RECENT 8K FILINGS May 6, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 1.01,5.02,9.01 05/05/10 3D SYSTEMS CORP DE 2.02,7.01,9.01 03/31/10 A. H. Belo CORP DE 2.02,9.01 05/04/10 Abingdon Futures Fund LP NY 3.02 05/01/10 AbitibiBowater Inc. DE 8.01,9.01 04/30/10 ABRAXAS PETROLEUM CORP NV 7.01,9.01 05/05/10 ACCURIDE CORP DE 1.01,5.02,9.01 04/29/10 ACORN ENERGY, INC. DE 2.01,3.02,7.01,9.01 04/30/10 AMEND ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 05/05/10 Advaxis, Inc. DE 8.01 04/29/10 ADVISORY BOARD CO DE 2.02,7.01,9.01 05/05/10 ADVOCAT INC DE 2.02,5.02,9.01 05/05/10 Affinia Group Intermediate Holdings I DE 2.05,2.06 05/03/10 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 05/05/10 Alexza Pharmaceuticals Inc. DE 1.01,2.03,3.02,9.01 05/04/10 ALLEGHENY BANCSHARES INC WV 5.02,5.07 05/05/10 ALLEGHENY ENERGY, INC MD 2.02 05/05/10 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 05/05/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/05/10 Alliance Holdings GP, L.P. DE 7.01,9.01 05/05/10 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 05/05/10 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 05/05/10 ALLOS THERAPEUTICS INC DE 2.02,9.01 05/05/10 ALLOY STEEL INTERNATIONAL INC 8.01 05/05/10 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 05/05/10 Alpha Natural Resources, Inc. DE 2.02,9.01 05/05/10 ALTAIR NANOTECHNOLOGIES INC A6 1.01,1.02,9.01 04/30/10 AMBICOM HOLDINGS, INC NV 4.01 03/12/10 AMEND AMEREN CORP MO 2.02,8.01,9.01 05/05/10 AMERICAN CAPITAL, LTD 2.02,9.01 05/04/10 AMERICAN NATIONAL INSURANCE CO /TX/ TX 5.03,5.07,9.01 04/30/10 AMERISOURCEBERGEN CORP DE 1.01,2.03,9.01 04/29/10 AMKOR TECHNOLOGY INC DE 1.01,2.03,8.01,9.01 04/29/10 AMPAL-AMERICAN ISRAEL CORP NY 2.02,7.01,9.01 05/05/10 ANALYSTS INTERNATIONAL CORP 2.02,9.01 05/05/10 ANTS SOFTWARE INC DE 8.01 05/04/10 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 05/05/10 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 04/29/10 Argo Group International Holdings, Lt 2.02,9.01 05/04/10 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 05/05/10 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 5.07 05/05/10 ARROW ELECTRONICS INC NY 5.07 05/04/10 ARTHROCARE CORP DE 2.02,9.01 05/05/10 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 05/05/10 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 05/05/10 ASSOCIATED ESTATES REALTY CORP OH 5.07 05/04/10 ASTRONICS CORP NY 2.02,9.01 05/05/10 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 05/05/10 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 05/04/10 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 05/04/10 ATMOS ENERGY CORP TX 2.02,9.01 05/05/10 Atrinsic, Inc. DE 8.01,9.01 05/05/10 ATRION CORP DE 2.02,9.01 05/05/10 ATWOOD OCEANICS INC TX 1.01,9.01 05/04/10 AUTONATION, INC. DE 5.02,5.07 05/05/10 AVAYA INC DE 8.01 04/30/10 AVIAT NETWORKS, INC. DE 2.02,7.01,9.01 05/05/10 BAKER MICHAEL CORP PA 1.01,2.01,7.01,8.01,9.01 05/03/10 BALDOR ELECTRIC CO MO 5.07 05/01/10 Bancorp of New Jersey, Inc. NJ 2.02,9.01 05/05/10 BANCORPSOUTH INC MS 7.01,9.01 05/05/10 BANKATLANTIC BANCORP INC FL 2.02,8.01,9.01 05/04/10 Banyan Rail Services Inc. DE 4.01,9.01 04/29/10 BEAZER HOMES USA INC DE 7.01,9.01 05/04/10 BEKEM METALS INC UT 5.02 04/30/10 BELL INDUSTRIES INC /NEW/ CA 5.02 04/29/10 BERKSHIRE HATHAWAY INC DE 5.07 05/01/10 BERKSHIRE HATHAWAY INC DE 2.02,7.01,9.01 05/01/10 BIOCLINICA INC DE 2.02,9.01 05/05/10 BIOLASE TECHNOLOGY INC DE 7.01,9.01 05/04/10 BIONOVO INC DE 5.07 05/03/10 BIOTIME INC CA 2.02,9.01 05/05/10 BLACKBOARD INC DE 2.02,9.01 05/05/10 BMC SOFTWARE INC DE 2.02,9.01 05/05/10 BNC BANCORP NC 7.01,9.01 05/05/10 BORDERS GROUP INC MI 1.01,9.01 04/30/10 BOSTON