RECENT 8K FILINGS March 19, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDING CO FL 8.01 03/15/10 ABRAXAS PETROLEUM CORP NV 2.02,8.01 03/17/10 Addus HomeCare Corp DE 1.01,2.02,2.03,9.01 03/18/10 AE Biofuels, Inc. CO 1.01,5.02 03/12/10 AETNA INC /PA/ PA 7.01,9.01 03/18/10 ALBEMARLE CORP VA 5.02,9.01 03/12/10 ALEXANDERS J CORP TN 2.02,7.01,9.01 03/17/10 AMERICAN BILTRITE INC DE 1.01,9.01 03/15/10 American Lithium Minerals, Inc. 1.01,3.02 03/04/10 AMERICAN RIVER BANKSHARES CA 5.02,9.01 03/17/10 AMERICAN WAGERING INC NV 1.01,3.02 03/12/10 APPLETON PAPERS INC/WI 5.02 03/17/10 ARRIS GROUP INC DE 7.01,9.01 03/18/10 Ascend Acquisition Corp. DE 1.01,2.03,9.01 03/16/10 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 03/18/10 ATLAS PIPELINE PARTNERS LP DE 8.01,9.01 03/18/10 ATS CORP DE 7.01,8.01,9.01 03/18/10 ATSI COMMUNICATIONS INC/DE NV 2.02,9.01 03/16/10 AVEO PHARMACEUTICALS INC DE 5.03,9.01 03/17/10 Aviation Surveillance Systems, Inc. NV 3.02,5.01,5.02 03/15/09 AZTEC OIL & GAS, INC. NV 5.03 03/17/10 BARNES & NOBLE INC DE 5.02,9.01 03/18/10 BAYLAKE CORP WI 5.02 03/16/10 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 03/17/10 BIOLASE TECHNOLOGY INC DE 2.02,9.01 03/18/10 BLACKSANDS PETROLEUM, INC. NV 5.02,9.01 03/15/10 Bloggerwave, Inc. NV 7.01,9.01 03/04/10 Bloggerwave, Inc. NV 7.01,9.01 03/09/10 Bloggerwave, Inc. NV 7.01,9.01 03/11/10 BPW Acquisition Corp. DE 8.01,9.01 03/16/10 BRADY CORP WI 7.01 03/17/10 BRINKS CO VA 7.01,9.01 03/17/10 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 03/18/10 CATERPILLAR INC DE 7.01 03/18/10 CCO HOLDINGS LLC 8.01,9.01 03/17/10 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,5.02,9.01 03/12/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 8.01,9.01 03/17/10 CHESAPEAKE UTILITIES CORP DE 1.01 03/16/10 China Direct Industries, Inc. FL 5.03,5.07,9.01 03/15/10 CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 03/18/10 China Tel Group Inc NV 2.02,9.01 03/13/10 China Tel Group Inc NV 1.01,9.01 03/09/10 AMEND CHORDIANT SOFTWARE INC DE 7.01 03/16/10 CHURCH & DWIGHT CO INC /DE/ DE 5.02 03/12/10 CITADEL BROADCASTING CORP DE 7.01,8.01,9.01 03/15/10 CITIZENS REPUBLIC BANCORP, INC. MI 8.01,9.01 03/18/10 CLARCOR INC DE 2.02,9.01 03/17/10 CLAYTON WILLIAMS ENERGY INC /DE DE 5.02,9.01 03/12/10 CNS RESPONSE, INC. DE 5.02,9.01 03/12/10 COBRA ELECTRONICS CORP DE 5.02 03/12/10 Coleman Cable, Inc. DE 1.01,8.01,9.01 03/18/10 COMFORT SYSTEMS USA INC 7.01,9.01 03/17/10 COMM BANCORP INC PA 1.01,9.01 03/18/10 Commercial Vehicle Group, Inc. DE 8.01,9.01 03/18/10 COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 03/16/10 COMPUWARE CORP MI 5.02,9.01 03/12/10 CONSOLIDATED WATER CO LTD E6 2.02,9.01 03/16/10 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 03/18/10 Covidien plc 5.02,5.07,7.01,9.01 03/16/10 CPEX Pharmaceuticals, Inc. DE 8.01,9.01 