01 11/08/10 GENTA INC DE/ DE 8.01,9.01 11/08/10 GENTA INC DE/ DE 1.01,9.01 11/05/10 GENTOR RESOURCES, INC. FL 3.02 10/28/10 GENVEC INC DE 2.02,9.01 11/08/10 GENWORTH FINANCIAL INC DE 8.01 11/08/10 George Foreman Enterprises Inc DE 5.02 11/05/10 GLOBAL PARTNERS LP 5.02,9.01 11/02/10 Globalstar, Inc. DE 2.02,7.01,9.01 11/08/10 Gold Bag, Inc. 3.02,8.01 11/05/10 Golden Minerals Co 2.02,9.01 11/03/10 Gordmans Stores, Inc. DE 5.02,9.01 11/03/10 GRAY TELEVISION INC GA 2.02,9.01 11/08/10 GREAT SOUTHERN BANCORP INC MD 7.01 11/05/10 Great Wolf Resorts, Inc. DE 2.02,9.01 11/03/10 Green Energy Management Services Hold DE 1.01 11/02/10 GRUBB & ELLIS CO DE 8.01,9.01 11/02/10 GTX INC /DE/ DE 5.02 11/08/10 HARBINGER GROUP INC. DE 1.01 11/05/10 HARRAHS ENTERTAINMENT INC DE 2.02,9.01 11/05/10 HARRIS CORP /DE/ DE 7.01,9.01 11/08/10 HAWTHORN BANCSHARES, INC. MO 8.01 11/04/10 HCP, INC. MD 8.01,9.01 11/03/10 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 11/08/10 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 11/08/10 HESS CORP DE 9.01 02/03/09 HIBERNIA HOMESTEAD BANCORP, INC. 2.02,9.01 11/05/10 HIGHLANDS BANCORP, INC. NJ 2.02,9.01 11/02/10 HOLOGIC INC DE 2.02,5.02,9.01 11/02/10 Home Federal Bancorp, Inc. MD 2.02,9.01 11/05/10 HOOKER FURNITURE CORP VA 2.05,2.06,9.01 11/03/10 HOOPER HOLMES INC NY 2.02,9.01 11/05/10 Horiyoshi Worldwide Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 11/05/10 5.06,9.01 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 11/08/10 HUMAN GENOME SCIENCES INC DE 7.01,9.01 11/08/10 I-Web Media, Inc. DE 1.01,5.01,5.02,8.01,9.01 11/05/10 ICAD INC DE 2.02,9.01 11/03/10 ICAHN ENTERPRISES L.P. DE 7.01,9.01 11/08/10 IDT CORP DE 8.01,9.01 11/02/10 IMMUCELL CORP /DE/ DE 2.02,9.01 11/08/10 IMMUCOR INC GA 8.01,9.01 11/08/10 INFINITY PHARMACEUTICALS, INC. DE 5.02 11/03/10 INTELSAT S.A. N4 2.02,9.01 11/08/10 INVACARE CORP OH 5.02 11/03/10 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 11/08/10 ION GEOPHYSICAL CORP DE 8.01 11/05/10 ISSUER DIRECT CORP 2.02,9.01 11/08/10 ISSUER DIRECT CORP 2.02,9.01 11/08/10 ITEX CORP NV 7.01,9.01 11/08/10 JARDEN CORP DE 1.01,2.03,9.01 11/02/10 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 11/02/10 KENDLE INTERNATIONAL INC OH 2.02,9.01 11/08/10 KEY TRONIC CORP WA 1.01,2.03,9.01 11/04/10 KEYNOTE SYSTEMS INC DE 2.02,9.01 11/08/10 Keyuan Petrochemicals, Inc. NV 8.01 11/04/10 Kohlberg Capital CORP DE 2.02,9.01 11/08/10 KRAFT FOODS INC VA 8.01,9.01 11/04/10 KROGER CO OH 1.01,1.02,9.01 11/05/10 LADYBUG RESOURCE GROUP, INC. NV 5.01 11/08/10 LEAP WIRELESS INTERNATIONAL INC DE 8.01,9.01 11/05/10 LECG CORP DE 2.02,9.01 11/08/10 LEHMAN ABS CORP KRAFT FOODS NOTE BACK DE 8.01,9.01 11/01/10 LEXARIA CORP. 7.01,9.01 11/05/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/08/10 LIHUA INTERNATIONAL INC. DE 8.01,9.01 11/03/10 LIME ENERGY CO. DE 2.02,9.01 11/08/10 LINEAR TECHNOLOGY CORP /CA/ DE 5.07 11/04/10 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01 11/08/10 LL&E ROYALTY TRUST TX 8.01,9.01 11/08/10 LMI AEROSPACE INC MO 2.02,7.01,9.01 11/08/10 