BEER CO INC MA 2.02,9.01 05/05/10 BRAINTECH INC 2.02,5.02,8.01,9.01 05/04/10 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 05/04/10 BRIGHTCUBE INC NV 2.02,3.01,4.01,4.02,9.01 03/24/10 BRISTOL ENERGY FUND LP NY 3.02 05/01/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 8.01,9.01 05/04/10 Brooklyn Cheesecake & Desert Com NY 1.01,5.01,9.01 04/29/10 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/05/10 BSD MEDICAL CORP DE 9.01 05/03/10 AMEND CADENCE PHARMACEUTICALS INC 8.01,9.01 05/04/10 CALPINE CORP DE 5.02 05/03/10 CALPINE CORP DE 2.02,9.01 05/05/10 Calumet Specialty Products Partners, DE 2.02,9.01 05/05/10 CAMBREX CORP DE 2.02,9.01 05/05/10 CapLease, Inc. 2.02,9.01 05/05/10 Cardiovascular Systems Inc 2.02,9.01 05/05/10 CAREER EDUCATION CORP DE 2.02,9.01 05/05/10 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 05/05/10 CASCADE BANCORP OR 5.07 04/26/10 CASPIAN SERVICES INC NV 5.02,9.01 05/01/10 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 05/04/10 CATERPILLAR INC DE 5.02,9.01 05/05/10 CBEYOND, INC. 2.02,9.01 05/05/10 CBS CORP DE 2.02,9.01 05/05/10 CEDAR FAIR L P DE 1.01,8.01,9.01 05/04/10 CENTERPOINT ENERGY INC 2.02,9.01 05/05/10 CENTRAL EUROPEAN DISTRIBUTION CORP DE 5.02 04/29/10 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 05/05/10 CENTRAL GARDEN & PET CO DE 2.02,9.01 05/05/10 CENTURYTEL INC LA 2.02,9.01 03/31/10 CFS BANCORP INC IN 5.07 04/27/10 AMEND CHESAPEAKE ENERGY CORP OK 2.02,9.01 05/03/10 Chesapeake Lodging Trust MD 2.02,9.01 05/05/10 Chesapeake Lodging Trust MD 9.01 03/17/10 AMEND CHESAPEAKE UTILITIES CORP DE 2.02,9.01 05/05/10 CHICOPEE BANCORP, INC. 5.02 04/29/10 CHICOS FAS INC FL 8.01,9.01 05/05/10 CHINA AGRITECH INC DE 8.01,9.01 04/29/10 CHINA DIGITAL VENTURES CORP NV 1.01,9.01 04/30/10 China Education Acquisition Corp. DE 4.01,9.01 05/05/10 AMEND CHINA GREEN CREATIVE, INC. 4.01,9.01 01/03/10 AMEND China High Technology Acquisition Cor DE 4.01,9.01 05/05/10 AMEND China Packaging Group Inc. NV 1.01,3.02,9.01 05/05/10 CHINA RECYCLING ENERGY CORP 1.01,9.01 05/05/10 China Shuangji Cement Ltd. DE 4.02 04/12/10 AMEND CHINACAST EDUCATION CORP DE 1.01,3.02,8.01,9.01 04/29/10 CHS INC MN 5.03,9.01 05/04/10 CHURCHILL DOWNS INC KY 2.02,9.01 05/05/10 CIBER INC DE 2.02,9.01 05/05/10 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 05/05/10 CLAYTON WILLIAMS ENERGY INC /DE DE 2.03,7.01,9.01 05/05/10 CLEAN HARBORS INC MA 2.02,9.01 05/05/10 Clearwire Corp /DE DE 2.02,9.01 05/05/10 Clearwire Corp /DE DE 1.01 05/04/10 CLECO CORP LA 2.02,7.01 03/31/10 COACHMEN INDUSTRIES INC IN 5.03,5.07,9.01 04/29/10 Cogent, Inc. DE 2.02,9.01 05/05/10 COLONIAL BANCGROUP INC DE 8.01,9.01 04/20/10 COLONIAL PROPERTIES TRUST AL 3.02 04/29/10 COLUMBIA BANKING SYSTEM INC WA 7.01,9.01 05/05/10 COLUMBIA LABORATORIES INC DE 1.01,5.02,8.01,9.01 05/04/10 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 05/04/10 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 8.01,9.01 05/05/10 Con-way Inc. DE 2.02,9.01 05/05/10 CONCHO RESOURCES INC DE 2.02,9.01 05/05/10 CONSECO INC DE 2.02,9.01 05/04/10 CONSECO INC DE 2.02,9.01 05/05/10 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 05/05/10 CONSTAR INTERNATIONAL INC DE 1.01,2.03 04/29/10 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 05/05/10 CONTINUCARE CORP 2.02,9.01 05/05/10 COOPER COMPANIES INC DE 8.01,9.01 05/04/10 COOPER TIRE & RUBBER CO DE 2.02,9.01 05/05/10 CORCEPT THERAPEUTICS INC DE 7.01,8.01,9.01 05/03/10 CORGENIX MEDICAL CORP/CO NV 1.01,1.02,5.02,5.05,9.01 05/01/10 CORNERSTONE BANCSHARES INC TN 5.03,5.07,9.01 04/29/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 1.01,2.01,2.03,9.01 04/30/10 CORNING INC /NY NY 5.02,5.03,5.07 04/29/10 