RECENT 8K FILINGS October 13, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 5.02 10/06/10 3D SYSTEMS CORP DE 1.01,2.01,7.01,9.01 10/12/10 99 CENTS ONLY STORES CA 2.02,9.01 10/07/10 ABERCROMBIE & FITCH CO /DE/ DE 3.01 10/12/10 ABRAXAS PETROLEUM CORP NV 7.01,9.01 10/12/10 ACTIVIDENTITY CORP DE 1.01,3.03,9.01 10/11/10 ACTUATE CORP DE 9.01 02/02/10 AMEND Adamis Pharmaceuticals Corp DE 1.01 10/08/10 ALCOA INC PA 2.02,9.01 10/07/10 Alexza Pharmaceuticals Inc. DE 8.01,9.01 10/11/10 ALICO INC FL 5.02,9.01 10/12/10 ALL AMERICAN GROUP INC IN 5.03,9.01 10/05/10 ALLOS THERAPEUTICS INC DE 8.01,9.01 10/11/10 AMBAC FINANCIAL GROUP INC DE 8.01,9.01 10/08/10 AMERICA SERVICE GROUP INC /DE DE 5.02,9.01 10/05/10 AMERICAN AIRLINES INC DE 7.01 10/12/10 AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 10/07/10 AMERICAN LIFE HOLDING CO INC 5.02,8.01 10/07/10 American Lithium Minerals, Inc. 5.02 10/12/10 American Paramount Gold Corp. NV 5.02 07/19/10 AMERICAN PETRO-HUNTER INC NV 7.01,9.01 10/11/10 AMPAL-AMERICAN ISRAEL CORP NY 1.01,5.02,9.01 10/12/10 AMR CORP DE 7.01 10/12/10 Anchor Funding Services, Inc. DE 1.01,2.02,5.02,7.01,8.01,9.01 10/06/10 ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 10/11/10 APACHE CORP DE 2.01,7.01,9.01 10/08/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 10/12/10 API Technologies Corp. DE 9.01 09/13/10 AMEND APOGEE ENTERPRISES INC MN 5.02,9.01 10/06/10 Approach Resources Inc DE 7.01,9.01 10/12/10 ARIBA INC DE 8.01 10/11/10 ARQULE INC DE 8.01,9.01 10/11/10 Artio Global Investors Inc. DE 7.01,9.01 10/12/10 ARTS WAY MANUFACTURING CO INC DE 2.02,9.01 10/11/10 ARVANA INC NV 5.03,9.01 10/11/10 ARYx Therapeutics, Inc. DE 3.01,9.01 10/05/10 Asian Trends Media Holdings, Inc NV 5.02 10/11/10 AspenBio Pharma, Inc. CO 5.02 10/07/10 ATHENA SILVER CORP CA 7.01,9.01 10/12/10 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 10/11/10 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 10/12/10 AVIS BUDGET GROUP, INC. DE 1.01,8.01,9.01 10/08/10 AXION INTERNATIONAL HOLDINGS, INC. CO 5.02 10/05/10 Baltic Trading Ltd 1T 2.01,9.01 10/12/10 BAXTER INTERNATIONAL INC DE 5.02,8.01 10/07/10 BEARD CO /OK OK 5.02 10/05/10 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 10/12/10 Beijing Century Health Medical, Inc. DE 4.01,9.01 10/06/10 AMEND BERKSHIRE HILLS BANCORP INC 1.01,9.01 10/12/10 BIOCANCELL THERAPEUTICS INC. 8.01 10/11/10 BIOCLINICA INC DE 5.02,9.01 10/06/10 BIOMET INC IN 2.02,9.01 10/12/10 BIOTIME INC CA 1.01,9.01 