RECENT 8K FILINGS October 29, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 2.02,7.01,9.01 10/28/10 3M CO DE 2.02,9.01 10/28/10 ACADIA PHARMACEUTICALS INC DE 1.02 10/27/10 ACADIA REALTY TRUST MD 2.02,9.01 10/26/10 ACHILLION PHARMACEUTICALS INC DE 2.02,9.01 10/27/10 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 10/28/10 ACME PACKET INC DE 2.02,9.01 10/28/10 Add-on Exchange, Inc. 1.01,3.02,5.02,9.01 10/13/10 ADOLOR CORP 2.02,9.01 10/28/10 Advance America, Cash Advance Centers DE 2.02,8.01,9.01 10/27/10 AGREE REALTY CORP DE 2.02,9.01 10/28/10 Aircastle LTD D0 7.01,9.01 10/26/10 Akeena Solar, Inc. DE 2.02,9.01 10/27/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 10/28/10 Alliance HealthCare Services, Inc DE 2.02,9.01 10/27/10 ALLIANCEBERNSTEIN HOLDING L.P. DE 2.02,7.01,9.01 10/27/10 ALLIANCEBERNSTEIN L.P. DE 2.02,7.01,9.01 10/27/10 ALMOST FAMILY INC DE 2.02,9.01 09/30/10 Alphatec Holdings, Inc. DE 3.02 10/22/10 Alternate Energy Solutions, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 07/27/10 AMEND 5.06,5.07,9.01 Altisource Portfolio Solutions S.A. N4 2.02,9.01 10/28/10 Alto Group Holdings Inc. NV 1.01,3.02 10/25/10 AMAG PHARMACEUTICALS INC. DE 2.02,2.05,9.01 10/28/10 AMAZON GOLDSANDS LTD. NV 5.02 10/22/10 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 10/28/10 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 10/28/10 AMERICAN INTERNATIONAL GROUP INC DE 7.01,9.01 10/27/10 American Railcar Industries, Inc. ND 2.02,9.01 10/27/10 AMERICANWEST BANCORPORATION WA 1.01,1.03,2.03,2.04,7.01,9.01 10/28/10 ANAREN INC NY 2.02,9.01 10/28/10 Ancestry.com Inc. DE 2.02,9.01 10/28/10 Anchor Funding Services, Inc. DE 4.01,9.01 10/26/10 ANNAPOLIS BANCORP INC MD 2.02,9.01 10/28/10 ANNTAYLOR STORES CORP DE 7.01,9.01 10/28/10 ANTIGENICS INC /DE/ DE 2.02,9.01 10/28/10 Applied Minerals, Inc. DE 1.01,2.03,3.02,9.01 10/25/10 ARCTIC CAT INC MN 2.02,9.01 10/28/10 ARCTIC CAT INC MN 5.02,9.01 10/25/10 ARGENTEX MINING CORP DE 3.02,9.01 10/26/10 ARIBA INC DE 2.02,9.01 10/28/10 ARROW ELECTRONICS INC NY 1.01,9.01 10/27/10 Artio Global Investors Inc. DE 2.02,9.01 10/28/10 Athens Bancshares Corp 2.02,9.01 10/27/10 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 10/28/10 AUTONATION, INC. DE 2.02,9.01 10/28/10 AVATAR HOLDINGS INC DE 1.01,2.01,2.03,3.02,5.02,9.01 10/25/10 AVIS BUDGET GROUP, INC. DE 1.01,2.03,9.01 10/28/10 AVISTA CORP WA 2.02,9.01 10/28/10 AVNET INC NY 2.02,9.01 10/28/10 AVON PRODUCTS INC NY 2.02,9.01 10/28/10 AWARE INC /MA/ MA 2.02,9.01 10/28/10 AXA FINANCIAL INC DE 2.02,9.01 10/28/10 AXION INTERNATIONAL HOLDINGS, INC. CO 5.07,8.01,9.01 10/22/10 AXT INC DE 2.02,9.01 10/28/10 AZTEC OIL & GAS, INC. NV 8.01 05/06/10 BALDWIN & LYONS INC IN 2.02,7.01,9.01 10/27/10 BALL CORP IN 2.02,9.01 10/28/10 BANCORP RHODE ISLAND INC 2.02,9.01 10/28/10 Beacon Federal Bancorp, Inc. MD 2.02,9.01 10/27/10 BEKEM METALS INC UT 5.02,9.01 10/27/10 BEL FUSE INC /NJ NJ 2.02,9.01 10/28/10 BELDEN INC. DE 2.02,9.01 10/28/10 BELO CORP DE 2.02,9.01 10/28/10 BEMIS CO INC MO 2.02,9.01 10/28/10 BERRY PETROLEUM CO DE 1.01,9.01 10/27/10 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 10/27/10 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 10/28/10 BIOMARIN PHARMACEUTICAL INC DE 2.01,9.01 08/17/10 AMEND BLACKSANDS PETROLEUM, INC. NV 5.02 10/22/10 Blackstone Group L.P. DE 2.02,9.01 10/28/10 Bluerock Enhanced Multifamily Trust, MD 8.01,9.01 10/28/10 BMC SOFTWARE INC DE 2.02,9.01 10/28/10 BOSTON SCIENTIFIC CORP DE 1.01,8.01,9.01 10/28/10 BRANDYWINE REALTY TRUST MD 2.02,9.01 10/27/10 BRINKS CO VA 2.02,9.01 10/28/10 BRUKER CORP DE 2.02,9.01 10/28/10 BRUNSWICK CORP DE 2.02,9.01 10/27/10 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 10/28/10 BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 10/27/10 BUCKEYE TECHNOLOGIES INC DE 1.01,7.01,9.01 10/27/10 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 10/28/10 BULLION MONARCH MINING, INC. 7.01,9.01 