RECENT 8K FILINGS April 23, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1ST SOURCE CORP IN 2.02,9.01 03/31/10 4C Controls Inc 1.01,5.02 04/21/10 ACACIA RESEARCH CORP DE 8.01 04/21/10 ACACIA RESEARCH CORP DE 2.02,9.01 04/22/10 ACCELRYS, INC. DE 5.02,8.01,9.01 04/21/10 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 04/22/10 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 04/22/10 Adelphia Recovery Trust DE 4.01,9.01 04/19/10 ADMINISTAFF INC \DE\ DE 5.07 04/19/10 ADVANCED CELL TECHNOLOGY, INC. DE 8.01 04/15/10 ADVANCED ENERGY INDUSTRIES INC DE 1.01,2.02,5.02,9.01 04/20/10 AGR TOOLS, INC. NV 8.01 04/22/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 04/22/10 ALASKA AIR GROUP INC DE 1.02,2.02,7.01,9.01 04/16/10 ALEXION PHARMACEUTICALS INC DE 2.02,9.01 04/22/10 ALIGN TECHNOLOGY INC DE 2.02,9.01 04/22/10 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 04/22/10 AMAZON COM INC DE 2.02,9.01 04/22/10 AMBASE CORP DE 4.01 04/22/10 AMBASSADORS GROUP INC DE 2.02,9.01 04/19/10 AMERICAN CAPITAL, LTD 1.01,9.01 04/19/10 American Exploration Corp NV 1.01,8.01,9.01 04/21/10 AMERICAN EXPRESS CO NY 2.02,7.01 04/22/10 AMERICAN GREETINGS CORP OH 2.02,9.01 04/22/10 AMERICAN RIVER BANKSHARES CA 2.02,9.01 04/22/10 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 04/20/10 Amerilithium Corp. NV 1.01,9.01 03/01/10 AMERISOURCEBERGEN CORP DE 2.02,8.01,9.01 04/22/10 AMERON INTERNATIONAL CORP DE 5.02 04/19/10 AMSURG CORP TN 2.02,7.01,9.01 04/22/10 ANTIGENICS INC /DE/ DE 1.01,3.02 04/21/10 APOGEE TECHNOLOGY INC DE 8.01 04/16/10 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 04/22/10 ARBITRON INC DE 2.02,7.01,9.01 04/22/10 ARCH COAL INC DE 7.01,9.01 04/22/10 ASSOCIATED BANC-CORP WI 2.02,9.01 04/22/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 04/21/10 ASTORIA FINANCIAL CORP DE 5.02,9.01 04/22/10 ATHENA SILVER CORP CA 3.02 04/08/10 ATS CORP DE 7.01,9.01 04/22/10 Augme Technologies, Inc. 8.01 04/22/10 AuraSource, Inc. NV 8.01 04/16/10 AUTONATION, INC. DE 2.02,9.01 04/22/10 AVI BIOPHARMA INC OR 1.01,5.02,5.03,9.01 04/20/10 AVID TECHNOLOGY, INC. DE 2.02,9.01 04/22/10 AVISTAR COMMUNICATIONS CORP 2.02,9.01 04/22/10 BANKATLANTIC BANCORP INC FL 8.01,9.01 04/22/10 Banks.com, Inc. FL 4.01,9.01 04/16/10 BANNER CORP WA 2.02,9.01 04/21/10 BARD C R INC /NJ/ NJ 2.02,9.01 04/22/10 BAXTER INTERNATIONAL INC DE 2.02,9.01 04/22/10 BB&T CORP NC 2.02,9.01 03/31/10 BCB BANCORP INC 5.07,9.01 04/22/10 BEACON POWER CORP DE 8.01 04/21/10 BEARD CO /OK OK 2.02,9.01 04/21/10 BEARD CO /OK OK 2.02,9.01 04/21/10 AMEND Behringer Harvard Opportunity REIT I, MD 8.01,9.01 04/19/10 BERKSHIRE BANCORP INC /DE/ DE 3.01,9.01 04/19/10 BERKSHIRE HILLS BANCORP INC 2.02,5.02,9.01 04/19/10 BERRY PLASTICS CORP DE 7.01,9.01 04/22/10 BJs RESTAURANTS