RECENT 8K FILINGS May 26, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 57th Street General Acquisition Corp 1.01,9.01 05/19/10 AAC Group Holding Corp. DE 8.01,9.01 05/25/10 AAR CORP DE 8.01,9.01 05/24/10 ADVANCED CELL TECHNOLOGY, INC. DE 3.02 05/14/10 ADVANCED PHOTONIX INC DE 1.01,9.01 05/19/10 AFC ENTERPRISES INC MN 5.07 05/20/10 AFFYMAX INC DE 1.01 05/20/10 AFH HOLDING II, INC. DE 2.01,9.01 05/12/10 AMEND AFS SenSub Corp. 1.01,9.01 05/20/10 Aircastle LTD D0 5.07 05/25/10 AK STEEL HOLDING CORP DE 8.01,9.01 05/24/10 ALIGN TECHNOLOGY INC DE 5.02,5.07,9.01 05/20/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/25/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/25/10 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 05/25/10 ALLIANT ENERGY CORP WI 5.02,5.07,9.01 05/20/10 ALTERRA CAPITAL HOLDINGS Ltd 5.02,8.01,9.01 05/19/10 Altisource Portfolio Solutions S.A. N4 5.02,5.07 05/19/10 Alto Group Holdings Inc. NV 3.02 05/25/10 AMARU INC NV 5.02 05/20/10 AMC ENTERTAINMENT INC DE 2.01,9.01 05/24/10 AMERICAN OIL & GAS INC NV 7.01,9.01 05/25/10 AMERICAN PUBLIC EDUCATION INC DE 5.07 05/20/10 AMP Holding Inc. NV 5.03,9.01 05/24/10 AMR CORP DE 5.07 05/19/10 ANALYSTS INTERNATIONAL CORP 7.01,9.01 05/25/10 ANALYSTS INTERNATIONAL CORP 1.01,3.03,5.07,9.01 05/25/10 Animal Health International, Inc. DE 1.01,9.01 03/17/10 AMEND ANNAPOLIS BANCORP INC MD 5.07 05/25/10 ANNAPOLIS BANCORP INC MD 8.01,9.01 05/25/10 ANNTAYLOR STORES CORP DE 5.02,5.07 05/19/10 AP PHARMA INC /DE/ DE 5.02 05/20/10 AMEND Apextalk Holdings Inc DE 1.01,9.01 05/21/10 APOLLO GROUP INC AZ 8.01,9.01 05/12/10 Argo Group International Holdings, Lt 7.01,9.01 05/25/10 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 05/25/10 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 05/24/10 Armour Residential REIT, Inc. MD 8.01,9.01 05/25/10 ARYx Therapeutics, Inc. DE 5.07 05/19/10 ASTORIA FINANCIAL CORP DE 5.02,9.01 05/23/10 ATMEL CORP DE 5.02,5.07,9.01 05/19/10 AUTHENTIDATE HOLDING CORP DE 1.01,5.02,5.07,8.01,9.01 05/19/10 AUTOZONE INC NV 2.02,9.01 05/25/10 BANKUNITED FINANCIAL CORP FL 8.01,9.01 05/20/10 BAY NATIONAL CORP MD 5.02 05/19/10 Beacon Energy Holdings, Inc. DE 2.02,9.01 05/25/10 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 05/25/10 BERKSHIRE HILLS BANCORP INC 7.01,9.01 05/25/10 BioFuel Energy Corp. 5.07 05/20/10 Biostar Pharmaceuticals, Inc. MD 8.01,9.01 05/25/10 BJs RESTAURANTS INC CA 8.01,9.01 05/25/10 BLONDER TONGUE LABORATORIES INC DE 5.02,5.07,9.01 05/19/10 BLUE NILE INC DE 5.02,5.07,9.01 05/19/10 Bonfire Productions, Inc. NV 1.01,5.02,9.01 05/24/10 BOYD GAMING CORP NV 5.07 05/20/10 BTU INTERNATIONAL INC DE 5.07 05/21/10 BUFFALO WILD WINGS INC MN 5.07 05/06/10 Bunge LTD 5.02,5.07 