10/28/10 Bullion Monarch Mining, Inc. (NEW) UT 7.01,9.01 10/28/10 Bunge LTD 2.02,9.01 10/28/10 Burger King Holdings Inc DE 5.02,9.01 10/22/10 BUTLER NATIONAL CORP DE 8.01,9.01 10/28/10 CABOT MICROELECTRONICS CORP DE 2.02,9.01 10/28/10 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 10/27/10 Cal Dive International, Inc. DE 2.02,7.01,9.01 10/28/10 Cal Dive International, Inc. DE 2.02,2.06 10/22/10 AMEND CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 10/27/10 CALIPER LIFE SCIENCES INC DE 2.02,9.01 10/28/10 CALLIDUS SOFTWARE INC DE 2.02,9.01 10/28/10 CANAL Corp VA 8.01 10/28/10 CAPSALUS CORP NV 2.01,3.02,7.01,9.01 10/20/10 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 10/27/10 CARBO CERAMICS INC DE 2.02,9.01 10/28/10 CARDINAL HEALTH INC OH 2.02,7.01,9.01 10/28/10 CARRIZO OIL & GAS INC TX 8.01,9.01 10/28/10 CARTERS INC DE 2.02,9.01 10/27/10 CAVCO INDUSTRIES INC DE 2.02,9.01 10/28/10 CDI CORP PA 2.02,9.01 10/28/10 CDW Corp DE 2.02,9.01 10/28/10 CELGENE CORP /DE/ DE 2.02,9.01 10/28/10 CELL THERAPEUTICS INC WA 2.02,9.01 10/28/10 CELL THERAPEUTICS INC WA 8.01 10/28/10 CENTER FINANCIAL CORP CA 2.02,9.01 10/27/10 CENTERPOINT ENERGY INC 2.02,9.01 10/28/10 CEPHALON INC DE 2.02,9.01 10/28/10 CERNER CORP /MO/ DE 2.02,9.01 10/28/10 CERUS CORP DE 2.02,9.01 10/28/10 CH ENERGY GROUP INC NY 2.02,9.01 10/28/10 CHARLES & COLVARD LTD NC 2.02,9.01 10/28/10 CHART INDUSTRIES INC DE 2.02,9.01 10/28/10 CHEMUNG FINANCIAL CORP NY 2.02,9.01 09/30/10 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 10/27/10 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 10/23/10 CIRCOR INTERNATIONAL INC DE 8.01,9.01 10/28/10 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 10/28/10 Clearwater Paper Corp DE 2.02,8.01,9.01 10/28/10 CME GROUP INC. DE 2.02,9.01 10/28/10 CMS ENERGY CORP MI 2.02,9.01 10/28/10 CNL Macquarie Global Growth Trust, In MD 5.07,9.01 10/27/10 CNO Financial Group, Inc. DE 2.02,9.01 10/28/10 COCA-COLA ENTERPRISES, INC. DE 2.02,9.01 10/28/10 CODEXIS INC 1.01,1.02,2.01,2.02,9.01 10/28/10 COINSTAR INC DE 2.02,7.01,9.01 10/28/10 COLGATE PALMOLIVE CO DE 2.02,9.01 10/28/10 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 10/28/10 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 10/25/10 COMMSCOPE INC DE 1.01,9.01 10/26/10 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 10/28/10 CONCEPTUS INC DE 2.02,7.01,9.01 10/28/10 CONEXANT SYSTEMS INC DE 2.02,9.01 10/28/10 CONSOLIDATED TOMOKA LAND CO FL 5.03,9.01 10/27/10 Constant Contact, Inc. DE 2.02,9.01 10/28/10 Constellation Energy Partners LLC DE 5.07 10/27/10 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,9.01 10/28/10 CORNERSTONE BANCSHARES INC TN 2.02,8.01,9.01 10/28/10 Cornerstone Core Properties REIT, Inc MD 1.01 10/22/10 COWEN GROUP, INC. 2.01 10/22/10 CRC CRYSTAL RESEARCH CORP NV 5.02,9.01 10/26/10 CrowdGather, Inc. NV 5.03,9.01 10/22/10 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 10/27/10 Crown Oil & Gas Inc. NV 5.02,9.01 10/19/10 CURIS INC DE 2.02,9.01 10/28/10 CURTISS WRIGHT CORP DE 2.02 10/01/10 CYBERDEFENDER CORP CA 1.01,5.02 10/22/10 CYTOKINETICS INC 2.02,9.01 10/28/10 DANA HOLDING CORP DE 2.02,7.01,9.01 10/28/10 Danvers Bancorp, Inc. DE 2.02,8.01,9.01 09/30/10 DDI CORP CA 2.02,9.01 10/28/10 DECKERS OUTDOOR CORP DE 2.02,9.01 10/28/10 DELTA APPAREL, INC GA 2.02,7.01,9.01 10/28/10 DELTATHREE INC DE 2.03 10/28/10 DELTIC TIMBER CORP DE 2.02,9.01 10/27/10 DELUXE CORP MN 2.02,9.01 10/28/10 DemandTec, Inc. DE 8.01 10/20/10 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 10/28/10 DIEBOLD INC OH 2.02,9.01 10/28/10 DIGI INTERNATIONAL INC DE 2.02,9.01 10/28/10 DIGIRAD CORP DE 2.02,9.01 10/28/10 Diversified Restaurant Holdings, Inc. NV 4.02 10/22/10 DM Products, Inc. NV 4.01,9.01 10/27/10 DOLLAR FINANCIAL CORP DE 2.02,9.01 10/28/10 DOUBLE EAGLE PETROLEUM CO MD 2.02,7.01,9.01 10/28/10 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 10/28/10 