RECENT 8K FILINGS August 11, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 2.02,5.02,9.01 06/30/10 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 08/10/10 A123 SYSTEMS, INC. DE 2.02,9.01 08/10/10 A5 Laboratories Inc. NV 5.02 08/09/10 ACACIA RESEARCH CORP DE 7.01,9.01 08/09/10 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 08/10/10 ACCEPTANCE INSURANCE COMPANIES INC DE 1.03 08/10/10 ACCURIDE CORP DE 8.01,9.01 08/10/10 ADAM INC GA 2.02,9.01 08/10/10 ADAMS GOLF INC DE 2.02,9.01 08/10/10 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 08/10/10 ADVOCAT INC DE 2.02,9.01 08/09/10 Air Transport Services Group, Inc. DE 2.02,7.01,9.01 08/09/10 Aircastle LTD D0 2.02,9.01 08/10/10 ALCOA INC PA 8.01,9.01 08/09/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/10/10 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 08/09/10 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 8.01,9.01 07/23/10 ALPHA PRO TECH LTD DE 2.02,9.01 08/10/10 AMERICAN ELECTRIC POWER CO INC NY 7.01 08/10/10 AMERICAN LEARNING Corp NY 2.02,9.01 08/10/10 American Lorain CORP NV 2.02,9.01 08/10/10 AMERICAN MEDICAL ALERT CORP NY 5.07 08/05/10 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 08/10/10 AMERINST INSURANCE GROUP LTD D0 7.01,9.01 08/09/10 AMERON INTERNATIONAL CORP DE 5.03,9.01 08/04/10 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 08/06/10 ANIKA THERAPEUTICS INC MA 2.02,9.01 08/09/10 APAC CUSTOMER SERVICES, INC IL 5.02,9.01 08/05/10 API Technologies Corp. DE 2.02,9.01 08/10/10 Apple REIT Nine, Inc. VA 1.01 08/05/10 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 08/10/10 ARCTIC CAT INC MN 5.07 08/05/10 ARRAY BIOPHARMA INC DE 2.02,9.01 08/09/10 Ascend Acquisition Corp. DE 1.01 07/31/10 ASSOCIATED ESTATES REALTY CORP OH 8.01,9.01 08/04/10 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 08/02/10 AMEND ATLANTIC POWER CORP A1 2.02,9.01 08/10/10 ATLANTIC POWER CORP A1 4.01,9.01 08/04/10 Avago Technologies LTD U0 2.02,9.01 08/10/10 AXESSTEL INC NV 2.02,9.01 08/10/10 BALLANTYNE STRONG, INC. DE 2.02,9.01 08/09/10 BALTIC INTERNATIONAL USA INC TX 8.01,9.01 08/09/10 Baltic Trading Ltd 1T 2.02,9.01 08/09/10 AMEND Bank of Marin Bancorp CA 7.01 08/10/10 BAZI INTERNATIONAL, INC. NV 8.01,9.01 08/10/10 BELDEN INC. DE 1.01,1.02,9.01 01/24/06 AMEND BIOLARGO, INC. DE 8.01 08/04/10 BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 08/09/10 Blackwater Midstream Corp. 8.01,9.01 08/06/10 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 08/09/10 BPZ RESOURCES, INC. TX 2.02,9.01 08/09/10 BRIGHAM EXPLORATION CO DE 5.03,9.01 08/09/10 Bronco Drilling Company, Inc. DE 7.01,9.01 08/10/10 Buckeye GP Holdings L.P. 2.02,9.01 08/06/10 BUCKEYE PARTNERS, L.P. DE 2.02,9.01 08/06/10 CAGLES INC GA 2.02,9.01 08/10/10 CALLON PETROLEUM CO DE 2.02,7.01,9.01 08/09/10 CANO PETROLEUM, INC 1.01,9.01 08/05/10 CANO PETROLEUM, INC 5.02,7.01,8.01,9.01 08/06/10 CARDIONET INC CA 5.02 08/06/10 Cardiovascular Systems Inc 2.02,9.01 08/10/10 CareFusion Corp DE 2.02,2.05,7.01,9.01 