RECENT 8K FILINGS May 14, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 'mktg, inc.' DE 1.01,9.01 05/07/10 1st Pacific Bancorp CA 1.03,2.04,8.01 05/07/10 ACCELLENT INC 2.02,9.01 05/13/10 ACI WORLDWIDE, INC. DE 7.01,9.01 05/13/10 ACORN ENERGY, INC. DE 1.01,2.01,7.01,9.01 05/12/10 ACORN ENERGY, INC. DE 2.02,9.01 05/13/10 ACXIOM CORP DE 2.02,9.01 05/12/10 ADA-ES INC CO 2.02,9.01 05/13/10 ADAMS RESOURCES & ENERGY, INC. DE 2.02 05/13/10 ADAPTEC INC DE 1.01,8.01,9.01 05/08/10 Addus HomeCare Corp DE 2.02,9.01 05/13/10 Advanced BioEnergy, LLC DE 8.01 05/07/10 Advanced BioEnergy, LLC DE 5.07,9.01 05/11/10 Aeon Holdings Inc. DE 5.02 05/07/10 AEROCENTURY CORP DE 2.02 05/12/09 AFH HOLDING II, INC. DE 1.01,2.01,3.02,5.01,5.02,5.03, 05/12/10 5.06,9.01 AGILENT TECHNOLOGIES INC DE 8.01 05/12/10 AGY Holding Corp. DE 2.02,9.01 05/12/10 Air Transport Services Group, Inc. DE 7.01,9.01 05/13/10 AIRTRAN HOLDINGS INC NV 7.01,9.01 05/13/10 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 03/31/10 ALKERMES INC PA 2.02,9.01 05/13/10 All State Properties Holdings, Inc. NV 8.01,9.01 04/05/10 ALLEGHENY TECHNOLOGIES INC DE 5.07 05/07/10 ALLIANCE FINANCIAL CORP /NY/ NY 5.07 05/11/10 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 05/12/10 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 05/12/10 Allied Nevada Gold Corp. DE 8.01,9.01 05/12/10 Altisource Portfolio Solutions S.A. N4 2.02,9.01 05/12/10 AMBASSADORS INTERNATIONAL INC DE 3.01 05/13/10 AMEDISYS INC DE 7.01,9.01 05/13/10 AMERICAN BILTRITE INC DE 5.07 05/12/10 American Electric Technologies Inc FL 2.02,9.01 05/12/10 AMERICAN INTERNATIONAL GROUP INC DE 5.07 05/12/10 AMERICAN MEDICAL ALERT CORP NY 2.02,7.01,9.01 05/12/10 AMERICAN OIL & GAS INC NV 7.01,9.01 05/13/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 05/13/10 AMERICAN TOWER CORP /MA/ DE 5.07 05/12/10 AMGEN INC DE 5.02,5.07,9.01 05/12/10 ARCA biopharma, Inc. DE 8.01,9.01 05/12/10 ARCTIC CAT INC MN 2.02,9.01 05/13/10 ARGON ST, Inc. DE 2.02,9.01 05/13/10 ARROWHEAD RESEARCH CORP DE 2.02,9.01 05/13/10 ARTHROCARE CORP DE 5.02,5.07,7.01 05/12/10 ARYx Therapeutics, Inc. DE 2.02,9.01 05/13/10 ASTEA INTERNATIONAL INC DE 2.02,9.01 05/12/10 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 05/13/10 Avantair, Inc DE 2.02,9.01 05/11/10 Bancorp, Inc. 5.07 05/10/10 BARNES & NOBLE INC DE 5.02,9.01 05/13/10 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 05/13/10 BEAZER HOMES USA INC DE 5.02 05/11/10 BERKELEY TECHNOLOGY LTD 2.02,7.01 03/31/10 BIO KEY INTERNATIONAL INC DE 2.02,9.01 05/13/10 