RECENT 8K FILINGS August 10, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABOVENET INC DE 2.02,7.01,9.01 08/06/10 ACCELRYS, INC. DE 9.01 07/01/10 AMEND ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 08/06/10 AES CORP DE 2.02,7.01,9.01 08/06/10 AETRIUM INC MN 5.02,9.01 08/05/10 AFFILIATED MANAGERS GROUP INC DE 8.01,9.01 06/30/10 AHERN RENTALS INC 8.01,9.01 08/06/10 ALL AMERICAN GROUP INC IN 3.02,5.01,9.01 08/03/10 ALLIANCE BANKSHARES CORP 2.02,9.01 08/03/10 Ally Financial Inc. DE 8.01,9.01 08/06/10 ALTERRA CAPITAL HOLDINGS Ltd 2.02,5.07,8.01,9.01 08/03/10 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 08/06/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 08/06/10 AMERICAN PUBLIC EDUCATION INC DE 7.01 08/06/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.07 08/06/10 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 08/06/10 AMERICAN VANGUARD CORP DE 2.02,9.01 08/05/10 AMERIGAS PARTNERS LP DE 8.01,9.01 08/06/10 AMERIGROUP CORP 5.02 08/05/10 AMERISAFE INC TX 1.01,5.02,5.03,9.01 08/03/10 ANADARKO PETROLEUM CORP DE 5.02,9.01 08/02/10 ANSYS INC DE 5.02,9.01 08/02/10 APOLLO GROUP INC AZ 8.01 08/06/10 Approach Resources Inc DE 5.02,7.01,9.01 08/02/10 ARBOR REALTY TRUST INC MD 2.02,9.01 08/06/10 ArcSight Inc DE 5.02 08/03/10 Ardea Biosciences, Inc./DE DE 2.02,9.01 08/06/10 ARENA PHARMACEUTICALS INC DE 1.01,8.01,9.01 08/05/10 ARMSTRONG WORLD INDUSTRIES INC PA 2.02,5.02,5.03,8.01,9.01 08/05/10 ASSURED GUARANTY LTD D0 8.01,9.01 08/06/10 ATLANTIC AMERICAN CORP GA 2.02,9.01 06/30/10 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 08/02/10 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 08/05/10 ATP OIL & GAS CORP TX 2.02,9.01 08/06/10 BAYOU CITY EXPLORATION, INC. 3.02 08/04/10 BEHRINGER HARVARD MULTIFAMILY REIT I 9.01 06/30/10 AMEND Bill The Butcher, Inc. NV 7.01,9.01 08/05/10 BIOGEN IDEC INC. DE 5.02 08/06/10 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,9.01 08/06/10 BLACK HAWK EXPLORATION 1.01,9.01 07/30/10 BLACK HILLS CORP /SD/ SD 2.02,9.01 08/05/10 BLOCKBUSTER INC DE 9.01 03/31/10 AMEND BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 08/06/10 BLUEFLY INC DE 2.02,9.01 08/06/10 BOLT TECHNOLOGY CORP CT 2.02,5.02,9.01 08/05/10 Bonds.com Group, Inc. DE 5.02,9.01 08/04/10 AMEND BREDA TELEPHONE CORP IA 5.02 08/05/10 Bronco Drilling Company, Inc. DE 2.02,9.01 08/06/10 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 08/06/10 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 08/06/10 CALIFORNIA PIZZA KITCHEN, INC. DE 2.02,9.01 08/05/10 CALL NOW INC FL 1.01 06/15/10 CAMCO FINANCIAL CORP DE 2.02,9.01 08/06/10 CAMDEN NATIONAL CORP ME 5.02 08/06/10 CAPELLA EDUCATION CO 8.01 08/05/10 Cardiogenesis Corp /CA CA 2.02,9.01 08/04/10 CAREER EDUCATION CORP DE 8.01,9.01 08/06/10 CAREY W P & CO LLC DE 7.01,9.01 08/06/10 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 06/30/10 AMEND CASCADE FINANCIAL CORP WA 3.01,9.01 08/06/10 Catalyst Pharmaceutical Partners, Inc DE 1.01,9.01 08/05/10 CenterPoint Energy Transition Bond CO DE 8.01,9.01 08/02/10 CenterState Banks, Inc. FL 5.02 08/06/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 08/06/10 CERAGENIX PHARMACEUTICALS, INC. DE 1.02 08/02/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.02,9.01 08/05/10 Chemtura CORP DE 2.02,9.01 08/06/10 CHENIERE ENERGY INC DE 8.01,9.01 08/05/10 CHENIERE ENERGY INC DE 2.02 08/06/10 Cheniere Energy Partners, L.P. DE 8.01,9.01 08/05/10 Cheniere Energy Partners, L.P. DE 2.02 08/06/10 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 08/06/10 CHINA ELECTRIC MOTOR, INC. DE 5.02,5.07,9.01 08/02/10 CHINA ELECTRIC MOTOR, INC. DE 2.02,7.01,9.01 08/06/10 CLIFFS NATURAL RESOURCES INC. OH 2.01,9.01 08/02/10 CLOUD PEAK ENERGY INC. DE 7.01,9.01 08/06/10 CMS ENERGY CORP MI 7.01,9.01 08/06/10 CNA FINANCIAL CORP DE 1.01,9.01 08/05/10 CNA SURETY CORP DE 5.02 08/06/10 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 08/06/10 COACH INC MD 1.01,2.02,9.01 08/03/10 Cogdell Spencer Inc. MD 2.02,9.01 08/05/10 COHEN & STEERS INC 2.02,9.01 04/21/10 Coleman Cable, Inc. DE 2.02,9.01 08/05/10 COMDISCO HOLDING CO INC DE 2.02,9.01 08/06/10 COMM BANCORP INC PA 1.01,9.01 08/06/10 CONSOL Energy Inc DE 9.01 04/01/10 AMEND Constellation Energy Partners LLC DE 2.02,9.01 08/06/10 CONVERGYS CORP OH 8.01,9.01 07/30/10 COOPER TIRE & RUBBER CO DE 5.02,9.01 08/04/10 Copano Energy, L.L.C. 2.02,9.01 08/05/10 Core-Mark Holding Company, Inc. DE 2.02,9.01 08/06/10 CORNELL COMPANIES INC DE 8.01,9.01 08/06/10 Cornerstone Financial Corp NJ 