CORPORATE OFFICE PROPERTIES TRUST MD 8.01 05/05/10 COSTCO WHOLESALE CORP /NEW WA 5.02,9.01 04/29/10 COTT CORP /CN/ 2.02,5.02,5.07,9.01 05/04/10 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 05/05/10 CREDO PETROLEUM CORP DE 8.01,9.01 05/04/10 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 05/05/10 DAWSON GEOPHYSICAL CO TX 2.02,9.01 05/05/10 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 04/29/10 DealerTrack Holdings, Inc. DE 2.02,9.01 05/05/10 Deep Down, Inc. NV 1.01,5.02,9.01 04/29/10 dELiAs, Inc. DE 5.02,9.01 05/04/10 DEVON ENERGY CORP/DE DE 2.02,8.01,9.01 05/04/10 DEXCOM INC 2.02,9.01 05/05/10 DG FastChannel, Inc DE 2.02,9.01 05/05/10 DiamondRock Hospitality Co 2.02,7.01,9.01 05/04/10 DIEBOLD INC OH 5.07 04/29/10 DIGITAL ANGEL CORP DE 1.01,9.01 05/05/10 DITECH NETWORKS INC DE 1.01,2.01 04/29/10 Domtar CORP DE 8.01,9.01 05/05/10 DREW INDUSTRIES INC DE 7.01,9.01 05/03/10 DRI CORP NC 7.01,9.01 05/05/10 DRUGSTORE COM INC DE 1.01,2.02,7.01,9.01 05/05/10 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 05/04/10 E TRADE FINANCIAL CORP DE 8.01,9.01 05/05/10 EAST FORK BIODIESEL, LLC IA 8.01 04/28/10 Echo Global Logistics, Inc. DE 2.02,9.01 05/05/10 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 05/05/10 EDUCATION MANAGEMENT CORPORATION 8.01,9.01 05/05/10 ELOYALTY CORP DE 2.02,7.01,9.01 05/05/10 EMERGING CTA PORTFOLIO LP NY 3.02 05/01/10 EMERGING CTA PORTFOLIO LP NY 1.01,9.01 04/30/10 Employers Holdings, Inc. NV 2.02,8.01,9.01 05/05/10 EMS TECHNOLOGIES INC GA 2.02,9.01 05/05/10 EMULEX CORP /DE/ DE 5.02 05/03/10 Encore Bancshares Inc TX 7.01,9.01 05/05/10 ENERGY HOLDINGS INTERNATIONAL, INC. NV 5.02,9.01 04/07/10 AMEND ENERNOC INC DE 2.02,9.01 05/05/10 ENSIGN GROUP, INC 8.01,9.01 04/30/10 ENTERTAINMENT PROPERTIES TRUST MD 7.01,8.01,9.01 05/05/10 EPIC ENERGY RESOURCES, INC. CO 5.02,9.01 05/05/10 EQUITY ONE, INC. 2.02,7.01,9.01 05/05/10 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 05/05/10 ESCALADE INC IN 5.02,5.03,5.07,9.01 04/30/10 ETELOS, INC. DE 5.02,9.01 04/26/10 EXCO RESOURCES INC TX 2.02,9.01 05/04/10 EXELIXIS INC DE 2.05 03/06/10 AMEND EXELON CORP PA 7.01,9.01 05/04/10 ExlService Holdings, Inc. DE 2.02,9.01 05/05/10 EXPRESS SCRIPTS INC DE 8.01,9.01 05/05/10 FAIRFIELD FUTURES FUND LP II NY 3.02 05/01/10 FARO TECHNOLOGIES INC FL 2.02,9.01 05/05/10 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 05/03/10 FBL FINANCIAL GROUP INC IA 2.02 05/05/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 05/05/10 Fidelity National Financial, Inc. 1.01,9.01 05/05/10 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 05/05/10 FIRST BANCSHARES INC /MS/ MS 2.02,7.01,8.01,9.01 05/04/10 First California Financial Group, Inc DE 2.02,9.01 05/05/10 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 05/04/10 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 05/05/10 FIRST DEFIANCE FINANCIAL CORP OH 5.02 04/20/10 FIRST MERCURY FINANCIAL CORP DE 1.01,9.01 04/30/10 FIRST POTOMAC REALTY TRUST MD 7.01 05/05/10 First Savings Financial Group Inc IN 8.01,9.01 05/03/10 Florida Bank Group, Inc. FL 5.07 04/28/10 FLOTEK INDUSTRIES INC/CN/ DE 1.01,5.02,9.01 04/30/10 FORCE PROTECTION INC NV 1.01,8.01,9.01 05/04/10 FOSTER WHEELER AG V8 2.02,9.01 05/05/10 FOUR OAKS FINCORP INC NC 2.02,9.01 05/05/10 FPIC INSURANCE GROUP INC FL 2.02,9.01 05/05/10 FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 05/05/10 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 05/04/10 FULTON FINANCIAL CORP PA 1.01,8.01,9.01 05/05/10 Fushi Copperweld, Inc. NV 2.02,9.01 05/05/10 FX ENERGY INC NV 8.01,9.01 05/05/10 FX Real Estate & Entertainment Inc. 1.01,3.02,8.01 04/29/10 GAIAM, INC CO 2.02,9.01 05/05/10 GALLAGHER ARTHUR J & CO