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 05/12/10 BIOLASE TECHNOLOGY INC DE 7.01 05/12/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 05/13/10 BIOSTEM U.S. CORP NV 1.01,2.01,3.02,5.01,5.02,7.01, 05/11/10 9.01 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 05/13/10 BLACK BOX CORP DE 2.02,9.01 05/13/10 BLACK HILLS CORP /SD/ SD 1.01,2.03,9.01 05/13/10 BLOCKBUSTER INC DE 2.02,9.01 05/13/10 BLUE SPHERE CORP. NV 5.02 05/06/10 Blugrass Energy, Inc. NV 5.02,7.01,9.01 05/12/10 Brookdale Senior Living Inc. DE 1.01,9.01 05/11/10 BSQUARE CORP /WA WA 2.02,9.01 05/13/10 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 05/13/10 CA, INC. DE 2.02,5.02,8.01,9.01 05/13/10 CADENCE DESIGN SYSTEMS INC DE 1.01,5.07,9.01 05/12/10 CALGON CARBON CORPORATION DE 5.07 04/22/10 AMEND CALIFORNIA COASTAL COMMUNITIES INC DE 3.03,7.01,9.01 05/11/10 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 05/13/10 Cape Bancorp, Inc. MD 5.02,9.01 05/07/10 CAPITOL BANCORP LTD MI 2.02,9.01 05/13/10 CapLease, Inc. 8.01,9.01 05/10/10 CARROLLTON BANCORP MD 5.07 05/13/10 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 05/06/10 AMEND Celsius Holdings, Inc. NV 2.02,7.01,9.01 05/13/10 CERTIFIED DIABETIC SERVICES INC DE 1.03,7.01 05/07/10 CHEVRON CORP DE 8.01,9.01 05/13/10 China Green Agriculture, Inc. NV 2.02,9.01 05/13/10 CHINA MEDICINE CORP NV 2.02,9.01 05/13/10 CHINA VALVES TECHNOLOGY, INC NV 2.02,7.01,9.01 05/13/10 CINCINNATI BELL INC OH 8.01,9.01 05/12/10 CINCINNATI BELL INC OH 1.01,7.01,9.01 05/13/10 Cistera Networks, Inc. 3.03,6.05,8.01 05/13/10 CIT GROUP INC DE 8.01,9.01 05/12/10 AMEND CITIZENS REPUBLIC BANCORP, INC. MI 5.02 05/11/10 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 05/13/10 CLOUD PEAK ENERGY INC. DE 7.01,9.01 05/12/10 CNB FINANCIAL SERVICES INC WV 5.02,9.01 05/03/10 CNX Gas Corp DE 1.01,2.01,2.03,9.01 05/07/10 Coda Octopus Group, Inc. DE 5.02,9.01 04/29/10 COLGATE PALMOLIVE CO DE 5.07 05/07/10 Colony Financial, Inc. MD 2.02,9.01 05/13/10 COMVERSE TECHNOLOGY INC/NY/ NY 5.02 05/09/10 Conmed Healthcare Management, Inc. DE 2.02,9.01 05/13/10 CONSOL Energy Inc DE 1.01,2.01,2.03,9.01 04/01/10 CONSOLIDATED WATER CO LTD E6 2.02,9.01 05/10/10 CONTANGO OIL & GAS CO DE 2.02,9.01 05/07/10 COSI INC DE 2.02,7.01,9.01 05/13/10 COSINE COMMUNICATIONS INC DE 2.02,9.01 05/11/10 CRIMSON EXPLORATION INC. 2.02,9.01 05/12/10 CROWN MEDIA HOLDINGS INC DE 5.02,9.01 05/11/10 CUMMINS INC IN 5.07 05/13/10 CVS CAREMARK CORP DE 5.02,5.03,5.07,9.01 05/12/10 Cyclacel Pharmaceuticals, Inc. DE 2.02,4.02,9.01 