03/17/10 CPI CORP DE 1.01,9.01 03/12/10 CRA INTERNATIONAL, INC. MA 2.02,2.05,9.01 03/14/10 CROSS A T CO RI 5.02 03/18/10 CVR ENERGY INC DE 7.01,9.01 03/18/10 CVR ENERGY INC DE 1.01,9.01 03/12/10 CYPLASIN BIOMEDICAL LTD. NV 1.01,3.02 03/08/10 CytoCore Inc DE 1.01,3.02,9.01 03/11/10 DA-LITE SCREEN CO INC IN 8.01 03/18/10 DANA HOLDING CORP DE 8.01,9.01 03/18/10 DELTA PETROLEUM CORP/CO CO 7.01,9.01 03/18/10 Dollarama Group Holdings L.P. A8 5.02 03/18/10 Domtar CORP DE 1.01 03/18/10 EBHI Holdings, Inc. DE 7.01,9.01 02/22/10 ECB BANCORP INC NC 8.01,9.01 03/16/10 Emrise CORP DE 1.01 03/12/10 EnergyConnect Group Inc OR 2.02,9.01 03/18/10 ENTERPRISE BANCORP INC /MA/ MA 5.03,9.01 03/15/10 EQUINIX INC DE 5.02 03/15/10 EQUITY LIFESTYLE PROPERTIES INC MD 5.02 03/15/10 EURONET WORLDWIDE INC DE 5.02 03/12/10 EVERGREEN ENERGY INC DE 1.01,9.01 03/16/10 AMEND EVOLUTION RESOURCES, INC. NV 4.02 03/16/10 Exousia Advanced Materials, Inc. TX 3.03,9.01 01/12/10 Federal Home Loan Bank of Atlanta X1 2.03 03/18/10 Federal Home Loan Bank of Boston X1 2.03 03/15/10 Federal Home Loan Bank of Chicago X1 2.03 03/15/10 Federal Home Loan Bank of Dallas 2.03,9.01 03/12/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/15/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/16/10 Federal Home Loan Bank of New York X1 2.03,9.01 03/15/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/15/10 Federal Home Loan Bank of San Francis X1 2.03 03/15/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 03/16/10 FEDEX CORP DE 2.02,9.01 03/18/10 FINISAR CORP DE 1.01,9.01 03/17/10 First Bancorp, Inc /ME/ ME 8.01 03/18/10 FIRST NATIONAL BANCSHARES INC /SC/ SC 3.01,9.01 03/18/10 FIRSTFED FINANCIAL CORP DE 8.01,9.01 03/15/10 FMC CORP DE 7.01,9.01 03/18/10 FOSTER WHEELER AG D0 5.02,9.01 03/15/10 GameStop Corp. DE 2.02,9.01 03/18/10 GENCOR INDUSTRIES INC DE 3.01,5.02 03/18/10 GENERAL AUTOMOTIVE CO 4.01 03/18/10 GENERAL MILLS INC DE 5.02 03/15/10 GLOBAL MED TECHNOLOGIES INC CO 1.01,8.01,9.01 03/17/10 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 03/09/10 AMEND Globalstar, Inc. DE 5.02 03/15/10 GOLDEN ENTERPRISES INC DE 8.01 03/17/10 GRANITE CITY FOOD & BREWERY LTD MN 2.02,9.01 03/17/10 Great Lakes Dredge & Dock CORP DE 7.01,9.01 03/18/10 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 03/17/10 GREEN BANKSHARES, INC. TN 5.02,9.01 03/15/10 GTC BIOTHERAPEUTICS INC MA 3.01 03/17/10 Gulf United Energy, Inc. NV 1.01,3.02,5.01,9.01 03/12/10 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 03/18/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 8.01,9.01 03/17/10 HealthSpring, Inc. DE 5.02,9.01 03/18/10 HECLA MINING CO/DE/ DE 1.01,2.03,5.02,9.01 03/12/10 HERCULES OFFSHORE, INC. DE 7.01,9.01 03/18/10 HOME BANCORP, INC. LA 1.01,2.01,8.01,9.01 03/12/10 HOME BANCSHARES INC 1.01,2.01,7.01,9.01 03/12/10 AMEND ICOP DIGITAL, INC