RECENT 8K FILINGS May 18, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 21ST CENTURY HOLDING CO FL 2.02,9.01 05/17/10 3M CO DE 8.01,9.01 05/17/10 ADVANT E CORP DE 2.02,9.01 05/17/10 AGILENT TECHNOLOGIES INC DE 2.02,9.01 05/17/10 AK STEEL HOLDING CORP DE 2.04 05/12/10 Akeena Solar, Inc. DE 1.01,3.03,9.01 05/17/10 ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 05/17/10 ALEXANDERS INC DE 5.07 05/13/10 ALLBRITTON COMMUNICATIONS CO DE 8.01,9.01 05/14/10 ALLIANCE FIBER OPTIC PRODUCTS INC CA 5.07 05/14/10 Allied Nevada Gold Corp. DE 8.01,9.01 05/17/10 Allied Nevada Gold Corp. DE 1.01,9.01 05/17/10 ALTERRA CAPITAL HOLDINGS Ltd 7.01,9.01 05/17/10 AMBASSADORS GROUP INC DE 5.07 05/17/10 AMERICA SERVICE GROUP INC /DE DE 8.01 05/17/10 AMERICAN EXPRESS CO NY 7.01 05/17/10 AMERICAN FINANCIAL GROUP INC OH 5.07 05/12/10 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 03/31/10 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 05/16/10 AMERICAN INTERNATIONAL GROUP INC DE 7.01 05/17/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 1.01,9.01 05/12/10 AMERICHIP INTERNATIONAL INC 5.02 05/10/10 Amerilithium Corp. NV 3.02 05/10/10 AMERITRANS CAPITAL CORP DE 8.01,9.01 05/12/10 AMN HEALTHCARE SERVICES INC DE 5.02 05/17/10 ANCHOR BANCORP WISCONSIN INC WI 4.02 05/13/10 ANTIGENICS INC /DE/ DE 1.01,5.07 05/12/10 AP PHARMA INC /DE/ DE 2.02,9.01 05/17/10 ARCA biopharma, Inc. DE 8.01,9.01 05/12/10 ASSET ACCEPTANCE CAPITAL CORP 5.07 05/13/10 ASSURANT INC 5.02,5.07,9.01 05/13/10 ASSURANT INC 5.02 05/07/10 AMEND ASTROTECH Corp \WA\ WA 2.02,9.01 05/17/10 ATLAS AIR WORLDWIDE HOLDINGS INC DE 1.01,1.02,3.03,8.01,9.01 05/17/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 1.01 04/23/10 Baltic Trading Ltd 1T 2.01,9.01 05/14/10 Bank of the Carolinas CORP NC 5.02 05/17/10 Bank of the Carolinas CORP NC 2.02,9.01 05/17/10 BANNER CORP WA 7.01,9.01 05/13/10 BARRETT BUSINESS SERVICES INC MD 5.07,7.01,9.01 05/12/10 BB&T CORP NC 7.01,9.01 05/17/10 BEACH FIRST NATIONAL BANCSHARES INC SC 1.03 05/14/10 BELO CORP DE 5.07 05/11/10 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 05/14/10 BIOLASE TECHNOLOGY INC DE 2.02,9.01 05/17/10 Biostar Pharmaceuticals, Inc. MD 8.01,9.01 05/17/10 BITSTREAM INC DE 7.01,9.01 05/17/10 BITSTREAM INC DE 2.02,9.01 05/17/10 BLACK BOX CORP DE 5.02,5.03,8.01,9.01 05/11/10 BMC SOFTWARE INC DE 5.02,9.01 05/13/10 Boomerang Systems, Inc. DE 5.07 03/12/10 BOSTON SCIENTIFIC CORP DE 5.02,5.07,8.01,9.01 05/11/10 BPZ RESOURCES, INC. TX 1.01,7.01,9.01 05/14/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 05/17/10 BROADWIND ENERGY, INC. DE 5.02,9.01 05/17/10 BROOKFIELD HOMES CORP DE 5.07 04/30/10 BRUSH ENGINEERED MATERIALS INC 8.01 05/16/10 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/17/10 BUILD A BEAR WORKSHOP INC DE 5.07 05/13/10 BURLINGTON NORTHERN SANTA FE, LLC 1.01,2.03,9.01 05/12/10 C H ROBINSON WORLDWIDE INC