08/10/10 CARROLLTON BANCORP MD 2.02,9.01 08/10/10 CASEYS GENERAL STORES INC IA 1.01,2.03,8.01,9.01 08/09/10 CATALYST HEALTH SOLUTIONS, INC. DE 1.01,1.02,7.01,9.01 08/04/10 CF Industries Holdings, Inc. DE 1.01,9.01 08/04/10 Chemtura CORP DE 7.01 08/10/10 CHINA GENGSHENG MINERALS, INC. NV 2.02,8.01,9.01 08/10/10 China INSOnline Corp. DE 4.01,9.01 08/04/10 CHINA PROSPEROUS CLEAN ENERGY Corp NV 4.02,9.01 08/06/10 CHINA VALVES TECHNOLOGY, INC NV 2.02,7.01,9.01 08/10/10 CHINACAST EDUCATION CORP DE 2.02,9.01 08/09/10 CIB MARINE BANCSHARES INC WI 5.02,8.01,9.01 08/09/10 CMS ENERGY CORP MI 7.01,9.01 08/10/10 Coda Octopus Group, Inc. DE 5.02 08/02/10 COEUR D ALENE MINES CORP ID 5.02,9.01 08/06/10 COEUR D ALENE MINES CORP ID 2.02,9.01 08/09/10 COLONIAL PROPERTIES TRUST AL 8.01,9.01 08/09/10 COLUMBIA LABORATORIES INC DE 1.01,8.01,9.01 08/09/10 COMM BANCORP INC PA 1.01,9.01 08/09/10 COMMUNICATION INTELLIGENCE CORP DE 1.01,3.02,5.02,5.07,7.01,9.01 08/04/10 COMMUNITY SHORES BANK CORP MI 2.02,9.01 08/10/10 Compass Diversified Holdings DE 2.02,9.01 08/09/10 CONSOLIDATED WATER CO LTD E6 2.02,9.01 08/09/10 COOPER TIRE & RUBBER CO DE 1.01,9.01 08/05/10 Cornerstone Core Properties REIT, Inc MD 8.01,9.01 08/05/10 COTT CORP /CN/ 5.02,9.01 08/09/10 COUSINS PROPERTIES INC GA 8.01,9.01 08/10/10 COVANTA HOLDING CORP DE 5.02,9.01 08/09/10 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 08/10/10 CRC Health CORP DE 5.02 08/10/10 CREE INC NC 2.02,8.01,9.01 08/10/10 DANKA BUSINESS SYSTEMS PLC 8.01 08/10/10 DATAWATCH CORP DE 2.02,9.01 08/10/10 Deer Consumer Products, Inc. NV 2.02,9.01 08/10/10 DELTA PETROLEUM CORP/CO CO 2.02,3.01,9.01 08/09/10 DG FastChannel, Inc DE 2.02,8.01,9.01 08/10/10 DiamondRock Hospitality Co 7.01,9.01 08/10/10 Diligent Board Member Services, Inc. DE 7.01,9.01 08/10/10 DIODES INC /DEL/ DE 2.02,7.01,9.01 08/05/10 DORAL FINANCIAL CORP PR 1.01,9.01 08/05/10 DOUGLAS DYNAMICS, INC DE 2.02,9.01 08/10/10 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01 08/04/10 DOVER SADDLERY INC 2.02,9.01 08/10/10 DPL INC OH 8.01,9.01 08/10/10 DREW INDUSTRIES INC DE 8.01,9.01 08/09/10 DRI CORP NC 7.01,9.01 08/10/10 EAGLE MATERIALS INC DE 5.07 08/05/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 08/10/10 EBIX INC DE 2.02,9.01 08/09/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 08/09/10 ENCORIUM GROUP INC NV 1.01,2.03 08/04/10 Energy Transfer Equity, L.P. DE 5.03,8.01,9.01 08/10/10 Energy Transfer Partners, L.P. DE 5.03,8.01,9.01 08/10/10 EnergyConnect Group Inc OR 2.02,9.01 08/10/10 ENSIGN GROUP, INC 2.02,9.01 08/06/10 EPL Intermediate, Inc. DE 1.01,9.01 08/04/10 ESTERLINE TECHNOLOGIES CORP DE 8.01,9.01 08/10/10 EV Energy Partners, LP DE 1.01,7.01,9.01 08/09/10 Ever-Glory International Group, Inc. FL 2.02,9.01 08/06/10 Expedia, Inc. 1.01,2.03,9.01 08/05/10 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 08/09/10 Federal Home Loan Bank of Atlanta X1 2.03 08/10/10 Federal Home Loan Bank of Boston X1 2.03 08/04/10 Federal Home Loan Bank of Chicago X1 2.03 