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 10/28/10 DOW CHEMICAL CO /DE/ DE 2.02,9.01 10/28/10 Duff & Phelps Corp DE 2.02,9.01 10/28/10 Duke Energy CORP DE 2.02,9.01 10/28/10 DYNAMIC MATERIALS CORP DE 2.02,9.01 10/28/10 DYNAMICS RESEARCH CORP MA 2.02,9.01 07/28/10 DYNAVAX TECHNOLOGIES CORP DE 1.01,9.01 10/28/10 EAGLE MATERIALS INC DE 2.02,9.01 10/28/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 10/27/10 EASTERN CO CT 1.01,5.02,9.01 10/27/10 EASTMAN CHEMICAL CO DE 2.02,2.05,9.01 09/30/10 EASTMAN KODAK CO NJ 2.02,9.01 10/28/10 EBAY INC DE 8.01,9.01 10/21/10 Eco Energy Pumps, Inc. NV 5.06 10/25/10 ECOBLU PRODUCTS, INC. CO 1.01,2.03,3.02,9.01 10/22/10 Education Realty Trust, Inc. MD 2.02,7.01,9.01 10/28/10 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 10/28/10 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 10/28/10 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 10/28/10 EMERSON ELECTRIC CO MO 7.01 10/28/10 ENB Financial Corp PA 8.01,9.01 10/27/10 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 10/27/10 ENCORE WIRE CORP DE 2.02,7.01,9.01 10/27/10 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 10/28/10 ENERGEN CORP AL 2.02,7.01,9.01 10/27/10 Energy Transfer Equity, L.P. DE 7.01,8.01,9.01 10/28/10 Energy Transfer Partners, L.P. DE 7.01,8.01,9.01 10/28/10 EnergyConnect Group Inc OR 8.01,9.01 10/25/10 ENTEST BIOMEDICAL, INC. NV 1.01,9.01 10/27/10 EPICEPT CORP 8.01,9.01 10/26/10 EQT Corp PA 2.02,9.01 10/28/10 EQUITY RESIDENTIAL MD 2.02,8.01,9.01 10/27/10 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 10/27/10 EVANS BANCORP INC NY 2.02,9.01 10/28/10 Evercore Partners Inc. DE 2.02,9.01 10/28/10 EXACT SCIENCES CORP DE 8.01,9.01 10/28/10 EXAR CORP DE 2.02,9.01 10/28/10 Expedia, Inc. 2.02,7.01,8.01,9.01 10/28/10 Extra Space Storage Inc. MD 2.02,9.01 10/28/10 EXXON MOBIL CORP NJ 2.02,7.01 10/28/10 Federal Home Loan Bank of Atlanta X1 2.02 10/28/10 Federal Home Loan Bank of Atlanta X1 2.03 10/28/10 Federal Home Loan Bank of Boston X1 2.03 10/25/10 Federal Home Loan Bank of Boston X1 2.02,9.01 10/28/10 Federal Home Loan Bank of Chicago X1 2.02,9.01 10/28/10 Federal Home Loan Bank of Chicago X1 2.03 10/25/10 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 10/28/10 Federal Home Loan Bank of Dallas 2.02,9.01 10/28/10 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 10/28/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/26/10 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 10/22/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/25/10 Federal Home Loan Bank of Indianapoli X1 7.01,9.01 10/22/10 Federal Home Loan Bank of New York X1 2.03,9.01 10/25/10 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 10/28/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/25/10 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 10/28/10 Federal Home Loan Bank of San Francis X1 2.03 10/25/10 Federal Home Loan Bank of Seattle 2.02,9.01 10/28/10 Federal Home Loan Bank of Seattle 2.03 10/26/10 Federal Home Loan Bank of Seattle 2.02,9.01 10/28/10 AMEND Federal Home Loan Bank of Topeka 2.02,7.01,9.01 10/28/10 Federal Home Loan Bank of Topeka 2.03,9.01 10/25/10 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 10/28/10 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 10/28/10 Fifth Street Finance Corp DE 1.01,9.01 10/22/10 FINANCIAL INSTITUTIONS INC NY 2.02,5.02,9.01 10/27/10 First American Financial Corp DE 2.02,7.01,9.01 10/28/10 FIRST BANCORP /NC/ NC 2.02,9.01 10/28/10 FIRST BUSEY CORP /NV/ NV 2.02,8.01,9.01 10/28/10 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 10/28/10 FIRST MERCHANTS CORP IN 2.02,9.01 10/28/10 FIRST MERCHANTS CORP IN 2.02,9.01 10/28/10 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 09/30/10 FIRST NATIONAL COMMUNITY BANCORP INC PA 4.01,4.02,9.01 10/27/10 FIRST PACTRUST BANCORP INC MD 8.01 10/28/10 FIRST PLACE FINANCIAL CORP /DE/ DE 8.01,9.01 10/28/10 FIRST SOLAR, INC. DE 2.02,9.01 