DE 5.02,9.01 05/17/10 C H ROBINSON WORLDWIDE INC DE 5.02,5.07,9.01 05/17/10 CABELAS INC DE 7.01,9.01 05/17/10 CABELAS INC DE 5.07 05/11/10 Cal Dive International, Inc. DE 5.07 05/11/10 CALPINE CORP DE 8.01,9.01 05/17/10 CAMBRIDGE HEART INC DE 2.02,9.01 05/17/10 CAMCO FINANCIAL CORP DE 2.02,9.01 05/17/10 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 05/14/10 CARDTRONICS INC DE 1.01,9.01 05/17/10 CASCADE BANCORP OR 2.02,9.01 05/17/10 CENTURY BANCORP INC MA 5.02 05/17/10 Cereplast Inc NV 2.02,9.01 05/12/10 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 05/17/10 China Armco Metals, Inc. NV 2.02,9.01 05/17/10 China Biologic Products, Inc. 2.02,9.01 05/17/10 China Environmental Protection Inc. NV 1.01,9.01 02/12/10 AMEND China Intelligent Lighting & Electron DE 5.03,9.01 05/12/10 CHINA JO-JO DRUGSTORES, INC. 1.01,5.02,9.01 05/14/10 CHINA NEW MEDIA CORP DE 2.02,8.01 05/17/10 China Premium Lifestyle Enterprise, I NV 5.03,9.01 04/29/10 China Premium Lifestyle Enterprise, I NV 4.02 04/20/10 AMEND China Real Estate Acquisition Corp. DE 4.01,9.01 05/17/10 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,9.01 05/17/10 CITIBANK OMNI-S MASTER TRUST 8.01 05/17/10 CLINICAL DATA INC DE 5.02,9.01 05/11/10 CMS ENERGY CORP MI 7.01,9.01 05/17/10 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 05/13/10 Cobalt International Energy, Inc. 5.02 05/12/10 COCA COLA BOTTLING CO CONSOLIDATED /D DE 5.07 05/11/10 COLDWATER CREEK INC DE 5.02 05/12/10 Community Bankers Trust Corp DE 2.02,8.01,9.01 05/11/10 COMPOSITE TECHNOLOGY CORP NV 8.01,9.01 05/11/10 COMSTOCK RESOURCES INC NV 5.04,9.01 05/14/10 Congaree Bancshares Inc SC 5.02,9.01 05/17/10 CONOCOPHILLIPS DE 5.07 05/12/10 Cooper-Standard Holdings Inc. DE 1.01,2.03,8.01,9.01 05/11/10 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 05/17/10 CORNERSTONE BANCORP/SC SC 8.01 05/12/10 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 05/17/10 Cyber Informatix, Inc. NV 5.02 05/17/10 DATALINK CORP MN 5.02,5.07,9.01 05/13/10 Deer Consumer Products, Inc. NV 2.02,8.01,9.01 05/17/10 Deerfield Capital Corp. MD 2.02,9.01 05/17/10 Defense Solutions Holding, Inc. 1.01,2.04,3.01,5.02,8.01 03/27/10 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 05/17/10 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02,5.07,9.01 05/11/10 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 05/17/10 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 2.02,9.01 05/17/10 DILLARDS INC DE 2.02,9.01 05/14/10 Diversified Restaurant Holdings, Inc. NV 2.02,9.01 05/12/10 Dot VN, Inc. DE 8.01,9.01 05/17/10 Double-Take Software, Inc. DE 5.07 05/13/10 Double-Take Software, Inc. DE 1.01,9.01 05/17/10 DreamWorks Animation SKG, Inc. 5.07 05/12/10 DREW INDUSTRIES INC DE 8.01,9.01 05/14/10 DSP GROUP INC /DE/ DE 5.02 05/17/10 DST SYSTEMS INC DE 3.03,5.03,5.07,8.01,9.01 05/11/10 DTE ENERGY CO MI 7.01,9.01 05/17/10 