INC CA 2.02,9.01 04/22/10 Blackstone Group L.P. DE 2.02,9.01 04/22/10 Blugrass Energy, Inc. NV 1.01,7.01,8.01,9.01 04/21/10 Boots & Coots, Inc. DE 8.01 04/16/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 04/22/10 Bridgeline Digital, Inc. DE 4.01,9.01 04/16/10 BRIGGS & STRATTON CORP WI 2.02,9.01 04/22/10 BRINKS CO VA 7.01,9.01 04/22/10 BROADWAY FINANCIAL CORP \DE\ DE 3.01,8.01,9.01 04/16/10 BROOKLINE BANCORP INC DE 2.02,5.07,9.01 04/21/10 Builders FirstSource, Inc. DE 2.02,9.01 04/22/10 CABOT CORP DE 2.05 04/19/10 CABOT MICROELECTRONICS CORP DE 2.02,9.01 04/22/10 CALIFORNIA COASTAL COMMUNITIES INC DE 3.01,7.01,9.01 04/20/10 CALIFORNIA FIRST NATIONAL BANCORP CA 1.01,2.02,7.01,9.01 04/20/10 CALIFORNIA PIZZA KITCHEN, INC. DE 5.02,9.01 04/16/10 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 04/22/10 CARMAX INC VA 5.03,9.01 04/19/10 CAS MEDICAL SYSTEMS INC DE 4.01,9.01 04/19/10 CASCADE FINANCIAL CORP DE 5.02,9.01 04/22/10 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 04/22/10 CELLCO PARTNERSHIP 2.02,9.01 04/22/10 CENTRAL EUROPEAN DISTRIBUTION CORP DE 3.02,8.01,9.01 04/22/10 CENTRAL GARDEN & PET CO DE 5.02,9.01 04/21/10 CENTURYTEL INC LA 8.01,9.01 04/22/10 CHARMING SHOPPES INC PA 5.02 04/18/10 CHEESECAKE FACTORY INC DE 2.02,9.01 04/22/10 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 04/22/10 CHENIERE ENERGY INC DE 1.01 04/21/10 China Armco Metals, Inc. NV 1.01,3.02,7.01,9.01 04/20/10 CHINA BAK BATTERY INC NV 5.02,9.01 04/08/10 China Information Security Technology 4.01,9.01 04/21/10 CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 04/22/10 China Polypeptide Group, Inc. DE 1.01,3.02,9.01 04/16/10 CHINA PROPERTIES DEVELOPMENTS INC 5.03,9.01 03/28/10 CHINA YIDA HOLDING, CO. 1.01,8.01,9.01 04/18/10 ChromaDex Corp. DE 5.02,9.01 04/19/10 CHUBB CORP NJ 2.02,9.01 04/22/10 Cistera Networks, Inc. 4.02 04/21/10 CITIZENS & NORTHERN CORP PA 5.07 04/22/10 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 04/22/10 CLEARONE COMMUNICATIONS INC UT 3.01 04/22/10 CNS RESPONSE, INC. DE 7.01,9.01 04/21/10 COACHMEN INDUSTRIES INC IN 2.02,9.01 04/22/10 COGNEX CORP MA 5.07 04/22/10 COHU INC DE 2.02,9.01 04/21/10 COINSTAR INC DE 8.01 04/22/10 COINSTAR INC DE 8.01 04/22/10 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 04/22/10 Complete Production Services, Inc. DE 2.02,9.01 04/22/10 CONGOLEUM CORP DE 8.01 04/16/10 CONSTELLATION BRANDS, INC. DE 5.02,7.01,9.01 04/20/10 CONTINENTAL AIRLINES INC /DE/ DE 2.02,7.01,9.01 04/22/10 Cooper Industries plc 2.02,9.01 04/22/10 Cooper-Standard Holdings Inc. DE 7.01,9.01 04/21/10 CORNELL COMPANIES INC DE 5.02,9.01 04/16/10 CORNING NATURAL GAS CORP NY 5.07 04/22/10 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,9.01 04/19/10 COSTAR GROUP INC 2.02,9.01 04/21/10 COURIER