10/07/10 BIOTIME INC CA 3.03 10/05/10 BLACKHAWK CAPITAL GROUP BDC INC DE 7.01 10/12/10 BLOCKBUSTER INC DE 7.01,9.01 10/12/10 Book Merge Technology, Inc. NV 1.01,4.01,5.02 10/07/10 BRAINSTORM CELL THERAPEUTICS INC 7.01,9.01 10/11/10 BRIGHAM EXPLORATION CO DE 1.02 10/08/10 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 10/12/10 Bronco Drilling Company, Inc. DE 7.01,9.01 10/12/10 BULLION MONARCH MINING, INC. 5.07,7.01,9.01 10/04/10 AMEND Bullion Monarch Mining, Inc. (NEW) UT 5.07,7.01,9.01 10/04/10 AMEND CABOT OIL & GAS CORP DE 7.01,8.01,9.01 10/05/10 CACI INTERNATIONAL INC /DE/ DE 5.02 10/12/10 CALIFORNIA GOLD CORP. 1.01,9.01 10/07/10 CAMAC Energy Inc. DE 1.01,2.03,3.02,7.01,9.01 10/12/10 CAPITAL GROWTH SYSTEMS INC /FL/ FL 8.01 10/08/10 CareFusion Corp DE 8.01 10/12/10 CB RICHARD ELLIS GROUP INC DE 1.01,2.03,9.01 10/08/10 CC Media Holdings Inc 5.02,9.01 10/05/10 CEPHALON INC DE 1.01 10/07/10 Chatham Lodging Trust MD 2.01,9.01 10/05/10 CHDT CORP FL 7.01,9.01 10/07/10 CHESAPEAKE ENERGY CORP OK 7.01,9.01 10/10/10 CHEVRON CORP DE 2.02 10/12/10 China Executive Education Corp 5.02,7.01,9.01 10/07/10 China Media Group CORP TX 8.01 10/08/10 CHINA VALVES TECHNOLOGY, INC NV 5.02,9.01 10/12/10 China XD Plastics Co Ltd NV 8.01,9.01 10/11/10 China YCT International Group, Inc. FL 5.02 10/12/10 CIENA CORP DE 7.01,9.01 10/12/10 CIRCOR INTERNATIONAL INC DE 8.01,9.01 10/08/10 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01 10/12/10 CLEAR CHANNEL COMMUNICATIONS INC TX 5.02,9.01 10/05/10 Clearwater Paper Corp DE 2.02,7.01,9.01 10/12/10 COCA-COLA ENTERPRISES, INC. DE 5.02 10/11/10 COLUMBIA LABORATORIES INC DE 8.01,9.01 10/12/10 COMM BANCORP INC PA 1.01,9.01 10/12/10 Commonwealth Income & Growth Fund VII PA 8.01,9.01 10/12/10 COMMUNITY SHORES BANK CORP MI 5.02 10/05/10 COMSTOCK RESOURCES INC NV 8.01,9.01 10/11/10 COMVERSE TECHNOLOGY INC/NY/ NY 5.02 10/10/10 Conforce International, Inc. DE 3.02 10/12/10 CONSOLIDATED CAPITAL PROPERTIES III CA 1.01,9.01 10/05/10 CONSTAR INTERNATIONAL INC DE 2.05,5.02,9.01 10/06/10 CONSTITUTION MINING CORP DE 5.02 10/11/10 CONTINENTAL RESOURCES INC OK 7.01,9.01 10/11/10 CORE LABORATORIES N V P7 7.01,9.01 10/12/10 CORGENIX MEDICAL CORP/CO NV 1.01,3.02,8.01,9.01 10/08/10 CORINTHIAN COLLEGES INC 5.02,9.01 10/12/10 Coyote Resources, Inc. NV 1.01,3.02,5.01,5.02,5.03,5.06, 08/12/10 AMEND 9.01 CSX CORP VA 2.02,9.01 09/24/10 DARA BioSciences, Inc. DE 5.02 10/06/10 DAYSTAR TECHNOLOGIES INC DE 8.01 10/05/10 DELTEK, INC DE 8.01,9.01 