08/04/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/04/10 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 08/10/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/05/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/05/10 Federal Home Loan Bank of New York X1 2.03,9.01 08/04/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/04/10 Federal Home Loan Bank of San Francis X1 2.03 08/04/10 Federal Home Loan Bank of Seattle 2.03 08/04/10 Federal Home Loan Bank of Topeka 7.01,9.01 08/10/10 Federal Home Loan Bank of Topeka 2.03,9.01 08/04/10 Financial Engines, Inc. DE 2.02,9.01 08/10/10 First Advantage Bancorp 2.02,9.01 08/09/10 FIRST BANCSHARES INC /MS/ MS 5.02,9.01 08/06/10 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 1.01,8.01,9.01 08/04/10 FIRST INTERSTATE BANCSYSTEM INC MT 5.02 08/06/10 FIRST MARINER BANCORP MD 2.02,9.01 08/02/10 FIRST NATIONAL COMMUNITY BANCORP INC PA 2.02,9.01 08/09/10 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 08/10/10 FIRSTFED FINANCIAL CORP DE 8.01,9.01 08/09/10 FNB CORP/FL/ FL 8.01,9.01 08/10/10 FOSSIL INC DE 2.02,9.01 08/10/10 FSP 303 East Wacker Drive Corp. 7.01,9.01 08/10/10 FSP 50 South Tenth Street Corp 7.01,9.01 08/10/10 FSP GALLERIA NORTH CORP 7.01,9.01 08/10/10 FSP PHOENIX TOWER CORP 7.01,9.01 08/10/10 FULTON FINANCIAL CORP PA 7.01,9.01 08/10/10 FURNITURE BRANDS INTERNATIONAL INC DE 5.02,5.03,9.01 08/04/10 Gaming Partners International CORP NV 5.02 08/04/10 Geeknet, Inc DE 5.02,9.01 08/06/10 GENCO SHIPPING & TRADING LTD 2.01,9.01 08/10/10 GENERAL NUTRITION CENTERS, INC. 2.02,9.01 08/10/10 GENERAL STEEL HOLDINGS INC NV 7.01,9.01 08/10/10 GENSPERA INC DE 7.01 08/10/10 GEO GROUP INC FL 1.01,1.02,2.03,9.01 08/04/10 GeoEye, Inc. DE 2.02,9.01 08/09/10 GEOKINETICS INC DE 2.02,9.01 08/09/10 GEORGIA GULF CORP /DE/ DE 5.02,7.01,9.01 08/10/10 Global Security Agency Inc. 1.02,5.02,9.01 08/10/10 GOLD AMERICAN MINING CORP. NV 1.01 08/04/10 GOLDEN STAR RESOURCES LTD 2.02,9.01 08/09/10 GRANITE CITY FOOD & BREWERY LTD MN 2.02,9.01 08/09/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 08/06/10 Great Spirits Inc CO 2.01,3.02,5.01,5.02,5.06,9.01 08/06/10 GREENSHIFT CORP DE 1.01,2.01,2.03 08/10/10 GSI COMMERCE INC DE 8.01,9.01 08/10/10 HACKETT GROUP, INC. FL 2.02,9.01 08/10/10 HALLMARK FINANCIAL SERVICES INC NV 1.01,9.01 08/09/10 HAMPTON ROADS BANKSHARES INC VA 4.02,7.01,9.01 08/04/10 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 08/10/10 Hanesbrands Inc. MD 7.01,9.01 08/10/10 HASTINGS ENTERTAINMENT INC TX 8.01,9.01 08/10/10 HEARTLAND PAYMENT SYSTEMS INC DE 8.01 08/06/10 HEARUSA INC DE 2.02,9.01 08/10/10 HELICOS BIOSCIENCES CORP DE 2.05 05/11/10 AMEND Helios & Matheson North America Inc. DE 5.02 06/29/10 AMEND HENRY SCHEIN INC DE 1.01,8.01,9.01 08/09/10 Homeowners Choice, Inc. FL 2.02,9.01 08/10/10 HOOPER HOLMES INC NY 2.02,9.01 08/06/10 Houston Wire & Cable CO 2.02,9.01 08/10/10 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 1.01,8.01,9.01 08/09/10 Hudson Pacific Properties, Inc. MD 