CORP MA 2.02,8.01,9.01 04/22/10 CROSS A T CO RI 5.07 04/22/10 CROSS A T CO RI 2.02 04/03/10 CYBERSOURCE CORP DE 1.01,8.01,9.01 04/20/10 CYMER INC NV 2.02,9.01 04/22/10 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 04/22/10 Cypress Sharpridge Investments, Inc. MD 2.02,9.01 04/22/10 CYTEC INDUSTRIES INC/DE/ DE 2.02,5.07,9.01 04/22/10 DANAHER CORP /DE/ DE 2.02,9.01 04/21/10 Danvers Bancorp, Inc. DE 7.01 03/31/10 DAYTON POWER & LIGHT CO OH 1.01,2.03,9.01 04/20/10 Debut Broadcasting Corporation, Inc. NV 5.02,9.01 04/20/10 DECKERS OUTDOOR CORP DE 2.02,9.01 04/22/10 DECORATOR INDUSTRIES INC PA 1.01 04/20/10 DELTIC TIMBER CORP DE 5.07 04/22/10 DELUXE CORP MN 2.02,9.01 04/22/10 DESERT CAPITAL REIT INC MD 7.01,9.01 04/22/10 DEVRY INC DE 2.02,9.01 04/22/10 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 04/22/10 DIGI INTERNATIONAL INC DE 2.02,9.01 04/22/10 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 01/14/10 DPL INC OH 1.01,2.03,9.01 04/20/10 DRAGON PHARMACEUTICAL INC FL 8.01,9.01 04/20/10 DRESS BARN INC CT 5.02,9.01 04/16/10 DRI CORP NC 7.01,9.01 04/22/10 DST SYSTEMS INC DE 2.02,9.01 04/21/10 DYNAVAX TECHNOLOGIES CORP DE 3.02 04/16/10 Eagle Bancorp Montana, Inc. 2.02,9.01 04/22/10 Eagle Bancorp Montana, Inc. 5.07 03/30/10 AMEND EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 04/22/10 EASTMAN CHEMICAL CO DE 2.02 03/31/10 Education Realty Trust, Inc. MD 2.02,7.01,9.01 04/22/10 ELECTRONIC GAME CARD INC NV 8.01,9.01 04/22/10 ELECTRONIC GAME CARD INC NV 5.02,9.01 01/25/10 AMEND EMTEC INC/NJ UT 2.02,9.01 04/22/10 Ensco plc 8.01,9.01 03/31/10 ENTERPRISE BANCORP INC /MA/ MA 2.02,9.01 04/22/10 ENZON PHARMACEUTICALS INC DE 5.02,8.01,9.01 04/19/10 EPLUS INC DE 5.02,9.01 04/22/10 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 04/22/10 ESB FINANCIAL CORP PA 5.07 04/21/10 EVANS BOB FARMS INC DE 1.01,2.03,9.01 04/20/10 EZCORP INC DE 2.02,9.01 04/22/10 FBR CAPITAL MARKETS CORP VA 8.01 03/31/10 Federal Home Loan Bank of Atlanta X1 2.03 04/22/10 Federal Home Loan Bank of Boston X1 2.03 04/19/10 Federal Home Loan Bank of Chicago X1 2.03 04/19/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/19/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 04/19/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/19/10 Federal Home Loan Bank of New York X1 2.03,9.01 04/19/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 04/19/10 Federal Home Loan Bank of San Francis X1 2.03 04/19/10 Federal Home Loan Bank of Seattle 2.03 04/19/10 Federal Home Loan Bank of Topeka 2.03 04/19/10 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 04/22/10 FIDELITY BANCORP INC PA 2.02,8.01,9.01 04/21/10 Fifth Street Finance Corp DE 5.07 04/20/10 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 04/22/10 FIFTH THIRD