RECENT 8K FILINGS May 19, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 'mktg, inc.' DE 5.02,9.01 05/12/10 3PAR Inc. DE 5.02 05/12/10 AB&T Financial CORP NC 9.01 05/18/10 ABRAXAS PETROLEUM CORP NV 2.02,9.01 05/17/10 ACACIA RESEARCH CORP DE 8.01 03/31/10 ACTIVE POWER INC DE 5.02,5.07,9.01 05/13/10 ADCARE HEALTH SYSTEMS INC OH 2.02,9.01 05/18/10 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 1.01,9.01 05/12/10 AFFYMETRIX INC DE 5.02,8.01 05/14/10 Agfeed Industries, Inc NV 7.01,9.01 05/18/10 AIRTRAN HOLDINGS INC NV 7.01,9.01 05/18/10 ALASKA AIR GROUP INC DE 7.01,9.01 05/17/10 ALION SCIENCE & TECHNOLOGY CORP DE 2.02,7.01,8.01 05/18/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/18/10 Alliance Holdings GP, L.P. DE 7.01,9.01 05/13/10 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 05/13/10 ALLOS THERAPEUTICS INC DE 8.01,9.01 05/18/10 ALLOY STEEL INTERNATIONAL INC 1.01 05/18/10 ALPHARX INC DE 5.02 05/18/10 ALTERRA CAPITAL HOLDINGS Ltd 1.01,8.01,9.01 05/12/10 American Lorain CORP NV 2.02,9.01 05/18/10 AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 05/18/10 American Tire Distributors Holdings, 8.01,9.01 05/17/10 AMERIGON INC MI 5.07 05/13/10 AMERIGROUP CORP 5.02,5.07,9.01 05/12/10 AMH HOLDINGS, LLC DE 2.02,9.01 05/14/10 AMREP CORP. OK 1.01,2.03,9.01 05/13/10 ANALOG DEVICES INC MA 2.02,9.01 05/18/10 ANCHOR BANCORP WISCONSIN INC WI 5.02 05/14/10 ANGELES INCOME PROPERTIES LTD 6 CA 1.01,9.01 05/14/10 ANSYS INC DE 5.07 05/12/10 APAC CUSTOMER SERVICES, INC IL 7.01,9.01 05/13/10 APOLLO GOLD CORP B0 8.01,9.01 05/18/10 APPLIED NEUROSOLUTIONS INC DE 8.01 05/12/10 AQUA AMERICA INC PA 5.07 05/13/10 ARADIGM CORP CA 5.07 05/14/10 Archipelago Learning, Inc. DE 2.02,7.01,9.01 05/13/10 ARQULE INC DE 5.07 05/13/10 Ascent Media CORP DE 7.01,9.01 05/18/10 ASSOCIATED MATERIALS, LLC DE 2.02,9.01 05/14/10 ASSURANT INC 8.01,9.01 05/14/10 ASTRO MED INC /NEW/ RI 2.02,9.01 05/18/10 ASTRO MED INC /NEW/ RI 5.07,9.01 05/18/10 ATLANTIC BANCGROUP INC FL 2.02,9.01 05/17/10 ATS MEDICAL INC MN 1.02,5.02,5.07,9.01 05/12/10 AUDIOVOX CORP DE 2.02,8.01,9.01 05/14/10 AUTOBYTEL INC DE 5.02 05/12/10 AVISTA CORP WA 5.02,5.07 05/13/10 AXESSTEL INC NV 5.02,9.01 05/12/10 Axiologix Education Corp NV 5.02 04/29/10 AXION INTERNATIONAL HOLDINGS, INC. CO 1.01,1.02,5.02 05/14/10 BANK OF FLORIDA CORP FL 2.02,9.01 05/18/10 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 05/17/10 Bedrock Energy, Inc. CO 2.01,3.02,3.03,5.01,5.02,5.03, 05/05/10 9.01 BEHRINGER