RECENT 8K FILINGS October 22, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 2.02,9.01 10/21/10 1ST SOURCE CORP IN 2.02,9.01 09/30/10 Abtech Holdings, Inc. NV 5.03 10/21/10 ACACIA RESEARCH CORP DE 2.02,9.01 10/21/10 Accenture plc L2 5.02,7.01,9.01 10/20/10 ACCENTURE SCA 5.02,7.01,9.01 10/20/10 ACCESS NATIONAL CORP VA 2.02,7.01,9.01 10/20/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 10/21/10 AISystems, Inc. 8.01,9.01 10/21/10 AJS BANCORP INC DE 8.01,9.01 10/19/10 Alamo Energy Corp. NV 1.01,7.01,9.01 10/15/10 Alarion Financial Services Inc 5.02 10/02/10 ALASKA AIR GROUP INC DE 2.02,7.01,9.01 10/21/10 ALBEMARLE CORP VA 2.02,9.01 10/21/10 ALEXION PHARMACEUTICALS INC DE 2.02,8.01,9.01 10/20/10 ALIGN TECHNOLOGY INC DE 2.02,9.01 10/21/10 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 10/21/10 AMAZON COM INC DE 2.02,9.01 10/21/10 AMBASSADORS GROUP INC DE 9.01 09/30/10 AMERICA SERVICE GROUP INC /DE DE 3.02 10/15/10 AMERICAN BIO MEDICA CORP NY 8.01 10/16/10 AMERICAN EXPRESS CO NY 2.02,7.01 10/21/10 American Lorain CORP NV 1.02,5.02 10/20/10 AMERICAN RIVER BANKSHARES CA 2.02,9.01 10/21/10 Ameris Bancorp GA 2.02,9.01 10/21/10 AMSURG CORP TN 2.02,7.01,8.01,9.01 10/21/10 AMYLIN PHARMACEUTICALS INC DE 2.02,8.01,9.01 10/19/10 Ancestry.com Inc. DE 3.02,7.01,9.01 10/21/10 Apple REIT Seven, Inc. VA 8.01 10/18/10 ARDENT MINES LTD 1.01,8.01,9.01 10/19/10 Asia Electrical Power International G NV 3.03,9.01 10/18/10 ASSOCIATED BANC-CORP WI 2.02,9.01 10/21/10 ASSOCIATED ESTATES REALTY CORP OH 1.01,2.03 10/18/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 10/20/10 AT&T INC. DE 2.02,9.01 10/21/10 AT&T INC. DE 8.01,9.01 10/21/10 ATHENAHEALTH INC DE 2.02,9.01 10/21/10 AVID TECHNOLOGY, INC. DE 2.02,9.01 10/21/10 AVISTAR COMMUNICATIONS CORP 2.02,9.01 10/21/10 Bacterin International Holdings, Inc. DE 5.02,7.01,9.01 10/15/10 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 10/21/10 Bank of Marin Bancorp CA 5.02,9.01 10/20/10 BANK OF SOUTH CAROLINA CORP SC 2.02,9.01 10/08/10 Banneker, Inc CA 5.03,9.01 11/13/07 BANNER CORP WA 2.02,9.01 08/18/10 BARD C R INC /NJ/ NJ 2.02,9.01 10/21/10 BAXTER INTERNATIONAL INC DE 2.02,9.01 10/21/10 BAXTER INTERNATIONAL INC DE 5.02,9.01 10/21/10 BB&T CORP NC 2.02,9.01 09/30/10 Behringer Harvard Opportunity REIT II MD 7.01,9.01 10/21/10 BERKSHIRE HILLS BANCORP INC 2.02,9.01 10/20/10 BIOCANCELL THERAPEUTICS INC. 7.01,9.01 10/21/10 BIOGEN IDEC INC. DE 1.01 10/19/10 BION ENVIRONMENTAL TECHNOLOGIES INC CO 7.01,9.01 10/21/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 10/21/10 Birmingham Bloomfield