10/28/10 FLAGSTAR BANCORP INC MI 2.02,7.01,8.01,9.01 10/27/10 FLINT TELECOM GROUP INC. NV 2.01,3.02,9.01 10/25/10 FLORIDIAN FINANCIAL GROUP INC 2.02,9.01 10/28/10 FMC CORP DE 2.02,9.01 10/27/10 FMC TECHNOLOGIES INC DE 2.02,9.01 10/27/10 FORRESTER RESEARCH INC DE 2.02,8.01,9.01 10/28/10 FORTUNE BRANDS INC DE 2.02,7.01,9.01 10/28/10 FOSTER WHEELER AG V8 5.02,9.01 10/22/10 Fox Chase Bancorp Inc MD 2.02,9.01 10/27/10 FRANKLIN RESOURCES INC DE 2.02,9.01 10/28/10 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 1.01,2.01,9.01 10/27/10 GEN PROBE INC DE 2.02,9.01 10/28/10 GENERAL AUTOMOTIVE CO 4.01 10/28/10 AMEND General Maritime Corp / MI 2.02,7.01,8.01,9.01 10/27/10 General Motors Co 1.01,2.03,8.01 10/26/10 Genesis Biopharma, Inc NV 1.01,3.02,3.03,9.01 10/22/10 GENESIS ENERGY LP DE 1.01,7.01,9.01 10/22/10 GENWORTH FINANCIAL INC DE 2.02,9.01 10/28/10 GEO GROUP INC FL 9.01 08/18/10 AMEND Georgetown Bancorp, Inc. X1 2.02,9.01 10/25/10 GERON CORP DE 2.02,9.01 10/28/10 GFI Group Inc. DE 2.02,9.01 10/28/10 GigOptix, Inc. DE 2.02,9.01 10/28/10 GLEACHER & COMPANY, INC. DE 5.02,5.03,8.01,9.01 10/27/10 GLOBAL GOLD CORP DE 3.02 10/25/10 GLOBAL PARTNERS LP 2.02,4.02,9.01 10/28/10 GlobalOptions Group, Inc. 8.01,9.01 10/28/10 GlobalOptions Group, Inc. 1.01,9.01 10/27/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 10/28/10 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 10/28/10 GREAT PLAINS ENERGY INC MO 2.02,9.01 10/28/10 GREATBATCH, INC. DE 2.02,9.01 10/28/10 GREENE COUNTY BANCORP INC DE 8.01 10/20/10 GREENE COUNTY BANCORP INC DE 2.02,9.01 10/27/10 GRUBB & ELLIS CO DE 1.01,5.02,9.01 10/22/10 Grubb & Ellis Healthcare REIT II, Inc MD 9.01 08/12/10 AMEND GRYPHON GOLD CORP NV 7.01,9.01 10/21/10 GS FINANCIAL CORP LA 2.02,9.01 10/27/10 GSI TECHNOLOGY INC 2.02,9.01 10/28/10 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 10/27/10 GULFMARK OFFSHORE INC DE 7.01,9.01 10/27/10 HANMI FINANCIAL CORP DE 2.02,9.01 10/28/10 HANSEN MEDICAL INC 5.02 10/26/10 HARMONIC INC DE 2.02,9.01 10/28/10 HARRIS INTERACTIVE INC DE 2.02,5.07,9.01 10/28/10 HARSCO CORP DE 2.02,9.01 10/28/10 HARTE HANKS INC DE 2.02,9.01 10/28/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.05 10/22/10 HCW PENSION REAL ESTATE FUND LTD PART MA 1.01,9.01 10/22/10 HEALTHSOUTH CORP DE 2.02,7.01,9.01 10/26/10 HealthSpring, Inc. DE 1.01,2.02,2.03,9.01 10/28/10 HELIX ENERGY SOLUTIONS GROUP INC MN 2.02,7.01,9.01 10/27/10 Helix Wind, Corp. NV 3.02 10/22/10 HENNESSY ADVISORS INC 4.01,9.01 10/01/10 AMEND HERITAGE BANKSHARES INC /VA VA 2.02,5.02,8.01,9.01 10/27/10 Hill-Rom Holdings, Inc. IN 2.02,9.01 10/27/10 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 10/28/10 Honda Auto Receivables 2010-3 Owner T CA 8.01,9.01 10/28/10 HSBC Finance Corp 8.01,9.01 10/28/10 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 10/27/10 IBERIABANK CORP LA 2.02,9.01 10/26/10 AMEND ICAHN ENTERPRISES L.P. DE 8.01,9.01 10/28/10 IDACORP INC ID 2.02,9.01 10/28/10 IKONICS CORP 2.02,9.01 10/28/10 IMAX CORP A6 2.02 10/28/10 IMH Financial Corp DE 7.01,9.01 10/27/10 IMMUNOGEN INC MA 2.02,9.01 10/28/10 IMPERIAL SUGAR CO /NEW/ TX 5.05 10/28/10 INDEPENDENT BANK CORP /MI/ MI 7.01 10/28/10 INFINERA CORP DE 5.02,8.01 10/27/10 INGRAM MICRO INC DE 2.02,9.01 10/28/10 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 10/27/10 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 10/28/10 InterDigital, Inc. PA 2.02,9.01 10/27/10 Intermec, Inc. DE 2.02 09/26/10 INTERMUNE INC DE 2.02,9.01 10/28/10 International Aerospace Enterprises, NV 4.01,9.01 08/31/10 AMEND INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 10/27/10 INTERPHASE CORP TX 2.02,9.01 10/28/10 INTRICON CORP PA 2.02,7.01,9.01 10/28/10 INVACARE CORP OH 2.02,9.01 10/28/10 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 10/28/10 INVESTORS REAL ESTATE TRUST ND 8.01,9.01 10/28/10 IRIS INTERNATIONAL INC DE 2.02,7.01,9.01 10/28/10 IRON MOUNTAIN INC DE 2.02,9.01 