05/13/10 DARLING INTERNATIONAL INC DE 5.07 05/11/10 DATA I/O CORP WA 5.07 05/11/10 DDI CORP CA 5.02,5.07,8.01 05/11/10 DELTA NATURAL GAS CO INC KY 5.03 05/13/10 DELTATHREE INC DE 5.02,9.01 05/13/10 DENDREON CORP DE 1.01,9.01 05/12/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.07 05/11/10 DIGITAL ANGEL CORP DE 2.02,9.01 05/13/10 DIVERSEY HOLDINGS, INC. DE 5.07 05/12/10 DOLE FOOD CO INC DE 7.01,9.01 05/13/10 DOLLAR TREE INC VA 7.01,9.01 05/11/10 DORAL FINANCIAL CORP PR 5.07 05/12/10 DORCHESTER MINERALS LP DE 5.07 05/12/10 DREW INDUSTRIES INC DE 8.01,9.01 05/12/10 DUSA PHARMACEUTICALS INC NJ 1.01,9.01 05/13/10 EDIETS COM INC DE 2.02,9.01 05/12/10 ELECTRONICS FOR IMAGING INC DE 5.02 05/07/10 Element92 Resources Corp. WY 5.02 05/13/10 EMAGIN CORP DE 2.02,9.01 05/13/10 Emergency Medical Services CORP DE 1.02 05/07/10 EMTEC INC/NJ UT 5.03,9.01 05/10/10 Enable Holdings, Inc. DE 5.07 05/11/10 Energy Transfer Equity, L.P. DE 1.01,3.02,7.01,9.01 05/10/10 AMEND Energy Transfer Partners, L.P. DE 1.01,7.01,9.01 05/10/10 AMEND Envision Solar International, Inc. NV 4.01,9.01 05/07/10 Envision Solar International, Inc. NV 5.02 04/27/10 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 05/13/10 ETELOS, INC. DE 5.02,9.01 05/10/10 Ever-Glory International Group, Inc. FL 2.02,9.01 05/11/10 EXAR CORP DE 2.02,9.01 05/13/10 EXPRESSJET HOLDINGS INC DE 8.01,9.01 04/30/10 F&M BANK CORP VA 5.02,5.07 05/08/10 FAIRPOINT COMMUNICATIONS INC DE 8.01 05/07/10 Federal Home Loan Bank of Atlanta X1 2.03 05/13/10 Federal Home Loan Bank of Boston X1 2.03 05/10/10 Federal Home Loan Bank of Chicago X1 2.03 05/10/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/11/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/10/10 Federal Home Loan Bank of New York X1 2.03,9.01 05/10/10 Federal Home Loan Bank of New York X1 8.01,9.01 05/13/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/10/10 Federal Home Loan Bank of San Francis X1 2.03 05/10/10 Federal Home Loan Bank of Seattle 2.03 05/10/10 Federal Home Loan Bank of Topeka 2.03,9.01 05/10/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01,9.01 05/13/10 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 05/12/10 FIRST MERCURY FINANCIAL CORP DE 5.07 05/11/10 FIRST NATIONAL CORP /VA/ 5.07 05/11/10 FIRST UNITED CORP/MD/ MD 7.01,9.01 05/13/10 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 05/12/10 FMC TECHNOLOGIES INC DE 5.07 05/07/10 FOREST OIL CORP NY 5.02,5.07,9.01 05/12/10 FORRESTER RESEARCH INC DE 5.07 05/11/10 Fortress International Group, Inc. DE 2.02,9.01 