DUPONT FABROS TECHNOLOGY, INC. MD 1.01,9.01 05/12/10 DYNATRONICS CORP UT 2.02,9.01 05/17/10 EASTERN RESOURCES INC DE 1.01,9.01 05/13/10 EASTMAN KODAK CO NJ 5.07 05/12/10 EASTON-BELL SPORTS, INC. DE 2.02,9.01 05/12/10 ECOSPHERE TECHNOLOGIES INC DE 8.01 05/17/10 EDCI HOLDINGS, INC. DE 2.02 05/17/10 EF Johnson Technologies, Inc. DE 1.01,7.01,8.01,9.01 05/15/10 EF Johnson Technologies, Inc. DE 2.02,9.01 05/17/10 ELOYALTY CORP DE 5.07 05/13/10 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 05/17/10 ENDOLOGIX INC /DE/ DE 8.01 05/11/10 ENDURANCE SPECIALTY HOLDINGS LTD 5.07 05/13/10 Energy Inc. 2.02,8.01,9.01 05/13/10 ENOVA SYSTEMS INC CA 9.01 05/17/10 Ensco plc 2.02,9.01 05/14/10 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 05/11/10 ENTERTAINMENT PROPERTIES TRUST MD 5.07 05/12/10 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 8.01 05/17/10 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 4.01,9.01 05/12/10 AMEND EOG RESOURCES INC DE 5.02 05/11/10 EQUUS TOTAL RETURN, INC. DE 2.02,9.01 05/14/10 EVCARCO, INC. NV 1.01,9.01 05/14/10 EXPERTELLIGENCE INC NV 3.02 05/04/10 FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 05/17/10 FEDERAL SIGNAL CORP /DE/ DE 8.01,9.01 05/12/10 FelCor Lodging Trust Inc MD 5.07 05/17/10 FIFTH THIRD BANCORP OH 7.01,9.01 05/17/10 FIRST BANCORP /NC/ NC 5.07 05/13/10 FIRST CHINA PHARMACEUTICAL GROUP, INC NV 1.01,5.03,8.01,9.01 05/14/10 FIRST MIDWEST BANCORP INC DE 7.01 05/14/10 FIRST QUANTUM VENTURES INC NV 3.02 05/04/10 FIRST STATE BANCORPORATION NM 2.02,9.01 04/26/10 AMEND FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 05/17/10 FIRSTMERIT CORP /OH/ OH 1.01,2.01,9.01 05/14/10 FOREST OIL CORP NY 5.02,9.01 05/11/10 FREEPORT MCMORAN COPPER & GOLD INC DE 3.03,5.03,9.01 05/17/10 FREMONT MICHIGAN INSURACORP INC MI 3.03,5.07,8.01,9.01 05/12/10 G III APPAREL GROUP LTD /DE/ DE 1.01,9.01 05/13/10 GelTech Solutions, Inc. DE 5.02 05/11/10 GEN PROBE INC DE 5.07 05/13/10 GENCO SHIPPING & TRADING LTD 5.07 05/13/10 General Maritime Corp / MI 5.07 05/13/10 General Moly, Inc DE 5.02,5.07,9.01 05/12/10 GENTEX CORP MI 5.07 05/13/10 Gentor Resources, Inc. FL 9.01 03/08/10 AMEND GENWORTH FINANCIAL INC DE 2.02,9.01 05/17/10 GEOPETRO RESOURCES CO CA 5.02 05/17/10 GETTY REALTY CORP /MD/ MD 1.01,9.01 05/13/10 GLADSTONE CAPITAL CORP MD 1.01,9.01 05/17/10 GLEN BURNIE BANCORP MD 5.07 05/13/10 Google Inc. DE 5.02,5.07,8.01,9.01 05/13/10 GRANITE CONSTRUCTION INC DE 5.02,9.01 05/17/10 GUIDED THERAPEUTICS INC DE 2.02,9.01 05/17/10 Hallwood Group Inc DE 2.02,9.01 05/14/10 HANGER ORTHOPEDIC GROUP INC DE 5.02,5.07,9.01 05/13/10 HASTINGS ENTERTAINMENT INC TX 2.02,9.01 05/17/10 HAWAIIAN HOLDINGS INC DE 8.01 05/17/10 HAWTHORN BANCSHARES, INC. MO 2.02,9.01 05/14/10 HCC INSURANCE HOLDINGS INC/DE/ DE 5.02,7.01,9.01 05/11/10 HEALTHCARE TRUST OF AMERICA, INC. MD 2.02,9.01 05/17/10 HELICOS BIOSCIENCES CORP DE 2.05,5.02,9.01 