DE 8.01,9.01 05/05/10 Gaming Partners International CORP NV 1.01,5.02 04/30/10 GARMIN LTD 2.02,9.01 05/05/10 GARTNER INC DE 2.02,5.03,8.01,9.01 05/05/10 GASCO ENERGY INC NV 2.02,9.01 05/04/10 GateHouse Media, Inc. DE 2.02,9.01 05/04/10 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 05/03/10 GENOMIC HEALTH INC 2.02,9.01 05/05/10 GIGA TRONICS INC CA 2.02,9.01 05/04/10 GLACIER BANCORP INC DE 5.07 04/28/10 GLATFELTER P H CO PA 2.02,9.01 05/04/10 Global Cash Access Holdings, Inc. DE 2.02,9.01 05/05/10 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 05/05/10 Government Properties Income Trust MD 2.02,9.01 05/05/10 Graham Packaging Co Inc. DE 2.02,9.01 05/04/10 GRAHAM PACKAGING HOLDINGS CO DE 2.02,9.01 05/04/10 GREENBRIER COMPANIES INC DE 8.01,9.01 04/06/10 AMEND HAIN CELESTIAL GROUP INC DE 2.02,9.01 05/05/10 HANSEN MEDICAL INC 2.02,9.01 05/05/10 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 05/05/10 HARLEY DAVIDSON INC WI 1.01,2.03,8.01,9.01 04/29/10 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 05/05/10 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 05/04/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 05/05/10 HealthWarehouse.com, Inc. DE 1.01,2.03,3.02,9.01 05/03/10 HEMAGEN DIAGNOSTICS INC DE 1.01,3.03,9.01 04/29/10 HENNESSY ADVISORS INC 2.02,9.01 05/05/10 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 05/04/10 HERITAGE OAKS BANCORP CA 2.02,9.01 05/05/10 HERSHA HOSPITALITY TRUST MD 2.02,9.01 05/04/10 HILLMAN COMPANIES INC DE 8.01 05/04/10 Hilltop Holdings Inc. MD 1.01,9.01 04/30/10 Hilltop Holdings Inc. MD 5.02,9.01 03/11/10 AMEND HOME BANCORP, INC. LA 2.02,9.01 05/04/10 HOT TOPIC INC /CA/ CA 2.02,9.01 05/05/10 HOTGATE TECHNOLOGY, INC. 5.02 05/03/10 HSBC USA INC /MD/ MD 8.01 05/05/10 HSN, Inc. DE 2.02,7.01,9.01 05/05/10 Hughes Communications, Inc. DE 1.01,2.02,9.01 04/30/10 Hughes Network Systems, LLC DE 1.01,2.02,9.01 04/30/10 Huron Consulting Group Inc. DE 5.07,7.01 05/03/10 HYPERCOM CORP DE 2.02,9.01 05/05/10 IBERIABANK CORP LA 7.01,9.01 05/05/10 IHS Inc. DE 7.01,9.01 05/05/10 IKANOS COMMUNICATIONS CA 5.02,9.01 05/03/10 IKONICS CORP 5.07 04/29/10 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 05/05/10 INDUSTRIAL SERVICES OF AMERICA INC /F FL 7.01,9.01 05/05/10 INFOSPACE INC DE 2.02,9.01 05/05/10 INSIGHT ENTERPRISES INC DE 2.02,9.01 05/05/10 INSITE VISION INC DE 2.02,9.01 05/05/10 INTEGRA BANK CORP IN 2.02,7.01,9.01 05/05/10 INTERACTIVE DATA CORP/MA/ DE 1.01,5.02,7.01,8.01,9.01 05/03/10 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 5.02 05/03/10 INTERCONTINENTALEXCHANGE INC 2.02,8.01,9.01 05/05/10 International Stem Cell CORP 1.01,5.03,9.01 05/04/10 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 04/29/10 ION GEOPHYSICAL CORP DE 2.02,9.01 05/05/10 IRIDEX CORP DE 5.02 04/29/10 ITRON INC /WA/ WA 5.07 05/04/10 IX ENERGY HOLDINGS, INC. DE 1.01,9.01 04/29/10 IXYS CORP /DE/ DE 9.01 02/17/10 AMEND J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 05/04/10 JACK IN THE BOX INC /NEW/ DE 8.01,9.01 05/05/10 JAZZ PHARMACEUTICALS INC DE 2.02,5.02,9.01 05/04/10 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 05/05/10 JEFFERSON BANCSHARES INC TN 2.02,9.01 04/30/10 JUNIPER NETWORKS INC DE 8.01 05/05/10 KAPSTONE PAPER & PACKAGING CORP DE 2.02,7.01,9.01 05/05/10 KAR Auction Services, Inc. DE 2.02,9.01 05/05/10 KBS Real Estate Investment Trust II, MD 1.01,2.03 04/30/10 KEMET CORP DE 1.01,2.03,9.01 05/05/10 KENDLE INTERNATIONAL INC OH 2.02,9.01 05/05/10 Kentucky First Federal Bancorp 2.02,9.01 05/04/10 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 05/04/10 KING PHARMACEUTICALS INC TN 2.02,9.01 05/05/10 KITE REALTY GROUP TRUST MD 2.02,5.07,9.01 05/04/10 