10/12/10 DENBURY RESOURCES INC DE 5.02,9.01 10/06/10 DESTINY MEDIA TECHNOLOGIES INC CO 7.01,9.01 10/08/10 DIAGNOSTIC IMAGING INTERNATIONAL CORP NV 8.01,9.01 10/12/10 DIGITAL ANGEL CORP DE 7.01,9.01 10/12/10 DineEquity, Inc DE 1.01,8.01,9.01 10/08/10 DOLLAR TREE INC VA 1.01,7.01,9.01 10/08/10 EASTMAN KODAK CO NJ 5.02,9.01 10/07/10 EDIETS COM INC DE 2.02,9.01 10/12/10 EMCORE CORP NJ 5.02,9.01 10/08/10 Empire Sports & Entertainment Holding 2.01,9.01 10/08/10 Enable Holdings, Inc. DE 1.01 10/08/10 ENDEAVOUR INTERNATIONAL CORP NV 5.02 10/09/10 ENTERGY GULF STATES LOUISIANA, LLC LA 2.03,9.01 10/05/10 Entergy Louisiana, LLC TX 2.03,9.01 10/05/10 ENTEST BIOMEDICAL, INC. NV 3.02 10/07/10 EPICEPT CORP 3.01,9.01 10/06/10 EVEREST RE GROUP LTD D0 5.02,9.01 10/12/10 EXELIXIS INC DE 1.01 10/08/10 Exobox Technologies Corp. NV 5.02,9.01 10/05/10 EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/30/10 EZCORP INC DE 5.02,9.01 10/08/10 FASTENAL CO MN 2.02,9.01 10/12/10 Federal Home Loan Bank of Atlanta X1 2.03 10/12/10 Federal Home Loan Bank of Chicago X1 5.02 10/07/10 Federal Home Loan Bank of Dallas 2.03,9.01 10/05/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/06/10 Federal Home Loan Bank of New York X1 2.03,9.01 10/07/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/06/10 Federal Home Loan Bank of San Francis X1 2.03 10/06/10 Federal Home Loan Bank of Seattle 2.03 10/06/10 Federal Home Loan Bank of Topeka 2.03,9.01 10/07/10 Fifth Street Finance Corp DE 8.01,9.01 10/11/10 FLOTEK INDUSTRIES INC/CN/ DE 2.02,7.01,9.01 10/11/10 FORMFACTOR INC DE 2.05 09/08/10 AMEND FOX STRATEGIC HOUSING INCOME PARTNERS CA 1.01,9.01 10/08/10 FRIEDMAN INDUSTRIES INC TX 5.02 10/05/10 FX ENERGY INC NV 8.01,9.01 10/12/10 Galaxy Gaming, Inc. 8.01,9.01 10/08/10 Gaming Partners International CORP NV 7.01,9.01 10/12/10 GASCO ENERGY INC NV 7.01,9.01 10/12/10 GC China Turbine Corp. NV 2.02,7.01,9.01 10/12/10 General Moly, Inc DE 8.01,9.01 10/08/10 GENEREX BIOTECHNOLOGY CORP DE 1.01,9.01 10/08/10 GENEREX BIOTECHNOLOGY CORP DE 8.01,9.01 10/11/10 GENTA INC DE/ DE 8.01,9.01 10/11/10 GeoEye, Inc. DE 1.01,2.03,9.01 10/01/10 GERON CORP DE 8.01,9.01 10/11/10 GLOBAL EARTH ENERGY, INC. NH 1.01,1.02,2.03,3.02,9.01 10/12/10 Global Investor Services, Inc. UT 1.01,2.03,3.02,9.01 09/30/10 GLOBAL PAYMENTS INC GA 2.02,9.01 10/11/10 Global Technologies Group, Inc. FL 1.01 10/09/10 Golden Minerals Co 1.01,3.02,9.01 10/07/10 Good Harbor Partners Acquisition Corp DE 4.01,5.02,5.06,9.01 