10/28/10 ISTAR FINANCIAL INC MD 2.02,9.01 10/28/10 ITC Holdings Corp. MI 2.02,9.01 10/27/10 Iveda Corp NV 1.01 10/25/10 J P MORGAN CHASE & CO DE 8.01,9.01 10/27/10 AMEND JABIL CIRCUIT INC DE 8.01,9.01 10/28/10 JARDEN CORP DE 2.02,9.01 10/28/10 JONES SODA CO WA 8.01,9.01 10/28/10 K-FED BANCORP 2.02,9.01 10/28/10 KBR, INC. DE 2.02,9.01 10/27/10 KBW, INC. 2.02,7.01,9.01 10/28/10 KEMET CORP DE 2.02,7.01,9.01 10/28/10 KENNAMETAL INC PA 2.02,5.07,9.01 10/28/10 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 10/28/10 KEY ENERGY SERVICES INC MD 2.02,9.01 10/27/10 KIRBY CORP NV 2.02,9.01 10/27/10 Kiwibox.Com, Inc. DE 7.01,9.01 10/28/10 KLA TENCOR CORP DE 2.02,9.01 10/28/10 KOSS CORP DE 5.07 10/27/10 KRONOS WORLDWIDE INC 7.01,9.01 10/28/10 KV PHARMACEUTICAL CO /DE/ DE 1.01 10/22/10 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 10/28/10 LANCASTER COLONY CORP OH 2.02,9.01 10/28/10 LANTRONIX INC DE 2.02,9.01 10/28/10 LaPorte Bancorp, Inc. X1 5.02,9.01 10/27/10 LASERCARD CORP DE 2.02,9.01 10/28/10 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 10/28/10 LAZARE KAPLAN INTERNATIONAL INC DE 1.01,1.02,3.03,9.01 10/25/10 LEAR CORP DE 2.02,7.01,9.01 10/28/10 LEMAITRE VASCULAR INC 2.02,2.05,9.01 10/27/10 LENCO MOBILE INC. DE 4.01,9.01 10/26/10 Lender Processing Services, Inc. DE 2.02,9.01 10/28/10 Lender Processing Services, Inc. DE 5.02 10/28/10 LEVEL 3 COMMUNICATIONS INC DE 2.02,9.01 10/28/10 Liberty Global, Inc. 2.02,7.01 10/28/10 Liberty Global, Inc. 2.02,7.01 10/27/10 AMEND LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 10/27/10 LIN TV CORP. DE 2.02,9.01 10/28/10 LINN ENERGY, LLC DE 2.02,9.01 09/30/10 LKQ CORP DE 2.02,9.01 10/28/10 LNB BANCORP INC OH 2.02,9.01 10/28/10 LOGITECH INTERNATIONAL SA 9.01 10/27/10 LUBRIZOL Corp OH 2.02,9.01 10/28/10 M I HOMES INC OH 8.01,9.01 10/27/10 MAC-GRAY CORP DE 5.03,9.01 10/22/10 MACATAWA BANK CORP MI 2.02,9.01 10/28/10 MACK CALI REALTY CORP MD 2.02,7.01,9.01 10/27/10 MACROSOLVE INC OK 8.01,9.01 10/28/10 MAGNACHIP SEMICONDUCTOR LLC DE 2.02,9.01 10/28/10 MAINE & MARITIMES CORP ME 2.02,9.01 10/2 Market Leader, Inc. WA 2.02,9.01 10/28/10 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 10/28/10 MAXLINEAR INC 2.02,9.01 10/28/10 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 10/28/10 MAXYGEN INC DE 1.01,1.02,2.01,9.01 10/28/10 MBT FINANCIAL CORP MI 2.02,9.01 10/28/10 McAfee, Inc. DE 2.02,9.01 10/28/10 MDC PARTNERS INC A6 2.02,7.01,9.01 10/27/10 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 09/30/10 Mead Johnson Nutrition Co DE 2.02,9.01 10/28/10 MEDASSETS INC DE 7.01,9.01 10/27/10 MERCER INSURANCE GROUP INC PA 2.02,8.01,9.01 10/28/10 METLIFE INC DE 2.02,8.01,9.01 10/28/10 MICROFLUIDICS INTERNATIONAL CORP DE 1.01,9.01 10/22/10 MICROS SYSTEMS INC MD 2.02,9.01 10/28/10 MICROSOFT CORP WA 2.02,9.01 10/28/10 MICROTUNE INC DE 2.02,9.01 10/28/10 MIDAS INC DE 2.02 10/28/10 MIDDLEBURG FINANCIAL CORP VA 1.01,9.01 10/27/10 MIDDLEBURG FINANCIAL CORP VA 5.03,9.01 10/27/10 MIDDLEBURG FINANCIAL CORP VA 2.02,8.01,9.01 10/28/10 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 09/30/10 MINE SAFETY APPLIANCES CO PA 2.02,9.01 10/28/10 MINERALS TECHNOLOGIES INC DE 2.02,9.01 10/28/10 MODINE MANUFACTURING CO WI 2.02,9.01 10/28/10 Momentive Performance Materials Inc. DE 7.01,8.01 10/27/10 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 7.01 10/27/10 MONEYGRAM INTERNATIONAL INC 2.02,9.01 10/28/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 10/28/10 MONROE BANCORP IN 2.02,8.01,9.01 09/30/10 MONSTER WORLDWIDE INC DE 2.02,9.01 10/28/10 MOODYS CORP /DE/ DE 2.02,7.01,9.01 10/28/10 MOSAIC CO DE 7.01,9.01 10/27/10 MoSys, Inc. CA 2.02,9.01 10/28/10 MOTOROLA INC DE 2.02,9.01 10/28/10 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 10/25/10 MusclePharm Corp NV 7.01,9.01 10/28/10 NATIONAL CONSUMER COOPERATIVE BANK /D DC 1.01 10/25/10 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 10/28/10 