2.02,7.01,9.01 08/09/10 Huntsman CORP DE 5.02,7.01,9.01 08/04/10 ICAGEN INC DE 2.02,9.01 08/10/10 iGo, Inc. DE 8.01,9.01 08/06/10 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 08/09/10 INHIBITEX, INC. DE 2.02,9.01 08/10/10 INNOVATIVE DESIGNS INC DE 2.02,9.01 08/10/10 Innovative Wireless Technologies, Inc DE 1.01,3.02,9.01 08/06/10 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,2.03,9.01 08/10/10 INTEGRATED ELECTRICAL SERVICES INC DE 2.02 08/09/10 INTELSAT S.A. N4 2.02,9.01 08/10/10 INTERNATIONAL COMMERCIAL TELEVISION I NV 8.01 08/09/10 INTERNATIONAL ISOTOPES INC TX 1.01 08/04/10 INTEST CORP DE 5.07 08/10/10 J2 GLOBAL COMMUNICATIONS INC DE 7.01 08/10/10 JAVO BEVERAGE CO INC DE 2.02,9.01 08/10/10 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 08/10/10 KAISER ALUMINUM CORP DE 8.01,9.01 08/09/10 KKR & Co. L.P. DE 2.02,9.01 08/09/10 Kohlberg Capital CORP DE 2.02,9.01 08/10/10 KOPIN CORP DE 7.01,9.01 08/10/10 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 08/06/10 LaPorte Bancorp, Inc. X1 5.02,5.03,9.01 08/10/10 LEARNING TREE INTERNATIONAL INC DE 2.02,8.01,9.01 08/10/10 LIBERTY MEDIA CORP 2.02,8.01,9.01 08/09/10 LIFE PARTNERS HOLDINGS INC TX 5.07,8.01,9.01 08/05/10 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 08/06/10 LIGHTING SCIENCE GROUP CORP DE 2.02,7.01,9.01 08/10/10 LIHUA INTERNATIONAL INC. DE 8.01,9.01 08/05/10 LIME ENERGY CO. DE 2.02,9.01 08/10/10 LINCOLN EDUCATIONAL SERVICES CORP NJ 8.01 08/05/10 LIQUIDMETAL TECHNOLOGIES INC DE 3.02,5.02,7.01,9.01 08/05/10 LITHIA MOTORS INC OR 7.01,9.01 08/10/10 LML PAYMENT SYSTEMS INC A1 1.01,9.01 08/06/10 LOCAL.COM DE 7.01,8.01,9.01 08/04/10 LogMeIn, Inc. DE 5.02,9.01 08/06/10 LOOKSMART LTD DE 7.01,9.01 08/10/10 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 08/09/10 LTC PROPERTIES INC MD 8.01,9.01 08/09/10 LUNA INNOVATIONS INC DE 2.02,9.01 08/10/10 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 08/10/10 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 08/04/10 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 08/10/10 MARKWEST ENERGY PARTNERS L P 2.02,9.01 08/09/10 MAXIMUS INC VA 2.02,9.01 08/05/10 MAXSYS HOLDINGS, INC. 8.01 08/09/10 MCDONALDS CORP DE 7.01,9.01 08/09/10 MedPro Safety Products, Inc. NV 2.03,9.01 08/05/10 MENS WEARHOUSE INC TX 1.01,8.01,9.01 08/06/10 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 08/10/10 META FINANCIAL GROUP INC DE 2.02,9.01 08/10/10 METHODE ELECTRONICS INC DE 5.03,9.01 06/24/10 AMEND MHI Hospitality CORP MD 2.02,9.01 08/10/10 MICROFLUIDICS INTERNATIONAL CORP DE 2.02,9.01 08/10/10 Mistras Group, Inc. DE 2.02,9.01 08/10/10 MITEL NETWORKS CORP 7.01,9.01 08/09/10 Motors Liquidation Co DE 7.01,9.01 08/09/10 MYMETICS CORP DE 5.02,8.01,9.01 08/01/10 MYRIAD GENETICS INC DE 2.02,9.01 08/10/10 National CineMedia, Inc. DE 1.01,9.01 08/06/10 NATIONAL HEALTH INVESTORS INC MD 8.01 08/10/10 NATIONAL HEALTHCARE CORP DE 1.01,7.01,9.01 08/09/10 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 08/10/10 NBTY INC DE 7.01,9.01 08/09/10 