05/13/10 FORTUNE INDUSTRIES, INC. DE 5.02,9.01 05/07/10 FORWARD AIR CORP TN 5.07 05/11/10 FOSTER L B CO PA 1.01,9.01 05/13/10 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 5.07,9.01 05/12/10 FreightCar America, Inc. DE 5.07 05/12/10 Geeknet, Inc DE 5.07 05/04/10 General Finance CORP DE 8.01,9.01 05/11/10 GENERAL GROWTH PROPERTIES INC DE 1.01,3.02,3.03,8.01,9.01 05/07/10 GENERAL STEEL HOLDINGS INC NV 7.01,9.01 05/13/10 Genesis Solar Corp CO 1.01,9.01 05/12/10 GENTA INC DE/ DE 2.02,9.01 05/13/10 GENVEC INC DE 3.01,9.01 05/12/10 Global Telecom & Technology, Inc. DE 2.02,9.01 05/12/10 GlobalOptions Group, Inc. 1.01,5.02,8.01,9.01 05/13/10 GLOBALSCAPE INC DE 2.02,9.01 05/13/10 Golub Capital BDC, Inc. DE 2.02,5.02,9.01 05/11/10 Government Properties Income Trust MD 5.07,8.01,9.01 05/11/10 Granto, Inc. NV 9.01 12/31/09 GREER BANCSHARES INC SC 2.02,9.01 04/30/10 AMEND GRIFFIN LAND & NURSERIES INC DE 5.07 05/11/10 Grubb & Ellis Apartment REIT, Inc. MD 7.01,9.01 05/13/10 HAMPSHIRE GROUP LTD DE 2.02,9.01 05/12/10 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 05/13/10 HAUPPAUGE DIGITAL INC DE 5.07 05/10/10 HAVERTY FURNITURE COMPANIES INC MD 5.07 05/12/10 HEALTH NET INC DE 5.07 05/12/10 HECLA MINING CO/DE/ DE 8.01 05/09/10 Heelys, Inc. DE 2.02,9.01 05/13/10 HENRY SCHEIN INC DE 5.07 05/10/10 HERCULES OFFSHORE, INC. DE 5.02,5.07,8.01 05/07/10 HERITAGE FINANCIAL CORP /WA/ WA 7.01,9.01 05/13/10 Heritage-Crystal Clean, Inc. DE 5.07 05/13/10 HICKOK INC OH 2.02,9.01 03/31/10 HICKORY TECH CORP MN 5.07 05/11/10 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 05/13/10 Hightower Acquisition CORP DE 3.02,5.01,5.02,5.03 05/12/10 Hometown Bancorp,Inc. X1 5.07,9.01 05/12/10 HUDSON CITY BANCORP INC DE 7.01,9.01 05/13/10 HUIHENG MEDICAL, INC. NV 1.01,9.01 05/07/10 HUTCHINSON TECHNOLOGY INC MN 8.01,9.01 05/13/10 ICOP DIGITAL, INC CO 2.02,9.01 05/13/10 ICX TECHNOLOGIES INC 2.02,9.01 05/13/10 IMATION CORP DE 7.01,9.01 05/13/10 IMPERIAL INDUSTRIES INC DE 2.02,9.01 05/13/10 INFINITY PROPERTY & CASUALTY CORP OH 1.01,9.01 05/10/10 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 05/07/10 IntelGenx Technologies Corp. DE 8.01,9.01 05/12/10 INTERMUNE INC DE 5.07 05/10/10 INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 05/13/10 INTERSECTIONS INC DE 2.02,9.01 05/10/10 INTEST CORP DE 1.01,9.01 05/10/10 INTRUSION INC DE 2.02,9.01 05/13/10 IPG PHOTONICS CORP DE 8.01 05/13/10 ITC DELTACOM INC DE 5.07 05/11/10 JACOBS ENTERTAINMENT INC DE 2.02,9.01 05/13/10 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 