10/11/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/08/10 Grubb & Ellis Healthcare REIT II, Inc MD 9.01 07/27/10 AMEND GULFSTREAM INTERNATIONAL GROUP INC DE 4.01,9.01 04/14/09 GYMBOREE CORP DE 8.01,9.01 10/11/10 GYMBOREE CORP DE 1.01,9.01 10/11/10 HAMPSHIRE GROUP LTD DE 5.02,9.01 10/08/10 Harbin Electric, Inc 8.01,9.01 10/11/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 10/06/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 10/12/10 HEALTHSOUTH CORP DE 1.01,8.01,9.01 10/11/10 HELMERICH & PAYNE INC DE 7.01,9.01 10/12/10 Hoku Corp DE 1.01,2.03,9.01 10/08/10 HOUSTON AMERICAN ENERGY CORP DE 7.01,9.01 10/12/10 Hudson Pacific Properties, Inc. MD 8.01,9.01 10/08/10 ICAGEN INC DE 8.01,9.01 10/07/10 ICF International, Inc. DE 7.01,9.01 10/12/10 ICX TECHNOLOGIES INC 5.03,9.01 10/05/10 IDACORP INC ID 8.01 10/12/10 Industrial Income Trust Inc. MD 7.01,9.01 10/12/10 INFINITY PHARMACEUTICALS, INC. DE 8.01,9.01 10/10/10 InfoLogix Inc 2.03 10/01/10 INFOSPACE INC DE 7.01,9.01 10/12/10 INFOSPACE INC DE 7.01 10/12/10 AMEND INKSURE TECHNOLOGIES INC. DE 5.02,9.01 10/12/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 10/12/10 Innophos Holdings, Inc. 8.01,9.01 10/12/10 INTEGRA LIFESCIENCES HOLDINGS CORP DE 5.02,7.01,9.01 10/12/10 INTEGRATED FREIGHT Corp FL 1.01,9.01 10/04/10 INTEGRATED FREIGHT Corp FL 1.01,9.01 10/04/10 INTEL CORP DE 2.02 10/12/10 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 09/30/10 InterMetro Communications, Inc. 1.01,2.03,3.02,9.01 10/05/10 INTERMUNE INC DE 1.01,1.02,2.01,9.01 10/06/10 Intrepid Potash, Inc. DE 7.01,9.01 10/12/10 Invesco Ltd. D0 7.01,9.01 10/11/10 INX Inc DE 5.03,9.01 10/05/10 IRIS INTERNATIONAL INC DE 9.01 07/28/10 AMEND ISECURETRAC CORP DE 1.01,2.03 10/08/10 JAZZ PHARMACEUTICALS INC DE 8.01,9.01 10/11/10 Jingwei International LTD NV 1.01,7.01,9.01 10/08/10 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 10/12/10 Kandi Technologies Corp DE 1.01,7.01,9.01 10/05/10 KEMET CORP DE 8.01,9.01 10/12/10 KING PHARMACEUTICALS INC TN 1.01,8.01,9.01 10/11/10 KLA TENCOR CORP DE 8.01 10/09/10 KMG CHEMICALS INC TX 2.02,9.01 10/12/10 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 10/07/10 Kurrant Mobile Catering, Inc. CO 1.01,2.01,3.02,5.01,5.02,9.01 05/20/10 L & L ENERGY, INC. NV 5.02 10/12/10 LAKELAND FINANCIAL CORP IN 5.02,9.01 10/12/10 LANCE INC NC 1.01 10/07/10 LAS VEGAS GAMING INC NV 5.02 10/05/10 LaSalle Hotel Properties MD 7.01 10/12/10 LATTICE SEMICONDUCTOR CORP DE 5.02,9.01 10/12/10 