Neenah Paper Inc DE 2.02,9.01 08/10/10 Neonode, Inc DE 5.07 08/06/10 NETREIT CA 1.01,3.03,5.02,9.01 08/04/10 Neuro Biotech Corp NV 4.01,5.03,9.01 08/10/10 NEUROCRINE BIOSCIENCES INC CA 5.02 08/04/10 NeurogesX Inc CA 1.01,3.03,9.01 08/05/10 NeuroMetrix, Inc. DE 2.02,9.01 08/10/10 New England Bancshares, Inc. 2.02,9.01 08/09/10 NOVAGEN SOLAR INC. NV 3.02,5.01,9.01 08/04/10 Novelis Inc. A6 2.02,9.01 08/10/10 NYMAGIC INC NY 2.02,9.01 08/05/10 OCLARO, INC. DE 5.02,9.01 08/04/10 OMEROS CORP 2.02,9.01 08/10/10 ONCOGENEX PHARMACEUTICALS, INC. DE 5.02,9.01 08/09/10 Onstream Media CORP FL 8.01,9.01 08/10/10 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 08/09/10 PC GROUP, INC. DE 2.02,9.01 08/10/10 PEABODY ENERGY CORP DE 7.01,9.01 08/10/10 PENGRAM CORP NV 1.01,9.01 07/23/10 PENTAIR INC MN 8.01 08/06/10 PENWEST PHARMACEUTICALS CO WA 1.01,8.01,9.01 08/09/10 People's United Financial, Inc. DE 8.01,9.01 08/10/10 Pinnacle Foods Finance LLC DE 8.01,9.01 08/10/10 Pinnacle Gas Resources, Inc. DE 5.07,9.01 08/09/10 PIONEER NATURAL RESOURCES CO DE 7.01 08/10/10 Pioneer Southwest Energy Partners L.P DE 7.01 08/10/10 POKERTEK, INC. NC 1.01,2.02,2.05,2.06,9.01 08/05/10 POLO RALPH LAUREN CORP DE 5.07 08/05/10 PostRock Energy Corp DE 2.02,8.01,9.01 08/09/10 PREMIER HOLDING CORP. NV 8.01,9.01 05/19/10 Premiere Publishing Group, Inc. NV 1.01,3.02,5.02,5.03,9.01 08/09/10 ProUroCare Medical Inc. 8.01,9.01 08/10/10 PSYCHEMEDICS CORP DE 2.02,9.01 08/10/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 08/10/10 RACKSPACE HOSTING, INC. 5.02 08/04/10 RadNet, Inc. DE 2.02,9.01 08/09/10 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 08/10/10 Rand Logistics, Inc. DE 8.01,9.01 08/10/10 Rand Logistics, Inc. DE 7.01,9.01 08/10/10 Raptor Pharmaceutical Corp DE 1.01,3.02,3.03,8.01,9.01 08/09/10 RCM TECHNOLOGIES INC NV 2.02,9.01 08/10/10 RCN CORP /DE/ DE 2.02,9.01 08/10/10 REALOGY CORP DE 2.02,9.01 08/10/10 Regal Life Concepts, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.06, 08/10/10 AMEND 9.01 Regency Energy Partners LP DE 5.03,8.01,9.01 08/10/10 Regency Energy Partners LP DE 8.01,9.01 08/10/10 Regency Energy Partners LP DE 8.01,9.01 08/10/10 REPROS THERAPEUTICS INC. DE 2.02,8.01,9.01 08/09/10 RF MONOLITHICS INC /DE/ DE 1.01,7.01,9.01 08/06/10 RITE AID CORP DE 8.01,9.01 08/09/10 River Rock Entertainment Authority XX 5.02,9.01 08/05/10 Roadrunner Transportation Systems, In DE 7.01,9.01 08/10/10 ROCK OF AGES CORP DE 2.02 08/10/10 SALARY. COM, INC. DE 2.02,9.01 08/10/10 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 08/09/10 SANDY SPRING BANCORP INC MD 5.02 08/05/10 SCANA CORP SC 7.01,9.01 08/10/10 SCHWAB CHARLES CORP DE 8.01,9.01 08/05/10 SCOTTS MIRACLE-GRO CO OH 2.02,8.01,9.01 08/10/10 SEABOARD CORP /DE/ DE 2.02,9.01 08/10/10 SHARPS COMPLIANCE CORP DE 2.02,9.01 08/10/10 Sinobiopharma, Inc. NV 1.01,8.01,9.01 07/26/10 SINOCOKING COAL & COKE CHEMICAL INDUS FL 1.01,9.01 08/10/10 SINOCOM PHARMACEUTICAL, INC. NV 4.01,9.01 08/06/10 SMARTPAY EXPRESS, INC. NV 5.02 