05/12/10 KACHING KACHING, INC. DE 4.01,9.01 05/13/10 AMEND KBR, INC. DE 8.01,9.01 05/13/10 KNIGHT CAPITAL GROUP, INC. DE 5.02,5.07,9.01 05/12/10 KOHLS CORPORATION WI 2.02,7.01,9.01 05/13/10 KRONOS WORLDWIDE INC 5.07 05/13/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/13/10 LAKELAND BANCORP INC NJ 5.07 05/11/10 LATIN AMERICA VENTURES, INC. NV 8.01,9.01 05/13/10 LEUCADIA NATIONAL CORP NY 5.02,5.07 05/10/10 LianDi Clean Technology Inc. NV 4.01,9.01 05/06/10 AMEND LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 05/12/10 LIBERTY SILVER CORP NV 3.02 05/07/10 LIGAND PHARMACEUTICALS INC DE 2.04 05/12/10 LIGHTBRIDGE Corp NV 2.02,9.01 05/13/10 LIME ENERGY CO. DE 2.02,9.01 05/13/10 LIQUIDITY SERVICES INC 5.02,9.01 05/07/10 LoopNet, Inc. DE 5.03,5.07,9.01 05/11/10 LSI CORP DE 5.02,5.07,9.01 05/12/10 Lumber Liquidators Holdings, Inc. 5.02 05/07/10 AMEND MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 05/12/10 MANAGEMENT NETWORK GROUP INC 2.02,9.01 05/13/10 MANTECH INTERNATIONAL CORP DE 5.07 05/12/10 MARCHEX INC DE 1.01,5.02,5.07 05/07/10 Mastech Holdings, Inc. PA 5.07 05/12/10 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 05/11/10 MDRNA, Inc. DE 2.02,9.01 05/13/10 Mead Johnson Nutrition Co DE 5.02,5.07 05/11/10 MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 05/13/10 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 05/13/10 MEDIA SCIENCES INTERNATIONAL INC 2.02,8.01,9.01 05/10/10 Medidata Solutions, Inc. DE 2.02,9.01 05/13/10 MEDIWARE INFORMATION SYSTEMS INC NY 5.02,9.01 05/07/10 MEMSIC Inc 2.02,9.01 05/11/10 MERCURY GENERAL CORP CA 5.07 05/12/10 MERGE HEALTHCARE INC DE 5.02,8.01 05/13/10 MERIDIAN RESOURCE CORP TX 2.01,3.01,3.03,8.01,9.01 05/13/10 MERIT MEDICAL SYSTEMS INC UT 1.01,7.01,9.01 05/13/10 METRO BANCORP, INC. 5.02 05/10/10 MICRON TECHNOLOGY INC DE 1.01,2.01,3.02,9.01 05/07/10 MIDDLEBURG FINANCIAL CORP VA 5.02,9.01 05/07/10 MIDDLEBY CORP DE 2.02,9.01 05/12/10 MIDDLEFIELD BANC CORP OH 5.07 05/12/10 MidWestOne Financial Group, Inc. IA 8.01,9.01 05/13/10 MISONIX INC NY 2.02,9.01 05/13/10 MOHAWK INDUSTRIES INC DE 5.07 05/11/10 Montavo, Inc. DE 1.01 05/13/10 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 05/12/10 MURPHY OIL CORP /DE DE 5.07 05/12/10 NARA BANCORP INC DE 5.02 05/11/10 NATIONAL DENTEX CORP /MA/ MA 8.01,9.01 05/13/10 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 05/13/10 NATURAL BLUE RESOURCES, INC. DE 4.02 05/10/10 NBTY INC DE 7.01,9.01 05/11/10 NEFFS BANCORP INC PA 5.07 05/13/10 NEPHROS INC DE 7.01,9.01 05/13/10 NetApp, Inc. CA 