2.02,9.01 08/03/10 CORNING NATURAL GAS CORP NY 9.01 08/06/10 CPG INTERNATIONAL INC. DE 7.01,9.01 08/05/10 CROSSTEX ENERGY INC DE 2.02,9.01 08/06/10 CROSSTEX ENERGY LP DE 2.02,9.01 08/06/10 CSS INDUSTRIES INC DE 5.07 08/03/10 CYPRESS BIOSCIENCE INC DE 8.01,9.01 08/06/10 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 08/06/10 Data Call Technologies 4.01,9.01 08/04/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 08/04/10 DCP Midstream Partners, LP DE 2.01,9.01 08/05/10 DELTATHREE INC DE 2.03 08/03/10 DEVRY INC DE 7.01 08/06/10 Dragon Acquisition CORP E9 5.03,5.07,9.01 08/06/10 DRESS BARN INC CT 2.02,9.01 08/05/10 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 08/05/10 DYNAMIC VENTURES CORP DE 1.01,3.02,5.02,8.01 08/02/10 DYNEGY INC. DE 2.02,7.01,9.01 08/06/10 Eagle Bulk Shipping Inc. 5.07 05/20/10 EDCI HOLDINGS, INC. DE 5.02 07/16/10 Emergent BioSolutions Inc. DE 2.02,9.01 08/05/10 EMERGENT GROUP INC/NY NV 7.01,9.01 08/05/10 EMERGING MEDIA HOLDINGS INC NV 1.01,2.01,9.01 08/03/10 EMERITUS CORP\WA\ WA 8.01,9.01 08/06/10 EMPYREAN HOLDINGS, INC NV 5.02 07/31/10 EMTEC INC/NJ UT 1.01,3.02,9.01 08/02/10 ENCISION INC CO 5.07 08/04/10 ENERGY PARTNERS LTD DE 2.02,5.02,9.01 08/03/10 Enhance Skin Products Inc NV 1.01,3.02,9.01 09/23/08 ENTECH SOLAR, INC. DE 7.01,9.01 08/06/10 EPICEPT CORP 2.02,9.01 08/06/10 EPLUS INC DE 2.02,9.01 08/06/10 EVERGREEN ENERGY INC DE 5.02,9.01 08/02/10 Eworld Interactive, Inc. FL 4.01 08/06/10 Exterra Energy Inc. NV 8.01 08/06/10 EZCORP INC DE 7.01 08/03/10 FEDERAL AGRICULTURAL MORTGAGE CORP 8.01,9.01 08/05/10 FEMALE HEALTH CO WI 2.02,9.01 08/06/10 FiberTower CORP DE 2.02,9.01 08/05/10 First Federal of Northern Michigan Ba 2.02,9.01 08/05/10 FNB United Corp. NC 3.01 08/02/10 Forestar Group Inc. DE 1.01,2.03,9.01 08/06/10 Friendly Auto Dealers, Inc. NV 4.01 08/06/10 AMEND FS Investment CORP MD 5.02,8.01,9.01 08/03/10 FTI CONSULTING INC MD 2.02,7.01,9.01 08/05/10 FURMANITE CORP DE 2.02,9.01 08/06/10 FURMANITE CORP DE 2.05 05/06/10 AMEND Fushi Copperweld, Inc. NV 2.02,9.01 08/04/10 GAMETECH INTERNATIONAL INC DE 3.01 08/03/10 GENERAC HOLDINGS INC. DE 2.02,9.01 08/06/10 GENERAL STEEL HOLDINGS INC NV 7.01,9.01 08/06/10 GENERAL STEEL HOLDINGS INC NV 2.02,9.01 08/06/10 Genesis Solar Corp CO 1.01,9.01 08/03/10 GENSPERA INC DE 7.01 08/03/10 GeoEye, Inc. DE 1.01 08/06/10 GEOGLOBAL RESOURCES INC. DE 5.03 07/27/10 AMEND GeoPharma, Inc. FL 1.01,1.02,2.01,2.03,3.02,3.03, 08/02/10 5.01,5.03,9.01 GeoPharma, Inc. FL 5.02 08/02/10 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 08/06/10 GeoVax Labs, Inc. DE 2.02,9.01 08/05/10 GLADSTONE INVESTMENT CORPORATION\DE DE 5.07,9.01 08/05/10 GLOWPOINT INC DE 5.02,9.01 08/06/10 Goldspan Resources, Inc. NV 5.02 07/30/10 Government Properties Income Trust MD 8.01,9.01 08/05/10 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 08/05/10 GRYPHON GOLD CORP NV 5.02 08/05/10 GTSI CORP DE 5.02,9.01 01/13/10 AMEND Halo Companies, Inc. DE 5.02 08/03/10 HALOZYME THERAPEUTICS INC DE 2.02,9.01 08/06/10 HARDINGE INC NY 2.02,9.01 08/06/10 HARLEYSVILLE GROUP INC DE 2.02,9.01 08/06/10 HARRIS & HARRIS GROUP INC /NY/ NY 5.02,5.03,5.05,9.01 08/05/10 Helios & Matheson North America Inc. DE 3.02,8.01,9.01 08/05/10 HEMACARE CORP /CA/ CA 2.02,9.01 08/02/10 HEWLETT PACKARD CO DE 2.02,5.02,5.03,9.01 08/06/10 hhgregg, Inc. DE 5.07 08/03/10 Hill International, Inc. DE 2.02,9.01 08/04/10 HMG COURTLAND PROPERTIES INC DE 5.07 08/05/10 HOME PROPERTIES INC MD 7.01,9.01 08/05/10 Hometown Bancorp,Inc. X1 2.02,9.01 08/06/10 HOUSTON AMERICAN ENERGY CORP DE 8.01 07/31/10 HUDSON HIGHLAND GROUP INC DE 1.01,1.02,2.03,9.01 08/03/10 HUDSONS GRILL INTERNATIONAL INC TX 3.03 08/02/10 HYPERDYNAMICS CORP DE 5.02,9.01 08/02/10 IDENTIVE GROUP, INC. DE 9.01 01/04/10 AMEND IDT CORP DE 8.01,9.01 08/05/10 IMATION CORP DE 1.01,5.02,9.01 08/03/10 IMPERIAL CAPITAL BANCORP, INC. DE 1.03,9.01 07/20/10 IMPLANT SCIENCES CORP MA 5.02 08/06/10 Industrial Income Trust Inc. MD 1.01 08/02/10 InfuSystem Holdings, Inc DE 2.02,9.01 08/05/10 INLAND REAL ESTATE CORP MD 8.01,9.01 08/06/10 Intermec, Inc. DE 7.01 08/06/10 INTERNATIONAL BANCSHARES CORP TX 5.02,9.01 08/06/10 INUVO, INC. NV 7.01,9.01 08/06/10 INUVO, INC. NV 2.02,7.01,9.01 08/03/10 INUVO, INC. NV 7.01,9.01 08/06/10 ITT EDUCATIONAL SERVICES INC DE 8.01 08/06/10 James River Coal CO VA 2.02,7.01,9.01 08/06/10 JOHNSON OUTDOORS INC WI 2.02,9.01 08/06/10 KEY ENERGY SERVICES INC MD 2.02 08/05/10 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 2.02,7.01,9.01 08/06/10 KILROY REALTY CORP