05/21/10 Burrow Mining Inc. 1.02,5.03,8.01,9.01 05/10/10 BWAY Holding CO DE 8.01,9.01 05/25/10 CADENCE FINANCIAL CORP MS 5.07,9.01 05/25/10 CALIFORNIA WATER SERVICE GROUP DE 8.01 05/24/10 CALPINE CORP DE 1.01,2.03,8.01,9.01 05/25/10 Capstone Therapeutics Corp. DE 1.01,3.03,5.02,5.07,8.01,9.01 05/21/10 CARBON GREEN INC. NV 4.02 05/21/10 Cardinal Ethanol LLC IN 7.01,9.01 05/25/10 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 05/25/10 CB RICHARD ELLIS GROUP INC DE 5.04,9.01 05/21/10 CENTER FINANCIAL CORP CA 5.02,9.01 05/20/10 CENTRAL PACIFIC FINANCIAL CORP HI 5.02,9.01 05/24/10 CENTRAL VALLEY COMMUNITY BANCORP CA 5.07 05/19/10 CHARLES & COLVARD LTD NC 5.07 05/20/10 China BCT Pharmacy Group, Inc. DE 2.02,9.01 05/21/10 CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 5.02,8.01,9.01 05/19/10 CHINA ORGANIC AGRICULTURE, INC. 2.02,7.01,9.01 05/25/10 China Shenghuo Pharmaceutical Holding 2.02,9.01 05/24/10 China Yongxin Pharmaceuticals Inc. DE 5.03,9.01 05/24/10 ChromaDex Corp. DE 5.07 05/20/10 ChromaDex Corp. DE 3.02,5.02 05/20/10 CHYRON CORP NY 5.02,5.07,9.01 05/19/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 05/24/10 CLINICAL DATA INC DE 7.01,8.01,9.01 05/25/10 CLST HOLDINGS, INC. DE 2.04,9.01 05/19/10 Cobalt International Energy, Inc. 5.02,9.01 05/24/10 COHEN & Co INC. MD 7.01,8.01,9.01 05/25/10 Cole Credit Property Trust III, Inc. MD 1.01,2.03 05/25/10 COMARCO INC CA 3.01 05/19/10 Compass Acquisition CORP E9 5.02 05/20/10 Consolidation Services, Inc. DE 1.01,5.02,9.01 04/02/10 Convio, Inc. DE 2.02,9.01 05/25/10 CORN PRODUCTS INTERNATIONAL INC DE 5.02,5.03,5.07,9.01 05/19/10 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,5.03,5.07,9.01 05/19/10 COVENTRY HEALTH CARE INC DE 5.07 05/25/10 CPEX Pharmaceuticals, Inc. DE 8.01 05/24/10 CRACKER BARREL OLD COUNTRY STORE, INC TN 2.02,7.01,9.01 05/25/10 CRAWFORD & CO GA 7.01,9.01 05/25/10 CROSSTEX ENERGY INC DE 8.01,9.01 05/24/10 CROSSTEX ENERGY LP DE 8.01,9.01 05/24/10 CYMER INC NV 5.07 05/20/10 DARA BioSciences, Inc. DE 8.01 05/20/10 DCB FINANCIAL CORP OH 5.07,9.01 05/25/10 DENBURY RESOURCES INC DE 5.02,5.07,9.01 05/19/10 DENNYS CORP DE 5.07,8.01,9.01 05/25/10 DIAGNOSTIC IMAGING INTERNATIONAL CORP NV 3.02,9.01 05/20/10 Diamond Ranch Foods, Ltd., NEW NV 4.02 01/13/10 DiamondRock Hospitality Co 8.01 05/25/10 DOUBLE EAGLE PETROLEUM CO MD 7.01,8.01,9.01 05/25/10 Dr Pepper Snapple Group, Inc. DE 7.01,9.01 05/25/10 DRINKS AMERICAS HOLDINGS, LTD DE 5.02,9.01 05/25/10 DRINKS AMERICAS HOLDINGS, LTD DE 8.01,9.01 05/25/10 DST SYSTEMS INC DE 1.01,9.01 05/20/10 DSW Inc. OH 2.02,9.01 05/25/10 DYNEGY INC. DE 1.01,2.03,5.02,5.07,7.01,9.01 05/21/10 EAGLE BANCORP INC MD 5.07 05/20/10 EAGLE FINANCIAL SERVICES INC VA 