05/11/10 HELIX BIOMEDIX INC DE 5.07 05/13/10 HEPALIFE TECHNOLOGIES INC FL 2.01,3.02,4.01,5.02,7.01,9.01 05/11/10 Heritage-Crystal Clean, Inc. DE 5.03,9.01 05/14/10 HIGHWOODS PROPERTIES INC MD 5.07,8.01,9.01 05/12/10 HOLLYWOOD MEDIA CORP FL 2.02,9.01 05/17/10 HOMELAND RESOURCES LTD. NV 2.03,5.06,9.01 04/19/10 HSBC Finance Corp 5.03,9.01 05/13/10 HSBC USA INC /MD/ MD 5.03,9.01 05/13/10 HUGHES Telematics, Inc. DE 1.01,3.02,9.01 05/12/10 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 05/15/10 HUNTINGTON PREFERRED CAPITAL INC OH 5.07 05/13/10 ICU MEDICAL INC/DE DE 5.07 05/17/10 ILLUMINA INC DE 5.07 05/12/10 IMAX CORP A6 5.02 05/14/10 INDEPENDENCE HOLDING CO DE 2.02,9.01 05/17/10 Inland Diversified Real Estate Trust, MD 1.01,2.01,2.03,8.01,9.01 05/11/10 INLAND REAL ESTATE CORP MD 8.01,9.01 05/17/10 INNOTRAC CORP GA 2.02,9.01 03/31/10 INSIGNIA SYSTEMS INC/MN MN 8.01 05/17/10 INTERLINE BRANDS, INC./DE DE 5.02 05/17/10 INTEST CORP DE 2.02,9.01 05/12/10 Investors Heritage Capital Corp KY 5.07 05/13/10 KENNAMETAL INC PA 5.02 05/17/10 Kennedy-Wilson Holdings, Inc. DE 2.02,9.01 05/11/10 KeyOn Communications Holdings Inc. DE 2.02,9.01 05/17/10 KNICKERBOCKER CAPITAL CORP CO 1.01,2.01,3.02,5.01,5.02,5.03, 05/14/10 8.01,9.01 Kohlberg Capital CORP DE 8.01 05/17/10 KOSS CORP DE 1.01,2.03,3.01,9.01 05/12/10 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01,5.03,9.01 05/17/10 KUNEKT CORP NV 8.01 05/17/10 LACLEDE GROUP INC MO 7.01,9.01 05/17/10 Lake Victoria Mining Company, Inc. NV 1.01 05/11/10 LAS VEGAS RAILWAY EXPRESS, INC. DE 4.02 05/14/10 LBI MEDIA HOLDINGS INC 2.02,9.01 05/17/10 LEGACY RESERVES LP DE 5.07 05/12/10 LEHMAN BROTHERS HOLDINGS INC DE 5.02 05/11/10 LIBERTY MEDIA CORP 7.01,9.01 05/17/10 LIN TV CORP DE 5.02,5.07 05/17/10 LINCARE HOLDINGS INC DE 8.01,9.01 05/14/10 LOWES COMPANIES INC NC 2.02,9.01 05/17/10 MACC PRIVATE EQUITIES INC DE 3.01,8.01,9.01 05/17/10 Mackenzie Taylor Minerals Inc. NV 1.01,9.01 05/17/10 MAGMA DESIGN AUTOMATION INC DE 8.01,9.01 05/17/10 Marquee Holdings Inc. DE 5.07 05/14/10 Medical Care Technologies Inc. NV 5.02 05/10/10 MEDICINOVA INC DE 2.02,9.01 05/17/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 05/17/10 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 05/17/10 MERIT MEDICAL SYSTEMS INC UT 7.01,9.01 05/17/10 Merriman Curhan Ford Group, Inc. DE 2.02,9.01 05/17/10 METLIFE INC DE 8.01,9.01 05/17/10 MF Global Holdings Ltd. DE 5.02 05/13/10 MICROFINANCIAL INC MA 5.07 05/13/10 MILLER PETROLEUM INC TN 7.01,9.01 05/17/10 Molecular Insight Pharmaceuticals, In MA 5.07 05/12/10 Morningstar, Inc. IL 8.01,9.01 05/17/10 MSCI Inc. DE 8.01,9.01 05/14/10 NACCO INDUSTRIES INC DE 7.01,9.01 05/17/10 NASB FINANCIAL INC MO 3.01,9.01 03/31/10 NATIONAL FUEL GAS CO NJ 7.01,9.01 05/17/10 NATIONAL INSTRUMENTS CORP /DE/ DE 5.02,5.07,9.01 05/11/10 NATIONAL PATENT DEVELOPMENT CORP DE 1.01,9.01 05/14/10 