Bancshares MI 5.02 10/18/10 BJs RESTAURANTS INC CA 2.02,9.01 10/21/10 BLACKBAUD INC 5.02,9.01 10/18/10 BofI Holding, Inc. DE 7.01,9.01 10/21/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 10/21/10 BRIGGS & STRATTON CORP WI 2.02,9.01 10/21/10 Builders FirstSource, Inc. DE 2.02,9.01 10/21/10 Burger King Holdings Inc DE 1.01,2.03,3.01,3.03,5.01,5.02, 10/15/10 5.03,8.01,9.01 C&D TECHNOLOGIES INC DE 8.01,9.01 10/20/10 C&D TECHNOLOGIES INC DE 8.01,9.01 10/20/10 CA, INC. DE 2.02,9.01 10/21/10 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,5.07,7.01,9.01 10/19/10 CALIX, INC DE 2.02,8.01,9.01 10/21/10 Campus Crest Communities, Inc. MD 1.01,2.03,3.02,3.03,9.01 10/19/10 CARDINAL FINANCIAL CORP VA 2.02,8.01,9.01 10/20/10 CARTERS INC DE 1.01,1.02,2.03,9.01 10/15/10 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 10/21/10 CASS INFORMATION SYSTEMS INC MO 2.02,8.01,9.01 10/21/10 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 10/21/10 CATERPILLAR INC DE 2.02,9.01 10/21/10 CATERPILLAR INC DE 7.01 10/21/10 CB RICHARD ELLIS REALTY TRUST MD 1.01,8.01 10/08/10 CENTER BANCORP INC NJ 5.02 10/15/10 CEPHALON INC DE 8.01,9.01 10/21/10 CEPHEID CA 2.02,9.01 10/21/10 CH2M HILL COMPANIES LTD OR 5.02 10/15/10 CHEESECAKE FACTORY INC DE 2.02,9.01 10/21/10 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 10/20/10 China Green Energy Industries, Inc. NV 5.01 10/21/10 China INSOnline Corp. DE 3.01 08/25/10 China INSOnline Corp. DE 7.01,9.01 10/21/10 CHIPOTLE MEXICAN GRILL INC 2.02,9.01 10/21/10 CHUBB CORP NJ 2.02,9.01 10/21/10 CIENA CORP DE 1.01,9.01 10/18/10 CIRCUIT CITY STORES INC VA 8.01,9.01 10/15/10 CIRRUS LOGIC INC DE 2.02,9.01 10/21/10 CITIZENS & NORTHERN CORP PA 8.01,9.01 10/21/10 CITIZENS FIRST CORP KY 2.02,7.01,9.01 10/21/10 CITRIX SYSTEMS INC DE 2.02,9.01 10/21/10 CITY NATIONAL CORP DE 2.02,9.01 10/21/10 CLEAN DIESEL TECHNOLOGIES INC DE 1.01,2.01,3.02,3.03,5.01,5.02, 10/15/10 9.01 Clear Channel Outdoor Holdings, Inc. DE 5.02,9.01 10/21/10 CMoney, Inc. 4.01,4.02,9.01 08/30/10 AMEND CNB FINANCIAL CORP/PA PA 2.02,9.01 10/21/10 COBIZ FINANCIAL INC CO 2.02,8.01,9.01 10/21/10 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 10/21/10 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 10/21/10 Comstock Mining Inc. FL 1.01,1.02,2.01,2.03,3.02,3.03, 10/20/10 5.01,5.03,7.01 CONSOLIDATED TOMOKA LAND CO FL 2.02,9.01 10/20/10 Consolidation Services, Inc. DE 1.01,8.01,9.01 10/15/10 CONSTELLATION ENERGY GROUP INC MD 1.01,1.02,2.03,9.01 10/15/10 Cooper Industries plc 2.02,9.01 10/21/10 COSTAR GROUP INC 2.02,9.01 10/20/10 CULP INC NC 7.01,9.01 