BANCORP OH 5.02,5.07 04/16/10 FINISH LINE INC /IN/ IN 8.01,9.01 04/21/10 FIRST CITIZENS BANC CORP /OH OH 5.07 04/20/10 FIRST COMMUNITY CORP /SC/ SC 2.02,9.01 04/21/10 FIRST HORIZON NATIONAL CORP TN 5.02,5.07,9.01 04/20/10 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,9.01 04/22/10 FIRST NATIONAL CORP /VA/ 2.02,9.01 04/21/10 FIRST OF LONG ISLAND CORP NY 5.07 04/20/10 FLORIDA GAMING CORP DE 1.01,2.03,9.01 04/16/10 FLURIDA GROUP INC NV 5.02 04/15/10 FOSTER L B CO PA 2.02,9.01 04/22/10 Freescale Semiconductor Holdings I, L D0 2.02,9.01 04/22/10 FX Real Estate & Entertainment Inc. DE 1.01,1.03,9.01 04/16/10 GALLAGHER ARTHUR J & CO DE 2.02,9.01 04/22/10 GAMETECH INTERNATIONAL INC DE 5.07 04/16/10 GARDNER DENVER INC DE 2.02,9.01 04/22/10 GATX CORP NY 2.02,7.01,9.01 04/22/10 General Motors Co 8.01 04/20/10 GENTEX CORP MI 2.02,9.01 04/22/10 Gentor Resources, Inc. FL 4.01,9.01 04/19/10 GLOBAL INDUSTRIES LTD LA 5.02,9.01 04/22/10 GLOBAL PAYMENTS INC GA 5.02,9.01 04/21/10 GOODRICH CORP NY 2.02,5.02,5.07,9.01 04/20/10 GOTTSCHALKS INC DE 7.01,9.01 04/20/10 GRAY TELEVISION INC GA 7.01,9.01 04/21/10 GREEN BANKSHARES, INC. TN 2.02,9.01 04/21/10 Green Plains Renewable Energy, Inc. 1.01,2.01,2.03,9.01 04/19/10 GREENHILL & CO INC DE 2.02,5.02,5.07,9.01 04/21/10 Greenrock Ventures, Inc. DE 5.01,5.02 04/16/10 AMEND GULF ISLAND FABRICATION INC LA 2.02,9.01 04/21/10 HARRAHS ENTERTAINMENT INC DE 1.01,2.03,8.01,9.01 04/16/10 HAWAIIAN HOLDINGS INC DE 2.02,9.01 04/22/10 HEALTHWAYS, INC DE 2.02,9.01 04/22/10 HERSHEY CO DE 2.02,9.01 04/22/10 HITTITE MICROWAVE CORP 2.02,9.01 04/22/10 HNI CORP IA 2.02,9.01 04/21/10 HOMELAND ENERGY SOLUTIONS LLC 4.01 04/16/10 HOPFED BANCORP INC DE 2.02,9.01 04/22/10 HORIZON BANCORP /IN/ IN 2.02,9.01 04/22/10 HUB GROUP INC DE 2.02,9.01 03/31/10 HUBBELL INC CT 2.02,9.01 04/22/10 INFORMATICA CORP DE 2.02,9.01 04/22/10 INSTEEL INDUSTRIES INC NC 2.02,9.01 04/22/10 INSWEB CORP 2.02,9.01 04/20/09 INTEGRATED SECURITY SYSTEMS INC DE 8.01 04/22/10 INTELSAT S.A. N4 1.01,3.03,9.01 04/22/10 Interactive Brokers Group, Inc. DE 2.02,9.01 03/31/10 INTERNATIONAL GAME TECHNOLOGY NV 2.02,9.01 04/22/10 INTERNATIONAL MONETARY SYSTEMS LTD /W WI 4.01,9.01 04/16/10 INTERPLAY ENTERTAINMENT CORP DE 8.01 04/21/10 INTEST CORP DE 2.02,9.01 04/22/10 INVACARE CORP OH 2.02 04/22/10 INVENTURE GROUP, INC. DE 2.02,9.01 04/22/10 INVENTURE GROUP, INC. DE 5.02,9.01 04/16/10 Isilon Systems, Inc. DE 2.02,9.01 04/22/10 ISLAND BREEZE INTERNATIONAL, INC. DE 1.01,3.02,8.01,9.01 04/16/10 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 04/22/10 JAKKS PACIFIC INC DE 2.02,9.01 04/22/10 JAMMIN JAVA CORP. 5.02 04/22/10 JANUS CAPITAL GROUP INC DE 2.02,9.01 04/22/10 John Deere Owner Trust 2010 DE 9.01 04/22/10 John Deere Owner Trust 2010 DE 8.01,9.01 04/22/10 