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 05/17/10 NAVARRE CORP /MN/ MN 1.01,9.01 05/17/10 NAVIGANT CONSULTING INC DE 1.01,9.01 05/14/10 NCO Group, Inc. DE 2.02,7.01,9.01 05/13/10 NCR CORP MD 7.01,9.01 05/17/10 NETLIST INC DE 7.01,9.01 05/17/10 New Generation Biofuels Holdings, Inc FL 2.02,9.01 05/17/10 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 05/17/10 NEW YORK MORTGAGE TRUST INC MD 5.02,5.07,9.01 05/11/10 NexCen Brands, Inc. DE 1.01,2.03,8.01,9.01 05/13/10 NexCen Brands, Inc. DE 2.02,9.01 05/17/10 Nicaragua Rising Inc. NV 1.01 05/11/10 NICOR INC IL 7.01,9.01 05/17/10 NORTECH SYSTEMS INC MN 5.07 05/12/10 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 04/30/10 NOVADEL PHARMA INC DE 2.02,9.01 05/17/10 NowAuto Group, Inc. NV 2.02,7.01,9.01 05/17/10 NTELOS HOLDINGS CORP 7.01,9.01 05/17/10 NUTRI SYSTEM INC /DE/ DE 5.07 05/12/10 NUVEEN INVESTMENTS INC DE 2.02,9.01 05/17/10 OHIO VALLEY BANC CORP OH 5.07 05/17/10 OMNICARE INC DE 1.01,9.01 05/13/10 Opexa Therapeutics, Inc. TX 1.01,9.01 05/14/10 Orange 21 Inc. DE 1.01,9.01 05/12/10 Oreon Rental Corp NV 1.01,9.01 05/17/10 OSI PHARMACEUTICALS INC DE 1.01,3.03,8.01,9.01 05/16/10 OXYGEN BIOTHERAPEUTICS, INC. DE 8.01 05/17/10 P&F INDUSTRIES INC DE 2.02,9.01 05/17/10 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 05/17/10 PACIFIC GAS & ELECTRIC CO CA 5.07,7.01,9.01 05/12/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 1.01,5.07 05/11/10 PACTIV CORP DE 5.07 05/17/10 PARK ELECTROCHEMICAL CORP NY 5.02,9.01 05/11/10 Patriot Coal CORP DE 5.02,5.03,5.07,9.01 05/13/10 PEABODY ENERGY CORP DE 1.01,9.01 05/11/10 PENN MILLERS HOLDING CORP 7.01,9.01 05/17/10 PEOPLES LIBERATION INC DE 2.02,9.01 05/17/10 PG&E CORP CA 5.07,7.01,9.01 05/12/10 PIEDMONT NATURAL GAS CO INC NC 7.01,9.01 05/17/10 Piedmont Office Realty Trust, Inc. MD 5.02 05/11/10 PINNACLE AIRLINES CORP DE 5.02,5.07,9.01 05/17/10 PINNACLE ENTERTAINMENT INC. DE 5.02,5.07,9.01 05/11/10 PLAYLOGIC ENTERTAINMENT INC DE 2.02,9.01 05/17/10 PLY GEM HOLDINGS INC DE 2.02 05/17/10 Polypore International, Inc. 5.07 05/13/10 POP N GO INC DE 8.01 05/17/10 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.07 05/13/10 POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 05/17/10 PREFORMED LINE PRODUCTS CO OH 1.01,9.01 05/15/10 PRESIDENTIAL LIFE CORP DE 5.02 05/14/10 Prestige Brands Holdings, Inc. 5.02,7.01,9.01 05/11/10 PRGX GLOBAL, INC. GA 5.02 05/17/10 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 05/17/10 PRINCETON REVIEW INC DE 5.02 05/11/10 PROGRESS ENERGY INC NC 5.07 05/12/10 PSYCHIATRIC SOLUTIONS INC DE 1.01,7.01,9.01 05/16/10 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 05/17/10 Puda Coal, Inc. 7.01,9.01 05/17/10 QCR HOLDINGS INC DE 8.01,9.01 05/17/10 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,3.02,3.03 05/11/10 R&G FINANCIAL CORP PR 1.03,2.04,7.01,9.01 05/14/10 READING INTERNATIONAL