10/21/10 CYMER INC NV 2.02,9.01 10/21/10 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 10/21/10 DANAHER CORP /DE/ DE 2.02,9.01 10/20/10 DAVITA INC DE 1.01,1.02,2.03,7.01,8.01,9.01 10/20/10 Deerfield Capital Corp. MD 1.01,1.02,2.03,7.01,9.01 10/20/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 1.01,2.03,9.01 10/20/10 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 10/21/10 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 10/21/10 DineEquity, Inc DE 1.01,1.02,2.03,8.01,9.01 10/18/10 DISCOVERY LABORATORIES INC /DE/ DE 5.02,9.01 10/15/10 DJO Finance LLC DE 1.01,2.03,8.01,9.01 10/18/10 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 10/21/10 Doral Energy Corp. NV 4.02,9.01 10/21/10 DUN & BRADSTREET CORP/NW DE 5.02 10/18/10 E TRADE FINANCIAL CORP DE 2.02,9.01 10/21/10 AMEND EAGLE BANCORP INC MD 2.02,9.01 10/21/10 Echo Metrix, Inc. DE 1.01,3.02,9.01 10/19/10 Echo Metrix, Inc. DE 5.02 10/14/10 EDGAR ONLINE INC DE 1.01,9.01 10/20/10 ELECTRONICS FOR IMAGING INC DE 2.02,9.01 10/21/10 Embassy Bancorp, Inc. PA 8.01 10/15/10 EMULEX CORP /DE/ DE 2.02,9.01 10/21/10 ENCORIUM GROUP INC NV 5.02 10/15/10 Endeavor Power Corp NV 1.01,2.03,3.02,9.01 09/21/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/21/10 Ensco plc 8.01,9.01 10/20/10 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 10/21/10 EnteroMedics Inc 2.02,7.01,9.01 10/21/10 ENTERPRISE BANCORP INC /MA/ MA 2.02,9.01 10/21/10 ENTROPIC COMMUNICATIONS INC DE 5.02 10/16/10 ETELOS, INC. DE 5.02 10/15/10 EURO GROUP OF COMPANIES, INC. DE 5.02 10/19/10 EVOLVING SYSTEMS INC DE 5.02 10/21/10 FARMERS CAPITAL BANK CORP KY 2.02,9.01 10/20/10 Federal Home Loan Bank of Atlanta X1 2.03 10/21/10 Federal Home Loan Bank of Boston X1 2.03 10/18/10 Federal Home Loan Bank of Chicago X1 2.03 10/18/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/19/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/18/10 Federal Home Loan Bank of New York X1 2.03,9.01 10/18/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/18/10 Federal Home Loan Bank of San Francis X1 2.03 10/18/10 Federal Home Loan Bank of Seattle 2.03 10/18/10 Federal Home Loan Bank of Topeka 2.03,9.01 10/13/10 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 10/21/10 FINISH LINE INC /IN/ IN 8.01,9.01 10/21/10 First California Financial Group, Inc DE 2.02,9.01 10/21/10 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 10/20/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 10/21/10 FIRST HORIZON NATIONAL CORP TN 5.02,5.03,9.01 10/19/10 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 10/21/10 