KAMAN CORP CT 5.07,9.01 04/22/10 KEMET CORP DE 1.01,8.01,9.01 04/21/10 KENSEY NASH CORP DE 2.02,9.01 04/22/10 KIMBERLY CLARK CORP DE 2.02,9.01 03/31/10 KINGSTONE COMPANIES, INC. DE 9.01 04/22/10 KIT digital, Inc. DE 9.01 09/30/09 AMEND KOPIN CORP DE 8.01 04/21/10 KRONOS WORLDWIDE INC 7.01,9.01 04/21/10 Kun Run Biotechnology, Inc. NV 1.01,3.02,9.01 04/17/10 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 04/22/10 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 04/22/10 LACROSSE FOOTWEAR INC WI 2.02,9.01 04/22/10 LaSalle Hotel Properties MD 5.07 04/22/10 Lateral Media, Inc. DE 1.01,1.02,5.02,9.01 02/15/10 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 04/22/10 LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 04/21/10 Lender Processing Services, Inc. DE 2.02,9.01 04/22/10 LEVI STRAUSS & CO DE 8.01,9.01 04/22/10 LIBERTY ENERGY CORP. NV 2.01,5.06,9.01 03/30/10 Liberty Global, Inc. 2.02,7.01 04/22/10 LIBERTY MEDIA CORP 7.01,9.01 04/21/10 LIFE TIME FITNESS INC MN 2.02,9.01 04/22/10 LIME ENERGY CO. DE 5.02,9.01 04/16/10 LIN TV CORP DE 2.02,9.01 04/22/10 LOCAL.COM DE 1.01,9.01 04/20/10 LOCAL.COM DE 2.02,9.01 04/22/10 Loto Inc. NV 1.01,5.02,5.06,9.01 04/19/10 LSB CORP MA 2.02,9.01 04/21/10 LSI INDUSTRIES INC OH 2.02,9.01 01/22/10 LUCAS ENERGY, INC. NV 5.02,5.07 03/30/10 AMEND MACATAWA BANK CORP MI 7.01 04/22/10 Macquarie Global Infrastructure Total 9.01 04/22/10 MAGELLAN MIDSTREAM PARTNERS LP DE 5.07 04/21/10 Magnum dOr Resources Inc NV 4.01,4.02 04/19/10 MAINLAND RESOURCES INC. 5.02,8.01,9.01 04/15/10 MARKETAXESS HOLDINGS INC 5.02,9.01 04/21/10 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 04/22/10 MBT FINANCIAL CORP MI 2.02,9.01 04/22/10 MCCLATCHY CO DE 9.01 04/22/10 MEMC ELECTRONIC MATERIALS INC DE 5.02,5.07,8.01,9.01 04/20/10 MGM MIRAGE DE 1.01,2.03,3.02,9.01 04/16/10 MICREL INC CA 2.02,9.01 04/22/10 MICROFLUIDICS INTERNATIONAL CORP DE 4.01,9.01 04/19/10 MICROSEMI CORP DE 2.02,9.01 04/22/10 MICROSOFT CORP WA 2.02,9.01 04/22/10 MidWestOne Financial Group, Inc. IA 8.01,9.01 04/22/10 MidWestOne Financial Group, Inc. IA 2.02,8.01,9.01 04/22/10 MONARCH CASINO & RESORT INC NV 2.02,9.01 04/21/10 Morgans Hotel Group Co. DE 1.01,3.03,9.01 04/21/10 MULTISYS LANGUAGE SOLUTIONS INC NV 1.01,3.02,9.01 04/16/10 NASDAQ OMX GROUP, INC. DE 5.03,9.01 04/16/10 NATIONAL COAL CORP FL 1.01 04/16/10 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 8.01,9.01 04/20/10 NaturalNano , Inc. NV 1.01,3.02,9.01 04/20/10 NCR CORP MD 2.02,7.01,9.01 04/22/10 NEW FRONTIER MEDIA INC CO 1.01 04/16/10 NEW YORK TIMES CO NY 2.02,9.01 04/22/10 NEWALLIANCE BANCSHARES INC 5.07 04/20/10 NEWMARKET CORP VA 2.02,8.01,9.01 04/21/10 NICOR INC IL 7.01,9.01 04/22/10 Nile Therapeutics, Inc. DE 1.01,9.01 04/21/10 NNN 2003 VALUE FUND LLC 