RECENT 8K FILINGS November 2, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AAC Group Holding Corp. DE 8.01,9.01 11/01/10 ABAXIS INC CA 5.07 10/27/10 ABAXIS INC CA 1.01 10/27/10 ABINGTON BANCORP, INC./PA 2.02,9.01 10/29/10 ACORDA THERAPEUTICS INC 2.02 11/01/10 Activision Blizzard, Inc. DE 5.02 10/26/10 ACUITY BRANDS INC DE 5.02,8.01 10/27/10 ADAMS GOLF INC DE 5.02 10/28/10 ADCARE HEALTH SYSTEMS INC OH 1.01,2.03,3.02,9.01 11/01/10 ADMINISTAFF INC \DE\ DE 2.02,9.01 11/01/10 Advanced Voice Recognition Systems, I NV 1.01,3.02,9.01 10/27/10 AETHLON MEDICAL INC NV 5.02,9.01 10/27/10 Alberto-Culver CO DE 2.02,9.01 11/01/10 ALERE INC. DE 2.02,9.01 11/01/10 ALL AMERICAN SPORTPARK INC NV 4.02 10/26/10 ALLEGHENY ENERGY, INC MD 7.01 11/01/10 ALLERGAN INC DE 2.02,9.01 11/01/10 ALLIED MOTION TECHNOLOGIES INC CO 1.01,2.03,9.01 10/26/10 ALTAIR NANOTECHNOLOGIES INC A6 3.03,9.01 11/01/10 ALTAIR NANOTECHNOLOGIES INC A6 8.01,9.01 11/01/10 Alternative Energy Partners, Inc. FL 1.01 10/01/10 Altra Holdings, Inc. DE 2.02,9.01 11/01/10 AMB PROPERTY CORP MD 8.01 10/29/10 AMBAC FINANCIAL GROUP INC DE 8.01 10/29/10 AMERICAN TONERSERV CORP. DE 5.02 10/26/10 AMERICAN TONERSERV CORP. DE 5.02 10/26/10 AMEND ANADIGICS INC DE 2.02,9.01 11/01/10 APOLLO GROUP INC AZ 8.01 11/01/10 ARCADIA RESOURCES, INC NV 1.01,9.01 10/31/10 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 11/01/10 ARTHROCARE CORP DE 2.02,9.01 11/01/10 ASBURY AUTOMOTIVE GROUP INC DE 7.01,9.01 11/01/10 ASIARIM CORP NV 5.02 11/01/10 ASTA FUNDING INC DE 1.01,1.02,2.03,9.01 10/26/10 ATHENA SILVER CORP CA 3.02,9.01 08/20/10 AMEND Athens Bancshares Corp 8.01,9.01 10/29/10 ATLANTIC BANCGROUP INC FL 5.07,8.01,9.01 10/28/10 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 11/01/10 ATWOOD OCEANICS INC TX 7.01,9.01 11/01/10 AVANIR PHARMACEUTICALS, INC. DE 8.01,9.01 10/29/10 AVATECH SOLUTIONS INC DE 9.01 08/17/10 AMEND AVT, Inc. NV 4.01 10/20/10 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 11/01/10 BAKER HUGHES INC DE 2.02,7.01,9.01 11/01/10 BALLANTYNE STRONG, INC. DE 5.02,9.01 11/01/10 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 10/27/10 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 10/29/10 BankFinancial CORP 8.01,9.01 11/01/10 BERRY PETROLEUM CO DE 1.01,8.01,9.01 11/01/10 BIOCANCELL THERAPEUTICS INC. 8.01 11/01/10 BIOHEART, INC. FL 8.01,9.01 10/26/10 Blackwater Midstream Corp. 1.01,2.03,9.01 10/29/10 Bloggerwave, Inc. NV 4.02 10/27/10 BORDERS GROUP INC MI 5.02 11/01/10 BOSTON SCIENTIFIC CORP DE 5.02,9.01 10/26/10 BROADCAST INTERNATIONAL INC UT 1.01,9.01 10/29/10 BROADCOM CORP CA 1.01,2.03,8.01,9.01 11/01/10 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/01/10 BSD MEDICAL CORP DE 7.01,9.01 11/01/10 Burlington Coat Factory Investments H 7.01 11/01/10 C&D