First Sentry Bancshares, Inc. WV 5.02 10/19/10 FIRSTFED FINANCIAL CORP DE 5.02,8.01,9.01 10/15/10 FLIR SYSTEMS INC OR 2.02,9.01 10/21/10 FNB CORP/FL/ FL 8.01 10/21/10 FONAR CORP DE 3.01 06/30/10 Forex International Trading Corp. NV 5.03 10/18/10 FORTINET INC 2.02,9.01 10/21/10 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,8.01,9.01 10/21/10 Freescale Semiconductor Holdings I, L D0 2.02,9.01 10/21/10 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01 10/18/10 GATX CORP NY 2.02,7.01,9.01 10/21/10 GENERAL AUTOMOTIVE CO 4.01,9.01 10/20/10 General Motors Financial Company, Inc TX 8.01,9.01 10/21/10 GENTEX CORP MI 2.02,9.01 10/21/10 GERMAN AMERICAN BANCORP, INC. IN 8.01,9.01 10/20/10 GHN Agrispan Holding Co NV 8.01,9.01 08/25/10 GLOBAL ENTERTAINMENT CORP NV 2.02,9.01 10/15/10 Global Geophysical Services Inc DE 5.02,8.01,9.01 10/15/10 GOODRICH CORP NY 2.02,9.01 10/21/10 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 10/21/10 GREEN BANKSHARES, INC. TN 2.02,9.01 10/20/10 Green Energy Live Inc NV 4.02,9.01 08/23/10 AMEND Green Plains Renewable Energy, Inc. 2.02,9.01 10/21/10 GREENHILL & CO INC DE 2.02,9.01 10/20/10 GRYPHON GOLD CORP NV 7.01,9.01 10/21/10 HANCOCK HOLDING CO MS 2.02,7.01,9.01 10/19/10 HAWAIIAN HOLDINGS INC DE 5.02 10/15/10 HEALTHWAYS, INC DE 2.02,9.01 10/21/10 HEALTHY FAST FOOD INC NV 8.01 10/21/10 HEARTLAND EXPRESS INC NV 2.02,9.01 10/21/10 HERCULES OFFSHORE, INC. DE 7.01,8.01,9.01 10/21/10 Heritage-Crystal Clean, Inc. DE 2.02,9.01 10/20/10 HERLEY INDUSTRIES INC /NEW DE 7.01,9.01 10/21/10 HERSHEY CO DE 2.02,9.01 10/21/10 HERTZ CORP DE 2.02,7.01,9.01 10/20/10 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 10/20/10 HITTITE MICROWAVE CORP 2.02,9.01 10/21/10 HNI CORP IA 2.02,9.01 10/20/10 HOME BANCSHARES INC 2.02,7.01,9.01 10/21/10 HUBBELL INC CT 2.02,9.01 10/21/10 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/21/10 ICON Equipment & Corporate Infrastruc DE 7.01,9.01 10/21/10 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 10/21/10 ICON INCOME FUND NINE LLC 7.01,9.01 10/21/10 ICON INCOME FUND TEN LLC DE 7.01,9.01 10/21/10 ICON LEASING FUND ELEVEN, LLC DE 7.01,9.01 10/21/10 ICON LEASING FUND TWELVE, LLC DE 7.01,9.01 10/21/10 ICOP DIGITAL, INC CO 3.01 10/13/10 AMEND IDEX CORP /DE/ DE 7.01,9.01 10/18/10 IMAGING3 INC CA 3.02,9.01 10/15/10 INDEPENDENT BANK CORP MA 2.02,7.01,9.01 10/21/10 InfoLogix Inc 3.01,9.01 10/19/10 INFORMATICA CORP DE 2.02,9.01 10/21/10 Inland American Real Estate Trust, In MD 1.01 10/21/10 INOLIFE TECHNOLOGIES, INC. 3.02,9.01 10/20/10 INSTEEL INDUSTRIES INC NC 2.02,9.01 