RECENT 8K FILINGS November 4, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CA 2.02,9.01 11/03/10 A. H. Belo CORP DE 2.02,9.01 11/03/10 ACTUATE CORP DE 2.02,9.01 11/02/10 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 11/02/10 Advanced Life Sciences Holdings, Inc. 5.02 10/28/10 ADVANTA CORP DE 7.01,9.01 11/02/10 ADVANTA CORP DE 7.01,9.01 11/03/10 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 11/03/10 AE Biofuels, Inc. 1.01,2.03,7.01,9.01 10/29/10 AeroGrow International, Inc. NV 2.03,3.02,9.01 10/28/10 AETNA INC /PA/ PA 2.02,9.01 11/03/10 AFC ENTERPRISES INC MN 1.01,5.02,9.01 11/01/10 AGCO CORP /DE DE 1.01,9.01 11/03/10 AIS FUTURES FUND IV LP DE 3.02 10/31/10 ALEXANDER & BALDWIN INC HI 2.02,9.01 11/03/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 11/03/10 ALLETE INC MN 8.01 11/03/10 Ally Financial Inc. DE 2.02,9.01 11/03/10 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 11/03/10 Alpha Natural Resources, Inc. DE 2.02,9.01 11/03/10 AlphaMetrix Managed Futures III LLC ( DE 3.02 11/01/10 AlphaMetrix Managed Futures LLC (Aspe DE 3.02 11/01/10 ALTRIA GROUP, INC. VA 5.02,9.01 11/03/10 AMASYS CORP DE 1.01 10/25/10 AMEDISYS INC DE 7.01,9.01 11/03/10 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 11/03/10 American Resource Technologies, Inc. KS 5.01 11/01/10 American Water Works Company, Inc. DE 2.02,9.01 11/03/10 AMERISTAR CASINOS INC NV 2.02,9.01 11/03/10 AMETEK INC/ DE 8.01 11/03/10 AmREIT, Inc. MD 5.03,9.01 10/28/10 Amtrust Financial Services, Inc. DE 2.02,9.01 11/03/10 ANGEL ACQUISITION CORP. NV 5.02,8.01 07/16/10 ante5, Inc. DE 8.01 11/03/10 ANTIGENICS INC /DE/ DE 5.02,9.01 11/01/10 AOL Inc. DE 2.02,9.01 11/03/10 Apple REIT Eight, Inc. VA 1.01,2.03,9.01 10/28/10 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 10/28/10 ARCHER DANIELS MIDLAND CO DE 5.02,9.01 10/28/10 ARGENTEX MINING CORP DE 3.02,9.01 10/28/10 ARIEL WAY INC FL 3.02,8.01,9.01 11/03/10 ARKANSAS BEST CORP /DE/ DE 2.02,9.01 11/03/10 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 11/03/10 ATMI INC DE 8.01,9.01 11/02/10 ATMOS ENERGY CORP TX 2.02,9.01 11/03/10 ATS CORP DE 2.02,9.01 11/03/10 Aurum Explorations, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 10/30/10 5.06,9.01 Avantair, Inc DE 5.02,9.01 11/01/10 AVEO PHARMACEUTICALS INC DE 1.01,3.02,8.01,9.01 10/28/10 AVIS BUDGET GROUP, INC. DE 2.02,9.01 11/03/10 AXCELIS TECHNOLOGIES INC DE 2.02,9.01 11/03/10 Baltic Trading Ltd 1T 2.02,9.01 11/03/10 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 11/03/10 BECTON DICKINSON & CO NJ 2.02,9.01 11/03/10 BELLTOWER ENTERTAINMENT CORP. NV 5.02,8.01 10/31/10 BGC Partners, Inc. DE 2.02,9.01 11/02/10 BIOCLINICA INC DE 2.02,9.01 11/03/10 BIOGEN IDEC INC. DE 2.05,5.02,9.01 10/28/10 BIOHEART, INC. FL 5.02,8.01,9.01 10/28/10 BIOLASE TECHNOLOGY