MD 8.01 08/06/10 KIMCO REALTY CORP MD 2.02 08/05/10 Koppers Holdings Inc. PA 2.02,9.01 08/05/10 LANCASTER COLONY CORP OH 8.01,9.01 08/06/10 LANDRYS RESTAURANTS INC 8.01,9.01 08/06/10 LAS VEGAS RAILWAY EXPRESS, INC. DE 5.02 08/01/10 LATTICE SEMICONDUCTOR CORP DE 5.02,9.01 08/05/10 Lazard Group LLC DE 1.01,9.01 08/06/10 Lazard Ltd D0 1.01,9.01 08/06/10 LEUCADIA NATIONAL CORP NY 8.01,9.01 08/06/10 LEXARIA CORP. 1.01,5.02,9.01 08/05/10 LIMITED BRANDS INC DE 2.02,7.01,9.01 08/05/10 LMI AEROSPACE INC MO 2.02,7.01,9.01 08/06/10 LML PAYMENT SYSTEMS INC A1 8.01 08/03/10 LNB BANCORP INC OH 1.01,3.02,7.01,8.01,9.01 08/04/10 LOCAL.COM DE 1.01,2.03,9.01 08/05/10 LOEWS CORP DE 7.01,9.01 08/06/10 LOGIC DEVICES Inc CA 5.02,9.01 08/04/10 LSB INDUSTRIES INC DE 2.02,9.01 08/06/10 Madison Square Garden, Inc. DE 2.02,9.01 08/06/10 MAGNUM HUNTER RESOURCES CORP DE 5.02,9.01 02/11/10 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 08/05/10 MAGNUM HUNTER RESOURCES CORP DE 2.02,7.01,9.01 08/05/10 MARINER ENERGY INC DE 2.02,7.01,9.01 08/05/10 MARLIN BUSINESS SERVICES CORP 2.02,9.01 08/05/10 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 08/06/10 METLIFE INC DE 2.03,8.01,9.01 08/06/10 MICROPAC INDUSTRIES INC DE 5.02 08/06/10 MIDWEST BANC HOLDINGS INC DE 2.04 08/02/10 Millstream Ventures, Inc. NV 1.01 08/06/10 MIRANT CORP DE 2.02,9.01 08/06/10 MOHAWK INDUSTRIES INC DE 2.02,9.01 08/05/10 MOLEX INC DE 2.05 06/18/07 AMEND Molycorp, Inc. DE 5.03,9.01 08/03/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,7.01,9.01 08/06/10 Morningstar, Inc. IL 7.01 08/06/10 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 08/02/10 MTR GAMING GROUP INC DE 5.07 08/05/10 Mueller Water Products, Inc. DE 5.02,9.01 08/02/10 MULTIBAND CORP MN 1.01,3.02,9.01 08/03/10 NASB FINANCIAL INC MO 2.02,9.01 06/30/10 National American University Holdings DE 8.01 08/05/10 NATIONAL FUEL GAS CO NJ 2.02,9.01 08/05/10 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 08/06/10 NAVISITE INC DE 8.01,9.01 08/06/10 NEW FRONTIER MEDIA INC CO 2.02,9.01 08/06/10 NEW PEOPLES BANKSHARES INC VA 1.01,7.01,9.01 08/04/10 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 08/06/10 NEWELL RUBBERMAID INC DE 1.01,9.01 08/02/10 Northport Network Systems, Inc. 5.02 08/06/10 Northport Network Systems, Inc. 1.01,3.02,9.01 08/06/10 AMEND NOVAVAX INC DE 2.02,5.02,9.01 08/06/10 NPC INTERNATIONAL INC KS 2.02,9.01 08/06/10 NUMOBILE, INC. 3.03,5.03,9.01 08/03/10 NUTRA PHARMA CORP CA 2.02,9.01 08/06/10 NV ENERGY, INC. NV 8.01,9.01 08/04/10 NVE CORP /NEW/ MN 5.07 08/05/10 NYTEX Energy Holdings, Inc. DE 8.01 07/26/10 OMEGA PROTEIN CORP NV 2.02,9.01 08/05/10 ONE LIBERTY PROPERTIES INC MD 2.02,7.01,9.01 08/05/10 ONVIA INC DE 2.02,9.01 08/05/10 Opexa Therapeutics, Inc. TX 2.02,9.01 08/06/10 ORMAT TECHNOLOGIES, INC. DE 1.01,9.01 08/02/10 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 08/06/10 OYO GEOSPACE CORP DE 2.02,9.01 08/06/10 PACIFIC BLUE ENERGY CORP. 1.01,3.02,9.01 08/04/10 PACIFIC BLUE ENERGY CORP. 1.01,3.02,7.01,9.01 08/05/10 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 08/03/10 PALMETTO BANCSHARES INC SC 5.07,8.01,9.01 08/06/10 PARKWAY PROPERTIES INC MD 5.03,9.01 08/05/10 PAULSON CAPITAL CORP OR 5.02 08/02/10 Pebblebrook Hotel Trust MD 2.02,7.01,9.01 08/05/10 PEPCO HOLDINGS INC DE 2.02,9.01 08/05/10 PETROHAWK ENERGY CORP DE 1.01,9.01 08/03/10 PETROQUEST ENERGY INC DE 1.01,8.01,9.01 08/05/10 PharMerica CORP DE 2.02,9.01 08/05/10 Phase Forward Inc DE 8.01,9.01 08/05/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 08/05/10 PLUG POWER INC DE 2.02,9.01 08/06/10 PNM RESOURCES INC NM 2.02,9.01 08/06/10 Portlogic Systems Inc. NV 9.01 08/01/10 PPG INDUSTRIES INC PA 1.01,1.02,2.03,9.01 08/02/10 PRIDE INTERNATIONAL INC DE 1.01,9.01 08/03/10 Probe Manufacturing Inc NV 7.01,9.01 08/06/10 PROGRESS ENERGY INC NC 2.02,9.01 08/06/10 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 08/05/10 PSM HOLDINGS INC NV 5.02,7.01 08/03/10 Public Storage MD 2.02,9.01 08/05/10 RADIANT SYSTEMS INC GA 2.02,9.01 08/05/10 RAE SYSTEMS INC DE 2.02,9.01 08/04/10 Reach Messaging Holdings, Inc. DE 5.07 08/02/10 RES CARE INC /KY/ KY 2.02,9.01 08/05/10 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 08/06/10 RMX Holdings, Inc. NV 7.01,9.01 08/06/10 ROYAL STYLE DESIGN INC. FL 1.01,2.01,7.01,8.01,9.01 07/01/10 Sabine Pass LNG, L.P. DE 8.01,9.01 08/05/10 SAJAN INC DE 5.02,7.01,9.01 08/04/10 Sancon Resources Recovery, Inc. 2.01,9.01 08/06/10 SELECT MEDICAL HOLDINGS CORP 2.02,9.01 08/05/10 Shiner International, Inc. NV 