HARVARD MULTIFAMILY REIT I 1.01,9.01 05/14/10 BEHRINGER HARVARD REIT I INC MD 2.02,7.01,8.01,9.01 05/17/10 BELL MICROPRODUCTS INC CA 2.02,9.01 05/17/10 BEMIS CO INC MO 7.01,8.01,9.01 05/14/10 BERKLEY W R CORP DE 5.07 05/18/10 BERLINER COMMUNICATIONS INC DE 2.02,9.01 05/18/10 BIOCRYST PHARMACEUTICALS INC DE 5.02,5.07,9.01 05/13/10 BIOPHARM ASIA, INC. NV 2.02,7.01,9.01 05/17/10 BIOSPHERE MEDICAL INC DE 1.01,9.01 05/13/10 AMEND BIOVEST INTERNATIONAL INC DE 7.01,9.01 05/18/10 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 05/18/10 BRINKS CO VA 7.01,9.01 05/18/10 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 05/18/10 BRUKER CORP DE 5.02,5.07,9.01 05/14/10 BRYN MAWR BANK CORP PA 8.01,9.01 05/18/10 CALIPER LIFE SCIENCES INC DE 1.01,7.01,9.01 05/17/10 CARRIAGE SERVICES INC DE 5.07 05/18/10 CATHAY GENERAL BANCORP DE 5.07 05/17/10 Cavitation Technologies, Inc. NV 1.01,9.01 05/13/10 CBIZ, Inc. DE 5.07 05/13/10 CCA INDUSTRIES INC DE 8.01 05/18/10 CENTERLINE HOLDING CO DE 1.01,9.01 05/12/10 CENTERLINE HOLDING CO DE 2.02,9.01 03/31/09 CENTRACAN INC FL 1.01,2.01,3.02,5.01,5.02,5.06, 05/11/10 9.01 CERAGENIX PHARMACEUTICALS, INC. DE 8.01,9.01 05/14/10 Chelsea Therapeutics International, L DE 8.01,9.01 05/18/10 CHEMED CORP DE 5.02,5.07,9.01 05/17/10 CHESAPEAKE UTILITIES CORP DE 7.01,9.01 05/17/10 China Power Equipment, Inc. MD 8.01,9.01 05/17/10 China XD Plastics Co Ltd NV 2.02,9.01 05/12/10 ChinaNet Online Holdings, Inc. NV 2.02,9.01 05/17/10 ChinaNet Online Holdings, Inc. NV 5.02 05/12/10 CLAIBORNE LIZ INC DE 8.01 05/18/10 CLEAN DIESEL TECHNOLOGIES INC DE 1.01,3.02,9.01 05/13/10 Clearwater Paper Corp DE 7.01,9.01 05/18/10 Clenergen Corp NV 1.01,2.03,3.02,9.01 05/14/10 COASTAL BANKING CO INC SC 2.02,9.01 05/18/10 COLUMBIA LABORATORIES INC DE 1.01,7.01,9.01 05/14/10 COMMERCIAL BANCSHARES INC \OH\ OH 5.07 05/13/10 COMMERCIAL METALS CO DE 7.01,9.01 05/18/10 COMMUNITY SHORES BANK CORP MI 5.07 05/13/10 Computer Software Innovations, Inc. DE 5.07 05/12/10 CONEXANT SYSTEMS INC DE 5.02 05/12/10 CONNECTICUT WATER SERVICE INC / CT CT 5.07,8.01,9.01 05/14/10 CONSOLIDATED EDISON INC NY 8.01 05/18/10 Copano Energy, L.L.C. 1.01 05/12/10 Cornerstone Core Properties REIT, Inc MD 5.07 05/12/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 5.07 05/13/10 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 05/18/10 CrowdGather, Inc. NV 7.01,9.01 05/14/10 Crystal River Capital, Inc. MD 2.02,9.01 05/17/10 CULP INC NC 2.02,9.01 05/18/10 CVS CAREMARK