10/21/10 INTEGRATED ELECTRICAL SERVICES INC DE 5.02 10/15/10 Interactive Brokers Group, Inc. DE 2.02,9.01 10/21/10 IRON MINING GROUP, INC. 5.03,9.01 10/15/10 IRVINE SENSORS CORP/DE/ DE 3.02 10/18/10 Isilon Systems, Inc. DE 2.02,9.01 10/21/10 ITERIS, INC. DE 2.02,9.01 10/21/10 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 10/21/10 IXIA CA 2.02,9.01 10/21/10 J P MORGAN CHASE & CO DE 8.01,9.01 10/21/10 JABIL CIRCUIT INC DE 4.01,9.01 07/28/10 AMEND JANUS CAPITAL GROUP INC DE 2.02,5.02,9.01 10/19/10 JETBLUE AIRWAYS CORP DE 2.02,9.01 10/21/10 JETBLUE AIRWAYS CORP DE 7.01,9.01 10/21/10 Kearny Financial Corp. X1 8.01,9.01 10/21/10 KEATING CAPITAL INC 8.01,9.01 10/15/10 KELLOGG CO DE 2.02,9.01 10/21/10 KENSEY NASH CORP DE 2.02,9.01 10/21/10 KENSEY NASH CORP DE 5.02,9.01 10/15/10 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02 10/21/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 10/21/10 LACROSSE FOOTWEAR INC WI 2.02,9.01 10/21/10 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 10/02/10 LATTICE SEMICONDUCTOR CORP DE 8.01,9.01 10/21/10 LEGGETT & PLATT INC MO 2.02,7.01,9.01 10/21/10 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 10/15/10 LIFE TIME FITNESS INC MN 2.02,9.01 10/21/10 LIGHTING SCIENCE GROUP CORP DE 5.02,7.01,9.01 10/12/10 LILLY ELI & CO IN 2.02,5.03,9.01 10/18/10 LINDSAY CORP DE 2.02,9.01 10/20/10 Live Current Media Inc. NV 5.02 10/14/10 LMI AEROSPACE INC MO 1.01,5.02,7.01,9.01 10/18/10 LODGENET INTERACTIVE CORP DE 2.02,9.01 10/20/10 LSI INDUSTRIES INC OH 2.02,9.01 10/21/10 LUFKIN INDUSTRIES INC TX 2.02,9.01 10/20/10 MANHATTAN SCIENTIFICS INC DE 8.01 10/15/10 Manitex International, Inc. MI 3.01 10/20/10 MASTEC INC FL 1.02,8.01 10/20/10 MCDONALDS CORP DE 2.02,9.01 10/21/10 MDU RESOURCES GROUP INC DE 8.01 10/20/10 MERCHANTS BANCSHARES INC DE 2.02,9.01 10/18/10 MESA LABORATORIES INC /CO CO 8.01 10/18/10 MESA ROYALTY TRUST/TX TX 2.02,9.01 10/21/10 MGP INGREDIENTS INC KS 7.01,9.01 10/21/10 MGP INGREDIENTS INC KS 5.07,7.01,9.01 10/21/10 MICREL INC CA 2.02,9.01 10/21/10 MICROFINANCIAL INC MA 2.02,9.01 10/20/10 MID PENN BANCORP INC PA 2.02,8.01,9.01 10/21/10 MidWestOne Financial Group, Inc. IA 2.02,8.01,9.01 10/21/10 MOHEGAN TRIBAL GAMING AUTHORITY 5.02 10/17/10 MONARCH CASINO & RESORT INC NV 2.02,9.01 10/20/10 Morningstar, Inc. IL 8.01,9.01 10/21/10 MS STRUCTURED SATURNS SERIES 2002-7 DE 8.01,9.01 09/01/10 AMEND MS Structured Step Up Callable Trust 9.01 10/21/10 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 10/21/10 MSC INDUSTRIAL DIRECT CO INC NY 5.02 10/19/10 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 