5.07 05/19/10 EAGLE ROCK ENERGY PARTNERS L P DE 1.01,2.01,3.02,3.03,5.01,5.03, 05/24/10 7.01,9.01 EASTERN LIGHT CAPITAL, INC. DE 2.02,9.01 05/24/10 Eco Building International, Inc. NV 4.01,9.01 04/27/10 AMEND ECOLOCAP SOLUTIONS INC. NV 1.01,7.01,9.01 05/12/10 ELANDIA INTERNATIONAL INC. DE 1.01,2.03,9.01 05/24/10 Entergy Texas, Inc. TX 8.01,9.01 05/18/10 EQUICAP INC NV 5.07,9.01 05/21/10 ESPEY MFG & ELECTRONICS CORP NY 8.01,9.01 05/24/10 ESTEE LAUDER COMPANIES INC DE 8.01,9.01 05/25/10 EVOLVING SYSTEMS INC DE 7.01 05/25/10 EXACTECH INC FL 7.01,8.01,9.01 05/24/10 Extra Space Storage Inc. MD 5.07 05/19/10 Federal Home Loan Bank of Atlanta X1 2.03 05/25/10 Federal Home Loan Bank of Atlanta X1 5.02 04/14/10 AMEND Federal Home Loan Bank of Boston X1 5.02 05/24/10 Federal Home Loan Bank of Boston X1 2.03 05/19/10 Federal Home Loan Bank of Chicago X1 2.03 05/19/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/19/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/19/10 Federal Home Loan Bank of New York X1 2.03,9.01 05/19/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/19/10 Federal Home Loan Bank of San Francis X1 2.03 05/19/10 Federal Home Loan Bank of Seattle 2.03 05/19/10 Federal Home Loan Bank of Topeka 2.03,9.01 05/19/10 FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 05/25/10 Fidelity National Information Service 7.01,9.01 05/25/10 FIRST COMMUNITY CORP /SC/ SC 5.07 05/19/10 FIRST DATA CORP DE 5.02,9.01 05/19/10 First Guaranty Bancshares, Inc. LA 5.02,9.01 05/21/10 First Guaranty Bancshares, Inc. LA 2.02,9.01 05/20/10 First National Master Note Trust DE 8.01,9.01 05/25/10 FIRSTCITY FINANCIAL CORP DE 7.01,9.01 05/25/10 FIRSTFED FINANCIAL CORP DE 5.02 05/21/10 FLOWERS FOODS INC GA 2.02,9.01 05/25/10 FNB United Corp. NC 5.07 05/25/10 FOOT LOCKER INC NY 5.02,5.07,9.01 05/19/10 FORMFACTOR INC DE 5.02,9.01 05/19/10 FOSSIL INC DE 5.02,5.03,5.07,9.01 05/19/10 FOUR OAKS FINCORP INC NC 8.01,9.01 05/24/10 Freshwater Technologies Inc. NV 1.01,3.02,9.01 05/18/10 GENSPERA INC DE 1.01,3.02,9.01 05/24/10 Georgia-Carolina Bancshares, Inc GA 5.07 05/24/10 GetFugu, Inc. NV 1.01,2.01,2.03,3.02,9.01 05/19/10 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 05/24/10 GLOBAL PARTNERS LP 1.01,7.01,9.01 05/24/10 GMX RESOURCES INC OK 5.02,5.07,9.01 05/20/10 GOODRICH PETROLEUM CORP DE 5.02,5.07 05/20/10 GRANITE CONSTRUCTION INC DE 5.02,9.01 05/25/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/21/10 Gryphon Resources, Inc. NV 5.02 05/25/10 HALLIBURTON CO DE 5.07 05/19/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,5.07,9.01 05/19/10 HAUPPAUGE DIGITAL INC DE 3.01,8.01 05/19/10 HEICO CORP FL 2.02,9.01 05/25/10 Heritage Financial Group DC 5.07,8.01,9.01 05/19/10 