5.02 05/07/10 NEUROLOGIX INC/DE DE 2.02,9.01 05/13/10 New Generation Biofuels Holdings, Inc FL 5.02,9.01 05/07/10 NexCen Brands, Inc. DE 8.01,9.01 05/13/10 NEXT INC/TN DE 5.07 05/13/10 NGP Capital Resources Co MD 5.07 05/12/10 NNN 2003 VALUE FUND LLC 2.01,9.01 05/07/10 NORDSTROM INC WA 2.02,7.01,9.01 05/13/10 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 05/13/10 NOVELLUS SYSTEMS INC CA 5.07 05/11/10 NTN BUZZTIME INC DE 2.02,9.01 05/13/10 NUVEEN INVESTMENTS INC DE 2.02 05/12/10 NVIDIA CORP DE 2.02,9.01 05/13/10 O CHARLEYS INC TN 2.02,5.07,7.01,9.01 05/13/10 OAKRIDGE INTERNATIONAL CORP NV 8.01 05/13/10 AMEND OLD NATIONAL BANCORP /IN/ IN 5.07 05/11/10 OLD POINT FINANCIAL CORP VA 7.01,9.01 05/13/10 OLD REPUBLIC INTERNATIONAL CORP DE 4.01,9.01 05/11/10 OM GROUP INC DE 5.07 05/11/10 OMEGA PROTEIN CORP NV 5.02,9.01 05/12/10 OMNOVA SOLUTIONS INC OH 8.01 05/13/10 ONEOK INC /NEW/ OK 7.01,9.01 05/13/10 ONEOK Partners LP DE 7.01,9.01 05/13/10 Opexa Therapeutics, Inc. TX 2.02,9.01 05/13/10 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 05/13/10 OXYGEN BIOTHERAPEUTICS, INC. DE 8.01 05/12/10 PALATIN TECHNOLOGIES INC DE 2.02,9.01 05/13/10 PALL CORP NY 5.02,9.01 05/07/10 PARTNERRE LTD 5.02,5.07,8.01 05/12/10 PAULSON CAPITAL CORP OR 8.01,9.01 05/13/10 PDL BIOPHARMA, INC. DE 7.01,9.01 05/12/10 AMEND PEERLESS SYSTEMS CORP DE 5.02,9.01 05/13/10 Peninsula Gaming, LLC DE 2.02,9.01 05/12/10 PEPCO HOLDINGS INC DE 7.01,9.01 05/12/10 PETROQUEST ENERGY INC DE 5.02,5.07,9.01 05/12/10 Philip Morris International Inc. VA 5.03,5.07,9.01 05/12/10 PHOENIX COMPANIES INC/DE DE 5.07 05/07/10 PHOTRONICS INC CT 1.02,9.01 05/07/10 Pinnacle Foods Finance LLC DE 2.02,9.01 05/13/10 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 05/13/10 Point.360 CA 2.02,9.01 05/13/10 POLYONE CORP 5.02,5.07,9.01 05/12/10 PORTEC RAIL PRODUCTS INC WV 1.01,9.01 05/13/10 PostRock Energy Corp DE 2.02,9.01 05/13/10 POWER INTEGRATIONS INC CA 5.02 05/07/10 PREMIER EXHIBITIONS, INC. FL 5.02,9.01 05/12/10 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 05/13/10 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 05/13/10 PRIME GROUP REALTY TRUST MD 2.02,9.01 05/13/10 PRIMUS GUARANTY LTD 2.02,9.01 05/13/10 PROCERA NETWORKS INC NV 2.02,9.01 05/10/10 PROTECTION ONE INC DE 2.02,9.01 05/13/10 PSYCHEMEDICS CORP DE 2.02,9.01 05/11/10 Puda Coal, Inc. 2.02,9.01 05/13/10 PULTEGROUP INC/MI/ MI 5.07 05/12/10 PURE BIOFUELS CORP NV 5.02 05/07/10 AMEND QUAINT OAK BANCORP INC 5.07 05/12/10 QUAKER CHEMICAL CORP PA 5.07 05/12/10 QUALSTAR CORP CA 2.02,9.01 