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 10/28/10 NATUS MEDICAL INC DE 2.02,9.01 10/28/10 NAVIGANT CONSULTING INC DE 2.02,7.01,9.01 10/28/10 NET TALK.COM, INC. FL 2.03,3.02,9.01 10/25/10 NETLOGIC MICROSYSTEMS INC DE 2.02 10/28/10 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 10/28/10 NEUSTAR INC 2.02,5.02,7.01,9.01 10/27/10 NEW ENERGY SYSTEMS GROUP NV 5.03,8.01 10/20/10 AMEND NEWMARKET CORP VA 2.02,9.01 10/28/10 NEXEN INC A0 2.02,9.01 10/28/10 NextMart Inc. DE 1.01 10/20/10 Nexxus Lighting, Inc. DE 1.01,2.01,2.05,2.06,7.01,9.01 10/28/10 NICHOLAS FINANCIAL INC FL 2.02,9.01 10/28/10 Nielsen CO B.V. P7 2.02,9.01 10/28/10 NII HOLDINGS INC DE 2.02,9.01 10/28/10 NL INDUSTRIES INC NJ 7.01,9.01 10/27/10 NMT MEDICAL INC DE 1.01,9.01 10/26/10 NOBLE ENERGY INC DE 2.02,9.01 10/28/10 Northfield Bancorp, Inc. X1 2.02,9.01 10/27/10 Northfield Bancorp, Inc. X1 8.01,9.01 10/27/10 NORTHRIM BANCORP INC AK 2.02,9.01 10/26/10 NORTHWESTERN CORP DE 2.02,9.01 10/27/10 NOVAMED INC DE 2.02,9.01 10/28/10 NOVATEL WIRELESS INC DE 2.02,9.01 10/28/10 NUMEREX CORP /PA/ PA 2.02,9.01 10/28/10 Nutrastar International Inc. NV 1.01,2.01,9.01 10/28/10 NUVASIVE INC DE 8.01,9.01 10/27/10 NUVASIVE INC DE 2.02,9.01 10/28/10 OCLARO, INC. DE 2.02,9.01 10/28/10 OCLARO, INC. DE 5.07,9.01 10/27/10 OFFICEMAX INC DE 2.02,9.01 10/28/10 OMNICARE INC DE 2.02,9.01 10/28/10 ON ASSIGNMENT INC DE 2.02,8.01,9.01 10/28/10 ONYX PHARMACEUTICALS INC DE 8.01 10/28/10 OPENWAVE SYSTEMS INC DE 2.02,9.01 10/28/10 OPLINK COMMUNICATIONS INC DE 2.02,9.01 10/28/10 Orchids Paper Products CO /DE DE 2.02,8.01,9.01 10/27/10 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 10/28/10 OSHKOSH CORP WI 2.02,9.01 10/28/10 OWENS ILLINOIS INC /DE/ DE 2.02,8.01,9.01 10/25/10 PAIN THERAPEUTICS INC DE 2.02,9.01 10/28/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 10/28/10 PARKVALE FINANCIAL CORP PA 7.01,9.01 10/28/10 Patient Safety Technologies, Inc DE 1.01,5.02,8.01,9.01 10/28/10 PATRICK INDUSTRIES INC IN 2.02,9.01 10/28/10 PATRIOT SCIENTIFIC CORP DE 8.01,9.01 10/27/10 PATTERSON UTI ENERGY INC DE 2.02,7.01,9.01 10/28/10 PC TEL INC DE 2.02,9.01 10/28/10 PDF SOLUTIONS INC DE 2.02,9.01 10/28/10 PEABODY ENERGY CORP DE 7.01,9.01 10/28/10 Penn Virginia GP Holdings, L.P. 2.02,7.01,9.01 10/27/10 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 10/27/10 PENSKE AUTOMOTIVE GROUP, INC. DE 5.02,9.01 10/28/10 PERFECTENERGY INTERNATIONAL LTD NV 5.07 10/27/10 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,7.01,9.01 10/22/10 PICO HOLDINGS INC /NEW CA 5.02 10/24/10 PINNACLE ENTERTAINMENT INC. DE 2.02,9.01 10/28/10 PINNACLE WEST CAPITAL CORP AZ 2.02,7.01,9.01 09/30/10 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,9.01 10/25/10 PLATINUM UNDERWRITERS HOLDINGS LTD D0 5.02,8.01,9.01 10/27/10 PMI GROUP INC DE 2.02,8.01,9.01 10/28/10 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.02,9.01 10/28/10 POTASH CORP OF SASKATCHEWAN INC 2.02,9.01 10/28/10 POTLATCH CORP DE 2.02,9.01 10/28/10 POWER ONE INC DE 2.02,9.01 10/28/10 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 10/28/10 POZEN INC /NC 2.02,9.01 10/28/10 PPL Corp 2.02,2.03,7.01,8.01,9.01 10/26/10 PRIMEDIA INC DE 2.02,7.01,9.01 10/28/10 PROTECTIVE LIFE CORP DE 1.01,8.01,9.01 10/22/10 PROTECTIVE LIFE INSURANCE CO TN 1.01,8.01,9.01 10/22/10 PSB Holdings, Inc. 2.02,9.01 10/28/10 PSS WORLD MEDICAL INC FL 2.02,9.01 10/28/10 PSYCHEMEDICS CORP DE 5.02 10/25/10 PVF CAPITAL CORP OH 5.07 10/27/10 QEP RESOURCES, INC. DE 2.02,7.01,9.01 10/25/10 QLT INC/BC A1 8.01,9.01 10/28/10 QNB CORP PA 2.02,9.01 10/27/10 QUAINT OAK BANCORP INC 2.02,9.01 10/27/10 QUANTA SERVICES INC DE 1.01,3.02,5.03,7.01,8.01,9.01 10/22/10 QUEST SOFTWARE INC CA 2.02,9.01 10/28/10 QUESTCOR PHARMACEUTICALS INC CA 2.02,7.01,9.01 10/28/10 RACKSPACE HOSTING, INC. 8.01 10/28/10 RAILAMERICA INC /DE DE 2.02,9.01 10/27/10 RANGE RESOURCES CORP DE 2.02,9.01 10/27/10 RAYTHEON CO/ DE 2.02,9.01 10/28/10 