Hines Global REIT, Inc. MD 1.01 05/25/10 HOME DEPOT INC DE 5.07 05/20/10 HOPFED BANCORP INC DE 7.01,9.01 05/25/10 IMPERIAL PETROLEUM INC NV 2.01,9.01 05/24/10 INCYTE CORP DE 5.02 05/21/10 Inova Technology Inc. NV 1.01 05/24/10 interCLICK, Inc. DE 8.01,9.01 05/24/10 INTERSTATE POWER & LIGHT CO IA 5.07 05/20/10 Intrepid Potash, Inc. DE 5.07 05/20/10 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 05/25/10 Isilon Systems, Inc. DE 5.07,9.01 05/19/10 iTech Medical, Inc. DE 7.01,9.01 05/04/10 AMEND IXYS CORP /DE/ DE 2.02,9.01 05/25/10 J C PENNEY CO INC DE 8.01,9.01 05/24/10 JEWETT CAMERON TRADING CO LTD OR 5.02 05/25/10 KBR, INC. DE 5.07 05/20/10 KEATING CAPITAL INC 5.03,5.07,9.01 05/21/10 KEY ENERGY SERVICES INC MD 5.07 05/25/10 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 5.07 05/25/10 KILROY REALTY CORP MD 1.01,2.03,9.01 05/24/10 Kohlberg Capital CORP DE 3.01,9.01 05/19/10 Kraig Biocraft Laboratories, Inc WY 4.02 05/20/10 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01,1.02,2.01,2.03,9.01 05/19/10 LEAP TECHNOLOGY INC / DE DE 5.07 05/21/10 LEAP WIRELESS INTERNATIONAL INC DE 5.07 05/20/10 LEVEL 3 COMMUNICATIONS INC DE 5.07,8.01,9.01 05/20/10 LGL GROUP INC DE 7.01,9.01 05/25/10 Liberty Global, Inc. 7.01 05/24/10 LITHIA MOTORS INC OR 7.01,9.01 05/25/10 LNB BANCORP INC OH 7.01,9.01 05/25/10 LOCKHEED MARTIN CORP MD 2.03,8.01,9.01 05/25/10 LOJACK CORP MA 5.02,9.01 05/24/10 Mackenzie Taylor Minerals Inc. NV 8.01 05/19/10 Magnolia Solar Corp NV 8.01,9.01 05/25/10 MAINSOURCE FINANCIAL GROUP IN 8.01,9.01 05/25/10 MARINE GROWTH VENTURES INC 1.01,7.01,9.01 05/21/10 Marquee Holdings Inc. DE 2.01,9.01 05/24/10 MCGRAW-HILL COMPANIES INC NY 5.03,9.01 05/24/10 MEDTRONIC INC MN 2.02,9.01 05/25/10 MEDZED INC. NV 3.02 05/18/10 MEMC ELECTRONIC MATERIALS INC DE 1.01,9.01 05/21/10 META FINANCIAL GROUP INC DE 8.01,9.01 05/25/10 METALICO INC 8.01,9.01 05/25/10 MICROSOFT CORP WA 5.02,7.01,9.01 05/25/10 MODENA I INC DE 5.03,9.01 05/25/10 MONARCH CASINO & RESORT INC NV 5.07 05/21/10 MOTOROLA INC DE 8.01,9.01 05/24/10 NETEZZA CORP 2.02,9.01 05/25/10 NEW PEOPLES BANKSHARES INC VA 5.07 05/20/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 5.07,8.01,9.01 05/20/10 Northfield Bancorp, Inc. X1 7.01,9.01 05/25/10 NORTHRIM BANCORP INC AK 5.07 05/20/10 NORTHROP GRUMMAN CORP /DE/ DE 5.03,5.07,9.01 05/19/10 NORTHSTAR REALTY 5.07 05/21/10 NOVAMED INC DE 5.07,8.01,9.01 05/19/10 NOVAVAX INC DE 5.02,9.01 05/24/10 OCCAM NETWORKS INC/DE DE 5.02,5.07 05/20/10 OCEANFIRST FINANCIAL CORP DE 7.01,9.01 05/25/10 Odimo INC DE 5.02 05/22/10 OGE ENERGY CORP. OK 5.07 05/25/10 ONEOK INC /NEW/ OK 5.07 05/25/10 Orchids Paper Products CO /DE DE 5.07 05/19/10 ORLEANS HOMEBUILDERS INC DE 8.01,9.01 