1.01,2.03 08/02/10 Shire plc 8.01,9.01 08/05/10 SIERRA RESOURCE GROUP INC NV 1.01,9.01 06/21/10 AMEND SKYLINE CORP IN 2.02,9.01 08/06/10 SMITH & WESSON HOLDING CORP NV 5.02 08/06/10 SMTC CORP DE 2.02,9.01 08/06/10 SOUTHERN COPPER CORP/ DE 8.01 08/06/10 SOUTHWEST AIRLINES CO TX 2.02,9.01 06/30/10 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 8.01,9.01 08/06/10 SOUTHWEST WATER CO DE 5.07,9.01 08/06/10 SOUTHWEST WATER CO DE 5.07,9.01 08/06/10 SOUTHWESTERN ENERGY CO DE 7.01 08/06/10 SPRINT NEXTEL CORP KS 5.02 08/05/10 ST. BERNARD SOFTWARE, INC. CA 1.01,2.03,9.01 08/02/10 STANLEY FURNITURE CO INC. DE 1.01,9.01 08/02/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 08/06/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 07/30/10 Sucampo Pharmaceuticals, Inc. 7.01,9.01 08/06/10 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 08/06/10 SUN COMMUNITIES INC MD 1.01,9.01 08/06/10 SUN RIVER ENERGY, INC CO 3.02,9.01 08/06/10 SUNRISE ENERGY RESOURCES INC DE 4.01,9.01 08/03/10 Sunstone Hotel Investors, Inc. MD 2.02,9.01 08/06/10 SUPERGEN INC DE 1.01,9.01 08/02/10 Symetra Financial CORP DE 5.02,9.01 08/06/10 SYNCHRONOSS TECHNOLOGIES INC 8.01 08/04/10 TAMM Oil & Gas Corp. NV 5.02 08/06/10 TBS International plc L2 2.02,9.01 08/06/10 TechMedia Advertising, Inc. NV 1.01,8.01,9.01 07/29/10 AMEND TECHNOLOGY RESEARCH CORP FL 2.02,9.01 08/06/10 TECUMSEH PRODUCTS CO MI 5.05,9.01 08/02/10 TELIK INC DE 2.02,9.01 08/06/10 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 08/05/10 Territorial Bancorp Inc. MD 8.01,9.01 08/05/10 Territorial Bancorp Inc. MD 2.02,9.01 08/05/10 TESCO CORP 2.02,9.01 08/05/10 TFS Financial CORP DE 7.01,9.01 08/06/10 THERAGENICS CORP DE 1.01,9.01 08/06/10 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 08/05/10 Thompson Creek Metals CO Inc. A6 2.02,9.01 08/05/10 TII NETWORK TECHNOLOGIES, INC. DE 9.01 05/19/10 AMEND Titan Oil & Gas, Inc. NV 5.02,8.01,9.01 08/01/10 TOP FLIGHT GAMEBIRDS, INC. DE 5.01,5.02 08/06/10 U-Store-It Trust MD 2.02,7.01,9.01 08/05/10 UNICA CORP 5.02 08/06/10 UNITED REFINING CO PA 8.01,9.01 08/05/10 UNIVERSAL CORP /VA/ VA 1.01,8.01,9.01 08/06/10 UNIVERSAL TECHNICAL INSTITUTE INC DE 8.01 08/06/10 UQM TECHNOLOGIES INC CO 5.07 08/04/10 US CONCRETE INC DE 1.01,7.01,9.01 08/05/10 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 08/05/10 VALLEY FORGE COMPOSITE TECHNOLOGIES, FL 5.07 08/05/10 VALUEVISION MEDIA INC MN 5.02,9.01 08/02/10 Vangent, Inc. DE 2.02,9.01 08/06/10 Vaughan Foods, Inc. OK 2.02,9.01 08/06/10 VCG HOLDING CORP CO 8.01 08/04/10 VHGI HOLDINGS, INC. DE 1.01,2.01,5.02,9.01 07/30/10 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 08/06/10 VITAL IMAGES INC MN 2.02,9.01 08/04/10 W&T OFFSHORE INC TX 2.02,5.02,9.01 08/02/10 Warner Chilcott plc 2.02,7.01,9.01 08/06/10 WASHINGTON POST CO DE 2.02,9.01 08/06/10 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 08/05/10 WELLS FARGO & CO/MN DE 9.01 08/06/10 WHITING USA TRUST I DE 2.02,9.01 08/06/10 Wilber CORP 5.02,9.01 08/02/10 Winthrop Realty Trust OH 2.02,7.01,8.01,9.01 08/05/10 WMS INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 08/03/10 XENOPORT INC DE 5.02 08/05/10 XOMA LTD /DE/ DE 8.01,9.01 08/06/10 YORK WATER CO PA 2.02,9.01 08/06/10 ZION OIL & GAS INC DE 7.01,9.01 08/06/10 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 08/09/10 ACTIVE POWER INC DE 8.01,9.01 08/05/10 ADVANT E CORP DE 2.02,9.01 08/06/10 AEP INDUSTRIES INC DE 1.01,5.02,7.01,9.01 08/05/10 AFLAC INC GA 1.01,2.03,9.01 08/04/10 ALASKA AIR GROUP INC DE 8.01 08/04/10 ALICO INC FL 2.02,9.01 08/09/10 ALLIANCE DATA SYSTEMS CORP DE 1.01,2.03,7.01,9.01 08/06/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/09/10 Allied Nevada Gold Corp. DE 2.02,9.01 08/09/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,9.01 08/06/10 AMB PROPERTY CORP MD 2.03,9.01 08/04/10 AMC ENTERTAINMENT INC DE 7.01 08/09/10 AMEDISYS INC DE 2.02,7.01,9.01 08/09/10 AMERICAN DAIRY INC UT 2.02,9.01 08/09/10 AMERICAN ELECTRIC POWER CO INC NY 5.02 08/09/10 AMERICAN SCIENCE & ENGINEERING, INC. MA 2.02,9.01 08/09/10 Ames True Temper, Inc. DE 2.01,9.01 08/09/10 Answers CORP 2.02,7.01,9.01 08/09/10 APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 08/05/10 APPLETON PAPERS INC/WI 2.02,9.01 08/09/10 APPLETON PAPERS INC/WI 2.01 07/22/10 AMEND ARCH COAL INC DE 1.01,2.03,9.01 08/09/10 AROTECH CORP DE 5.07 06/09/09 Ascent Media CORP DE 2.02,9.01 08/09/10 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 08/09/10 ASTA FUNDING INC DE 2.02,9.01 