Loreto Resources Corp. NV 3.02 11/02/10 LOUISIANA-PACIFIC CORP DE 2.02,9.01 11/08/10 LYRIS, INC. 5.02 11/08/10 MACROSOLVE INC OK 5.02,9.01 11/01/10 MAINLAND RESOURCES INC. 2.01,8.01,9.01 04/21/10 AMEND MANHATTAN PHARMACEUTICALS INC DE 8.01,9.01 11/08/10 MAP Pharmaceuticals, Inc. DE 8.01,9.01 11/08/10 Mariposa Resources, Ltd. NV 5.02 11/04/10 MARLIN BUSINESS SERVICES CORP 2.02,9.01 11/08/10 MDC HOLDINGS INC DE 5.02,9.01 11/05/10 MEDALLION FINANCIAL CORP DE 2.02,9.01 11/04/10 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 11/08/10 MediaMind Technologies Inc. DE 2.02,9.01 11/08/10 MEDICAL ACTION INDUSTRIES INC DE 9.01 08/27/10 AMEND MEDLINK INTERNATIONAL, INC. DE 1.01,2.01,3.02,9.01 11/04/10 MEMSIC Inc 2.02,9.01 11/08/10 MERCANTILE BANK CORP MI 5.02 11/03/10 MEREDITH CORP IA 5.07 11/05/10 METABOLIX, INC. 2.02,9.01 11/08/10 MIDDLEBURG FINANCIAL CORP VA 5.02 11/03/10 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 11/08/10 MMRGlobal, Inc. DE 2.02,9.01 11/08/10 Molycorp, Inc. DE 5.02,9.01 11/04/10 MONKEY ROCK GROUP, INC. DE 1.01,3.01,9.01 11/02/10 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 11/08/10 MOTRICITY INC DE 7.01,9.01 11/08/10 MS STRUCTURED SATURNS SERIES 2003-4 DE 8.01,9.01 10/25/10 MS STRUCTURED SATURNS SERIES 2003-5 DE 8.01,9.01 10/14/10 MTR GAMING GROUP INC DE 2.02,9.01 11/08/10 MultiCell Technologies, Inc. DE 8.01,9.01 11/02/10 MUSTANG GEOTHERMAL CORP 1.01 11/05/10 MYR GROUP INC. DE 2.02,9.01 11/08/10 National Asset Recovery Corp. NV 4.01 11/04/10 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 11/08/10 Nevada Gold Holdings, Inc. DE 1.01,3.02,5.01,9.01 10/29/10 Northfield Bancorp, Inc. X1 8.01,9.01 11/08/10 NORTHROP GRUMMAN CORP /DE/ DE 8.01,9.01 11/08/10 Northwest Bancshares, Inc. MD 8.01,9.01 11/08/10 NPC INTERNATIONAL INC KS 2.02,9.01 11/08/10 NTELOS HOLDINGS CORP 7.01,9.01 11/08/10 OFFICE DEPOT INC DE 5.02,9.01 11/04/10 OGLETHORPE POWER CORP GA 2.03,8.01,9.01 11/04/10 OLIN CORP VA 7.01,9.01 11/08/10 ONCOGENEX PHARMACEUTICALS, INC. DE 5.02,9.01 11/05/10 Oncothyreon Inc. DE 2.02,9.01 11/08/10 ONEOK INC /NEW/ OK 7.01,9.01 11/08/10 ONEOK Partners LP DE 7.01,9.01 11/08/10 ORB Automotive E9 2.01,5.07,9.01 11/02/10 ORIENT EXPRESS HOTELS LTD D0 8.01,9.01 11/08/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 2.02,9.01 09/30/10 PACWEST BANCORP DE 5.02,8.01 11/03/10 PARAMETRIC TECHNOLOGY CORP MA 1.01,2.03,9.01 11/02/10 PEERLESS SYSTEMS CORP DE 8.01,9.01 11/08/10 PEGASYSTEMS INC MA 7.01 11/08/10 Perfumania Holdings, Inc. FL 2.02,9.01 11/04/10 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 11/08/10 PHARMACYCLICS INC DE 2.02,9.01 11/08/10 PHOENIX TECHNOLOGIES LTD DE 5.07,8.01,9.01 11/05/10 PILGRIMS PRIDE CORP DE 1.01,3.03,9.01 11/08/10 PINNACLE WEST CAPITAL CORP AZ 1.01,8.01,9.01 11/08/10 PLUG POWER INC DE 2.02,9.01 11/08/10 Polypore International, Inc. 8.01,9.01 11/08/10 Porter Bancorp, Inc. KY 7.01,9.01 11/05/10 PowerShares DB Commodity Index Tracki 8.01,9.01 11/08/10 PowerShares DB G10 Currency Harvest F DE 8.01,9.01 11/08/10 PowerShares DB Multi-Sector