05/13/10 QUANTUM CORP /DE/ DE 2.02,9.01 05/13/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.07 05/12/10 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 05/13/10 RAIT Financial Trust MD 5.07 05/11/10 RBC LIFE SCIENCES, INC. DE 2.02,9.01 05/12/10 REALTY INCOME CORP MD 5.07 05/12/10 REGEN BIOLOGICS INC DE 8.01 05/13/10 REGENERON PHARMACEUTICALS INC NY 8.01,9.01 05/13/10 REGENT TECHNOLOGIES INC CO 1.01 05/04/10 AMEND REGIONS FINANCIAL CORP DE 7.01,9.01 05/13/10 RENTECH INC /CO/ CO 8.01,9.01 05/13/10 REPROS THERAPEUTICS INC. DE 3.01 05/11/10 REPUBLIC FIRST BANCORP INC PA 5.03,5.07,9.01 05/11/10 Resolute Energy Corp DE 5.02 05/07/10 RETRACTABLE TECHNOLOGIES INC TX 5.03,9.01 05/11/10 ROSTOCK VENTURES CORP NV 1.01,7.01,9.01 05/12/10 ROWAN COMPANIES INC DE 7.01,9.01 05/13/10 SAN DIEGO GAS & ELECTRIC CO CA 8.01,9.01 05/10/10 SBT Bancorp, Inc. CT 1.01,9.01 05/07/10 SCI Engineered Materials, Inc. OH 4.01,9.01 05/10/10 SCM MICROSYSTEMS INC DE 2.02,9.01 05/13/10 SEAHAWK DRILLING, INC. DE 5.07 05/12/10 Searchmedia Holdings Ltd AZ 4.01,8.01,9.01 05/07/10 SECURED DIGITAL APPLICATIONS INC DE 1.01 05/13/10 SEQUENOM INC DE 1.01,3.02,9.01 05/12/10 SERVICE CORPORATION INTERNATIONAL TX 5.07 05/12/10 SERVICEMASTER CO DE 2.02,7.01,9.01 05/13/10 SHAW GROUP INC LA 5.04,9.01 05/11/10 Shengkai Innovations, Inc. FL 2.02,9.01 05/13/10 Shiner International, Inc. NV 2.02,9.01 05/12/10 SMURFIT STONE CONTAINER CORP DE 9.01 04/15/10 AMEND SOUTHERN CO DE 8.01,9.01 05/13/10 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.07 05/12/10 SPARK NETWORKS INC X0 2.02,9.01 05/13/10 SPONGETECH DELIVERY SYSTEMS INC DE 8.01 05/05/10 STANDARD PACIFIC CORP /DE/ DE 5.07 05/12/10 STATE BANCORP INC NY 7.01,9.01 05/13/10 STERLING BANCORP NY 7.01,9.01 05/11/10 SunOpta Inc. 2.02,9.01 05/13/10 Superior Well Services, INC DE 7.01,9.01 05/12/10 SupportSave Solutions Inc 4.02 04/20/10 AMEND Sutor Technology Group LTD 2.02,9.01 05/13/10 SYBASE INC DE 1.01,3.03,8.01,9.01 05/12/10 SYKES ENTERPRISES INC FL 5.07 05/10/10 SYNCHRONOSS TECHNOLOGIES INC 5.07 05/10/10 SYNTHESIS ENERGY SYSTEMS INC DE 5.02 05/10/10 SYPRIS SOLUTIONS INC DE 5.07 05/11/10 TALON INTERNATIONAL, INC. DE 2.02,9.01 05/13/10 TANDY BRANDS ACCESSORIES INC DE 1.01,2.02,9.01 05/10/10 TANDY LEATHER FACTORY INC DE 2.02,9.01 05/11/10 TASTY BAKING CO PA 5.02,5.07,9.01 05/07/10 TaxMasters, Inc. NV 7.01,9.01 05/11/10 TELEDYNE TECHNOLOGIES INC DE 1.01,2.03,9.01 05/12/10 TELIK INC DE 5.07 05/12/10 TELKONET INC UT 5.02,9.01 05/13/10 Territorial Bancorp Inc. MD 8.01,9.01 05/07/10 TESSERA