TECHNOLOGIES INC DE 8.01,9.01 11/01/10 CALGON CARBON CORPORATION DE 2.02,9.01 11/01/10 CAPITAL TRUST INC MD 2.02,9.01 10/26/10 CARMIKE CINEMAS INC DE 2.02,9.01 11/01/10 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 11/01/10 Celldonate Inc. NV 8.01 10/29/10 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 11/01/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 7.01 11/01/10 CEPHEID CA 1.01,9.01 10/26/10 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 11/01/10 Chemtura CORP DE 8.01 11/01/10 Chesapeake Midstream Partners, L.P. DE 8.01,9.01 10/26/10 China Direct Industries, Inc. FL 7.01,9.01 10/29/10 China Direct Industries, Inc. FL 7.01,9.01 11/01/10 CHINA SUN GROUP HIGH-TECH CO NC 5.02,8.01,9.01 10/29/10 ChromaDex Corp. DE 1.01,5.02 10/27/10 CHURCHILL DOWNS INC KY 1.01,2.03,9.01 11/01/10 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 11/01/10 CLECO CORP LA 2.02,9.01 09/30/10 CMS ENERGY CORP MI 7.01,9.01 11/01/10 CNA FINANCIAL CORP DE 2.02,9.01 11/01/10 CNA FINANCIAL CORP DE 8.01,9.01 11/01/10 CNA SURETY CORP DE 8.01,9.01 11/01/10 COBIZ FINANCIAL INC CO 7.01 11/01/10 COGNEX CORP MA 2.02,9.01 11/01/10 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 11/01/10 Cole Credit Property Trust III, Inc. MD 2.01 09/29/10 AMEND COLE KENNETH PRODUCTIONS INC NY 8.01,9.01 11/01/10 COLOMBIA CLEAN POWER & FUELS, INC NV 1.01,9.01 10/20/10 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 10/29/10 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 10/29/10 COMSTOCK RESOURCES INC NV 2.02,9.01 09/30/10 COMVERGE, INC. DE 5.02 10/26/10 COMVERSE TECHNOLOGY INC/NY/ NY 8.01 11/01/10 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 11/01/10 CONSTELLATION ENERGY GROUP INC MD 1.01,5.02,9.01 10/26/10 COOPER TIRE & RUBBER CO DE 2.02,9.01 11/01/10 Copano Energy, L.L.C. 1.01 10/26/10 CORNING INC /NY NY 2.02,9.01 09/30/10 CORNING NATURAL GAS CORP NY 1.01,9.01 10/27/10 CORPORATE OFFICE PROPERTIES TRUST MD 7.01 11/01/10 COVANCE INC DE 1.01,9.01 10/26/10 CREDIT ACCEPTANCE CORP MI 2.02,9.01 11/01/10 CRYOLIFE INC FL 5.02 10/26/10 CUMULUS MEDIA INC DE 2.02,9.01 11/01/10 CUTERA INC DE 9.01 09/30/10 CVB FINANCIAL CORP CA 7.01,8.01,9.01 11/01/10 CVR ENERGY INC DE 2.02,8.01,9.01 11/01/10 CYANOTECH CORP NV 3.01,5.02,9.01 10/26/10 CYTOKINETICS INC 5.02,9.01 11/01/10 DCB FINANCIAL CORP OH 2.02,9.01 10/29/10 DELTEK, INC DE 2.02,9.01 11/01/10 DEPOMED INC CA 2.02,9.01 11/01/10 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 11/01/10 DIGITAL RIVER INC /DE DE 1.01,2.03,3.02,8.01,9.01 10/26/10 DIGITALGLOBE INC 5.02,9.01 11/01/10 Domark International Inc. NV 4.01 11/01/10 DREW INDUSTRIES INC DE 2.02,7.01,9.01 11/01/10 DTE ENERGY CO MI 7.01,9.01 11/01/10 DUKE REALTY CORP IN 2.02,9.01 10/27/10 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 