CO 2.02,9.01 03/18/10 ICX TECHNOLOGIES INC 2.02,9.01 03/18/10 IKANOS COMMUNICATIONS CA 9.01 03/18/10 IMATION CORP DE 5.02,9.01 03/14/10 IMEDIA INTERNATIONAL INC DE 1.01 03/15/10 INDEPENDENT BANK CORP MA 8.01 03/18/10 INTERLINE BRANDS, INC./DE DE 1.01,3.03,8.01,9.01 03/16/10 INTERNATIONAL LEASE FINANCE CORP CA 8.01,9.01 03/17/10 INTERPLAY ENTERTAINMENT CORP DE 1.01,3.02 03/17/10 INTERSTATE HOTELS & RESORTS INC DE 2.01,3.01,3.03,5.01,5.02,5.03, 03/17/10 9.01 ISTA PHARMACEUTICALS INC DE 1.01,9.01 03/12/10 JESUP & LAMONT, INC. FL 1.01,9.01 03/03/10 Jiangbo Pharmaceuticals, Inc. FL 1.01,5.02,9.01 10/27/09 KKR Financial Holdings LLC DE 5.02 03/16/10 KNOLL INC DE 2.05 03/18/10 KOLORFUSION INTERNATIONAL INC CO 1.01,3.02,8.01 03/10/10 KRAFT FOODS INC VA 7.01 03/18/10 LEASING SOLUTIONS INC CA 5.02,9.01 03/18/10 Li3 Energy, Inc. NV 1.01,2.01,9.01 03/12/10 Liberty Acquisition Holdings Corp. DE 1.01,9.01 03/15/10 LIBERTY MEDIA CORP 7.01,9.01 03/17/10 LIMITED BRANDS INC DE 8.01,9.01 03/18/10 LKQ CORP DE 5.02 03/17/10 LOOKSMART LTD DE 2.02,9.01 03/18/10 LOOKSMART LTD DE 1.02 03/18/10 LYNX ACQUISITION INC DE 2.03,9.01 03/12/10 Madison Square Garden, Inc. DE 2.02,9.01 03/18/10 MARCUS CORP WI 2.02,9.01 03/18/10 MARINER ENERGY INC DE 9.01 12/31/09 AMEND MARSH & MCLENNAN COMPANIES, INC. DE 8.01,9.01 03/16/10 MEDICINOVA INC DE 7.01,9.01 03/18/10 Merriman Curhan Ford Group, Inc. DE 2.02,9.01 03/18/10 Meruelo Maddux Properties, Inc. DE 7.01,9.01 03/15/10 Meruelo Maddux Properties, Inc. DE 7.01,9.01 03/15/10 MESA ROYALTY TRUST/TX TX 2.02,9.01 03/18/10 MGM MIRAGE DE 7.01,9.01 03/17/10 MICROSTRATEGY INC DE 5.02 03/12/10 MiddleBrook Pharmaceuticals, Inc. 1.01,9.01 03/12/10 MIDDLESEX WATER CO NJ 8.01,9.01 03/17/10 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 5.07,8.01,9.01 03/12/10 MOTORCAR PARTS AMERICA INC NY 8.01,9.01 03/16/10 Motors Liquidation Co DE 7.01,9.01 03/11/10 AMEND MWI Veterinary Supply, Inc. DE 1.01 03/17/10 National American University Holdings DE 5.02,9.01 03/12/10 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 03/12/10 NATIONAL ENERGY SERVICES CO INC NV 1.01,5.02 03/17/10 NATIONAL MENTOR HOLDINGS, INC. DE 1.01,4.01,5.07,9.01 03/18/10 AMEND NCI, Inc. DE 5.02,9.01 03/16/10 NCR CORP MD 5.02,9.01 03/14/10 NeoStem, Inc. DE 1.01,9.01 03/15/10 NeurogesX Inc CA 2.02,8.01,9.01 03/18/10 New York & Company, Inc. 2.02,9.01 03/18/10 NEWMONT MINING CORP /DE/ DE 8.01,9.01 03/17/10 NN INC DE 5.02,9.01 03/16/10 NNN 2003 VALUE FUND LLC 2.04 03/12/10 NOBLE ROMANS INC IN 5.02 03/16/10 Noranda Aluminum Holding CORP DE 5.02 03/12/10 NORTEL NETWORKS LTD 2.01,9.01 03/18/10 AMEND NORTH AMERICAN GAMING & ENTERTAINMENT DE 4.02 02/22/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 5.02 03/16/10 AMEND NOVELOS THERAPEUTICS, INC. DE 7.01,8.01,9.01 03/18/10 NTS REALTY HOLDINGS LP DE 8.01,9.01 03/17/10 NUTRACEA