INC DE 5.02 11/01/10 BION ENVIRONMENTAL TECHNOLOGIES INC CO 8.01,9.01 11/03/10 BIOTIME INC CA 8.01,9.01 11/02/10 BLACKBOARD INC DE 2.02,9.01 11/03/10 BLOUNT INTERNATIONAL INC DE 2.02,9.01 11/03/10 BOISE INC. DE 2.02,8.01,9.01 11/03/10 Bonanza Goldfield Corp. NV 5.02 10/28/10 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 11/02/10 Brookdale Senior Living Inc. DE 2.02,7.01,9.01 11/01/10 AMEND Buckeye GP Holdings L.P. 1.01,8.01,9.01 10/29/10 BUCKEYE PARTNERS, L.P. DE 1.01,8.01,9.01 10/29/10 Burlington Coat Factory Investments H 8.01,9.01 11/03/10 CADENCE PHARMACEUTICALS INC 7.01,9.01 11/02/10 CALIFORNIA PIZZA KITCHEN, INC. DE 8.01,9.01 11/02/10 Calpian, Inc. TX 3.02 10/28/10 Calumet Specialty Products Partners, DE 2.02,9.01 11/03/10 CAMBREX CORP DE 2.02,9.01 11/03/10 CAMBRIDGE HEART INC DE 2.02,9.01 11/03/10 CAMCO FINANCIAL CORP DE 5.02 10/28/10 CapLease, Inc. 2.02,9.01 11/03/10 Cardiovascular Systems Inc 1.01,2.02,8.01,9.01 11/03/10 Cardo Medical, Inc. DE 4.01,9.01 10/01/10 AMEND CASEYS GENERAL STORES INC IA 1.01,9.01 10/28/10 CASEYS GENERAL STORES INC IA 8.01,9.01 11/03/10 CASEYS GENERAL STORES INC IA 8.01,9.01 11/02/10 CBIZ, Inc. DE 2.02,9.01 10/28/10 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 11/02/10 CCFNB BANCORP INC PA 2.02,9.01 11/02/10 Celera CORP DE 2.02,2.05,9.01 11/03/10 CenterState Banks, Inc. FL 2.01,9.01 08/20/10 AMEND CenterState Banks, Inc. FL 2.01,9.01 08/20/10 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 11/03/10 CENTURYTEL INC LA 2.02,9.01 09/30/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 2.02,9.01 11/03/10 Chesapeake Lodging Trust MD 2.02,9.01 11/03/10 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 10/26/10 CHIMERA INVESTMENT CORP DE 8.01,9.01 11/03/10 CHINA ALUMINUM FOIL, INC. NV 5.03,9.01 11/01/10 CHINA JO-JO DRUGSTORES, INC. 5.07,9.01 11/02/10 CHINA LONGYI GROUP INTERNATIONAL HOLD NY 4.01,9.01 11/03/10 CHINA OUMEI REAL ESTATE INC. E9 9.01 11/02/10 AMEND CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,2.03 11/03/10 China Wi-Max Communications, Inc. NV 1.01,3.02,5.02,9.01 10/28/10 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 11/03/10 CHURCHILL DOWNS INC KY 2.02,9.01 11/03/10 CIMAREX ENERGY CO DE 2.02,7.01,9.01 11/03/10 CINCINNATI BELL INC OH 2.02,7.01,9.01 11/03/10 CINCINNATI FINANCIAL CORP OH 7.01,9.01 11/02/10 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,9.01 11/03/10 CLEAN HARBORS INC MA 2.02,9.01 11/03/10 CleanTech Innovations, Inc. NV 2.02,9.01 11/03/10 Clenergen Corp NV 8.01,9.01 11/03/10 CLIFTON SAVINGS BANCORP INC 2.02,9.01 11/02/10 CLST HOLDINGS, INC. DE 1.01,2.03,9.01 10/29/10 CNO Financial Group, Inc. DE 2.02,9.01 11/03/10 COCA-COLA ENTERPRISES, INC. DE 5.02,9.01 11/03/10 COCA-COLA ENTERPRISES, INC. DE 8.01,9.01 11/03/10 COLONIAL BANCGROUP INC