10/27/10 DYNEGY INC. DE 7.01,9.01 11/01/10 EAGLE ROCK ENERGY PARTNERS L P DE 5.02,8.01 10/27/10 EMERGING CTA PORTFOLIO LP NY 5.03,9.01 10/20/10 ENCISION INC CO 2.02,9.01 10/28/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01 10/25/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 11/01/10 ENDOLOGIX INC /DE/ DE 2.02,8.01,9.01 10/27/10 ENERGEN CORP AL 1.01,2.03,9.01 10/29/10 ENSIGN GROUP, INC 2.02,9.01 10/28/10 EnteroMedics Inc 8.01 10/29/10 EON COMMUNICATIONS CORP DE 2.02,9.01 11/01/10 ES Bancshares, Inc. MD 5.02,9.01 10/21/10 ESCALADE INC IN 2.02,9.01 11/01/10 Essex Rental Corp. DE 3.02 10/29/10 ETELOS, INC. DE 5.02 11/01/10 EVEREST RE GROUP LTD D0 2.02,9.01 11/01/10 EXCO RESOURCES INC TX 8.01,9.01 11/01/10 EXTREME NETWORKS INC DE 2.02,9.01 11/01/10 EZCORP INC DE 5.02 10/26/10 F5 NETWORKS INC WA 8.01,9.01 10/21/10 Fabrinet E9 2.02,9.01 11/01/10 FINISAR CORP DE 5.07 10/28/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 11/01/10 FIRST MERCURY FINANCIAL CORP DE 1.01,2.02,9.01 10/28/10 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/01/10 FIRST POTOMAC REALTY TRUST MD 1.01 10/27/10 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 10/28/10 AMEND FOREST OIL CORP NY 2.02,9.01 11/01/10 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 10/02/10 FS Investment CORP MD 2.02,8.01 10/29/10 GENERAL GROWTH PROPERTIES INC DE 3.02,5.02,8.01,9.01 10/27/10 GENEREX BIOTECHNOLOGY CORP DE 7.01,9.01 10/21/10 GENTA INC DE/ DE 8.01,9.01 11/01/10 GEO POINT TECHNOLOGIES INC UT 2.01,3.02,5.01,5.02,7.01,9.01 10/28/10 GeoEye, Inc. DE 5.02 10/27/10 GEOGLOBAL RESOURCES INC. DE 1.01,9.01 10/29/10 Geos Communications, Inc. WA 5.02 10/31/10 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 10/26/10 GLADSTONE COMMERCIAL CORP MD 8.01,9.01 11/01/10 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 11/01/10 GLADSTONE INVESTMENT CORPORATION\DE DE 2.01,7.01,9.01 10/29/10 GLOBAL ENERGY INC NV 8.01,9.01 11/01/10 GLOBAL GOLD CORP DE 1.01,9.01 10/27/10 GLOBAL MOBILETECH, INC. NV 4.01,9.01 10/26/10 GOODRICH PETROLEUM CORP DE 2.02,9.01 11/01/10 GORMAN RUPP CO OH 2.02,9.01 10/28/10 Government Properties Income Trust MD 1.01,1.02,2.03,9.01 10/28/10 GSE SYSTEMS INC DE 5.02 11/01/10 Guaranty Bancorp DE 2.02,7.01,9.01 10/27/10 Guidance Software, Inc. DE 2.02,9.01 11/01/10 GULFSTREAM INTERNATIONAL GROUP INC DE 5.02 10/26/10 GYMBOREE CORP DE 7.01,9.01 11/01/10 HAEMONETICS CORP MA 2.02,9.01 11/01/10 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 11/01/10 Hanesbrands Inc. MD 8.01,9.01 11/01/10 HARBINGER GROUP INC. DE 7.01,8.01,9.01 11/01/10 HARLEYSVILLE GROUP INC DE 2.02,9.01 11/01/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 2.02,9.01 10/30/10 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,7.01,9.01 10/26/10 HEALTHSOUTH