08/10/10 SONOSITE INC 5.02,9.01 08/10/10 SOUTHWEST WATER CO DE 8.01,9.01 08/09/10 SOUTHWEST WATER CO DE 8.01,9.01 08/10/10 SOUTHWESTERN ENERGY CO DE 7.01 08/06/10 SPEEDWAY MOTORSPORTS INC DE 8.01,9.01 08/10/10 SPX CORP DE 8.01,9.01 08/10/10 ST. BERNARD SOFTWARE, INC. CA 2.02,9.01 08/10/10 STAGE STORES INC NV 8.01,9.01 08/05/10 STANDARD MICROSYSTEMS CORP DE 7.01 08/10/10 STEMCELLS INC DE 8.01,9.01 08/10/10 STIFEL FINANCIAL CORP DE 2.02,9.01 08/09/10 STR Holdings, Inc. DE 2.02,9.01 08/10/10 STRAYER EDUCATION INC MD 8.01 08/05/10 STREAMLINE HEALTH SOLUTIONS INC. DE 5.02,9.01 08/09/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 08/02/10 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 08/02/10 SUN HYDRAULICS CORP FL 2.02,9.01 08/09/10 SUNPOWER CORP DE 2.02,9.01 08/10/10 SUNTRUST BANKS INC GA 8.01,9.01 08/09/10 Sustainable Power Corp. 5.02,9.01 08/10/10 SYMMETRICOM INC DE 2.02,9.01 08/10/10 SYNERGY PHARMACEUTICALS, INC. FL 7.01,9.01 08/10/10 SYNTHETECH INC OR 5.07 08/05/10 SYNTHETECH INC OR 2.02,9.01 08/06/10 SYSTEMAX INC DE 2.02,9.01 08/10/10 Targa Resources Partners LP DE 8.01,9.01 08/09/10 TaxMasters, Inc. NV 7.01,9.01 08/10/10 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 08/10/10 TETRA TECHNOLOGIES INC DE 7.01,9.01 08/10/10 TEXAS INDUSTRIES INC DE 7.01,9.01 08/10/10 THERAGENICS CORP DE 2.02 08/10/10 TIER TECHNOLOGIES INC DE 2.02,9.01 08/09/10 Timberline Resources Corp DE 2.02,7.01,9.01 08/10/10 Tix CORP DE 8.01,9.01 08/09/10 TradeOn Inc. NV 4.01,9.01 08/10/10 AMEND TransDigm Group INC DE 2.02,9.01 08/10/10 TRI COUNTY FINANCIAL CORP /MD/ 5.02 08/04/10 Triangle Petroleum Corp NV 8.01,9.01 08/06/10 TRICO MARINE SERVICES INC DE 5.02,8.01 08/06/10 tw telecom inc. DE 2.02,9.01 08/09/10 U. S. Premium Beef, LLC 8.01,9.01 08/10/10 UNITED GUARDIAN INC DE 2.02,9.01 08/10/10 UNITED WESTERN BANCORP INC CO 3.01 08/05/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 4.02 08/06/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 08/10/10 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 08/10/10 UROLOGIX INC MN 5.02,9.01 08/04/10 URS CORP /NEW/ DE 2.02,9.01 08/10/10 US ENERGY CORP WY 7.01,9.01 08/10/10 UTEC, INC. 1.01,5.02,9.01 08/06/10 VALIDUS HOLDINGS LTD 7.01,9.01 08/09/10 Vanguard Natural Resources, LLC DE 1.01,9.01 08/09/10 VCA ANTECH INC DE 2.02,9.01 07/22/10 AMEND VERTEX PHARMACEUTICALS INC / MA MA 8.01,9.01 08/10/10 VINEYARD NATIONAL BANCORP CA 1.03,9.01 08/09/10 VITESSE SEMICONDUCTOR CORP DE 5.02 08/04/10 VWR Funding, Inc. DE 7.01,9.01 08/10/10 WALT DISNEY CO/ DE 2.02,9.01 08/10/10 WATSON PHARMACEUTICALS INC NV 5.02,9.01 08/04/10 WAVE SYSTEMS CORP DE 2.02,9.01 08/09/10 WEBMEDIABRANDS INC. DE 3.01,8.01,9.01 08/06/10 WEIKANG BIO-TECHNOLOGY GROUP CO., INC NV 1.01,5.01,8.01,9.01 08/06/10 WESCO INTERNATIONAL INC DE 7.01,9.01 08/10/10 Western Iowa Energy, L.L.C. IA 1.01,9.01 08/05/10 WHX CORP DE 2.02,9.01 08/10/10 Willbros Group, Inc.\NEW\ DE 2.02,9.01 08/04/10 XO HOLDINGS INC DE 5.02 08/04/10 Zoom Telephonics, Inc. DE 2.02,5.07,9.01 07/15/10