05/19/10 Orsus Xelent Technologies Inc DE 2.02,9.01 05/24/10 PAB BANKSHARES INC GA 5.02,5.07,8.01 05/24/10 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 05/25/10 Park Place Energy Corp. NV 1.01,2.01,8.01,9.01 05/11/10 Pebblebrook Hotel Trust MD 1.01 05/24/10 Pebblebrook Hotel Trust MD 5.07 05/21/10 PETROQUEST ENERGY INC DE 1.01,7.01,9.01 05/21/10 PFSWEB INC DE 1.01,3.03,8.01,9.01 05/24/10 PINNACLE WEST CAPITAL CORP AZ 5.07 05/19/10 PIONEER DRILLING CO TX 7.01,9.01 05/25/10 PLATO LEARNING INC DE 2.01,3.01,3.03,5.01,5.02,5.03, 05/24/10 5.07,8.01 PLUG POWER INC DE 5.07 05/19/10 PMI GROUP INC DE 5.02,5.07,8.01,9.01 05/21/10 POLYMER GROUP INC DE 5.07 05/20/10 POWER ONE INC DE 5.07 05/24/10 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 05/25/10 PRE PAID LEGAL SERVICES INC OK 5.07 05/24/10 Premier Power Renewable Energy, Inc. DE 1.01,9.01 05/01/10 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 05/25/10 Puda Coal, Inc. 5.07,8.01,9.01 05/21/10 PURADYN FILTER TECHNOLOGIES INC DE 2.02,7.01,9.01 05/24/10 QLT INC/BC A1 5.02,5.07 05/20/10 RAINMAKER SYSTEMS INC CA 8.01 05/24/10 RAINMAKER SYSTEMS INC CA 5.07 05/19/10 RAMCO GERSHENSON PROPERTIES TRUST MD 7.01,9.01 05/23/10 RAYONIER INC NC 5.02,5.03,5.07,9.01 05/20/10 RBS GLOBAL INC DE 2.02,9.01 05/25/10 RED HAT INC DE 5.02,9.01 05/19/10 Red Lion Hotels CORP WA 5.07,8.01 05/19/10 REGIONS FINANCIAL CORP DE 5.02,9.01 05/25/10 RELIANCE STEEL & ALUMINUM CO CA 5.07 05/19/10 RELIV INTERNATIONAL INC DE 5.07 05/20/10 Resource Capital Corp. MD 1.01,8.01,9.01 05/19/10 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 05/19/10 ROCKY BRANDS, INC. OH 1.01,5.02,5.07,9.01 05/19/10 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 8.01,9.01 05/25/10 Rodobo International Inc NV 7.01,9.01 05/25/10 SALARY. COM, INC. DE 2.02,9.01 05/25/10 SCBT FINANCIAL CORP SC 8.01,9.01 05/25/10 SCHAWK INC DE 5.07 05/19/10 SCHOLASTIC CORP DE 5.02 05/19/10 SecureAlert, Inc. UT 5.03,9.01 01/09/09 SEI INVESTMENTS CO PA 5.07,8.01,9.01 05/25/10 SELECT COMFORT CORP MN 5.02,5.03,5.07,9.01 05/19/10 SENESCO TECHNOLOGIES INC DE 5.02,8.01,9.01 05/24/10 SHILOH INDUSTRIES INC DE 2.02,9.01 05/25/10 SILICON IMAGE INC DE 5.07 05/19/10 SKILLSOFT PUBLIC LIMITED CO 2.02,5.02,9.01 05/19/10 SKY PETROLEUM, INC. NV 1.01 05/18/10 SONGZAI INTERNATIONAL HOLDING GROUP I NV 1.01,9.01 05/19/10 SOUTHCOAST FINANCIAL CORP SC 5.07 05/20/10 SOUTHWEST AIRLINES CO TX 5.07 05/19/10 SPRING CREEK CAPITAL CORP. NV 1.01,9.01 05/19/10 St. Joseph Bancorp, Inc. MD 8.01,9.01 05/19/10 STEEL DYNAMICS INC IN 5.07 05/20/10 Striker Energy Corp 8.01 05/20/10 SUFFOLK BANCORP NY 8.01 05/24/10 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 5.03,5.07,8.01,9.01 05/25/10 SUREWEST COMMUNICATIONS