CORP DE 1.01,2.03,8.01,9.01 11/01/10 HealthSpring, Inc. DE 7.01 11/01/10 HEALTHWAYS, INC DE 5.02 11/01/10 HERITAGE COMMERCE CORP CA 2.02,9.01 09/30/10 HERITAGE FINANCIAL CORP /WA/ WA 2.02,9.01 11/01/10 Hermes Jets, Inc. 4.01 10/25/10 AMEND HICKORY TECH CORP MN 7.01,9.01 11/01/10 Hill-Rom Holdings, Inc. IN 1.01,5.02,7.01,9.01 11/01/10 HOME PROPERTIES INC MD 5.02,9.01 10/26/10 HOMELAND RESOURCES LTD. NV 5.02 11/01/10 Horiyoshi Worldwide Inc. NV 7.01 10/27/10 HUMANA INC DE 2.02,7.01,9.01 11/01/10 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 11/01/10 IDACORP INC ID 7.01,9.01 11/01/10 IDENTIVE GROUP, INC. DE 8.01,9.01 10/29/10 IMAGING3 INC CA 7.01 11/01/10 IMPERIAL OIL LTD 2.02,9.01 11/01/10 IMPLANT SCIENCES CORP MA 4.02,9.01 11/01/10 AMEND Industrial Income Trust Inc. MD 1.01 10/26/10 INHIBITEX, INC. DE 8.01,9.01 11/01/10 INTEGRA BANK CORP IN 2.02,9.01 11/01/10 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 09/30/10 INTERCONTINENTALEXCHANGE INC 2.02,9.01 11/03/09 INTERLINE BRANDS, INC./DE DE 2.02,9.01 11/01/10 INTERNATIONAL BANCSHARES CORP TX 2.02,9.01 11/01/10 INTERNATIONAL ISOTOPES INC TX 1.01,3.02,8.01,9.01 10/29/10 INTEVAC INC CA 2.02,9.01 11/01/10 INVACARE CORP OH 1.01,7.01,9.01 11/01/10 INVIVO THERAPEUTICS HOLDINGS CORP. NV 1.01,1.02,3.02,4.01,5.01,5.02, 10/26/10 5.06,9.01 IPG PHOTONICS CORP DE 2.02,9.01 11/01/10 JACKSONVILLE BANCORP INC /FL/ FL 8.01,9.01 11/01/10 JEFFERSON BANCSHARES INC TN 2.02,5.07,9.01 10/28/10 JOY GLOBAL INC DE 1.01,2.03,9.01 10/27/10 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 11/01/10 KAMAN CORP CT 2.02,9.01 11/01/10 KEYW HOLDING CORP MD 5.02,9.01 10/27/10 KFORCE INC FL 2.02,9.01 11/01/10 Kurrant Mobile Catering, Inc. CO 1.01,3.02,9.01 09/01/10 LADYBUG RESOURCE GROUP, INC. NV 2.01,3.02,5.01 10/29/10 LANTRONIX INC DE 2.02,9.01 10/28/10 LANTRONIX INC DE 8.01,9.01 11/01/10 LEAPFROG ENTERPRISES INC 2.02,9.01 11/01/10 Legacy Bancorp, Inc. 1.01,9.01 11/01/10 LEXICON UNITED INC DE 1.01,2.01,3.02,5.02,9.01 10/21/10 LGL GROUP INC DE 8.01,9.01 11/01/10 LHC Group, Inc 8.01,9.01 11/01/10 LHC Group, Inc 2.02,9.01 11/01/10 LIGHTING SCIENCE GROUP CORP DE 2.02,7.01,9.01 11/01/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/01/10 LITHIA MOTORS INC OR 5.02 11/01/10 LITTLEFIELD CORP DE 2.02,9.01 10/28/10 LKQ CORP DE 8.01,9.01 11/01/10 LOEWS CORP DE 2.02,9.01 09/30/10 LOOKSMART LTD DE 2.02,9.01 11/01/10 LOUISIANA BANCORP INC LA 2.02,8.01,9.01 11/01/10 LTC PROPERTIES INC MD 1.01,9.01 10/29/10 M&T BANK CORP NY 8.01,9.01 10/31/10 MACE SECURITY INTERNATIONAL INC DE 8.01 10/26/10 MCGRATH RENTCORP CA 2.02,9.01 11/01/10 MCGRAW-HILL COMPANIES INC NY 5.03,9.01 10/29/10 MEDALLION FINANCIAL CORP DE 8.01,9.01 10/28/10 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 11/01/10 MERCURY GENERAL