7.01,9.01 04/22/10 NORTH VALLEY BANCORP CA 1.01,3.02,3.03,5.03,8.01,9.01 04/16/10 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 03/31/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 1.01,9.01 04/16/10 AMEND NORTHERN TRUST CORP DE 5.07 04/20/10 NORTHRIM BANCORP INC AK 2.02,9.01 04/21/10 Northwest Bancshares, Inc. MD 2.02,5.07,8.01,9.01 04/21/10 NORTHWESTERN CORP DE 7.01,9.01 04/22/10 NORWOOD FINANCIAL CORP PA 2.02,9.01 04/22/10 NOVAVAX INC DE 8.01,9.01 04/22/10 NUCOR CORP DE 2.02,9.01 04/22/10 NUTRACEA CA 2.05,2.06 12/12/09 Ocean Shore Holding Co. NJ 5.02,9.01 03/11/10 OLD REPUBLIC INTERNATIONAL CORP DE 2.02 04/22/10 Oncothyreon Inc. DE 3.01,9.01 04/22/10 ONEOK Partners LP DE 8.01,9.01 04/22/10 OPLINK COMMUNICATIONS INC DE 2.02,9.01 04/22/10 Orexigen Therapeutics, Inc. DE 5.02,9.01 04/20/10 Organic Alliance, Inc. NV 8.01,9.01 02/04/10 ORLEANS HOMEBUILDERS INC DE 5.02,8.01,9.01 04/19/10 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 04/22/10 ORTHOVITA INC 2.02,9.01 04/22/10 OSI PHARMACEUTICALS INC DE 2.02,8.01,9.01 04/16/10 OURPETS CO CO 4.01,9.01 04/16/10 PACIFIC GAS & ELECTRIC CO CA 8.01 04/22/10 PC TEL INC DE 2.02,9.01 04/22/10 PDF SOLUTIONS INC DE 2.02,9.01 04/22/10 PEABODY ENERGY CORP DE 2.02,9.01 04/22/10 PEGASYSTEMS INC MA 2.02,9.01 04/22/10 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 04/21/10 PEPSICO INC NC 2.02,9.01 04/22/10 PEPSICO INC NC 9.01 02/26/10 AMEND PG&E CORP CA 8.01 04/22/10 Philip Morris International Inc. VA 2.02,9.01 04/22/10 PIONEER BANKSHARES INC/VA 2.02,9.01 04/22/10 PIXELWORKS, INC OR 2.02,9.01 04/22/10 PMC SIERRA INC DE 2.02,9.01 04/22/10 PMI Construction Group NV 5.02 04/14/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 04/22/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 04/22/10 POOL CORP DE 2.02,7.01,9.01 04/22/10 POPULAR INC 2.02,9.01 04/21/10 PREMIERE GLOBAL SERVICES, INC. GA 2.02,9.01 04/22/10 PRINCIPAL FINANCIAL GROUP INC DE 7.01 03/31/10 PRIVATE MEDIA GROUP INC NV 3.01,9.01 04/16/10 PROCTER & GAMBLE CO OH 5.03 04/18/10 PROLOGIS MD 2.02,9.01 04/22/10 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 04/22/10 QNB CORP PA 2.02,9.01 04/22/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 1.01,8.01,9.01 04/21/10 RAMBUS INC DE 2.02,9.01 04/22/10 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 04/22/10 Raptor Pharmaceutical Corp DE 1.01,3.02,9.01 04/16/10 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 04/21/10 RAYTHEON CO/ DE 2.02,9.01 04/22/10 RAZOR RESOURCES INC NV 7.01,9.01 04/19/10 RBS GLOBAL INC DE 5.02,9.01 04/16/10 REDDY ICE HOLDINGS INC DE 2.02,9.01 04/22/10 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 04/22/10 RENAISSANCE LEARNING INC WI 2.02,9.01 04/19/10 RENAISSANCE LEARNING INC WI 5.07,8.01,9.01 04/21/10 REYNOLDS