08/04/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 08/09/10 ATHERSYS, INC / NEW DE 2.02,5.02,9.01 08/09/10 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 08/09/10 AVNET INC NY 2.02,9.01 08/06/10 Babcock & Wilcox Co DE 2.02,9.01 08/09/10 Baltic Trading Ltd 1T 2.02,9.01 08/09/10 Bancorp of New Jersey, Inc. NJ 2.02,9.01 08/05/10 Banks.com, Inc. FL 2.02,9.01 08/09/10 BEACON POWER CORP DE 2.02,9.01 08/09/10 BIRCH BRANCH INC CO 4.01,9.01 08/04/10 BLACKBOARD INC DE 1.01,2.01,2.02,9.01 08/04/10 BLOUNT INTERNATIONAL INC DE 2.02,9.01 08/09/10 BLUEGREEN CORP MA 2.02,9.01 08/05/10 Blueknight Energy Partners, L.P. DE 2.02,9.01 06/30/10 BRANDYWINE REALTY TRUST MD 1.01,3.02,5.03,8.01,9.01 08/05/10 BRAZIL GOLD CORP. NV 1.01 08/03/10 Bristow Group Inc DE 5.07 08/09/10 BROADSOFT INC DE 2.02,9.01 08/09/10 BROADWIND ENERGY, INC. DE 2.02,9.01 08/09/10 Buyonate Inc. NV 5.03,9.01 08/03/10 CAMAC Energy Inc. DE 2.02,7.01,9.01 08/09/10 CAMERON INTERNATIONAL CORP DE 5.02 08/05/10 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 07/31/10 Capstone Therapeutics Corp. DE 2.02,9.01 08/09/10 CAPSTONE TURBINE Corp DE 2.02,9.01 08/09/10 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 08/09/10 CC Media Holdings Inc DE 2.02,9.01 08/09/10 CC Media Holdings Inc DE 8.01,9.01 08/09/10 CEL SCI CORP CO 8.01 08/05/10 CELADON GROUP INC DE 5.02 08/03/10 CenterState Banks, Inc. FL 1.01,9.01 08/08/10 CH ENERGY GROUP INC NY 1.01,2.03,9.01 08/06/10 Changda International Holdings, Inc. NV 2.04,8.01 08/03/10 CHART INDUSTRIES INC DE 7.01,9.01 08/09/10 Chatham Lodging Trust MD 1.01,9.01 08/06/10 Chemtura CORP DE 8.01,9.01 08/09/10 Chile Mining Technologies Inc. NV 5.02 08/09/10 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 08/09/10 CHINA FIRE & SECURITY GROUP, INC. 5.02 08/09/10 CHINA FORESTRY INC NV 4.01,9.01 08/02/10 CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 08/09/10 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 08/09/10 CHYRON CORP NY 5.02,9.01 08/04/10 CITIGROUP INC DE 9.01 08/09/10 CITIGROUP INC DE 9.01 08/09/10 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,7.01,9.01 08/09/10 Clean Energy Fuels Corp. DE 2.02,9.01 08/09/10 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,9.01 08/09/10 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 08/09/10 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 08/09/10 Clear Channel Outdoor Holdings, Inc. DE 8.01,9.01 08/09/10 CLEARANT INC DE 5.02 08/09/10 CLINICAL DATA INC DE 2.02,9.01 08/09/10 COLOMBIA CLEAN POWER & FUELS, INC NV 1.01,8.01,9.01 08/03/10 COMERICA INC /NEW/ 5.03,9.01 08/04/10 CommonWealth REIT MD 1.01,1.02,2.03,9.01 08/03/10 COMMUNITY WEST BANCSHARES / CA 8.01,9.01 08/09/10 CONVERGYS CORP OH 2.02,9.01 08/09/10 Converted Organics Inc. DE 2.02,9.01 08/09/10 CORINTHIAN COLLEGES INC 7.01 08/05/10 CORNELL COMPANIES INC DE 8.01,9.01 08/06/10 CORNING INC /NY NY 7.01,8.01,9.01 08/03/10 COSINE COMMUNICATIONS INC DE 2.02,9.01 08/05/10 COUSINS PROPERTIES INC GA 2.02,9.01 08/09/10 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 08/09/10 CRAWFORD & CO GA 5.02 08/03/10 CYPRESS BIOSCIENCE INC DE 2.02,9.01 08/09/10 CYTRX CORP DE 2.02,9.01 08/09/10 DELPHI FINANCIAL GROUP INC/DE DE 8.01,9.01 08/09/10 DELTA OIL & GAS INC 8.01,9.01 08/03/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 08/09/10 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 08/09/10 DiamondRock Hospitality Co 1.01,2.03,7.01,9.01 08/06/10 DIGITALGLOBE INC 1.01,7.01,9.01 08/09/10 Diligent Board Member Services, Inc. DE 5.02 08/06/10 DineEquity, Inc DE 5.02,9.01 08/03/10 DIONEX CORP /DE CA 5.02 08/03/10 DIRECTV DE 5.02 08/04/10 DOCUMENT CAPTURE TECHNOLOGIES, INC. 1.01,3.02,9.01 08/05/10 DOUBLE EAGLE PETROLEUM CO MD 1.01,2.03,7.01,9.01 08/03/10 DRIL-QUIP INC DE 2.02,9.01 08/06/10 DTS, INC. DE 2.02,9.01 08/09/10 Eagle Bulk Shipping Inc. 1.01 08/04/10 Eaglecrest Resources, Inc. NV 5.03,8.01,9.01 08/06/10 Eastern Environment Solutions Corp. 5.02,9.01 08/03/10 EDEN ENERGY CORP NV 5.03,5.07,9.01 08/03/10 EDUCATION MANAGEMENT CORPORATION 8.01 08/05/10 ELDORADO ARTESIAN SPRINGS INC CO 8.01,9.01 08/09/10 Element92 Resources Corp. WY 4.01 08/04/10 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,3.02 08/04/10 EMERITUS CORP\WA\ WA 2.02 07/30/10 ENERGY CONVERSION DEVICES INC DE 5.02 08/03/10 Energy Services of America CORP DE 2.02,9.01 08/09/10 Energy Transfer Equity, L.P. DE 2.02,9.01 08/09/10 Energy Transfer Partners, L.P. DE 2.02,9.01 08/09/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 08/09/10 ENTECH SOLAR, INC. DE 