CORP CA 2.02,5.02,9.01 10/29/10 MERRILL LYNCH & CO., INC. DE 1.01,2.01,9.01 11/01/10 METLIFE INC DE 7.01,9.01 11/01/10 Mexus Gold US NV 4.01 10/26/10 MICROVISION INC DE 2.02,9.01 11/01/10 MIDDLEFIELD BANC CORP OH 2.02,9.01 10/29/10 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 11/01/10 MODINE MANUFACTURING CO WI 7.01,9.01 10/28/10 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 11/01/10 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 11/01/10 AMEND MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 11/01/10 MORGANS FOODS INC OH 8.01 10/12/10 MPG Office Trust, Inc. MD 1.01,2.02,5.02,7.01,9.01 10/28/10 MRV COMMUNICATIONS INC DE 1.01,2.01,5.02,9.01 10/26/10 MSB FINANCIAL CORP. X1 2.02,9.01 11/01/10 MVC CAPITAL, INC. DE 8.01 10/31/10 NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 10/29/10 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 11/01/10 Neogenix Oncology Inc MD 8.01,9.01 11/01/10 NETEZZA CORP 8.01 11/01/10 Nevada Property 1 LLC DE 5.01 10/28/10 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 11/01/10 NEW YORK TIMES CO NY 7.01,8.01,9.01 11/01/10 Next 1 Interactive, Inc. NV 1.01,3.02,9.01 10/26/10 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 10/31/10 NORTHEAST UTILITIES MA 2.02,7.01,9.01 10/29/10 NORTHERN TRUST CORP DE 7.01,9.01 11/01/10 NORTHROP GRUMMAN CORP /DE/ DE 8.01,9.01 11/01/10 NORTHWESTERN CORP DE 5.03,7.01,9.01 11/01/10 NUPATHE INC. DE 7.01,9.01 11/01/10 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 11/01/10 NV ENERGY, INC. NV 2.02,9.01 11/01/10 OCWEN FINANCIAL CORP FL 5.02 10/28/10 OCZ TECHNOLOGY GROUP INC DE 7.01,9.01 11/01/10 Odimo INC DE 1.01,9.01 10/29/10 OI CORP OK 8.01,9.01 11/01/10 OLD LINE BANCSHARES INC 2.02,9.01 11/01/10 OLD NATIONAL BANCORP /IN/ IN 2.02,8.01,9.01 11/01/10 OPHTHALMIC IMAGING SYSTEMS CA 5.02,5.07,9.01 07/13/10 ORION ENERGY SYSTEMS, INC. WI 5.02,5.07 10/27/10 P F CHANGS CHINA BISTRO INC 2.02,7.01,9.01 10/27/10 PACTIV CORP DE 2.02,9.01 11/01/10 PARK NATIONAL CORP /OH/ OH 8.01,9.01 10/30/10 PATRIOT NATIONAL BANCORP INC CT 5.03,9.01 10/26/10 PDL BIOPHARMA, INC. DE 7.01,9.01 10/29/10 PENNICHUCK CORP NH 1.01,3.03,9.01 11/01/10 PENSON WORLDWIDE INC DE 2.02,9.01 11/01/10 PEOPLES EDUCATIONAL HOLDINGS MN 3.01 10/27/10 PEP BOYS MANNY MOE & JACK PA 7.01,9.01 11/01/10 PETMED EXPRESS INC FL 8.01,9.01 11/01/10 PHARMATHENE, INC DE 1.01,8.01,9.01 10/29/10 PINNACLE BANKSHARES CORP VA 2.02,9.01 10/29/10 PINNACLE ENTERTAINMENT INC. DE 1.01,9.01 10/28/10 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 11/01/10 PIONEER FINANCIAL SERVICES INC MO 5.02,9.01 10/29/10 PLATINUM ENERGY RESOURCES INC DE 5.02 10/28/10 Pole Perfect Studios, Inc. NV 8.01,9.01 11/01/10 POTOMAC BANCSHARES INC WV 2.02 11/01/10 PPL Corp 7.01,9.01 10/25/10 PPL Corp 2.01,2.03,4.01,9.01 