AMERICAN INC 2.02,9.01 04/22/10 Riverbed Technology, Inc. DE 2.02,9.01 04/22/10 Riverview Financial Corp PA 2.02,9.01 04/22/10 ROCKY BRANDS, INC. OH 2.02,9.01 04/22/10 ROWAN COMPANIES INC DE 7.01,9.01 04/22/10 RSC Holdings Inc. DE 2.02,9.01 04/22/10 RTI Biologics, Inc. DE 5.02,5.07,9.01 04/20/10 RURBAN FINANCIAL CORP OH 7.01,9.01 04/22/10 S Y BANCORP INC KY 5.02,5.07,9.01 04/21/10 S&T BANCORP INC PA 5.07 04/19/10 Saint James CO NC 1.03,3.01,5.02,8.01,9.01 04/22/10 SANDY SPRING BANCORP INC MD 2.02,9.01 04/22/10 SARATOGA RESOURCES INC /TX TX 1.03,3.02,3.03,7.01,9.01 04/19/10 SBA COMMUNICATIONS CORP FL 1.01,2.03 04/16/10 SCIENTIFIC LEARNING CORP DE 2.02 04/22/10 SEEN ON SCREEN TV INC. NV 1.01,5.02,7.01,9.01 01/20/10 SHERWIN WILLIAMS CO OH 2.02,9.01 04/22/10 Shrink Nanotechnologies, Inc. DE 5.02,7.01,8.01 04/16/10 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 04/22/10 SIMMONS FIRST NATIONAL CORP AR 5.07 04/20/10 SITESTAR CORP NV 4.01 04/15/10 SIX FLAGS, INC. DE 8.01 04/21/10 SKYLYNX COMMUNICATIONS INC DE 5.02 04/05/10 SOMANETICS CORP MI 5.07 04/21/10 SONOCO PRODUCTS CO SC 2.02,9.01 04/22/10 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 04/22/10 SOUTHWEST AIRLINES CO TX 2.02 03/31/10 SOUTHWEST WATER CO DE 5.02,5.03 04/22/10 Spansion Inc. DE 1.01,1.03,8.01,9.01 04/09/10 SPEEDWAY MOTORSPORTS INC DE 5.07 04/20/10 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 04/22/10 STANDARD PARKING CORP DE 8.01 04/21/10 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,1.02,2.03,9.01 04/20/10 STEINWAY MUSICAL INSTRUMENTS INC DE 4.01,9.01 04/19/10 STERLING BANCORP NY 7.01,9.01 04/20/10 STERLING BANCSHARES INC TX 2.02,9.01 04/22/10 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 04/22/10 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 04/22/10 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 04/22/10 SUPERTEX INC CA 1.01,2.02,9.01 04/21/10 SURREY BANCORP NC 7.01,9.01 04/22/10 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 04/22/10 SVB FINANCIAL GROUP 2.02,9.01 04/22/10 Switch & Data Facilities Company, Inc DE 1.01 04/20/10 SYNAPTICS INC CA 2.02,9.01 04/22/10 SYNERGETICS USA INC 1.01,9.01 04/19/10 SYNTEL INC MI 2.02,9.01 04/22/10 Talecris Biotherapeutics Holdings Cor DE 5.07 04/20/10 TAMALPAIS BANCORP 2.04,3.01,8.01,9.01 04/16/10 TAUBMAN CENTERS INC MI 2.02,9.01 04/22/10 TCF FINANCIAL CORP DE 2.02,9.01 04/22/10 TECHE HOLDING CO LA 2.02,9.01 04/22/10 TELEDYNE TECHNOLOGIES INC DE 5.07 04/21/10 TELETECH HOLDINGS INC DE 5.02,9.01 04/18/10 TENNANT CO MN 2.02,9.01 03/31/10 TENNANT CO MN 2.02,9.01 04/22/10 AMEND TERADYNE, INC MA 2.02,9.01 04/21/10 TEREX CORP DE 2.02,9.01 04/22/10 TERREMARK WORLDWIDE INC. DE 5.02 04/21/10 TEXAS CAPITAL BANCSHARES INC/TX 2.02,9.01 04/21/10 TEXTRON INC DE 2.02,9.01 