10/21/10 MSC INDUSTRIAL DIRECT CO INC NY 5.02,9.01 10/19/10 MULTISYS LANGUAGE SOLUTIONS INC NV 1.01,5.01,9.01 06/21/10 NaturalNano , Inc. NV 1.01,2.03,9.01 10/20/10 NCR CORP MD 2.02,7.01,9.01 10/21/10 NETSCOUT SYSTEMS INC DE 2.02,9.01 10/21/10 Neuralstem, Inc. DE 7.01,9.01 10/18/10 NEW ENERGY SYSTEMS GROUP NV 5.03,9.01 10/20/10 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 10/18/10 AMEND NEWBRIDGE BANCORP NC 2.02,9.01 10/21/10 NewPage Holding CORP DE 1.01,9.01 10/15/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 5.02,9.01 10/20/10 NORTHERN TRUST CORP DE 2.02,9.01 10/21/10 NORWOOD FINANCIAL CORP PA 2.02,9.01 10/21/10 NORWOOD FINANCIAL CORP PA 2.02,9.01 10/21/10 NUCOR CORP DE 2.02,9.01 10/21/10 NVR INC VA 2.02,9.01 10/21/10 OFFICE DEPOT INC DE 8.01 10/21/10 OLD SECOND BANCORP INC DE 8.01 10/21/10 OMEGA PROTEIN CORP NV 7.01,9.01 10/20/10 ONVIA INC DE 5.02,9.01 10/15/10 OPENWAVE SYSTEMS INC DE 5.02 10/16/10 OPTICAL CABLE CORP VA 1.01,3.03,9.01 10/19/10 OPTICAL CABLE CORP VA 5.03,9.01 10/15/10 OptimumBank Holdings, Inc. FL 8.01,9.01 10/18/10 ORBITAL SCIENCES CORP /DE/ DE 2.02,9.01 10/20/10 ORTHOVITA INC 2.02,9.01 10/21/10 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 10/20/10 PACIFICHEALTH LABORATORIES INC DE 8.01,9.01 10/20/10 PACTIV CORP DE 8.01,9.01 10/20/10 PACWEST BANCORP DE 2.02,9.01 10/20/10 PARKS AMERICA, INC NV 5.07,9.01 10/21/10 Patriot Coal CORP DE 2.02,9.01 10/21/10 PATRIOT NATIONAL BANCORP INC CT 1.01,3.02,3.03,5.01,5.02,5.03, 10/15/10 9.01 Philip Morris International Inc. VA 2.02,9.01 10/21/10 PHOENIX TECHNOLOGIES LTD DE 8.01 10/20/10 PIXELWORKS, INC OR 2.02,9.01 10/21/10 PMC SIERRA INC DE 2.02,9.01 10/21/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/21/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/21/10 POLYCOM INC DE 2.02,9.01 10/21/10 POOL CORP DE 2.02,7.01,9.01 10/21/10 Power of The Dream Ventures Inc DE 1.01,9.01 10/20/10 PPG INDUSTRIES INC PA 2.02,9.01 10/21/10 PPL Corp 1.01,1.02,2.03,9.01 10/19/10 PPL ENERGY SUPPLY LLC PA 1.01,1.02,2.03,9.01 10/19/10 PRECISION CASTPARTS CORP OR 2.02,9.01 10/21/10 PREMIERE GLOBAL SERVICES, INC. GA 2.02,9.01 10/21/10 PREMIERE GLOBAL SERVICES, INC. GA 1.01,2.01,5.03,9.01 10/20/10 PREMIERWEST BANCORP OR 2.02,9.01 10/21/10 PURESPECTRUM, INC. 1.01,9.01 10/07/10 QKL Stores Inc. DE 5.02,9.01 10/18/10 QLOGIC CORP DE 2.02,9.01 10/21/10 QLOGIC CORP DE 5.02,7.01,9.01 10/20/10 QUANTUM SOLAR POWER CORP. 3.02 10/21/10 RAMBUS INC DE 2.02,9.01 10/21/10 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 10/21/10 RANCHER ENERGY CORP. NV 1.03,9.01 