CORP DE 8.01,9.01 05/13/10 CYNOSURE INC 5.07 05/12/10 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01,5.02,5.03,5.07,9.01 05/14/10 CYTOKINETICS INC 8.01,9.01 05/18/10 DANA HOLDING CORP DE 5.02,9.01 05/18/10 DARA BioSciences, Inc. DE 8.01,9.01 05/17/10 DICKS SPORTING GOODS INC DE 2.02,9.01 05/18/10 DILLARDS INC DE 5.07 05/15/10 DOLLAR FINANCIAL CORP DE 5.02,9.01 05/17/10 DRIL-QUIP INC DE 5.07 05/12/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 05/18/10 ECOLOGY COATINGS, INC. NV 1.01 05/17/10 EDAC TECHNOLOGIES CORP WI 8.01,9.01 05/18/10 EDGEWATER TECHNOLOGY INC/DE/ DE 8.01,9.01 05/17/10 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 05/14/10 EMAGIN CORP DE 8.01,9.01 05/13/10 EMAGIN CORP DE 5.02 05/12/10 EMERITUS CORP\WA\ WA 1.01,9.01 05/10/10 EMERSON ELECTRIC CO MO 7.01 05/18/10 ENERGY FOCUS, INC/DE DE 2.02 05/13/10 ENTREMED INC DE 2.02,9.01 05/18/10 EQUUS TOTAL RETURN, INC. DE 5.07,8.01,9.01 05/18/10 EXPRESS SCRIPTS INC DE 7.01 05/18/10 Federal Home Loan Bank of Atlanta X1 2.03 05/18/10 Federal Home Loan Bank of Boston X1 2.03 05/12/10 Federal Home Loan Bank of Chicago X1 2.03 05/12/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/14/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/12/10 Federal Home Loan Bank of New York X1 2.03,9.01 05/12/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/12/10 Federal Home Loan Bank of San Francis X1 2.03 05/12/10 Federal Home Loan Bank of Seattle 2.03 05/14/10 Federal Home Loan Bank of Topeka 2.03,9.01 05/12/10 FIFTH THIRD BANCORP OH 7.01,9.01 05/18/10 FIRST CITIZENS BANCSHARES INC /TN/ TN 5.07 04/30/10 FIRST FINANCIAL CORP /IN/ IN 8.01,9.01 05/18/10 FIRST UNITED CORP/MD/ MD 5.07 05/13/10 FISHER COMMUNICATIONS INC WA 5.02,5.07,9.01 05/12/10 FLOWSERVE CORP NY 3.03,5.03,5.07,9.01 05/14/10 FONAR CORP DE 2.02 03/31/10 FORD MOTOR CO DE 5.07 05/18/10 FPL GROUP INC FL 8.01,9.01 05/18/10 FRANKLIN RESOURCES INC DE 8.01,9.01 05/17/10 FRANKLIN STREET PROPERTIES CORP /MA/ 5.07 05/14/10 FREEDOM RESOURCES ENTERPRISES INC NV 5.07 05/12/10 FREMONT GENERAL CORP NV 8.01,9.01 05/17/10 Friendly Auto Dealers, Inc. NV 1.01 05/18/10 FUQI INTERNATIONAL, INC. DE 3.01,7.01,9.01 05/12/10 GENERAL STEEL HOLDINGS INC NV 1.01,9.01 05/13/10 GENSPERA INC DE 7.01 05/18/10 Geos Communications, Inc. WA 9.01 02/19/10 AMEND Geos Communications, Inc. WA 9.01 02/19/10 AMEND GLOBAL PARTNERS LP 1.01,2.03,7.01,9.01 05/12/10 Global Security Agency Inc. 3.02 05/18/10 GOLDEN RIVER RESOURCES CORP. DE 1.01,3.02,8.01,9.01 