Kiwibox.Com, Inc. DE 5.02 05/03/10 KKR Financial Holdings LLC DE 1.01,2.03,3.03 05/05/10 KNOLOGY INC DE 2.02,9.01 05/05/10 KORE NUTRITION, INC. NV 5.02 04/30/10 KSW INC NY 2.02,5.07,9.01 05/04/10 LANCE INC NC 2.02,9.01 05/05/10 LANDEC CORP \CA\ CA 1.01,2.01,2.03,9.01 04/30/10 LANDMARK BANCORP INC DE 2.02,8.01,9.01 05/05/10 LAZARE KAPLAN INTERNATIONAL INC DE 1.01,9.01 12/29/09 AMEND LEUCADIA NATIONAL CORP NY 8.01,9.01 05/05/10 LIBERTY MEDIA CORP 7.01,9.01 05/04/10 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 05/05/10 Lightyear Network Solutions, Inc. NV 1.01,2.01,5.02,9.01 04/29/10 LIHUA INTERNATIONAL INC. DE 2.02,9.01 05/05/10 LIMITED BRANDS INC DE 8.01,9.01 05/04/10 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,5.07,9.01 04/30/10 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,5.02,5.07 04/29/10 LITTELFUSE INC /DE DE 5.02,5.07,9.01 04/30/10 LIVEPERSON INC DE 2.02,9.01 05/05/10 Location Based Technologies, Inc. NV 7.01,9.01 04/30/10 LOJACK CORP MA 2.02,9.01 05/05/10 LOOKSMART LTD DE 2.02,9.01 05/05/10 LSB CORP MA 5.07 05/04/10 M & F WORLDWIDE CORP DE 2.02,9.01 05/05/10 MACE SECURITY INTERNATIONAL INC DE 8.01,9.01 05/04/10 Maiden Holdings, Ltd. D0 2.02,8.01,9.01 05/04/10 MAINLAND RESOURCES INC. 8.01,9.01 05/04/10 MAKEMUSIC, INC. MN 2.02,9.01 05/05/10 MANAS PETROLEUM Corp NV 3.02 04/26/10 MANNATECH INC TX 2.02,9.01 05/05/10 Marketing Acquisition Corp NV 4.01,9.01 05/04/10 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/05/10 MAX CAPITAL GROUP LTD. 1.01,2.02,8.01,9.01 05/03/10 MAXIM INTEGRATED PRODUCTS INC DE 2.02,8.01,9.01 05/03/10 AMEND MAXLINEAR INC 2.02,9.01 05/05/10 Mayetok Inc. NV 5.02 05/04/10 McCormick & Schmicks Seafood Restaura 2.02,9.01 03/27/10 MEDIA GENERAL INC VA 9.01 01/28/10 AMEND MEDICAL STAFFING NETWORK HOLDINGS INC DE 1.01,9.01 04/30/10 MEDICIS PHARMACEUTICAL CORP DE 1.01,2.02,8.01,9.01 04/28/10 MEGOLA INC 8.01,9.01 05/05/10 MGP INGREDIENTS INC KS 7.01,9.01 05/05/10 MHI Hospitality CORP MD 2.02,9.01 05/05/10 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 05/05/10 MICROMET, INC. DE 2.02,9.01 05/05/10 MICROSTRATEGY INC DE 2.02,9.01 04/29/10 MID PENN BANCORP INC PA 5.07 05/04/10 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 8.01,9.01 05/05/10 MIRENCO INC 1.01 03/31/10 MMAX MEDIA, INC. NV 4.01,9.01 04/30/10 MOBILE MINI INC DE 2.02,9.01 05/05/10 MOLINA HEALTHCARE INC DE 2.02,9.01 05/05/10 Momentive Performance Materials Inc. DE 2.02,9.01 05/05/10 Morgans Hotel Group Co. DE 2.02,9.01 05/05/10 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 05/05/10 MOSAIC CO DE 7.01,9.01 05/05/10 MOTOROLA INC DE 8.01,9.01 05/04/10 MOTOROLA INC DE 5.07 05/03/10 Mueller Water Products, Inc. DE 2.02,9.01 05/05/10 Mueller Water Products, Inc. DE 7.01,9.01 05/05/10 MURPHY OIL CORP /DE DE 2.02,9.01 05/05/10 MYLAN INC. PA 8.01,9.01 05/04/10 NACCO INDUSTRIES INC DE 2.02,9.01 05/05/10 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 05/05/10 NASB FINANCIAL INC MO 1.01,8.01,9.01 04/30/10 NATIONAL RESEARCH CORP WI 2.02,9.01 05/04/10 NCI, Inc. DE 2.02,7.01,9.01 05/05/10 NEKTAR THERAPEUTICS DE 2.02,9.01 05/05/10 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 05/05/10 NEULION, INC. 5.02,9.01 04/29/10 Neutral Tandem Inc 2.02,9.01 05/05/10 NEW ENERGY SYSTEMS GROUP NV 5.02,7.01,9.01 04/29/10 NEW FRONTIER ENERGY INC CO 1.01,9.01 04/09/10 AMEND NEW JERSEY RESOURCES CORP NJ 2.02,9.01 05/05/10 NEW WORLD BRANDS INC DE 5.02,9.01 03/19/10 AMEND NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 05/05/10 NewStar Financial, Inc. 2.02,9.01 05/05/10 NEWTEK BUSINESS SERVICES INC NY 1.01,2.03,9.01 04/30/10 NightHawk Radiology Holdings Inc 5.02,5.07 04/29/10 NMT MEDICAL INC DE 1.01,2.03,9.01 05/03/10 