DE 8.01,9.01 11/03/10 COMARCO INC CA 2.02,9.01 11/03/10 COMERICA INC /NEW/ 7.01,9.01 11/03/10 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 11/02/10 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 11/03/10 CommonWealth REIT MD 2.02,9.01 11/03/10 Compass Acquisition CORP E9 4.01,9.01 10/14/10 AMEND Comstock Mining Inc. NV 8.01,9.01 11/03/10 Con-way Inc. DE 2.02,9.01 11/03/10 CONCHO RESOURCES INC DE 2.02,9.01 11/03/10 CONOLOG CORP DE 8.01 11/03/10 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,7.01,9.01 11/03/10 CORELOGIC, INC. DE 5.02 10/29/10 COVANCE INC DE 2.02,5.02,9.01 10/28/10 COVENANT TRANSPORTATION GROUP INC NV 1.01 10/28/10 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 11/01/10 CSG SYSTEMS INTERNATIONAL INC DE 8.01 11/03/10 CTC Media, Inc. 2.02,9.01 11/03/10 CVS CAREMARK CORP DE 2.02,9.01 11/03/10 Cyalume Technologies Holdings, Inc. DE 2.02,9.01 11/01/10 Cypress Sharpridge Investments, Inc. MD 5.02 11/03/10 CYTORI THERAPEUTICS, INC. DE 5.02,9.01 11/01/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 11/03/10 DealerTrack Holdings, Inc. DE 2.02,9.01 11/03/10 DENDREON CORP DE 2.02,9.01 11/03/10 DEVON ENERGY CORP/DE DE 2.02,9.01 11/03/10 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 1.02,2.01,3.01,3.03,5.01,5.02, 11/01/10 5.03,8.01,9.01 Diamond Technologies Inc. NV 5.02 11/03/10 DineEquity, Inc DE 2.02,9.01 11/02/10 Diversified Restaurant Holdings, Inc. NV 9.01 11/03/10 AMEND DIXIE GROUP INC TN 2.02,9.01 11/03/10 DK Sinopharma, Inc. NV 4.02,9.01 11/02/10 DOCUMENT CAPTURE TECHNOLOGIES, INC. 1.01,9.01 10/29/10 Dolan Co. DE 2.02,9.01 11/03/10 DOT HILL SYSTEMS CORP DE 8.01,9.01 11/03/10 DOT HILL SYSTEMS CORP DE 1.01 10/29/10 DOT HILL SYSTEMS CORP DE 2.02,9.01 11/03/10 Douglas Emmett Inc MD 2.02,9.01 11/02/10 DOVER MOTORSPORTS INC DE 2.05,9.01 11/03/10 DSW Inc. OH 7.01,9.01 11/03/10 DURECT CORP DE 2.02,9.01 11/03/10 Eastern Environment Solutions Corp. 5.02,9.01 10/28/10 ECHELON CORP DE 2.02,9.01 11/03/10 Echo Global Logistics, Inc. DE 2.02,9.01 11/03/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 11/03/10 EDCI HOLDINGS, INC. 3.01,9.01 11/03/10 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 11/03/10 EDISON INTERNATIONAL CA 5.03,9.01 10/28/10 EDUCATION MANAGEMENT CORPORATION 2.02,9.01 11/03/10 EL PASO CORP/DE DE 2.02,9.01 11/03/10 El Paso Pipeline Partners, L.P. DE 2.02,9.01 11/03/10 ELOYALTY CORP DE 2.02,7.01,9.01 11/03/10 EMCOR GROUP INC DE 2.02,9.01 09/30/10 Emo Capital Corp. NV 5.02 11/03/10 Employers Holdings, Inc. NV 2.02,8.01,9.01 11/03/10 Emrise CORP DE 8.01,9.01 11/03/10 ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 11/03/10 ENERGY XXI (BERMUDA) LTD D0 1.01,3.03,5.03,7.01,9.01 10/28/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/03/10 EnergySolutions, Inc. DE 5.02,9.01 