05/10/10 GOLDSPRING INC FL 7.01,8.01,9.01 05/18/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/14/10 GREAT SOUTHERN BANCORP INC MD 5.07 05/12/10 GREENLIGHT CAPITAL RE, LTD. 7.01,9.01 05/18/10 GREER BANCSHARES INC SC 5.07 05/13/10 GRYPHON GOLD CORP NV 5.02 05/17/10 GSI GROUP INC A3 1.01,3.02,5.02,9.01 05/14/10 HEALTH NET INC DE 8.01 05/17/10 HEALTH NET INC DE 5.02 05/18/10 HealthWarehouse.com, Inc. DE 2.02,9.01 05/18/10 HEARTLAND PAYMENT SYSTEMS INC DE 5.02,5.07,9.01 05/14/10 Heckmann CORP 5.02,9.01 05/17/10 HELEN OF TROY LTD 2.02,9.01 05/12/10 HEPALIFE TECHNOLOGIES INC FL 5.07 05/07/10 AMEND HERITAGE FINANCIAL CORP /WA/ WA 5.03,9.01 05/14/10 Heritage-Crystal Clean, Inc. DE 1.01,2.03,9.01 05/14/10 HEWLETT PACKARD CO DE 2.02,9.01 05/18/10 Hillenbrand, Inc. IN 5.02 05/14/10 AMEND HOME DEPOT INC DE 2.02,9.01 05/18/10 Homeowners Choice, Inc. FL 2.02,9.01 05/14/10 Honda Auto Receivables 2010-2 Owner T CA 8.01,9.01 05/18/10 Honda Auto Receivables 2010-2 Owner T CA 8.01,9.01 05/18/10 HUDSON CITY BANCORP INC DE 7.01,9.01 05/18/10 HUGOTON ROYALTY TRUST TX 2.02,9.01 05/18/10 IA GLOBAL INC DE 5.02 05/17/10 II-VI INC PA 5.02 05/15/10 INFORMATION ANALYSIS INC VA 2.02,9.01 05/13/10 INLAND REAL ESTATE CORP MD 1.01,9.01 05/17/10 INNOVATIVE CARD TECHNOLOGIES INC DE 2.02,7.01,9.01 05/18/10 INSTEEL INDUSTRIES INC NC 8.01,9.01 05/18/10 INTEGRAL SYSTEMS INC /MD/ MD 5.02,9.01 05/13/10 INTEGRYS ENERGY GROUP, INC. WI 5.07 05/13/10 INTELLIGENT COMMUNICATION ENTERPRISE PA 5.02,7.01,9.01 05/12/10 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 05/18/10 JACKSON HEWITT TAX SERVICE INC DE 5.02 05/12/10 Jade Art Group Inc. NV 2.02,9.01 05/17/10 JEFFERIES GROUP INC /DE/ DE 5.07 05/17/10 JUNIPER NETWORKS INC DE 5.07 05/12/10 K12 INC DE 7.01 05/17/10 KAMAN CORP CT 7.01,9.01 05/18/10 KAYDON CORP DE 8.01 05/18/10 KEMET CORP DE 8.01,9.01 05/17/10 KILROY REALTY CORP MD 1.01,7.01,9.01 05/17/10 KINGSTONE COMPANIES, INC. DE 2.02,9.01 05/18/10 KOHLS CORPORATION WI 5.02,5.07,8.01,9.01 05/13/10 Kraton Performance Polymers, Inc. DE 7.01,9.01 05/18/10 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 05/17/10 LAKES ENTERTAINMENT INC MN 1.01,1.02,9.01 05/18/10 LCA VISION INC DE 5.07,7.01,9.01 05/18/10 Legacy Bancorp, Inc. 5.02,9.01 05/17/10 LEGEND INTERNATIONAL HOLDINGS INC DE 8.01,9.01 05/10/10 LEGGETT & PLATT INC MO 1.01,5.02,5.07,9.01 05/13/10 LGL GROUP INC DE 7.01,9.01 05/17/10 LGL GROUP INC DE 2.02,7.01,9.01 05/17/10 AMEND LifeCare Holdings, Inc. DE 