5.02,5.07,9.01 08/05/10 Enterprise GP Holdings L.P. DE 2.02,9.01 08/09/10 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 08/09/10 EVERGREEN ENERGY INC DE 5.03,9.01 08/09/10 EVERGREEN ENERGY INC DE 2.02,9.01 08/09/10 EVERGREEN ENERGY INC DE 5.03,9.01 08/09/10 AMEND Excel Global, Inc. 4.01,9.01 08/06/10 EXIDE TECHNOLOGIES DE 7.01,9.01 08/09/10 EXTERRAN PARTNERS, L.P. DE 5.02,9.01 08/04/10 EXTREME NETWORKS INC DE 7.01,8.01,9.01 08/09/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 08/09/10 FISHER COMMUNICATIONS INC WA 2.02,9.01 08/09/10 FLEXPOINT SENSOR SYSTEMS INC DE 4.01,9.01 08/03/10 FLOTEK INDUSTRIES INC/CN/ DE 5.02 08/04/10 FNB CORP/FL/ FL 1.01,9.01 08/09/10 Ford Credit Auto Owner Trust 2010-B DE 1.01,9.01 08/04/10 Ford Credit Auto Owner Trust 2010-B DE 1.01,9.01 08/05/10 Ford Credit Auto Owner Trust 2010-B DE 1.01,9.01 08/06/10 Forex International Trading Corp. NV 5.02,9.01 08/05/10 FREMONT MICHIGAN INSURACORP INC MI 2.02,8.01,9.01 08/09/10 FTI CONSULTING INC MD 7.01,9.01 08/05/10 FURMANITE CORP DE 7.01,9.01 08/09/10 FX ENERGY INC NV 8.01,9.01 08/09/10 FX ENERGY INC NV 2.02,8.01,9.01 08/09/10 GARTNER INC DE 2.02,8.01,9.01 08/05/10 GASTAR EXPLORATION LTD 7.01,9.01 08/09/10 Geeknet, Inc DE 9.01 08/04/10 AMEND GENCO SHIPPING & TRADING LTD 2.02,9.01 08/09/10 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 08/09/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 08/09/10 General Motors Co 5.02,5.03,5.07,9.01 08/03/10 GenMark Diagnostics, Inc. DE 2.02,3.01,5.02,9.01 08/09/10 GENWORTH FINANCIAL INC DE 2.02,9.01 08/09/10 GeoPharma, Inc. FL 5.02 08/04/10 GEORESOURCES INC CO 2.02,9.01 08/05/10 George Foreman Enterprises Inc DE 8.01,9.01 08/03/10 GLADSTONE CAPITAL CORP MD 2.02,9.01 08/09/10 GLG Partners, Inc. DE 2.02,8.01,9.01 08/09/10 GLOBALSCAPE INC DE 8.01 08/09/10 GOLDEN PHOENIX MINERALS INC NV 2.01,7.01,9.01 08/04/10 Golub Capital BDC, Inc. DE 2.02,9.01 08/09/10 Grand Canyon Education, Inc. DE 2.02,9.01 08/09/10 GREAT PLAINS ENERGY INC MO 7.01,9.01 08/09/10 GREAT PLAINS ENERGY INC MO 1.01,1.02,2.03 08/09/10 GREAT SOUTHERN BANCORP INC MD 8.01 08/09/10 GREENSHIFT CORP DE 5.03,9.01 08/09/10 GSE SYSTEMS INC DE 2.02 08/09/10 GTX INC /DE/ DE 2.02,9.01 08/09/10 Hampden Bancorp, Inc. DE 2.02,7.01,8.01,9.01 08/03/10 HARLEY DAVIDSON INC WI 2.01,9.01 08/06/10 HARLEYSVILLE GROUP INC DE 8.01,9.01 08/06/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 2.02,5.03,9.01 08/09/10 HEALTH GRADES INC DE 1.01,9.01 08/09/10 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 08/09/10 Heckmann CORP 2.02,9.01 08/09/10 Heritage Financial Group DC 2.02,9.01 08/09/10 HERTZ CORP DE 2.02,9.01 08/04/10 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 08/04/10 HIBERNIA HOMESTEAD BANCORP, INC. 2.02,9.01 08/06/10 HIGHLANDS BANKSHARES INC /WV/ WV 5.07 05/13/10 HOME BANCSHARES INC 2.01,9.01 03/12/10 AMEND Horsehead Holding Corp 2.02,9.01 08/09/10 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 08/09/10 HSN, Inc. DE 5.02,9.01 08/05/10 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 08/09/10 INERGY HOLDINGS, L.P. 1.01,8.01,9.01 08/07/10 INERGY L P DE 2.02,7.01,9.01 08/09/10 INERGY L P DE 1.01,8.01,9.01 08/07/10 Innocent, Inc. 1.01 08/09/10 Innovaro, Inc. 2.02,9.01 08/09/10 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 08/09/10 INTERNATIONAL LEASE FINANCE CORP CA 7.01,9.01 08/09/10 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 08/09/10 Iridium Communications Inc. DE 2.02,9.01 08/09/10 ISABELLA BANK CORP MI 2.02,9.01 08/05/10 ISHARES COMEX GOLD TRUST NY 8.01,9.01 08/04/10 ISIS PHARMACEUTICALS INC DE 2.02,9.01 08/09/10 ISSUER DIRECT CORP 2.02,9.01 08/09/10 JDA SOFTWARE GROUP INC DE 8.01 08/09/10 Kat Gold Holdings Corp. NV 5.03,9.01 08/02/10 KBS Legacy Partners Apartment REIT, I MD 1.01 08/05/10 KEATING CAPITAL INC 5.02,5.03,9.01 08/05/10 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 08/08/10 KING PHARMACEUTICALS INC TN 2.02,9.01 08/09/10 Kodiak Oil & Gas Corp B0 8.01,9.01 08/09/10 Kodiak Oil & Gas Corp B0 7.01,9.01 08/09/10 KSW INC NY 2.02,9.01 08/09/10 KV PHARMACEUTICAL CO /DE/ DE 4.01,9.01 08/03/10 L & L ENERGY, INC. NV 5.02 08/09/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 08/09/10 LANDRYS RESTAURANTS INC 2.02,9.01 08/09/10 LEXICON PHARMACEUTICALS, INC./DE DE 2.02,9.01 08/09/10 Li3 Energy, Inc. NV 1.01,2.01,3.02,8.01,9.01 08/03/10 Liberty Acquisition Holdings Corp. DE 1.01,3.02,5.01,5.03,9.01 08/04/10 LIBERTY MEDIA CORP 8.01,9.01 08/06/10 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 08/09/10 