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 05/05/10 Noranda Aluminum Holding CORP DE 2.02,9.01 05/05/10 NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 05/05/10 Northwest Bancshares, Inc. MD 8.01,9.01 05/05/10 NORTHWEST INDIANA BANCORP IN 5.07 04/30/10 NORTHWEST NATURAL GAS CO OR 2.02,9.01 05/05/10 NORTHWEST PIPELINE GP 2.02,9.01 05/05/10 NOVA ENERGY, INC. NV 1.01,2.03,3.02,9.01 05/04/10 NOVATEL WIRELESS INC DE 7.01 05/04/10 NPS PHARMACEUTICALS INC DE 2.02,9.01 05/05/10 NUMEREX CORP /PA/ PA 2.02,9.01 05/05/10 NUMOBILE, INC. 3.03,5.03,9.01 05/03/10 NuStar GP Holdings, LLC DE 5.07 04/29/10 NVE CORP /NEW/ MN 2.02 05/05/10 NVIDIA CORP DE 5.02,9.01 05/05/10 NxStage Medical, Inc. DE 2.02,9.01 05/05/10 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 05/05/10 Oilsands Quest Inc 3.02,8.01,9.01 04/29/10 ON SEMICONDUCTOR CORP DE 2.02,9.01 05/05/10 OP TECH ENVIRONMENTAL SERVICES INC DE 4.02 05/04/10 OPNEXT INC 2.02,9.01 05/05/10 OPTI INC CA 1.01,9.01 05/04/10 OPTI INC CA 1.01,9.01 05/04/10 OPTI INC CA 1.01,9.01 05/04/10 OPTICAL CABLE CORP VA 1.01,1.02,9.01 04/30/10 ORASURE TECHNOLOGIES INC DE 2.02,9.01 05/05/10 ORASURE TECHNOLOGIES INC DE 7.01,9.01 05/05/10 Orbitz Worldwide, Inc. DE 2.02,9.01 05/05/10 ORION FUTURES FUND LP NY 3.02 05/01/10 ORRSTOWN FINANCIAL SERVICES INC PA 5.07,7.01,9.01 05/04/10 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 05/05/10 OVERLAND STORAGE INC CA 5.03,9.01 04/29/10 OWENS & MINOR INC/VA/ VA 5.02,5.07 04/30/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 2.02,9.01 03/31/10 PARKER DRILLING CO /DE/ DE 2.02,9.01 05/05/10 Patriot Coal CORP DE 1.01,2.03,9.01 05/05/10 PC GROUP, INC. DE 2.02,9.01 05/05/10 PENGRAM CORP NV 7.01,9.01 04/30/10 PENNANTPARK INVESTMENT CORP 2.02,9.01 05/05/10 PENNICHUCK CORP NH 7.01,9.01 05/05/10 PennyMac Mortgage Investment Trust MD 2.02,9.01 05/03/10 PENSECO FINANCIAL SERVICES CORP PA 5.07 05/04/10 PENSKE AUTOMOTIVE GROUP, INC. DE 5.07 05/05/10 PEPCO HOLDINGS INC DE 8.01 05/05/10 Pepper Rock Resources Corp. 1.02 05/05/10 PERRIGO CO MI 1.01,1.02,2.01,2.03,9.01 04/30/10 PETROHAWK ENERGY CORP DE 2.02,8.01,9.01 04/29/10 PetroHunter Energy Corp MD 5.02 04/30/10 PETROQUEST ENERGY INC DE 2.02 05/05/10 PGT, Inc. DE 2.02,9.01 02/11/10 PHILLIPS VAN HEUSEN CORP /DE/ DE 5.02 04/29/10 PHOENIX ENERGY RESOURCE CORP CA 2.03,9.01 04/30/10 PHOENIX FOOTWEAR GROUP INC DE 1.01,2.03 04/29/10 PINNACLE ENTERTAINMENT INC. DE 1.01,8.01,9.01 04/29/10 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 05/04/10 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 05/04/10 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 05/05/10 PMI GROUP INC DE 1.01,8.01,9.01 04/30/10 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 04/29/10 POLYONE CORP 2.02,9.01 05/05/10 Polypore International, Inc. 2.02,9.01 05/05/10 Polypore International, Inc. 2.02,9.01 05/05/10 POTLATCH CORP DE 5.07 05/03/10 POTOMAC FUTURES FUND LP NY 3.02 05/01/10 POWELL INDUSTRIES INC NV 2.02,9.01 05/05/10 Precision Aerospace Components, Inc. 8.01 05/05/10 PRO DEX INC CO 5.02 05/04/10 PROASSURANCE CORP DE 2.02,7.01 05/05/10 PROGRESS ENERGY INC NC 2.02,9.01 05/05/10 PROLOR Biotech, Inc. NV 7.01 05/05/10 PROS Holdings, Inc. DE 2.02,9.01 05/05/10 PROTEONOMIX, INC. DE 8.01 02/25/10 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 05/05/10 PS BUSINESS PARKS INC/CA CA 5.02 04/25/10 AMEND PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 05/05/10 PULTEGROUP INC/MI/ MI 2.02,9.01 05/05/10 QLT INC/BC A1 5.02,9.01 04/29/10 QUALITY DISTRIBUTION INC FL 2.02,9.01 05/05/10 QUANTA SERVICES INC DE 2.02,9.01 05/05/10 QUEST SOFTWARE INC CA 2.02,9.01 05/05/10 QUINSTREET, INC CA 2.02,9.01 