2.02,7.01,9.01 05/14/10 Lifevantage Corp CO 2.02,8.01,9.01 05/17/10 LIGAND PHARMACEUTICALS INC DE 8.01 05/13/10 LIMITED BRANDS INC DE 8.01,9.01 05/18/10 Local Insight Regatta Holdings, Inc. DE 2.02,9.01 05/18/10 LOWES COMPANIES INC NC 5.04,9.01 05/14/10 LYDALL INC /DE/ DE 7.01 05/17/10 Macy's, Inc. DE 5.03,5.07,9.01 05/18/10 MASIMO CORP DE 5.02,9.01 05/17/10 MAUI LAND & PINEAPPLE CO INC HI 5.07 05/13/10 MAYFAIR MINING & MINERALS INC NV 4.01,9.01 05/17/10 MCKESSON CORP DE 8.01 05/17/10 MEDICINOVA INC DE 7.01 05/17/10 MEDIFAST INC DE 5.02 05/13/10 Merriman Curhan Ford Group, Inc. DE 5.02 05/12/10 MESA AIR GROUP INC NV 8.01,9.01 05/17/10 MEXORO MINERALS LTD CO 5.02 05/17/10 MICROSTRATEGY INC DE 5.07 05/12/10 MIDWAY GAMES INC DE 8.01,9.01 05/04/10 MIDWAY GAMES INC DE 8.01,9.01 05/17/10 MINN DAK FARMERS COOPERATIVE ND 5.02 05/12/10 Molecular Insight Pharmaceuticals, In MA 8.01,9.01 05/17/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 3.01,9.01 05/18/10 Morningstar, Inc. IL 7.01,9.01 05/18/10 MYLAN INC. PA 5.07 05/14/10 Nalco Holding CO 7.01,9.01 05/17/10 NCO Group, Inc. DE 2.02,7.01,9.01 05/17/10 NeoStem, Inc. DE 7.01,9.01 05/18/10 Neuralstem, Inc. DE 2.02,7.01,9.01 05/17/10 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 5.07 05/13/10 NEW MEXICO SOFTWARE, INC NV 8.01 05/18/10 NewPage Holding CORP DE 8.01 05/18/10 NOBEL LEARNING COMMUNITIES INC DE 5.02,9.01 05/17/10 NORFOLK SOUTHERN CORP VA 5.03,5.07,9.01 05/18/10 NORTEK INC DE 2.02,9.01 05/18/10 NORTEL NETWORKS CORP 2.02,9.01 05/14/10 Northwest Bancshares, Inc. MD 7.01,9.01 05/14/10 NORTHWEST PIPE CO OR 3.01,9.01 05/11/10 NORWOOD FINANCIAL CORP PA 7.01,9.01 05/18/10 NUCOR CORP DE 5.02,5.07 05/13/10 NUTRACEA CA 1.01,9.01 05/17/10 NYER MEDICAL GROUP INC FL 8.01 05/18/10 OIL STATES INTERNATIONAL, INC DE 8.01,9.01 05/18/10 Oncologix Tech Inc. NV 8.01 05/17/10 Onstream Media CORP FL 2.02,9.01 05/17/10 Optionable Inc 5.02 05/13/10 PACIFIC STATE BANCORP 3.01 05/18/10 PANERA BREAD CO DE 5.02,5.07,9.01 05/12/10 PARKWAY PROPERTIES INC MD 5.07,9.01 05/13/10 PEABODY ENERGY CORP DE 7.01,9.01 05/18/10 PENN TREATY AMERICAN CORP PA 8.01,9.01 05/10/10 PFSWEB INC DE 8.01 05/13/10 PI SERVICES INC 5.03 05/13/10 PICO HOLDINGS INC /NEW CA 5.02,5.07 05/14/10 PIONEER BANKSHARES INC/VA 5.07 05/12/10 PLAINSCAPITAL CORP TX 5.07 05/12/10 PLUMAS BANCORP CA 7.01,9.01 05/18/10 POWELL INDUSTRIES INC NV 5.02 05/12/10 PREMIER FINANCIAL BANCORP INC KY 8.01 05/13/10 PRESSURE BIOSCIENCES INC MA 2.02,9.01 05/17/10 