LIQUIDMETAL TECHNOLOGIES INC DE 1.01 08/05/10 MACERICH CO MD 2.02,7.01,9.01 07/10/10 Manhattan Bancorp CA 2.02,9.01 08/03/10 Marquee Holdings Inc. DE 5.07,7.01 08/09/10 MARSH & MCLENNAN COMPANIES, INC. DE 2.01,8.01,9.01 08/03/10 MARTEK BIOSCIENCES CORP DE 7.01,9.01 08/09/10 MASS MEGAWATTS WIND POWER INC MA 2.02,9.01 08/09/10 MAXIM INTEGRATED PRODUCTS INC DE 5.02 08/03/10 MBIA INC CT 2.02,7.01,9.01 08/09/10 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 08/09/10 MCDERMOTT INTERNATIONAL INC R1 2.01,9.01 07/30/10 AMEND MED GEN INC NV 5.03,9.01 07/14/10 MEDCATH CORP DE 2.02,9.01 08/09/10 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 08/09/10 MEDIVATION, INC. DE 2.02,9.01 08/09/10 MERCER GOLD CORP. NV 7.01,9.01 08/09/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 08/09/10 MERGE HEALTHCARE INC DE 2.02 08/09/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/02/10 Momentive Performance Materials Inc. DE 2.02,9.01 08/09/10 MOQIZONE HOLDING Corp DE 5.02,9.01 08/05/10 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 08/09/10 MPG Office Trust, Inc. MD 2.02,7.01,9.01 08/09/10 MRV COMMUNICATIONS INC DE 2.02,9.01 08/09/10 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 08/02/10 AMEND MTR GAMING GROUP INC DE 2.02,9.01 08/09/10 MULTI COLOR Corp OH 2.02,9.01 08/05/10 MYR GROUP INC. DE 2.02,9.01 08/09/10 NABORS INDUSTRIES LTD D0 1.01,8.01,9.01 08/06/10 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 08/09/10 National CineMedia, Inc. DE 8.01,9.01 08/09/10 National CineMedia, Inc. DE 8.01,9.01 08/09/10 NATIONAL RESEARCH CORP WI 1.01,2.01,2.03,9.01 08/03/10 NEAH POWER SYSTEMS, INC. NV 1.01,9.01 08/03/10 NELNET INC NE 2.02,9.01 08/09/10 NETWORK CN INC DE 5.02 08/09/10 NEWFIELD EXPLORATION CO /DE/ DE 8.01 08/09/10 NGP Capital Resources Co MD 2.02,9.01 08/09/10 Niska Gas Storage Partners LLC DE 2.02,9.01 08/06/10 NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 08/06/10 NOVELL INC DE 2.02,9.01 08/09/10 Nuance Communications, Inc. DE 2.02,9.01 08/09/10 NuStar Energy L.P. DE 8.01,9.01 08/09/10 NV ENERGY, INC. NV 2.02,9.01 08/09/10 ODYSSEY HEALTHCARE INC DE 5.07,7.01,9.01 08/09/10 Omega Flex, Inc. PA 9.01 08/09/10 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 08/09/10 ORBCOMM Inc. DE 2.02,9.01 08/09/10 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 08/09/10 OSTEOTECH INC DE 2.02,9.01 08/09/10 OSTEOTECH INC DE 8.01,9.01 08/09/10 PARK CITY GROUP INC 8.01,9.01 08/09/10 PARKWAY PROPERTIES INC MD 2.02,9.01 05/03/10 AMEND Patient Safety Technologies, Inc DE 1.01,5.02,8.01,9.01 07/26/10 PC TEL INC DE 8.01,9.01 08/04/10 PEGASYSTEMS INC MA 2.02,9.01 08/09/10 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 08/03/10 PEPCO HOLDINGS INC DE 7.01,9.01 08/09/10 Perfumania Holdings, Inc. FL 2.02,9.01 08/05/10 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 08/09/10 PetroAlgae Inc. DE 1.01 08/04/10 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 08/09/10 PETROQUEST ENERGY INC DE 8.01,9.01 08/09/10 Phase Forward Inc DE 2.02,9.01 08/09/10 PHH CORP MD 1.01,8.01,9.01 08/06/10 PICO HOLDINGS INC /NEW CA 2.02,5.02,9.01 06/30/10 Pinnacle Foods Finance LLC DE 2.02,9.01 08/09/10 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 08/06/10 PPLUS Trust Series LMG-3 8.01,9.01 08/02/10 PPlus Trust Series LMG-4 DE 8.01,9.01 08/02/10 PRESSTEK INC /DE/ DE 2.02,9.01 08/09/10 PRGX GLOBAL, INC. GA 1.01,3.03,5.02,9.01 08/03/10 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 06/30/10 Pzena Investment Management, Inc. DE 8.01,9.01 07/31/10 QUALITY SYSTEMS, INC CA 2.02,9.01 07/28/10 AMEND QUANTUM SOLAR POWER CORP. 4.01 08/09/10 Quicksilver Gas Services LP DE 2.02,9.01 08/09/10 QUICKSILVER RESOURCES INC DE 2.01,9.01 08/09/10 QUIKSILVER INC DE 1.01,3.02,5.07,9.01 08/06/10 QUINSTREET, INC CA 2.02,9.01 08/09/10 RACKSPACE HOSTING, INC. 2.02,9.01 08/09/10 Reach Messaging Holdings, Inc. DE 4.01,9.01 07/30/10 READING INTERNATIONAL INC NV 2.02,9.01 08/06/10 Regency Energy Partners LP DE 2.02,7.01,9.01 08/09/10 Regency Energy Partners LP DE 7.01,9.01 08/09/10 RENHUANG PHARMACEUTICALS INC NV 5.02,9.01 08/03/10 RENTECH INC /CO/ CO 2.02,9.01 08/09/10 RITE AID CORP DE 8.01,9.01 08/09/10 Rosetta Resources Inc. DE 2.02,9.01 08/08/10 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 06/30/10 SALIX PHARMACEUTICALS LTD 2.02,8.01,9.01 08/05/10 Sara Lee Corp MD 5.02 08/09/10 SCHOLASTIC CORP DE 5.07 08/06/10 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 08/09/10 SCRIPPS E W CO /DE OH 2.02,9.01 08/09/10 Scripps Networks