05/05/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 05/05/10 RAE SYSTEMS INC DE 2.02,9.01 05/05/10 RAMBUS INC DE 5.03,5.07,9.01 04/29/10 RAND CAPITAL CORP NY 5.07 05/05/10 RBS GLOBAL INC DE 8.01,9.01 05/05/10 Real Goods Solar, Inc. CO 2.02,9.01 05/05/10 REDWOOD TRUST INC MD 2.02,9.01 05/05/10 REGENCY CENTERS CORP FL 2.02,9.01 05/05/10 REHABCARE GROUP INC DE 2.02,5.07,7.01,9.01 05/05/10 RELM WIRELESS CORP NV 2.02,9.01 05/05/10 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 05/04/10 RESOURCE EXCHANGE OF AMERICA CORP. FL 4.01,9.01 05/04/10 RESOURCE EXCHANGE OF AMERICA CORP. FL 1.01,2.03,3.02,9.01 05/04/10 RESPONSE GENETICS INC 5.02,9.01 05/03/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 2.02,9.01 05/05/10 RICHARDSON ELECTRONICS LTD/DE DE 1.01,2.04,9.01 04/30/10 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,9.01 05/05/10 ROOMLINX INC NV 1.01,3.02,8.01,9.01 04/29/10 Rovi Corp DE 5.07 05/04/10 RR Donnelley & Sons Co DE 2.02,9.01 05/05/10 S1 CORP /DE/ DE 2.02,9.01 05/05/10 S1 CORP /DE/ DE 7.01,9.01 05/05/10 SAFETY INSURANCE GROUP INC DE 2.02,9.01 05/05/10 SAIA INC DE 7.01 04/30/10 SALISBURY BANCORP INC CT 5.02,8.01,9.01 05/05/10 SALISBURY BANCORP INC CT 2.02,8.01,9.01 04/30/10 AMEND SALIX PHARMACEUTICALS LTD 8.01,9.01 05/03/10 SAUER DANFOSS INC DE 2.02,9.01 05/05/10 SBA COMMUNICATIONS CORP FL 2.02,9.01 05/04/10 SBT Bancorp, Inc. CT 2.02,9.01 05/05/10 SCHAWK INC DE 2.02,9.01 05/05/10 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 05/05/10 Scripps Networks Interactive, Inc. OH 5.02,9.01 04/28/10 SEAHAWK DRILLING, INC. DE 2.02,8.01,9.01 05/04/10 Securus Technologies, Inc. DE 1.01 05/05/10 SELECTICA INC DE 8.01 04/26/10 SENESCO TECHNOLOGIES INC DE 3.01,9.01 04/30/10 SENORX INC DE 1.01,8.01,9.01 05/04/10 SEQUENOM INC DE 8.01 05/03/10 SERVIDYNE, INC. GA 5.02,9.01 04/30/10 ServisFirst Bancshares, Inc. DE 5.07 05/04/10 Shire plc 8.01,9.01 05/04/10 Shrink Nanotechnologies, Inc. DE 7.01,9.01 05/05/10 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 05/05/10 Sino Green Land Corp NV 2.02,9.01 05/05/10 Sino Green Land Corp NV 1.01,5.02,9.01 05/05/10 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 05/05/10 SMITH & WESSON HOLDING CORP NV 5.02 04/29/10 SMITH MICRO SOFTWARE INC DE 2.02,9.01 05/05/10 SOCKET MOBILE, INC. DE 5.07 04/29/10 SOCKET MOBILE, INC. DE 5.02,9.01 04/29/10 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 05/05/10 SOUTHWEST GAS CORP CA 2.02 05/05/10 SOVRAN SELF STORAGE INC MD 2.02,9.01 05/05/10 SPANISH BROADCASTING SYSTEM INC DE 8.01,9.01 04/30/10 Spectra Energy Partners, LP DE 2.02,9.01 05/05/10 Spectrum Brands, Inc. DE 2.02,8.01,9.01 05/05/10 SPEEDWAY MOTORSPORTS INC DE 2.02,7.01,9.01 05/05/10 SPX CORP DE 2.02,9.01 05/05/10 ST. BERNARD SOFTWARE, INC. CA 2.02,9.01 05/05/10 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 05/05/10 STANLEY FURNITURE CO INC. DE 5.07 04/29/10 STARTEK INC DE 5.02,5.07 04/30/10 STATE STREET Corp MA 7.01,9.01 05/05/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 05/05/10 STEWART INFORMATION SERVICES CORP DE 5.07 04/30/10 STILLWATER MINING CO /DE/ DE 8.01,9.01 05/05/10 STILLWATER MINING CO /DE/ DE 5.02,9.01 05/05/10 STONE ENERGY CORP DE 2.02,7.01,9.01 05/04/10 STONEMOR PARTNERS LP DE 1.01,9.01 04/29/10 STURM RUGER & CO INC DE 8.01 05/04/10 SUBAYE, INC. 2.01,9.01 05/03/10 Summer Infant, Inc. DE 2.02,7.01,9.01 05/03/10 Superior Well Services, INC DE 5.07 05/04/10 SYMANTEC CORP DE 2.02,9.01 05/05/10 Symmetry Medical Inc. DE 5.07 04/30/10 SYNNEX CORP DE 5.02,7.01,9.01 04/29/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 05/01/10 Targa Resources Partners LP DE 2.02,9.01 05/05/10 TARGACEPT INC 2.02,9.01 05/05/10 TC Power Management Corp. 5.02 05/03/10 TECHE