11/03/10 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 2.03 11/02/10 EnviroStar, Inc. DE 1.01,9.01 11/02/10 EQUITY ONE, INC. 2.02,7.01,9.01 11/03/10 EVERGREEN ENERGY INC DE 3.03,9.01 10/28/10 EXCO RESOURCES INC TX 2.02,9.01 11/02/10 ExlService Holdings, Inc. DE 2.02,9.01 11/03/10 EZCORP INC DE 5.02,9.01 11/02/10 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 11/03/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 11/03/10 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 09/30/10 FEDERAL SIGNAL CORP /DE/ DE 1.01,1.02,5.02,9.01 10/29/10 FelCor Lodging Trust Inc MD 2.02,9.01 11/03/10 FENTURA FINANCIAL INC MI 5.02 11/03/10 FIRST BANCSHARES INC /MS/ MS 2.02,9.01 11/03/10 FIRST FINANCIAL BANCORP /OH/ OH 2.02,9.01 11/02/10 FIRST INDUSTRIAL REALTY TRUST INC MD 5.02,7.01,9.01 11/02/10 FIRST KEYSTONE CORP PA 2.02 09/30/10 FIRST PACTRUST BANCORP INC MD 3.02,5.02,5.03,9.01 10/29/10 FORCE PROTECTION INC NV 2.02,7.01,9.01 11/03/10 FORD MOTOR CO DE 8.01,9.01 11/03/10 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 11/03/10 FPIC INSURANCE GROUP INC FL 2.02,9.01 11/03/10 FRESH DEL MONTE PRODUCE INC E9 8.01,9.01 11/03/10 FS Investment CORP MD 8.01,9.01 11/03/10 FSP PHOENIX TOWER CORP 7.01,9.01 11/03/10 Fushi Copperweld, Inc. NV 8.01,9.01 11/03/10 FX ENERGY INC NV 7.01,9.01 11/03/10 GAIAM, INC CO 2.02,9.01 11/03/10 GARMIN LTD 2.02,9.01 11/03/10 GARTNER INC DE 2.02,9.01 11/03/10 GASCO ENERGY INC NV 2.02,9.01 11/02/10 GateHouse Media, Inc. DE 2.02,9.01 11/02/10 GENCO SHIPPING & TRADING LTD 2.02,9.01 11/03/10 GENERAL CABLE CORP /DE/ DE 2.02,9.01 11/03/10 GENERAL EMPLOYMENT ENTERPRISES INC IL 1.01,8.01,9.01 11/01/10 General Motors Co 3.03,5.03,5.07,9.01 11/01/10 Genesis Electronics Group, Inc. 4.01,9.01 10/26/10 GENESIS ENERGY LP DE 2.02,9.01 11/03/10 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 11/02/10 GIGA TRONICS INC CA 2.02,9.01 11/02/10 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 11/02/10 AMEND GLATFELTER P H CO PA 2.02,9.01 11/02/10 Global Cash Access Holdings, Inc. DE 2.02,9.01 11/03/10 GLOBAL NUTECH, INC. 1.01,3.02,9.01 10/31/10 Global Water Asset Corp 5.03 11/01/10 GOOD TIMES RESTAURANTS INC NV 1.01,3.02,5.01,5.02,8.01,9.01 11/03/10 Goodman Global Group, Inc. DE 1.01,1.02,2.03 10/28/10 Graham Packaging Co Inc. DE 2.01,9.01 09/23/10 AMEND GRAHAM PACKAGING HOLDINGS CO DE 2.01,9.01 09/23/10 AMEND GREEN DOT CORP DE 2.02,8.01 11/03/10 Green Plains Renewable Energy, Inc. 1.01,2.03,3.02,8.01,9.01 11/03/10 Grubb & Ellis Apartment REIT, Inc. MD 1.02,5.02 11/01/10 GRUBB & ELLIS CO DE 8.01,9.01 11/01/10 GRYPHON GOLD CORP NV 7.01,9.01 11/03/10 GT Solar International, Inc. DE 5.02,9.01 10/28/10 Guinness Exploration, Inc NV 8.01 11/03/10 HAMPSHIRE GROUP LTD DE 1.01,1.02,2.03,8.01,9.01 10/28/10 HANSEN MEDICAL INC 2.02,9.01 