Commodity DE 8.01,9.01 11/08/10 PowerShares DB US Dollar Index Trust DE 8.01,9.01 11/08/10 PREMIER ALLIANCE GROUP, INC. NV 9.01 08/31/10 AMEND PRESSTEK INC /DE/ DE 2.02,9.01 11/08/10 PREVENTION INSURANCE COM INC 3.02,9.01 11/08/10 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 09/30/10 ProShares Trust II DE 8.01 11/08/10 PSB Holdings, Inc. 5.07 11/08/10 PUBLIC SERVICE CO OF COLORADO CO 8.01,9.01 11/08/10 PULSE ELECTRONICS CORP PA 2.02,9.01 11/08/10 PURADYN FILTER TECHNOLOGIES INC DE 7.01 11/08/10 PureSafe Water Systems, Inc. DE 1.01,5.02,9.01 10/23/10 Pzena Investment Management, Inc. DE 8.01,9.01 10/31/10 QUALITY DISTRIBUTION INC FL 2.02,9.01 11/08/10 QUICKSILVER RESOURCES INC DE 2.02,9.01 11/08/10 QUINSTREET, INC CA 1.01,2.01,9.01 11/05/10 RACKSPACE HOSTING, INC. 2.02,9.01 11/08/10 RADIANT OIL & GAS INC NV 1.01,2.01,3.02,3.03,5.01,5.02, 11/05/10 AMEND 9.01 RADIO ONE, INC. DE 1.01,7.01,8.01,9.01 11/05/10 RADIOSHACK CORP DE 8.01,9.01 11/08/10 RASER TECHNOLOGIES INC UT 2.01,9.01 11/02/10 REPUBLIC AIRWAYS HOLDINGS INC DE 5.02,9.01 11/02/10 REPUBLIC AIRWAYS HOLDINGS INC DE 5.02,9.01 11/02/10 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,9.01 11/05/10 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 11/08/10 REPUBLIC AIRWAYS HOLDINGS INC DE 8.01,9.01 11/08/10 RESOURCE ACQUISITION GROUP, INC. NY 5.02 11/05/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 5.02 11/02/10 RETAIL VENTURES INC OH 4.02 11/08/10 AMEND Revett Minerals Inc. A6 5.02,9.01 11/08/10 Rineon Group Inc 5.02 11/03/10 RURAL/METRO CORP /DE/ DE 2.02,8.01,9.01 11/08/10 SAFEGUARD SCIENTIFICS INC PA 8.01,9.01 11/08/10 SAGA COMMUNICATIONS INC DE 2.02,9.01 11/08/10 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 09/30/10 SANFILIPPO JOHN B & SON INC DE 1.01,5.07,9.01 11/03/10 Santa Lucia Bancorp CA 5.02,9.01 11/05/10 SANTARUS INC DE 8.01,9.01 11/08/10 SANTARUS INC DE 2.02,9.01 11/08/10 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 SCHLUMBERGER LTD /NV/ P8 9.01 08/27/10 AMEND SCHWAB CHARLES CORP DE 8.01 11/08/10 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 11/08/10 SCIQUEST INC DE 2.02,9.01 11/08/10 SEAHAWK DRILLING, INC. DE 7.01,9.01 11/08/10 SES SOLAR INC. 5.01,5.02 11/02/10 ShoreTel Inc CA 1.01 11/02/10 SM Energy Co DE 7.01,9.01 11/08/10 SOCKET MOBILE, INC. DE 1.01,1.02,9.01 11/02/10 SOLUTIA INC DE 7.01,9.01 11/08/10 SOUTHERN CALIFORNIA EDISON CO CA 8.01 11/08/10 SOUTHWEST GAS CORP CA 2.02 11/08/10 STAAR SURGICAL CO DE 2.02,7.01 11/02/10 STAGE STORES INC NV 8.01,9.01 11/08/10 STAR SCIENTIFIC INC DE 1.01,3.02 11/05/10 STARINVEST GROUP, INC. NV 4.01,9.01 11/08/10 State Auto Financial CORP OH 2.02,7.01,9.01 11/02/10 STONERIDGE INC OH 7.01,9.01 11/08/10 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 11/08/10 SUN HYDRAULICS CORP FL 2.02,9.01 11/08/10 SYSCO CORP DE 2.02,9.01 11/08/10 TANDY LEATHER FACTORY INC DE 2.02,9.01 11/08/10 Targa Resources Partners LP DE 8.01,9.01 11/08/10 TBS International plc L2 2.02,9.01 11/08/10 TECHNITROL, INC. 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