11/01/10 PRIMUS GUARANTY LTD 1.01,5.02 10/27/10 PRIVATEBANCORP, INC DE 7.01,9.01 10/29/10 PROCERA NETWORKS INC NV 5.02 10/28/10 PROFESSIONAL VETERINARY PRODUCTS LTD NE 5.02 10/28/10 PROLOGIS MD 8.01,9.01 10/26/10 PROVIDENT COMMUNITY BANCSHARES, INC. 2.02,9.01 11/01/10 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 11/01/10 PUBLIX SUPER MARKETS INC FL 2.02,9.01 11/01/10 QLOGIC CORP DE 5.02 10/29/10 QUESTAR CORP UT 5.02,9.01 10/26/10 RASER TECHNOLOGIES INC UT 1.01,9.01 10/26/10 RAYONIER INC NC 5.02,9.01 11/01/10 Real Mex Restaurants, Inc. DE 5.02,5.03 10/26/10 REDDY ICE HOLDINGS INC DE 8.01 10/29/10 REGENERX BIOPHARMACEUTICALS INC DE 3.01,9.01 10/26/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 10/29/10 RHI Entertainment, Inc. DE 7.01 11/01/10 Rhino Resource Partners LP DE 5.03,9.01 10/26/10 ROCK OF AGES CORP DE 8.01 10/29/10 Rockville Financial Inc. 2.02,9.01 11/01/10 ROGERS CORP MA 2.02,7.01,9.01 11/01/10 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 09/30/10 RURAL/METRO CORP /DE/ DE 2.02,9.01 11/01/10 SANMINA-SCI CORP DE 2.02,9.01 11/01/10 SCIENTIFIC GAMES CORP DE 5.03,9.01 10/28/10 SEATTLE GENETICS INC /WA DE 2.02,9.01 11/01/10 SECURITY FEDERAL CORP SC 2.02,9.01 10/29/10 SEI INVESTMENTS CO PA 8.01 11/01/10 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 11/01/10 Shire plc 8.01,9.01 11/01/10 Shire plc 8.01,9.01 11/01/10 SIMON PROPERTY GROUP INC /DE/ DE 2.01,7.01,9.01 11/01/10 SMITHTOWN BANCORP INC NY 9.01 11/01/10 SMURFIT-STONE CONTAINER Corp DE 2.02,5.02,9.01 10/27/10 SMURFIT-STONE CONTAINER Corp DE 5.02,9.01 10/28/10 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 10/26/10 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 11/01/10 SPAN AMERICA MEDICAL SYSTEMS INC SC 2.02,9.01 11/01/10 Spirit AeroSystems Holdings, Inc. DE 5.02 10/26/10 Stereotaxis, Inc. DE 2.02,9.01 11/01/10 STILLWATER MINING CO /DE/ DE 7.01,9.01 10/29/10 STRYKER CORP MI 1.01,9.01 10/28/10 STURM RUGER & CO INC DE 2.02,9.01 10/30/10 SUBAYE, INC. 1.01,2.01,3.02,9.01 10/25/10 Summer Infant, Inc. DE 2.02,9.01 11/01/10 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 11/01/10 SUN HEALTHCARE GROUP INC DE 8.01 11/01/10 SUN HYDRAULICS CORP FL 5.02,8.01,9.01 10/26/10 SUNGARD CAPITAL CORP DE 8.01,9.01 11/01/10 SUNGARD CAPITAL CORP DE 7.01,9.01 11/01/10 SUSSEX BANCORP NJ 2.02,9.01 10/28/10 SYKES ENTERPRISES INC FL 2.02,9.01 11/01/10 SYNIVERSE HOLDINGS INC DE 1.01,8.01,9.01 10/28/10 TASTY BAKING CO PA 2.02,9.01 11/01/10 TENGION INC 2.02,9.01 11/01/10 TESCO CORP 1.01 10/26/10 TETRAGENEX PHARMACEUTICALS, INC. DE 1.03,9.01 11/01/10 THQ INC DE 8.01 10/26/10 TNS INC 2.02,7.01,9.01 11/01/10 TRAVELERS COMPANIES, INC. MN 8.01,9.01 10/27/10 Tree.com, Inc. 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DE 1.01,5.02,9.01 10/30/10