10/15/10 RCLC, INC. NJ 1.01,2.01,9.01 10/21/10 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 10/21/10 RESOURCE EXCHANGE OF AMERICA CORP. FL 1.01,2.03,3.02,9.01 10/14/10 RESOURCE EXCHANGE OF AMERICA CORP. FL 1.01,2.03,3.02,9.01 10/21/10 REYNOLDS AMERICAN INC 2.02,9.01 10/21/10 RF MONOLITHICS INC /DE/ DE 5.02,7.01,9.01 10/21/10 Riverbed Technology, Inc. DE 2.02,8.01,9.01 10/21/10 Riverview Financial Corp PA 2.02,9.01 10/20/10 ROCKY BRANDS, INC. OH 2.03,9.01 10/20/10 ROCKY BRANDS, INC. OH 2.02,9.01 10/21/10 RSC Holdings Inc. DE 2.02,9.01 10/21/10 RYDER SYSTEM INC FL 2.02,9.01 10/21/10 SANDISK CORP DE 2.02,9.01 10/21/10 SANDRIDGE ENERGY INC DE 5.04,9.01 10/15/10 SANDY SPRING BANCORP INC MD 2.02,9.01 10/21/10 SCIENTIFIC LEARNING CORP DE 2.02 10/21/10 SEACHANGE INTERNATIONAL INC DE 5.02,7.01,9.01 10/19/10 SEN YU INTERNATIONAL HOLDINGS, INC. DE 7.01,9.01 10/21/10 ShoreTel Inc CA 2.01,9.01 10/19/10 SIERRA BANCORP CA 8.01,9.01 10/20/10 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 10/21/10 SIMMONS FIRST NATIONAL CORP AR 2.02,9.01 09/30/10 SIMMONS FIRST NATIONAL CORP AR 1.01,2.01,7.01,9.01 10/15/10 AMEND SINOCOKING COAL & COKE CHEMICAL INDUS FL 8.01,9.01 10/20/10 SOLTA MEDICAL INC DE 1.01,8.01,9.01 10/15/10 SOMERSET HILLS BANCORP NJ 2.02,9.01 10/21/10 SONOCO PRODUCTS CO SC 2.02,9.01 10/21/10 SONOCO PRODUCTS CO SC 1.01 10/18/10 SONOSITE INC 2.02,9.01 10/21/10 SOUTHWEST AIRLINES CO TX 2.02,9.01 09/30/10 SPARE BACKUP, INC. DE 5.02 10/20/10 SPORT CHALET INC DE 1.01,2.03,7.01,9.01 10/18/10 STANDARD PARKING CORP DE 8.01 10/21/10 Star Gold Corp. NV 5.02 10/20/10 StellarOne CORP VA 2.02,9.01 10/21/10 STERLING GROUP VENTURES INC NV 1.01,9.01 10/18/10 Strategic Storage Trust, Inc. MD 8.01 10/15/10 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 10/21/10 SUN RIVER ENERGY, INC CO 1.01,9.01 10/19/10 SUN RIVER ENERGY, INC CO 5.02,9.01 10/15/10 SUNTRUST BANKS INC GA 2.02,7.01,9.01 10/21/10 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 10/21/10 SUPREME INDUSTRIES INC DE 1.01,2.03,9.01 10/18/10 Susser Holdings CORP DE 2.02,9.01 10/20/10 SVB FINANCIAL GROUP 2.02,9.01 10/21/10 SYMBOLLON CORP DE 3.02,5.02 10/15/10 SYMS CORP NJ 5.02,9.01 10/20/10 SYNAPTICS INC DE 2.02,9.01 10/21/10 TAYLOR CAPITAL GROUP INC DE 7.01,9.01 10/21/10 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 10/21/10 TCF FINANCIAL CORP DE 2.02,9.01 10/21/10 TECO ENERGY INC FL 1.01,8.01 10/15/10 TEJON RANCH CO DE 8.01 10/21/10 TENGION INC 5.02 10/19/10 TEREX CORP DE 2.02,9.01 10/21/10 TERRESTAR CORP DE 1.01,3.01 10/15/10 TESCO CORP 1.01,9.01 10/18/10 TEXAS