LECG CORP DE 4.01,9.01 10/05/10 LEVI STRAUSS & CO DE 2.02,9.01 10/12/10 Lightyear Network Solutions, Inc. NV 5.02 10/12/10 Lincolnway Energy, LLC IA 7.01,9.01 10/12/10 Madison Bancorp Inc MD 8.01,9.01 10/06/10 MANTECH INTERNATIONAL CORP DE 8.01,9.01 10/08/10 MARINE PRODUCTS CORP DE 8.01,9.01 10/12/10 MARTIN MARIETTA MATERIALS INC NC 8.01 10/05/10 MASSEY ENERGY CO DE 8.01 10/06/10 MEDIFAST INC DE 8.01 10/08/10 MEDQUIST INC NJ 8.01,9.01 10/08/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/10 MESA LABORATORIES INC /CO CO 5.02,9.01 10/11/10 MET PRO CORP PA 8.01,9.01 10/12/10 META FINANCIAL GROUP INC DE 8.01 10/06/10 MEZABAY INTERNATIONAL INC. NV 2.01,3.02,5.01,5.02,9.01 12/31/09 AMEND MFA FINANCIAL, INC. MD 8.01,9.01 09/12/10 MGM Resorts International DE 2.02,2.06,9.01 10/12/10 MICROTUNE INC DE 8.01,9.01 10/08/10 Mistras Group, Inc. DE 2.02,9.01 10/12/10 ML Aspect FuturesAccess LLC DE 5.02 02/19/10 ML BlueTrend FuturesAccess LLC DE 5.02 02/19/10 ML SELECT FUTURES I LP DE 5.02 02/19/10 ML Systematic Momentum FuturesAccess DE 5.02 02/19/10 ML Transtrend DTP Enhanced FuturesAcc DE 5.02 02/19/10 ML TREND-FOLLOWING FUTURES FUND L.P. DE 5.02 02/19/10 ML Winton FuturesAccess LLC DE 5.02 02/19/10 MOLSON COORS BREWING CO DE 1.01,2.03 10/06/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 1.01,5.03,7.01,9.01 10/08/10 MOSAIC CO DE 5.07 10/07/10 MOSAIC CO DE 2.02,9.01 10/05/10 MOTRICITY INC DE 8.01 10/11/10 Mountain Renewables, Inc. NV 4.01,9.01 10/07/10 MRV COMMUNICATIONS INC DE 8.01,9.01 10/11/10 Musician's Exchange NV 2.01,3.02,3.03,5.01,5.02,5.03, 09/30/10 8.01,9.01 National American University Holdings DE 2.02,9.01 10/12/10 NATIONAL FUEL GAS CO NJ 7.01,9.01 10/12/10 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 10/06/10 NEOGEN CORP MI 5.07 10/07/10 NEVADA GOLD & CASINOS INC NV 5.07 10/11/10 NEW FRONTIER MEDIA INC CO 1.01,1.02 10/06/10 New York & Company, Inc. 7.01,9.01 10/12/10 NORTHERN OIL & GAS, INC. 2.02,9.01 10/12/10 NovaBay Pharmaceuticals, Inc. CA 5.02,9.01 10/05/10 NX Global, Inc NV 5.03,8.01 10/12/10 Ocean Power Technologies, Inc. NJ 5.07 10/07/10 OCZ TECHNOLOGY GROUP INC DE 2.02,5.02,9.01 10/06/10 OI CORP OK 1.01,9.01 10/12/10 OIL STATES INTERNATIONAL, INC DE 7.01,9.01 10/08/10 OMNOVA SOLUTIONS INC OH 8.01,9.01 10/12/10 ONCOR ELECTRIC DELIVERY CO LLC DE 2.03,9.01 10/08/10 ONE LIBERTY PROPERTIES INC MD 2.01,9.01 10/07/10 OptimizeRx Corp NV 1.01,5.02,9.01 07/28/10 AMEND Orsus Xelent Technologies Inc DE 3.01,7.01,9.01 10/06/10 