PRICELINE COM INC DE 8.01,9.01 05/18/10 PRINCETON REVIEW INC DE 2.05,9.01 05/18/10 PROGINET CORP DE 2.02,7.01,9.01 05/18/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 05/17/10 PUBLIC MEDIA WORKS INC DE 1.02,5.02 05/13/10 QAD INC DE 2.02,9.01 05/17/10 QCR HOLDINGS INC DE 5.02,5.03,9.01 05/12/10 QKL Stores Inc. DE 2.02,9.01 05/17/10 QUIGLEY CORP NV 2.02,9.01 05/14/10 QUIKSILVER INC DE 3.02 05/17/10 RADIAN GROUP INC DE 3.03,5.02,5.03,5.07,8.01,9.01 05/12/10 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,8.01,9.01 05/13/10 READING INTERNATIONAL INC NV 5.02,5.07,9.01 05/13/10 REDDY ICE HOLDINGS INC DE 8.01,9.01 05/14/10 REDWOOD TRUST INC MD 7.01,9.01 05/18/10 REGIONS FINANCIAL CORP DE 5.02,5.07,9.01 05/13/10 REHABCARE GROUP INC DE 7.01,9.01 05/18/10 REPROS THERAPEUTICS INC. DE 5.07,9.01 05/17/10 Reshoot Production CO NV 8.01 05/17/10 RESOURCE EXCHANGE OF AMERICA CORP. FL 1.01,9.01 05/18/10 Rhino Productions, Inc. NV 4.01,9.01 05/10/10 AMEND RXI PHARMACEUTICALS CORP 2.02,9.01 05/17/10 SAFE TECHNOLOGIES INTERNATIONAL INC DE 1.01,3.02 05/14/10 SAJAN INC DE 2.02,9.01 05/18/10 SAKS INC TN 2.02,9.01 05/18/10 SARATOGA RESOURCES INC /TX TX 1.01,2.03,3.02,3.03,5.03,7.01, 05/14/10 9.01 SCHAWK INC DE 7.01,9.01 05/17/10 SCHWAB CHARLES CORP DE 5.07 05/13/10 SCIENTIFIC INDUSTRIES INC DE 1.01 05/14/10 SEA 2 SKY CORP NV 1.01 05/14/10 SED INTERNATIONAL HOLDINGS INC DE 5.02 05/17/10 SENESCO TECHNOLOGIES INC DE 2.02,9.01 05/18/10 Shiner International, Inc. NV 7.01,9.01 05/17/10 SIGMA ALDRICH CORP DE 5.02,9.01 05/13/10 SILLENGER EXPLORATION CORP. NV 5.02 05/14/10 SIN HOLDINGS INC CO 5.01 05/18/10 Skinny Nutritional Corp. NV 2.02,9.01 05/18/10 SkyPeople Fruit Juice, Inc FL 2.02,9.01 05/18/10 SKYSTAR BIO-PHARMACEUTICAL CO NV 8.01,9.01 05/18/10 SL GREEN REALTY CORP MD 2.01,9.01 05/14/10 SL INDUSTRIES INC NJ 1.02,2.02,9.01 05/14/10 SMF ENERGY CORP DE 2.02,9.01 05/17/10 SOUTHERN MICHIGAN BANCORP INC MI 5.07 05/13/10 SPARTAN STORES INC MI 5.02,9.01 05/12/10 SPARTON CORP OH 7.01,9.01 05/18/10 Spectrum Brands, Inc. DE 8.01,9.01 05/17/10 SSGI, INC. 2.01,3.02,9.01 05/13/10 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 5.07 05/13/10 STIFEL FINANCIAL CORP DE 7.01,9.01 05/17/10 STRATEGIC ACQUISITIONS INC /NV/ NV 4.01,9.01 05/14/10 STRATEGIC HOTELS & RESORTS, INC 7.01 05/14/10 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 05/18/10 TANGER PROPERTIES LTD PARTNERSHIP /NC NC 5.02 05/14/10 TAPIMMUNE INC NV 1.01,3.02,7.01,9.01 05/18/10 TELESTONE