CAPITAL BANCSHARES INC/TX 2.02,9.01 10/20/10 THERAVANCE INC DE 2.02,9.01 10/21/10 THERAVANCE INC DE 7.01,9.01 10/21/10 THOMAS & BETTS CORP TN 2.02,9.01 10/21/10 Timberline Resources Corp DE 7.01,9.01 10/21/10 Tix CORP DE 8.01,9.01 10/20/10 TNFG Corp IL 2.01,8.01,9.01 10/20/10 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01 10/13/10 TRADESTATION GROUP INC FL 2.02,9.01 10/21/10 TRANSDEL PHARMACEUTICALS INC DE 5.02,9.01 10/18/10 TRAVELERS COMPANIES, INC. MN 2.02,9.01 10/21/10 TRI CITY BANKSHARES CORP WI 2.02,9.01 10/20/10 TRI COUNTY FINANCIAL CORP /MD/ 2.02,9.01 10/19/10 Tri-Mark MFG, Inc. CA 1.01,5.02,9.01 10/15/10 TRICO MARINE SERVICES INC DE 1.01,8.01,9.01 10/12/10 TSIC, Inc. DE 7.01,9.01 10/18/10 TUCOWS INC /PA/ PA 1.01,9.01 10/19/10 TUTOR PERINI Corp MA 1.01,2.03,7.01 10/21/10 UAN CULTURAL & CREATIVE CO., LTD. DE 3.02 10/19/10 UMPQUA HOLDINGS CORP OR 2.02,9.01 10/21/10 UNIGENE LABORATORIES INC DE 8.01,9.01 10/21/10 UNION BANKSHARES INC VT 2.02,8.01,9.01 10/20/10 UNION PACIFIC CORP UT 2.02,9.01 10/21/10 United Continental Holdings, Inc. DE 2.02,7.01,9.01 10/21/10 UNITED PARCEL SERVICE INC DE 2.02,9.01 10/21/10 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 10/21/10 US NATURAL GAS CORP FL 1.01,3.02 10/15/10 UTAH MEDICAL PRODUCTS INC UT 2.02 10/21/10 UTSTARCOM INC DE 1.01,3.02,9.01 10/16/10 V F CORP PA 2.02,7.01,9.01 10/21/10 VALLEY NATIONAL BANCORP NJ 2.02,9.01 10/21/10 VCA ANTECH INC DE 2.02,9.01 10/21/10 VICOR CORP DE 2.02,9.01 10/21/10 VISANT CORP 5.02 10/20/10 VISANT HOLDING CORP 5.02 10/20/10 Vitacost.com, Inc. DE 5.02,9.01 10/19/10 AMEND VIVUS INC CA 1.02,2.04 10/15/10 W R GRACE & CO DE 2.02,9.01 10/21/10 WEIGHT WATCHERS INTERNATIONAL INC VA 8.01,9.01 10/21/10 WELLS REAL ESTATE FUND IX LP GA 2.01,9.01 10/15/10 WELLS REAL ESTATE FUND X L P GA 2.01,9.01 10/15/10 WELLS REAL ESTATE FUND XI L P GA 2.01,9.01 10/15/10 Wentworth Energy, Inc. OK 8.01,9.01 10/20/10 AMEND WESCO INTERNATIONAL INC DE 2.02,7.01,9.01 10/21/10 WEST CORP DE 2.02,9.01 10/20/10 WESTERN ALLIANCE BANCORPORATION 2.02,9.01 10/21/10 WESTERN PLAINS ENERGY LLC KS 8.01 10/19/10 WESTWOOD HOLDINGS GROUP INC DE 2.02,7.01,9.01 10/21/10 WHX CORP DE 1.01,1.02,2.03,3.02 10/15/10 Wilhelmina International, Inc. DE 1.01,3.03,8.01,9.01 10/18/10 Willow Creek Enterprises Inc. 1.01,2.03,7.01,9.01 10/14/10 WILMINGTON TRUST CORP DE 5.02 10/21/10 WindTamer Corp NY 8.01,9.01 10/19/10 WVS FINANCIAL CORP PA 2.02,9.01 10/21/10 XEROX CORP NY 2.02,9.01 10/21/10 XFONE INC. NV 8.01,9.01 10/21/10 YOUNG INNOVATIONS INC MO 2.02,9.01 10/20/10 ZIONS BANCORPORATION /UT/ UT 8.01 10/20/10