HOLDING CO LA 7.01,9.01 05/05/10 TECUMSEH PRODUCTS CO MI 2.02,9.01 05/05/10 Teleconnect Inc. OK 1.01,9.01 05/04/10 AMEND TELEFLEX INC DE 5.07 04/30/10 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 05/05/10 TERREMARK WORLDWIDE INC. DE 8.01,9.01 05/05/10 TESSERA TECHNOLOGIES INC DE 8.01,9.01 04/30/10 TFS Financial CORP DE 2.02,9.01 05/05/10 THESTREET COM DE 2.02,5.02,9.01 04/30/10 THQ INC DE 2.02,9.01 05/05/10 TIDEWATER FUTURES FUND LP NY 3.02 05/01/10 Timberline Resources Corp DE 7.01,9.01 05/05/10 TIME WARNER INC. DE 2.02,9.01 05/05/10 TOLLGRADE COMMUNICATIONS INC \PA\ PA 2.02,9.01 04/29/10 TomoTherapy Inc WI 5.02,9.01 05/03/10 TORCHMARK CORP DE 5.02,5.03,5.07,9.01 04/29/10 Total Nutraceutical Solutions, Inc. NV 7.01,9.01 05/03/10 TOWER FINANCIAL CORP IN 1.01,9.01 05/05/10 TOYOTA AUTO FINANCE RECEIVABLES LLC DE 8.01,9.01 05/05/10 Toyota Auto Receivables 2010-A Owner DE 1.01,9.01 05/05/10 TRAILER BRIDGE INC 7.01,9.01 05/05/10 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 05/05/10 TRANSGENOMIC INC DE 2.02,9.01 05/05/10 Transocean Ltd. V8 2.02,9.01 05/05/10 TRAVELZOO INC DE 5.02 04/30/10 TRC COMPANIES INC /DE/ DE 2.02,9.01 05/05/10 TREDEGAR CORP VA 2.02,9.01 05/05/10 Triangle Capital CORP MD 2.02,7.01,9.01 05/05/10 TRIPLE-S MANAGEMENT CORP 2.02,9.01 05/05/10 TRUSTMARK CORP MS 7.01,9.01 05/05/10 TRW AUTOMOTIVE HOLDINGS CORP DE 2.02,9.01 05/05/10 TWO RIVERS WATER Co CO 8.01 05/04/10 TYCO INTERNATIONAL LTD V8 1.01,2.03,9.01 05/05/10 UDR, Inc. MD 3.02 05/04/10 ULTRA PETROLEUM CORP 2.02,9.01 05/05/10 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 04/30/10 UNITED COMMUNITY FINANCIAL CORP OH 5.02,5.07,9.01 04/29/10 UNITED ONLINE INC DE 2.02,9.01 05/05/10 UNITED STATES LIME & MINERALS INC TX 5.07 04/30/10 UNITRIN INC DE 7.01,9.01 05/05/10 US AIRWAYS GROUP INC DE 2.02,9.01 05/05/10 US DATAWORKS INC NV 1.01,9.01 04/29/10 USA TECHNOLOGIES INC PA 8.01,9.01 05/05/10 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 05/05/10 VIKING SYSTEMS INC DE 2.02,9.01 05/05/10 VIRAGE LOGIC CORP DE 2.02,9.01 05/05/10 VISANT CORP 2.02,9.01 05/05/10 VISANT HOLDING CORP 2.02,9.01 05/05/10 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 05/05/10 Volcom Inc 5.07 05/04/10 VONAGE HOLDINGS CORP DE 2.02,9.01 05/05/10 WABCO Holdings Inc. DE 2.02,7.01,9.01 05/05/10 WALTER INVESTMENT MANAGEMENT CORP MD 5.07 04/30/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 05/05/10 WARREN RESOURCES INC MD 2.02,7.01,9.01 05/05/10 WARRINGTON FUND LP NY 3.02 05/01/10 WASHINGTON POST CO DE 8.01,9.01 05/05/10 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 04/30/10 WEB.COM GROUP, INC. 2.02,9.01 05/04/10 WEIKANG BIO-TECHNOLOGY GROUP CO., INC NV 8.01 04/30/10 WEIS MARKETS INC PA 5.07 04/29/10 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 05/05/10 WELLCARE HEALTH PLANS, INC. DE 5.03,9.01 04/29/10 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 05/05/10 AMEND WESTPORT JWH FUTURES FUND LP NY 3.02 05/01/10 Westway Group, Inc. DE 8.01 05/04/10 WEYCO GROUP INC WI 5.07 05/04/10 WILLIAM PENN BANCORP INC 5.02,5.03,9.01 05/05/10 WILLIAMS COMPANIES INC DE 2.02,9.01 05/05/10 Williams Partners L.P. 2.02,9.01 05/05/10 WILLIAMS PIPELINE PARTNERS L.P. DE 2.02,9.01 05/05/10 WINDSTREAM CORP DE 2.02,9.01 05/05/10 WINLAND ELECTRONICS INC MN 8.01 05/04/10 WINNER MEDICAL GROUP INC NV 8.01,9.01 05/05/10 WISCONSIN ELECTRIC POWER CO WI 5.07 04/29/10 WORLDGATE COMMUNICATIONS INC DE 2.03 04/29/10 WRIGHT MEDICAL GROUP INC DE 8.01 05/05/10 XL CAPITAL LTD 7.01,9.01 05/05/10 XTO ENERGY INC DE 2.02 05/05/10 YOUNG INNOVATIONS INC MO 5.07 05/04/10 ZIMMER HOLDINGS INC DE 5.07 05/03/10 Zoo Entertainment, Inc DE 8.01,9.01 05/04/10 Zumiez Inc WA 7.01,9.01 05/05/10