11/03/10 HARLEYSVILLE GROUP INC DE 8.01,9.01 11/01/10 HARVARD BIOSCIENCE INC DE 2.02,9.01 11/03/10 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 11/02/10 HCP, INC. MD 7.01 11/03/10 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 11/03/10 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,8.01,9.01 11/03/10 HeartWare International, Inc. DE 2.02,9.01 11/03/10 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 11/02/10 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 11/02/10 HERTZ CORP DE 2.02,7.01,9.01 11/02/10 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 11/02/10 HOPFED BANCORP INC DE 2.02,9.01 11/01/10 HOT TOPIC INC /CA/ CA 2.02,2.06,9.01 11/03/10 HSN, Inc. DE 2.02,7.01,9.01 11/03/10 Hughes Communications, Inc. DE 2.02,9.01 11/03/10 Hughes Network Systems, LLC DE 2.02,9.01 11/03/10 Hyatt Hotels Corp DE 2.02,9.01 11/03/10 iBio, Inc. DE 5.02 10/29/10 IGATE CORP PA 5.02,9.01 11/02/10 IMAGE SENSING SYSTEMS INC MN 9.01 06/21/10 AMEND IMERGENT INC DE 2.02,9.01 11/03/10 IMERGENT INC DE 8.01,9.01 11/03/10 ImmunoCellular Therapeutics, Ltd. DE 4.01,9.01 10/01/10 AMEND InfoLogix Inc 1.01,2.03,9.01 10/28/10 INFOSONICS CORP 3.01,8.01,9.01 11/02/10 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 09/30/10 INSIGHT ENTERPRISES INC DE 2.02,9.01 11/03/10 INSMED INC VA 2.02,9.01 11/03/10 INTEGRAMED AMERICA INC DE 2.02,9.01 11/03/10 interCLICK, Inc. DE 1.02,5.02,8.01,9.01 11/01/10 InterDigital, Inc. PA 8.01 10/28/10 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 10/29/10 INTERVEST BANCSHARES CORP DE 7.01,9.01 11/03/10 Intrepid Potash, Inc. DE 2.02,9.01 11/03/10 INUVO, INC. NV 2.02,7.01,8.01,9.01 11/03/10 Iowa Renewable Energy, LLC IA 5.02 10/19/10 IPARTY CORP DE 2.02,7.01,9.01 11/03/10 James River Coal CO VA 2.02,7.01,9.01 11/03/10 James River Coal CO VA 8.01 11/01/10 JEWETT CAMERON TRADING CO LTD OR 8.01 11/03/10 John Bean Technologies CORP DE 2.02,9.01 11/02/10 K-FED BANCORP 8.01,9.01 11/02/10 KANSAS CITY SOUTHERN DE 8.01,9.01 11/02/10 Kansas City Southern de Mexico, S.A. O5 8.01,9.01 11/02/10 KAPSTONE PAPER & PACKAGING CORP DE 2.02,7.01,9.01 11/03/10 KAR Auction Services, Inc. DE 2.02,9.01 11/03/10 KAR Auction Services, Inc. DE 7.01,9.01 11/03/10 Kentucky First Federal Bancorp 2.02,9.01 11/02/10 KeyOn Communications Holdings Inc. DE 1.02 10/29/10 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 2.02,7.01,9.01 11/03/10 KINDRED HEALTHCARE, INC DE 1.01,9.01 10/30/10 KINGSTONE COMPANIES, INC. DE 5.07 11/02/10 KITE REALTY GROUP TRUST MD 2.02,9.01 11/03/10 KKR & Co. L.P. DE 1.01,2.02,9.01 11/02/10 KNOLOGY INC DE 2.02,9.01 11/03/10 Kraton Performance Polymers, Inc. DE 2.02,9.01 11/03/10 LEAPFROG ENTERPRISES INC 8.01 11/03/10 LENNAR CORP /NEW/ DE 8.01 11/02/10 LGL GROUP INC DE 5.02,8.01,9.01 10/28/10 Liberty Global, Inc. 