04/22/10 THERMO FISHER SCIENTIFIC INC. DE 8.01,9.01 04/20/10 TIME WARNER INC. DE 8.01 04/22/10 TIRE INTERNATIONAL ENVIRONMENTAL SOLU NV 5.02 04/22/10 Title Starts Online, Inc. NV 1.01,3.02,9.01 03/15/10 AMEND TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 04/21/10 Topaz Resources, Inc. FL 8.01 04/16/10 TOWER FINANCIAL CORP IN 2.02,9.01 04/22/10 TOYOTA MOTOR CREDIT CORP CA 8.01 04/22/10 TRADESTATION GROUP INC FL 2.02,9.01 04/22/10 TRANSGENOMIC INC DE 5.02 04/19/10 TRANSWITCH CORP /DE DE 4.01,9.01 04/19/10 TRI COUNTY FINANCIAL CORP /MD/ 2.02,9.01 04/21/10 TRICO MARINE SERVICES INC DE 1.01,9.01 04/16/10 TSIC, Inc. DE 7.01,9.01 04/16/10 ULTRATECH INC DE 2.02,9.01 04/22/10 UMPQUA HOLDINGS CORP OR 2.02,9.01 04/22/10 Under Armour, Inc. MD 7.01,9.01 04/22/10 UNION FIRST MARKET BANKSHARES CORP VA 5.07 04/20/10 UNION PACIFIC CORP UT 2.02,9.01 04/22/10 UNITED COMMUNITY BANKS INC GA 2.02,9.01 04/22/10 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 04/21/10 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 04/22/10 Universal Solar Technology, Inc. NV 5.02 04/16/10 UNIVEST CORP OF PENNSYLVANIA PA 5.07 04/20/10 URANIUM INTERNATIONAL CORP. 5.02 04/16/10 US BANCORP \DE\ DE 5.02,5.07,9.01 04/20/10 US NATURAL GAS CORP FL 4.01,9.01 04/12/10 UTAH MEDICAL PRODUCTS INC UT 2.02 04/22/10 VALLEY NATIONAL BANCORP NJ 2.02,9.01 04/22/10 Verecloud, Inc. NV 9.01 08/31/09 AMEND VERENIUM CORP DE 8.01,9.01 04/20/10 VERENIUM CORP DE 5.02,9.01 04/22/10 VERIZON COMMUNICATIONS INC DE 2.02,9.01 04/22/10 VERMILLION, INC. DE 1.01,5.02,8.01,9.01 04/19/10 VICOR CORP DE 2.02,9.01 04/22/10 VIRCO MFG CORPORATION DE 7.01 04/20/10 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 04/22/10 VISANT CORP 8.01,9.01 04/21/10 VISANT HOLDING CORP 8.01,9.01 04/21/10 Vista International Technologies Inc DE 8.01 04/20/10 Voyager Oil & Gas, Inc. 2.01,3.02,5.01,5.02,9.01 04/16/10 VSE CORP DE 5.02,9.01 04/19/10 WASHINGTON TRUST BANCORP INC RI 2.02,9.01 04/21/10 WATSCO INC FL 2.02,9.01 04/22/10 WEBSTER FINANCIAL CORP DE 2.02,9.01 04/22/10 WESBANCO INC WV 5.02,5.07,9.01 04/22/10 WESCO INTERNATIONAL INC DE 2.02,7.01,9.01 04/22/10 WESTAMERICA BANCORPORATION CA 8.01 04/22/10 WESTAR ENERGY INC /KS KS 5.02 04/20/10 WESTERN ALLIANCE BANCORPORATION 2.02,8.01,9.01 04/22/10 WESTERN DIGITAL CORP DE 2.02,9.01 04/22/10 WOODWARD GOVERNOR CO DE 2.02,9.01 04/22/10 WSFS FINANCIAL CORP DE 8.01,9.01 04/22/10 Xenith Bankshares, Inc. VA 8.01,9.01 04/16/10 XENONICS HOLDINGS, INC. NV 1.01,9.01 04/20/10 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 04/22/10 Yanglin Soybean, Inc. NV 2.02 04/16/10 YOUNG INNOVATIONS INC MO 2.02,9.01 04/21/10 YTB International, Inc. DE 1.01,4.01,9.01 04/16/10 ZHONE TECHNOLOGIES INC DE 8.01,9.01 04/21/10 ZIMMER HOLDINGS INC DE 2.02,9.01 04/22/10