CA 2.05,9.01 05/25/10 TAYLOR CAPITAL GROUP INC DE 1.01,2.03,3.02,9.01 05/21/10 TECHNISCAN DE 1.01,2.03,3.02 05/19/10 TECHNITROL, INC. PA 1.01,5.03,5.07,9.01 05/19/10 Tempco, Inc. NV 8.01 05/25/10 Tennessee Commerce Bancorp, Inc. TN 5.02,8.01,9.01 05/25/10 TEREX CORP DE 8.01,9.01 05/25/10 Texas Roadhouse, Inc. DE 5.07 05/20/10 Thompson Creek Metals CO Inc. A6 8.01,9.01 05/24/10 THORATEC CORP CA 5.02,5.07,9.01 05/19/10 TII NETWORK TECHNOLOGIES, INC. DE 1.01,2.01,5.02,5.07,7.01,9.01 05/19/10 Title Starts Online, Inc. NV 1.01,3.02,5.03,8.01,9.01 03/15/10 AMEND TIVO INC DE 8.01 05/25/10 TIVO INC DE 2.02,9.01 04/30/10 TORTOISE CAPITAL RESOURCES CORP 5.07 05/21/10 Touchmark Bancshares, Inc. GA 5.07 05/19/10 TOWER BANCORP INC PA 5.02,5.07,9.01 05/25/10 TRANSGENOMIC INC DE 5.07 05/19/10 Tri-Tech Holding, Inc. E9 8.01,9.01 05/20/10 TRUSTCO BANK CORP N Y NY 5.07 05/20/10 TURBINE TRUCK ENGINES INC NV 1.01,9.01 05/25/10 U S PRECIOUS METALS INC DE 1.01,8.01,9.01 05/25/10 UIL HOLDINGS CORP CT 1.01,8.01,9.01 05/25/10 UIL HOLDINGS CORP CT 5.02,9.01 05/22/10 UIL HOLDINGS CORP CT 7.01,9.01 05/25/10 UNIFI INC NY 2.04,9.01 05/25/10 United States 12 Month Natural Gas Fu DE 7.01,9.01 05/25/10 United States 12 Month Oil Fund, LP DE 7.01,9.01 05/25/10 United States Gasoline Fund, LP DE 7.01,9.01 05/25/10 United States Heating Oil Fund, LP DE 7.01,9.01 05/25/10 United States Natural Gas Fund, LP 7.01,9.01 05/25/10 United States Oil Fund, LP DE 7.01,9.01 05/25/10 United States Short Oil Fund, LP DE 7.01,9.01 05/25/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 05/24/10 USEC INC DE 1.01,3.02,5.03,7.01,9.01 05/25/10 VERAMARK TECHNOLOGIES INC DE 5.07 05/20/10 VERISIGN INC/CA DE 1.01,2.05 05/19/10 Verso Paper Corp. DE 5.07 05/20/10 VERTEX PHARMACEUTICALS INC / MA MA 8.01,9.01 05/25/10 VERTICAL COMPUTER SYSTEMS INC DE 3.02,8.01 05/21/10 VIROPHARMA INC DE 5.02,5.07 05/24/10 Vitacost.com, Inc. DE 7.01,9.01 05/25/10 Vitamin Shoppe, Inc. DE 8.01,9.01 05/19/10 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 05/19/10 WebSafety, Inc. NV 5.02 05/25/10 WENDY'S/ARBY'S GROUP, INC. DE 1.01,1.02,2.03,8.01,9.01 05/24/10 Wendy's/Arby's Restaurants, LLC DE 1.01,1.02,2.03,8.01,9.01 05/25/10 WEST MARINE INC DE 5.07 05/20/10 WESTLAKE CHEMICAL CORP 5.07 05/20/10 WESTMORELAND COAL Co DE 5.07 05/20/10 WILLIAMS CONTROLS INC DE 2.02,9.01 05/06/10 XCEL ENERGY INC MN 7.01 05/25/10 XEROX CORP NY 8.01,9.01 05/25/10 XETA TECHNOLOGIES INC OK 8.01,9.01 05/25/10 YRC Worldwide Inc. DE 7.01,9.01 05/24/10 YUM BRANDS INC NC 5.07 05/25/10 ZANETT INC DE 5.07 05/20/10 ZIONS BANCORPORATION /UT/ UT 7.01,9.01 05/24/10 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 05/19/10 Zoom Telephonics, Inc. DE 5.02 05/20/10