2.02,7.01 11/03/10 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 11/03/10 Live Nation Entertainment, Inc. DE 5.02 10/29/10 LKQ CORP DE 5.03,8.01,9.01 11/01/10 LNB BANCORP INC OH 7.01,9.01 11/03/10 LPL Investment Holdings Inc. DE 8.01 11/03/10 Lumber Liquidators Holdings, Inc. 2.02,9.01 11/03/10 MAGMA DESIGN AUTOMATION INC DE 1.01,2.03,9.01 10/28/10 Majestic Capital, Ltd. 2.02,5.02,8.01,9.01 11/03/10 MAKEMUSIC, INC. MN 2.02,9.01 11/03/10 MANNATECH INC TX 2.02,9.01 11/03/10 MARKWEST ENERGY PARTNERS L P 1.01,7.01,9.01 11/02/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 11/03/10 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 11/03/10 MATCHES, INC. NV 5.02 11/01/10 McCormick & Schmicks Seafood Restaura 2.02,9.01 11/03/10 McCormick & Schmicks Seafood Restaura 1.01,5.02 10/28/10 McCormick & Schmicks Seafood Restaura 5.03 10/28/10 MCKESSON CORP DE 7.01,8.01,9.01 11/01/10 MEDASSETS INC DE 7.01,8.01,9.01 11/03/10 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/03/10 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 11/03/10 MEDTOX SCIENTIFIC INC DE 5.02,9.01 10/29/10 MEGOLA INC 1.01,8.01,9.01 11/03/10 MERCADOLIBRE INC 2.02,7.01,9.01 11/03/10 MERCER GOLD CORP. NV 5.02,7.01,9.01 11/03/10 MGM Resorts International DE 2.02,9.01 11/03/10 MICRONETICS INC DE 2.02,9.01 11/02/10 MIDDLESEX WATER CO NJ 2.02,9.01 11/03/10 MOCON INC MN 2.02,9.01 11/03/10 Molecular Insight Pharmaceuticals, In MA 7.01,8.01,9.01 11/03/10 MOLEX INC DE 5.07 10/29/10 MOLSON COORS BREWING CO DE 2.02,9.01 11/03/10 Momentive Performance Materials Inc. DE 2.02,9.01 11/03/10 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 2.02,9.01 11/03/10 MONARCH COMMUNITY BANCORP INC MD 2.02,9.01 11/01/10 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 11/03/10 Morgans Hotel Group Co. DE 2.02,9.01 11/03/10 Mueller Water Products, Inc. DE 2.02,9.01 11/02/10 Mueller Water Products, Inc. DE 7.01,9.01 11/03/10 MULTISYS LANGUAGE SOLUTIONS INC NV 1.01,3.02,9.01 11/01/10 MURPHY OIL CORP /DE DE 2.02,9.01 11/03/10 NABI BIOPHARMACEUTICALS DE 2.02,9.01 11/03/10 NACCO INDUSTRIES INC DE 2.02,9.01 11/03/10 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 11/03/10 NANOSPHERE INC DE 2.02,9.01 11/03/10 NAPCO SECURITY TECHNOLOGIES, INC DE 1.01,9.01 10/28/10 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 11/03/10 NATIONAL RESEARCH CORP WI 2.02,9.01 11/02/10 NATURAL GAS SERVICES GROUP INC 2.02,9.01 09/30/10 NATURAL RESOURCE PARTNERS LP DE 2.02,7.01,9.01 11/03/10 Nature's Call Brands Inc. NV 7.01,9.01 10/27/10 NAUTILUS, INC. WA 2.02,9.01 11/03/10 NCI, Inc. DE 2.02,7.01,9.01 11/03/10 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 10/28/10 NET 1 UEPS TECHNOLOGIES INC 1.01,2.01,2.03,9.01 10/29/10 NETREIT, INC. 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