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 10/28/10 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 10/28/10 REGIS CORP MN 2.02,9.01 10/28/10 RENAISSANCE LEARNING INC WI 8.01,9.01 10/27/10 RENT A CENTER INC DE 7.01,8.01,9.01 10/28/10 RESMED INC DE 2.02,9.01 10/28/10 Resolute Energy Corp DE 1.01 10/22/10 REVLON INC /DE/ DE 2.02,9.01 10/28/10 REWARDS NETWORK INC DE 1.01,8.01,9.01 10/28/10 REWARDS NETWORK INC DE 2.02,9.01 10/28/10 RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 10/28/10 RIVER VALLEY BANCORP IN 2.02,9.01 10/26/10 Rovi Corp DE 2.02,9.01 10/28/10 RSC Holdings Inc. DE 8.01 10/27/10 RURBAN FINANCIAL CORP OH 3.01 10/28/10 RYDER SYSTEM INC FL 7.01,9.01 10/28/10 S&W Seed Co DE 8.01,9.01 10/28/10 SAIA INC DE 2.02,9.01 10/28/10 SALIX PHARMACEUTICALS LTD 8.01,9.01 10/27/10 SANDRIDGE ENERGY INC DE 1.01,9.01 10/22/10 SATCON TECHNOLOGY CORP DE 2.02,9.01 10/28/10 SAVIENT PHARMACEUTICALS INC DE 8.01,9.01 10/25/10 SCANA CORP SC 2.03,9.01 10/25/10 SCANSOURCE INC SC 2.02,9.01 10/28/10 SCIENTIFIC GAMES CORP DE 2.02,9.01 10/28/10 SENECA FOODS CORP /NY/ NY 2.02,9.01 10/28/10 SHAW GROUP INC LA 2.02,9.01 10/28/10 Shengtai Pharmaceutical, Inc. 5.07 10/28/10 SHORE BANCSHARES INC MD 2.02,9.01 10/26/10 ShoreTel Inc CA 2.02,9.01 10/28/10 SI Financial Group, Inc. X1 2.02,9.01 10/27/10 SIGMA ALDRICH CORP DE 1.01,2.03,8.01,9.01 10/25/10 Silver Falcon Mining, Inc. DE 8.01 10/28/10 SJW CORP CA 2.02,9.01 09/30/10 SKIN NUTRITION INTERNATIONAL, INC CO 5.02,9.01 10/27/10 SL INDUSTRIES INC NJ 5.02 10/22/10 SMITH & WESSON HOLDING CORP NV 5.02,9.01 10/25/10 SMUCKER J M CO OH 5.02,9.01 10/25/10 SOCKET MOBILE, INC. DE 1.01,3.02,9.01 10/27/10 SOLANEX MANAGEMENT INC 4.01,9.01 10/20/10 AMEND SolarWinds, Inc. DE 2.02,9.01 10/28/10 SOLIGENIX, INC. DE 5.02 10/25/10 SOLUTIA INC DE 2.02,9.01 10/27/10 SONOCO PRODUCTS CO SC 8.01,9.01 10/25/10 SONUS NETWORKS INC DE 5.02 10/26/10 Spansion Inc. DE 8.01,9.01 10/28/10 Spartan Gold Ltd. 1.01,9.01 10/25/10 SPARTAN MOTORS INC MI 2.02,8.01,9.01 10/28/10 SPARTON CORP OH 5.05,5.07 10/27/10 SPS COMMERCE INC 2.02,9.01 10/28/10 SS&C Technologies Holdings Inc DE 2.02,9.01 10/28/10 SS&C TECHNOLOGIES INC DE 2.02,9.01 10/28/10 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 09/30/10 STARTEK INC DE 2.02,9.01 10/28/10 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 10/28/10 STEMCELLS INC DE 8.01 10/28/10 STERLING BANCSHARES INC TX 2.02,9.01 10/28/10 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 10/28/10 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 10/15/10 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 10/15/10 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 10/15/10 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 10/15/10 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 10/15/10 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 10/15/10 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 10/15/10 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 10/15/10 STRAYER EDUCATION INC MD 2.02,9.01 10/28/10 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 10/28/10 SULPHCO INC NV 5.02,8.01,9.01 10/22/10 SUN COMMUNITIES INC MD 2.02,9.01 10/28/10 SUNESIS PHARMACEUTICALS INC DE 2.02,9.01 10/28/10 SUNGARD CAPITAL CORP DE 2.02,9.01 10/28/10 SUNOCO INC PA 2.02,7.01,9.01 10/28/10 SUNOCO LOGISTICS PARTNERS L.P. DE 2.02,7.01,9.01 10/27/10 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 10/27/10 Support.com, Inc. DE 2.02,3.02,9.01 10/25/10 SUREWEST COMMUNICATIONS CA 2.02,9.01 10/28/10 SWS GROUP INC DE 5.02,9.01 10/26/10 SYMBOLLON CORP DE 4.01,9.01 10/28/10 Symetra Financial CORP DE 2.02,7.01,9.01 10/28/10 AMEND SYNIVERSE HOLDINGS INC DE 8.01,9.01 10/28/10 SYNTEL INC MI 2.02,9.01 10/28/10 SYSTEMAX INC DE 8.01,9.01 10/28/10 T-3 ENERGY SERVICES INC TX 2.02,8.01,9.01 10/28/10 TALBOTS INC DE 8.01 10/28/10 Talecris Biotherapeutics Holdings Cor DE 2.02,9.01 10/28/10 TALEO CORP DE 2.02,9.01 