TECHNOLOGIES CORP CO 2.02,7.01,9.01 05/18/10 TELKONET INC UT 2.02,9.01 05/17/10 TENGION INC 2.02,9.01 05/18/10 THERAVANCE INC DE 8.01,9.01 05/18/10 TIANYIN PHARMACEUTICAL CO., INC. DE 2.02,7.01,9.01 05/18/10 TIDELANDS BANCSHARES INC 7.01,9.01 05/18/10 TIVO INC DE 5.02,8.01 05/14/10 TJX COMPANIES INC /DE/ DE 2.02,9.01 05/18/10 TOFUTTI BRANDS INC DE 2.02,9.01 05/18/10 Tower Group, Inc. DE 7.01,9.01 05/18/10 Towers Watson & Co. DE 8.01,9.01 05/18/10 TREVENEX RESOURCES INC 1.01,5.03,9.01 05/16/10 TRIAD GUARANTY INC DE 5.02,5.07 05/12/10 TRIQUINT SEMICONDUCTOR INC DE 5.07 05/13/10 TRONOX INC DE 4.01 05/12/10 Tropicana Entertainment Inc. DE 5.02 05/12/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 05/18/10 U S GOLD CORP CO 7.01,9.01 05/18/10 ubroadcast, inc. DE 1.01,5.02,9.01 05/12/10 Uni-Pixel DE 8.01,9.01 05/18/10 UNITED COMMUNITY BANKS INC GA 8.01,9.01 05/18/10 UNITED GUARDIAN INC DE 1.01,9.01 05/18/10 UNITED STATES STEEL CORP DE 2.03 05/18/10 UNIVERSAL HEALTH SERVICES INC DE 1.01,9.01 05/16/10 UNIVERSAL HEALTH SERVICES INC DE 8.01,9.01 05/17/10 URSTADT BIDDLE PROPERTIES INC MD 2.01,9.01 05/12/10 USA TECHNOLOGIES INC PA 5.02 05/13/10 VAPOR CORP. NV 4.01,9.01 05/17/10 AMEND VERIFONE SYSTEMS, INC. DE 5.03,9.01 05/18/10 VIASPACE Green Energy Inc. D8 1.01,5.01,5.02,9.01 05/14/10 VIASPACE Inc. 1.01,2.01,2.03,3.02,5.02,5.03, 05/14/10 9.01 VICTORIA INDUSTRIES INC 1.01,2.01,3.02,5.01,5.02,5.06, 05/17/10 9.01 Vitamin Shoppe, Inc. DE 7.01 05/17/10 VITESSE SEMICONDUCTOR CORP DE 7.01,9.01 05/17/10 VLOV INC. NV 8.01,9.01 05/18/10 Vulcan Materials CO NJ 7.01,9.01 05/17/10 VYCOR MEDICAL INC DE 5.02,9.01 05/14/10 WAL MART STORES INC DE 2.02,9.01 05/18/10 WARNACO GROUP INC /DE/ DE 5.07 05/12/10 WASHINGTON POST CO DE 5.07,9.01 05/13/10 WESTELL TECHNOLOGIES INC DE 2.02,9.01 05/18/10 Western Union CO DE 5.07 05/14/10 WESTWOOD ONE INC /DE/ DE 2.02,9.01 05/17/10 WHITE MOUNTAINS INSURANCE GROUP LTD D0 7.01,9.01 05/18/10 WindTamer Corp NY 5.02 05/16/10 WRIGHT MEDICAL GROUP INC DE 5.07 05/13/10 WYNDHAM WORLDWIDE CORP DE 5.02,5.07,9.01 05/13/10 WYNN RESORTS LTD 5.02,9.01 05/12/10 Xenith Bankshares, Inc. VA 7.01,9.01 05/17/10 XENONICS HOLDINGS, INC. NV 2.02,9.01 05/17/10 XO HOLDINGS INC DE 2.02,9.01 05/17/10 XSUNX INC CO 8.01,9.01 05/17/10 YTB International, Inc. DE 2.02,9.01 05/18/10 ZIONS BANCORPORATION /UT/ UT 7.01 05/17/10 ZIONS BANCORPORATION /UT/ UT 7.01 05/18/10 AMEND ZST Digital Networks, Inc. DE 2.02,4.02,7.01,9.01 05/13/10 ZYGO CORP DE 5.02 05/12/10