OXIGENE INC DE 8.01,9.01 10/11/10 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 10/12/10 Patient Portal Technologies, Inc. DE 5.03,9.01 10/11/10 Perfumania Holdings, Inc. FL 7.01,9.01 10/07/10 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.05 10/06/10 PETROQUEST ENERGY INC DE 7.01,9.01 10/12/10 PFIZER INC DE 8.01,9.01 10/12/10 PG&E CORP CA 8.01,9.01 10/12/10 PGI ENERGY FUND I SERIES-2010,INC TX 1.01,5.02,8.01,9.01 10/11/10 PHAZAR CORP DE 2.02,9.01 10/12/10 Phillips Edison - ARC Shopping Center MD 1.01,7.01 10/08/10 Phreadz, Inc. NV 5.02 09/30/10 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.03,9.01 10/08/10 PLATINUM ENERGY RESOURCES INC DE 5.02 10/07/10 PLURISTEM THERAPEUTICS INC NV 1.01,9.01 10/12/10 PRO DEX INC CO 5.02,9.01 10/06/10 PROCTER & GAMBLE CO OH 7.01 10/12/10 PROCTER & GAMBLE CO OH 7.01 10/12/10 PROTEONOMIX, INC. DE 8.01 10/08/10 PS BUSINESS PARKS INC/CA CA 1.01,3.03,5.03,9.01 10/07/10 PSI CORP NV 4.02 07/31/10 REALNETWORKS INC WA 8.01,9.01 10/12/10 Regency Energy Partners LP DE 5.02,8.01 10/06/10 Regenicin, Inc. NV 1.01,3.02,9.01 08/13/10 AMEND RETAIL VENTURES INC OH 4.02 10/12/10 REX AMERICAN RESOURCES Corp DE 8.01,9.01 10/07/10 RIGHTNOW TECHNOLOGIES INC MT 1.01,2.02,5.02,7.01,9.01 10/12/10 ROBBINS & MYERS INC OH 5.02,9.01 10/05/10 ROME BANCORP INC DE 1.01,9.01 10/12/10 Rovi Corp DE 1.01,3.02,8.01,9.01 10/08/10 RPC INC DE 8.01,9.01 10/12/10 Sanswire Corp. DE 1.01,2.03,9.01 09/30/10 SANTEON GROUP, INC. DE 1.01,5.02,8.01,9.01 10/07/10 SCIENTIFIC GAMES CORP DE 2.01,9.01 10/05/10 Scripps Networks Interactive, Inc. OH 5.02,9.01 10/06/10 SEATTLE GENETICS INC /WA DE 8.01,9.01 10/11/10 SED INTERNATIONAL HOLDINGS INC DE 8.01,9.01 10/11/10 Shiner International, Inc. NV 8.01 10/05/10 Silverton Adventures, Inc. NV 5.02 10/11/10 Sino Green Land Corp NV 5.02,9.01 10/08/10 Smartag International, Inc. NV 5.02,5.03 09/30/10 SMITH A O CORP DE 5.02,9.01 10/11/10 SONUS NETWORKS INC DE 5.02,9.01 10/08/10 Southern Trust Securities Holding Cor FL 5.03,9.01 10/12/09 SPECTRUM PHARMACEUTICALS INC DE 5.02,9.01 10/11/10 SPICY PICKLE FRANCHISING INC CO 5.02,9.01 10/05/10 SPICY PICKLE FRANCHISING INC CO 5.02 10/06/10 SRA INTERNATIONAL INC DE 1.01,9.01 10/11/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 10/11/10 STONERIDGE INC OH 1.01,9.01 10/07/10 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 10/01/10 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 10/01/10 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 