10/28/10 TANDY BRANDS ACCESSORIES INC DE 5.07 10/26/10 TapSlide, Inc. CO 4.01,9.01 08/11/10 TAYLOR CAPITAL GROUP INC DE 1.01,3.02,5.03,9.01 10/21/10 TC PIPELINES LP DE 2.02,9.01 10/27/10 TECO ENERGY INC FL 2.02,9.01 10/28/10 TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 10/28/10 TeleNav, Inc. DE 2.02,8.01,9.01 10/26/10 TENNECO INC DE 2.02,9.01 10/28/10 TERADYNE, INC MA 2.02,9.01 10/27/10 TESSERA TECHNOLOGIES INC DE 2.02,2.06,9.01 10/27/10 TEXAS PACIFIC LAND TRUST 2.02,9.01 10/28/10 TF FINANCIAL CORP DE 2.02,9.01 10/28/10 THORATEC CORP CA 2.02,9.01 10/28/10 TIMKEN CO OH 2.02,9.01 10/28/10 TITAN INTERNATIONAL INC IL 2.02,9.01 10/28/10 TOLLGRADE COMMUNICATIONS INC \PA\ PA 2.02,9.01 10/28/10 TOOTSIE ROLL INDUSTRIES INC VA 8.01 10/02/10 TOR MINERALS INTERNATIONAL INC DE 9.01 10/28/10 TORVEC INC NY 5.02 10/25/10 Total Nutraceutical Solutions, Inc. NV 5.02,9.01 10/22/10 TOWER FINANCIAL CORP IN 2.02,9.01 10/28/10 TRACTOR SUPPLY CO /DE/ DE 8.01,9.01 10/28/10 TRANSCAT INC OH 2.02,9.01 10/25/10 TRANSCEND SERVICES INC DE 2.02,9.01 10/28/10 TransMontaigne Partners L.P. DE 5.02,9.01 10/26/10 TRANSWITCH CORP /DE DE 2.02,9.01 10/28/10 TRAVELZOO INC DE 2.02,9.01 10/21/10 TreeHouse Foods, Inc. DE 2.01,9.01 10/28/10 TRIMAS CORP DE 8.01,9.01 10/28/10 TRIMAS CORP DE 2.02,9.01 10/28/10 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 10/25/10 TRINITY INDUSTRIES INC DE 2.02,7.01,9.01 10/27/10 Tyco Electronics Ltd. V8 2.02,7.01,9.01 10/28/10 TYLER TECHNOLOGIES INC DE 2.02 10/27/10 U.S. Auto Parts Network, Inc. DE 9.01 08/12/10 AMEND ULTRALIFE CORP DE 2.02,9.01 10/28/10 UNIFI INC NY 2.02,5.07,7.01,8.01,9.01 10/27/10 Unilife Corp DE 2.02,7.01,9.01 10/28/10 UNION FIRST MARKET BANKSHARES CORP VA 2.02,9.01 10/22/10 UNITED BANCORP INC /OH/ OH 2.02,9.01 10/27/10 UNITED COMMUNITY BANKS INC GA 2.02,9.01 10/28/10 United Financial Bancorp, Inc. 8.01,9.01 10/21/10 United Maritime Group, LLC FL 5.02 10/22/10 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 10/27/10 UNITED STATIONERS INC DE 2.02,9.01 10/28/10 UNITED THERAPEUTICS Corp DE 2.02,9.01 10/28/10 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 10/27/10 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 10/28/10 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 10/28/10 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 2.02,9.01 10/28/10 VERISIGN INC/CA DE 2.02,9.01 10/28/10 Village Bank & Trust Financial Corp. 2.02,9.01 10/28/10 VirtualScopics, Inc. DE 1.01 10/22/10 VIST FINANCIAL CORP PA 2.02,9.01 10/26/10 VISTA GOLD CORP 3.02,7.01,9.01 10/22/10 VISTAPRINT N.V. P7 2.02,5.02,9.01 10/28/10 Voice Assist, Inc. NV 4.01,9.01 10/25/10 Volcom Inc 2.02,7.01,8.01,9.01 10/28/10 VSE CORP DE 2.02,9.01 10/28/10 Vu1 CORP CA 7.01,9.01 10/21/10 WASTE MANAGEMENT INC DE 2.02,9.01 10/28/10 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 10/28/10 Wayside Technology Group, Inc. DE 2.02,9.01 10/28/10 WCA WASTE CORP DE 2.02,9.01 10/28/10 WELLS FARGO & CO/MN DE 8.01,9.01 10/27/10 WEST MARINE INC DE 2.02,9.01 10/28/10 WESTAMERICA BANCORPORATION CA 8.01 10/28/10 WESTAR ENERGY INC /KS KS 2.02,9.01 10/28/10 WESTAR ENERGY INC /KS KS 7.01,9.01 10/28/10 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,8.01,9.01 10/27/10 WILLIAMS COMPANIES INC DE 2.02,9.01 10/28/10 Williams Partners L.P. 2.02,9.01 10/28/10 WILLIS GROUP HOLDINGS PLC L2 2.02,9.01 10/27/10 WILSHIRE BANCORP INC CA 2.02,9.01 10/26/10 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 10/28/10 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 10/28/10 WSFS FINANCIAL CORP DE 2.02,9.01 10/28/10 XCEL ENERGY INC MN 2.02,9.01 10/28/10 XERIUM TECHNOLOGIES INC DE 7.01 10/28/10 XM SATELLITE RADIO INC DE 1.01,1.02,2.03,9.01 10/27/10 Xtreme Oil & Gas, Inc. NV 8.01 09/21/10 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 10/28/10 YESDTC HOLDINGS, INC. NV 1.01,2.03,9.01 09/08/10 ZIMMER HOLDINGS INC DE 2.02,9.01 10/28/10 ZIPREALTY INC 5.02,8.01 10/22/10