Interactive, Inc. OH 2.02,9.01 08/09/10 SELECTICA INC DE 2.02,9.01 08/05/10 Seligman Premium Technology Growth Fu MD 7.01,9.01 08/09/10 Shengkai Innovations, Inc. FL 4.02,9.01 08/06/10 Shire plc 1.01,9.01 08/03/10 SMARBEE, INC. FL 4.01,9.01 04/08/10 AMEND SOHU COM INC DE 8.01,9.01 08/09/10 Solo Cup CO DE 2.02,5.02,9.01 08/06/10 SONOMA VALLEY BANCORP CA 1.01,9.01 08/04/10 SOTHEBYS DE 2.02,9.01 08/05/10 SOUTH FINANCIAL GROUP INC SC 8.01,9.01 07/30/10 SOUTHERN COPPER CORP/ DE 5.02 08/03/10 SOUTHWEST GAS CORP CA 2.02 08/09/10 SPARTON CORP OH 2.01,9.01 08/06/10 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 08/09/10 SRI SURGICAL EXPRESS INC FL 2.02,9.01 08/09/10 STARWOOD PROPERTY TRUST, INC. 2.02,9.01 08/09/10 STATION CASINOS INC NV 1.01,9.01 08/06/10 STERLING BANCORP NY 8.01 08/05/10 STERLING CONSTRUCTION CO INC DE 2.02,9.01 08/09/10 STIFEL FINANCIAL CORP DE 5.02,8.01,9.01 08/03/10 STONEMOR PARTNERS LP DE 2.02,9.01 06/30/10 Strategic Storage Trust, Inc. MD 9.01 04/16/10 AMEND STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 07/29/10 STRATTEC SECURITY CORP WI 2.02,7.01,9.01 08/05/10 SUPERIOR UNIFORM GROUP INC FL 5.02 08/06/10 Superior Well Services, INC DE 2.02,9.01 08/09/10 Superior Well Services, INC DE 1.01,8.01,9.01 08/06/10 Sustainable Environmental Technologie CA 5.03,9.01 08/02/10 Synutra International, Inc. DE 2.02,9.01 08/09/10 T3 Motion, Inc. DE 1.01,2.03,9.01 08/03/10 Talecris Biotherapeutics Holdings Cor DE 8.01,9.01 08/09/10 Targa Resources Partners LP DE 8.01,9.01 12/31/09 Targa Resources Partners LP DE 1.01,7.01,9.01 08/06/10 TD AMERITRADE HOLDING CORP DE 1.01,5.02 08/05/10 TEAMSTAFF INC NJ 5.02,9.01 08/03/10 TechMedia Advertising, Inc. NV 3.02,9.01 07/30/10 TECHPRECISION CORP 5.02 08/04/10 TechTarget Inc 2.02,9.01 08/09/10 TECHTEAM GLOBAL INC DE 2.02,9.01 08/09/10 TELEFLEX INC DE 1.01,2.03,3.02,9.01 08/03/10 TeleNav, Inc. DE 2.02,9.01 08/09/10 TELESTONE TECHNOLOGIES CORP CO 7.01,9.01 08/09/10 TELKONET INC UT 1.01,3.02,5.02,5.03,9.01 08/04/10 TESCO CORP 5.02 08/04/10 THERMOENERGY CORP DE 1.01,3.02,5.03,9.01 08/04/10 THL Credit, Inc. DE 2.02,7.01,9.01 08/09/10 THQ INC DE 2.02,9.01 08/09/10 TIDEWATER INC DE 2.02,9.01 08/05/10 TIDEWATER INC DE 7.01,9.01 08/05/10 TIER TECHNOLOGIES INC DE 2.02,9.01 08/05/10 Tower Group, Inc. DE 2.02,9.01 08/09/10 Toyzap.com, Inc. TX 3.02,5.03,9.01 08/03/10 TRANS1 INC 2.02,9.01 08/05/10 Transcept Pharmaceuticals Inc DE 2.02,9.01 08/09/10 TransDigm Group INC DE 7.01,9.01 08/06/10 TransMontaigne Partners L.P. DE 2.02,9.01 08/09/10 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 08/09/10 Tri-Mark MFG, Inc. CA 4.01,9.01 08/06/10 TRINITY INDUSTRIES INC DE 7.01,9.01 08/09/10 TYSON FOODS INC DE 2.02,9.01 08/09/10 UAL CORP /DE/ DE 8.01,9.01 08/09/10 UFP TECHNOLOGIES INC DE 2.02,5.07,9.01 08/03/10 uKARMA CORP NV 4.01,9.01 08/05/10 Ultimate Escapes, Inc. DE 7.01,9.01 08/09/10 UNIGENE LABORATORIES INC DE 2.02,9.01 08/09/10 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 08/09/10 UNITED PARCEL SERVICE INC DE 5.02 08/05/10 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 08/06/10 UNIVERSAL CORP /VA/ VA 5.07 08/03/10 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 08/09/10 US ENERGY CORP WY 7.01,9.01 08/09/10 Vanguard Natural Resources, LLC DE 9.01 08/09/10 VARIAN MEDICAL SYSTEMS INC DE 8.01,9.01 08/06/10 VCG HOLDING CORP CO 2.02,9.01 08/09/10 VERENIUM CORP DE 2.02,8.01,9.01 08/09/10 VIASAT INC DE 2.02,9.01 08/09/10 VIASYSTEMS GROUP INC DE 2.02 08/09/10 VirnetX Holding Corp DE 2.02,9.01 08/09/10 VISTEON CORP DE 2.02,7.01,9.01 08/09/10 WABASH NATIONAL CORP /DE DE 7.01,9.01 08/09/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 08/09/10 WARNACO GROUP INC /DE/ DE 8.01,9.01 08/09/10 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 06/30/10 AMEND WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 08/09/10 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 08/09/10 WESCO FINANCIAL CORP CA 2.02,9.01 08/06/10 Westway Group, Inc. DE 8.01,9.01 08/06/10 Westway Group, Inc. DE 2.02,9.01 08/09/10 WHITING PETROLEUM CORP DE 8.01,9.01 08/09/10 WILLIS LEASE FINANCE CORP DE 2.02,7.01,9.01 08/06/10 Wind Works Power Corp. NV 1.01,1.02,9.01 08/02/10 WINTRUST FINANCIAL CORP IL 7.01,9.01 08/06/10 WISCONSIN ENERGY CORP WI 7.01,9.01 08/09/10 Wright Express CORP 8.01,9.01 08/09/10 WSFS FINANCIAL CORP DE 1.01,8.01,9.01 08/09/10 XCEL ENERGY INC MN 8.01,9.01 08/03/10 XETA TECHNOLOGIES INC OK 8.01,9.01 08/09/10 Xinde Technology Co NV 8.01,9.01 08/06/10 ZHONGPIN INC. DE 2.02,9.01 08/09/10