INC NV 8.01,9.01 05/13/10 REGAL ENTERTAINMENT GROUP DE 8.01,9.01 05/17/10 RENT A CENTER INC DE 5.07 05/13/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,9.01 05/11/10 RiskMetrics Group Inc 8.01,9.01 05/14/10 ROGERS CORP MA 5.07 05/12/10 ROGERS INTERNATIONAL RAW MATERIALS FU 5.03,9.01 05/01/10 SALISBURY BANCORP INC CT 5.07 05/12/10 SANUWAVE Health, Inc. NV 1.01,2.03,9.01 05/12/10 Sara Lee Corp MD 5.02 05/14/10 SBT Bancorp, Inc. CT 5.07 05/11/10 SCANA CORP SC 8.01,9.01 05/17/10 SCHOOL4CHAUFFEURS, INC. DE 1.01,2.01,5.01,5.02,5.03,5.06, 05/14/10 9.01 SCRIPPS E W CO /DE OH 5.02,5.07,9.01 05/13/10 SEMPRA ENERGY CA 5.07 05/12/10 Shengkai Innovations, Inc. FL 2.02,9.01 05/14/10 Shengkai Innovations, Inc. FL 7.01,9.01 05/17/10 Shengtai Pharmaceutical, Inc. 2.02,9.01 05/17/10 SIGA TECHNOLOGIES INC DE 5.07 05/13/10 SIGNATURE EYEWEAR INC CA 5.07 05/05/10 SIMMONS FIRST NATIONAL CORP AR 7.01,9.01 05/14/10 Six Flags Entertainment Corp DE 2.02,9.01 05/17/10 SKYSTAR BIO-PHARMACEUTICAL CO NV 7.01,9.01 05/14/10 SKYWORKS SOLUTIONS INC DE 5.07 05/11/10 SMART BALANCE, INC. DE 5.02,5.07,8.01,9.01 05/17/10 Solar Capital Ltd. MD 2.03,9.01 05/17/10 SOLIGENIX, INC. DE 2.02,9.01 05/17/10 SOUTH FINANCIAL GROUP INC SC 8.01,9.01 05/17/10 SOUTHWEST GAS CORP CA 7.01 05/17/10 Spine Pain Management, Inc DE 5.02,9.01 05/11/10 SPRINT NEXTEL CORP KS 5.07 05/11/10 SPS COMMERCE INC 2.02,9.01 05/17/10 ST JOE CO FL 5.03,5.07,9.01 05/11/10 STAGE STORES INC NV 8.01,9.01 05/13/10 STANDARD MICROSYSTEMS CORP DE 7.01,9.01 05/17/10 STATE STREET Corp MA 7.01 05/17/10 STATION CASINOS INC NV 2.02,9.01 05/17/10 STATION CASINOS INC NV 8.01 05/13/10 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 05/17/10 Strategic Storage Trust, Inc. MD 7.01,8.01,9.01 05/14/10 STRATUS PROPERTIES INC DE 2.02,9.01 05/17/10 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 05/17/10 SXC Health Solutions Corp. A6 5.02,5.07,9.01 05/12/10 Symetra Financial CORP DE 5.07 05/12/10 SYNOVIS LIFE TECHNOLOGIES INC MN 5.02 05/12/10 TACTICAL AIR DEFENSE SERVICES, INC. 1.01,9.01 05/11/10 TANGER FACTORY OUTLET CENTERS INC NC 5.02,5.07,9.01 05/14/10 TEAMSTAFF INC NJ 2.02,9.01 05/17/10 TENNECO INC DE 7.01,9.01 05/13/10 TEREX CORP DE 5.07 05/13/10 Terreno Realty Corp MD 1.01 05/17/10 THQ INC DE 5.02 05/11/10 THT Heat Transfer Technology, Inc. NV 2.02,7.01,9.01 05/17/10 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 05/14/10 TIENS BIOTECH GROUP USA INC 2.02,9.01 05/17/10 TII NETWORK TECHNOLOGIES, INC. DE 2.02,9.01 05/17/10 Tim Hortons Inc. A6 5.07 05/14/10 TN-K ENERGY GROUP INC. DE 7.01,9.01 05/17/10 TOMPKINS FINANCIAL CORP NY 8.01 05/14/10 Tower Group, Inc. DE 1.01,2.03,9.01 05/14/10 TREVENEX RESOURCES INC 1.01,9.01 05/17/10 TRUE RELIGION APPAREL INC DE 5.02,9.01 05/12/10 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 05/14/10 UDR, Inc. 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