10/01/10 SUMMIT FINANCIAL SERVICES GROUP INC FL 1.01,5.02,5.07,9.01 10/06/10 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 5.02 10/12/10 SWORDFISH FINANCIAL, INC. MN 1.01,9.01 10/11/10 SYMBOLLON CORP DE 1.01,3.02,9.01 10/08/10 SYNAPTICS INC DE 2.02,9.01 10/11/10 SYNERGETICS USA INC 2.02,5.02,9.01 10/12/10 TANDY LEATHER FACTORY INC DE 1.01,9.01 10/07/10 TCF FINANCIAL CORP DE 8.01,9.01 10/12/10 TechMedia Advertising, Inc. NV 3.02,9.01 09/24/10 TECHNISCAN DE 1.01,2.03,9.01 10/05/10 Teleconnect Inc. OK 5.02,5.07 10/12/10 Tennessee Valley Authority 1.01 10/07/10 TEREX CORP DE 8.01,9.01 10/11/10 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 10/12/10 TIDEWATER INC DE 8.01,9.01 10/06/10 TIDEWATER INC DE 8.01,9.01 10/08/10 Tops Holding Corp DE 5.02,9.01 10/05/10 Tops Holding Corp DE 5.02 10/05/10 TORTOISE CAPITAL RESOURCES CORP 2.02,9.01 10/07/10 TouchIT Technologies, Inc. NV 4.01,9.01 10/08/10 TPC Group Inc. DE 1.01,1.02,2.03,9.01 10/05/10 Transfer Technology International Cor DE 3.02 10/07/10 TRI VALLEY CORP DE 8.01 10/05/10 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 10/12/10 TRX INC/GA GA 2.03 10/12/10 TUESDAY MORNING CORP/DE DE 2.02,9.01 10/12/10 TWO RIVERS WATER Co CO 7.01 10/12/10 TYCO INTERNATIONAL LTD V8 5.02,9.01 10/08/10 UDR, Inc. MD 5.02,9.01 10/12/10 Ulta Salon, Cosmetics & Fragrance, In DE 8.01 10/05/10 United Development Funding IV MD 1.01 10/05/10 UNIVERSAL POWER GROUP INC. TX 5.07 10/07/10 US REALTY PARTNERS LTD PARTNERSHIP DE 1.01,9.01 10/08/10 UTG INC 1.01 10/08/10 VALENCE TECHNOLOGY INC DE 8.01,9.01 10/11/10 VALENCE TECHNOLOGY INC DE 2.02,9.01 10/12/10 VAXGEN INC DE 9.01 07/28/10 AMEND Venoco, Inc. DE 1.01,8.01,9.01 10/12/10 VERINT SYSTEMS INC DE 5.02 10/10/10 VHGI HOLDINGS, INC. DE 2.01,9.01 10/05/10 VICON FIBER OPTICS CORP DE 4.01 07/27/10 AMEND Vicor Technologies, Inc. DE 3.01,9.01 10/08/10 VISA INC. DE 8.01,9.01 10/08/10 VISION INDUSTRIES CORP FL 2.03,5.02 10/05/10 VIVUS INC CA 7.01,9.01 10/10/10 Waste2Energy Holdings, Inc. DE 2.04 10/06/10 Wells Timberland REIT, Inc. MD 5.03,9.01 10/06/10 WESTMOUNTAIN INDEX ADVISOR INC 5.03,8.01,9.01 10/12/10 WET SEAL INC DE 5.02,9.01 10/08/10 WIND ENERGY AMERICA INC. MN 5.02 09/27/10 WINNER MEDICAL GROUP INC NV 5.02,9.01 10/06/10 XO HOLDINGS INC DE 7.01,8.01,9.01 10/08/10 XO HOLDINGS INC DE 1.01,2.03,9.01 10/08/10 Yanglin Soybean, Inc. NV 4.01,9.01 10/05/10 Zep Inc. DE 2.02,5.02,8.01,9.01 10/05/10 ZYMOGENETICS INC WA 1.02,3.01,3.03,5.01,5.02,5.03, 10/08/10 9.01