TECHNOLOGIES INC DE 5.02,5.03,5.07,9.01 05/12/10 THQ INC DE 1.01,1.02,3.03,5.03,8.01,9.01 05/12/10 Tim Hortons Inc. A6 2.02,7.01,8.01,9.01 05/13/10 TITAN INTERNATIONAL INC IL 5.07,9.01 05/13/10 TOMPKINS FINANCIAL CORP NY 5.07,9.01 05/10/10 TOREADOR RESOURCES CORP DE 4.01,9.01 05/09/10 TOREADOR RESOURCES CORP DE 1.01,9.01 05/10/10 AMEND TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 05/12/10 Toyzap.com, Inc. TX 8.01 05/12/10 TRANS WORLD ENTERTAINMENT CORP NY 5.02,9.01 05/12/10 TRANSDEL PHARMACEUTICALS INC DE 2.02,9.01 05/13/10 Transocean Ltd. V8 7.01,9.01 05/13/10 TRANSTECH INDUSTRIES INC DE 8.01 05/13/10 TRIMAS CORP DE 7.01,9.01 05/13/10 TRIMBLE NAVIGATION LTD /CA/ CA 7.01,9.01 05/11/10 TRUESPORT ALLIANCES & ENTERTAINMENT L NV 5.02 05/13/10 TRUSTMARK CORP MS 8.01 05/13/10 TRX INC/GA GA 2.02,9.01 03/31/10 TUCOWS INC /PA/ PA 2.02,9.01 05/12/10 UNICO AMERICAN CORP NV 2.02 05/13/10 Unilife Corp DE 2.01,5.02,9.01 05/13/10 UNION BANKSHARES INC VT 2.02,9.01 05/12/10 UNITED GUARDIAN INC DE 7.01,9.01 05/13/10 UNIVERSAL ELECTRONICS INC DE 8.01,9.01 05/13/10 UNIVERSAL POWER GROUP INC. TX 2.02,9.01 05/12/10 URBAN OUTFITTERS INC PA 2.02,9.01 05/13/10 USA Mobility, Inc DE 5.07 05/12/10 USA TECHNOLOGIES INC PA 8.01,9.01 05/12/10 UWHARRIE CAPITAL CORP NC 5.07 05/11/10 VALLEY NATIONAL BANCORP NJ 5.03,9.01 05/10/10 VALMONT INDUSTRIES INC DE 2.01,9.01 05/12/10 Vanguard Natural Resources, LLC DE 8.01,9.01 05/12/10 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 05/13/10 VAXGEN INC DE 8.01 05/10/10 VIRTUAL CLOSET, INC. NV 7.01,9.01 05/12/10 VirtualScopics, Inc. DE 2.02,9.01 05/13/10 VISTA GOLD CORP 2.02,7.01,9.01 05/10/10 Volcano Corp DE 4.01,9.01 05/05/10 Vystar Corp GA 5.07,9.01 05/10/10 WABASH NATIONAL CORP /DE DE 7.01,9.01 05/13/10 WACCAMAW BANKSHARES INC NC 2.02,9.01 05/12/10 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 05/10/10 WATERS CORP /DE/ DE 5.03,5.07 05/11/10 Weatherford International Ltd./Switze V8 8.01 05/07/10 WELLCARE HEALTH PLANS, INC. DE 1.01,2.03,9.01 05/12/10 WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 05/07/10 Wells Timberland REIT, Inc. MD 8.01 05/13/10 Wellstar International, Inc. NV 1.01,2.03,3.02,9.01 05/05/10 WENDY'S/ARBY'S GROUP, INC. DE 2.02,9.01 05/13/10 WENDY'S/ARBY'S GROUP, INC. DE 7.01,9.01 05/13/10 WERNER ENTERPRISES INC NE 5.02,5.07 05/10/10 WESBANCO INC WV 7.01,9.01 05/13/10 WESCO INTERNATIONAL INC DE 8.01 05/13/10 WESTERN CAPITAL RESOURCES, INC. MN 5.02,5.07,9.01 05/07/10 Willdan Group, Inc. 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