CA 8.01 03/16/10 OMNI ENERGY SERVICES CORP LA 7.01,9.01 03/17/10 AMEND Oncothyreon Inc. DE 3.01 03/12/10 OPTICAL CABLE CORP VA 8.01 03/18/10 Orchard Enterprises, Inc. DE 1.01,9.01 03/16/10 Orient Paper Inc. NV 7.01,9.01 03/16/10 OSI SYSTEMS INC DE 8.01 03/15/10 PALM HARBOR HOMES INC /FL/ FL 8.01,9.01 03/18/10 PALM INC DE 2.02,9.01 03/18/10 PATRICK INDUSTRIES INC IN 2.02,9.01 03/17/10 PAY BY THE DAY HOLDINGS INC. NV 1.01,9.01 03/12/10 PC GROUP, INC. DE 2.02,9.01 03/18/10 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 03/12/10 PETROLEUM DEVELOPMENT CORP NV 5.02 03/12/10 PINNACLE ENTERTAINMENT INC DE 3.02,5.02,9.01 03/13/10 PLANGRAPHICS INC CO 7.01,9.01 03/16/10 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 03/16/10 PPL Corp 7.01,9.01 03/16/10 PROLOR Biotech, Inc. NV 7.01,9.01 03/18/10 Quamtel, Inc. NV 5.02 03/17/10 RADIOSHACK CORP DE 1.01,9.01 03/11/10 RAM ENERGY RESOURCES INC DE 5.02,9.01 03/17/10 RAMCO GERSHENSON PROPERTIES TRUST MD 5.02 03/17/10 REDWOOD TRUST INC MD 5.02,7.01,9.01 03/17/10 RENAISSANCERE HOLDINGS LTD D0 1.01,9.01 03/12/10 ROCKWELL AUTOMATION INC DE 1.01,2.03,9.01 03/15/10 ROCKWELL AUTOMATION INC DE 1.01,2.03,9.01 03/15/10 ROMA FINANCIAL CORP X1 1.01,8.01,9.01 03/17/10 ROSETTA STONE INC 8.01 03/05/10 ROSS STORES INC DE 2.02,9.01 03/18/10 Rovi Corp DE 1.01,2.03,3.02,8.01,9.01 03/17/10 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 1.01,2.02,9.01 03/17/10 RTI Biologics, Inc. DE 5.02 03/16/10 SAHARA MEDIA HOLDINGS, INC. DE 3.02,5.02 01/28/10 SANDY SPRING BANCORP INC MD 8.01,9.01 03/18/10 SANDY SPRING BANCORP INC MD 1.01,9.01 03/17/10 SCO GROUP INC DE 1.01,2.03,9.01 03/05/10 SCOUT ACQUISITION INC DE 2.03,9.01 03/12/10 SensiVida Medical Technologies, Inc. NJ 8.01,9.01 03/12/10 Shire plc 8.01,9.01 03/18/10 SHOE CARNIVAL INC IN 2.02,9.01 03/18/10 SHOE CARNIVAL INC IN 5.02 03/18/10 Silver Falcon Mining, Inc. DE 8.01 03/18/10 Silver Falcon Mining, Inc. DE 8.01 03/18/10 AMEND SIONIX CORP NV 7.01,9.01 03/17/10 SIRIUS XM RADIO INC. DE 3.01,9.01 03/17/10 SMART ONLINE INC DE 2.03,3.02 12/23/09 Somaxon Pharmaceuticals, Inc. DE 2.02,7.01,8.01,9.01 03/18/10 SONNEN Corp NV 2.06,8.01 03/08/10 Spectrum Brands, Inc. DE 8.01,9.01 03/18/10 SPICY PICKLE FRANCHISING INC CO 5.02,9.01 03/16/10 ST MARY LAND & EXPLORATION CO DE 2.01,7.01,8.01,9.01 03/18/10 STEEL DYNAMICS INC IN 1.01,2.03,8.01,9.01 03/17/10 Stevens Resources, Inc. NV 5.02 01/28/10 STEWARDSHIP FINANCIAL CORP NJ 8.01,9.01 03/17/10 STR Holdings, Inc. DE 2.02,9.01 03/17/10 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02 03/16/10 SUNPOWER CORP DE 2.02,9.01 03/18/10 SUPERMEDIA INC. DE 5.02,9.01 03/12/10 TAMALPAIS BANCORP 3.01,9.01 03/12/10 TEAM INC TX 7.01,9.01 03/18/10 Tennessee Commerce Bancorp, Inc. TN 8.01,9.01 03/18/10 Tennessee Commerce Bancorp, Inc. TN 8.01,9.01 03/18/10 AMEND THESTREET COM DE 2.02,9.01 03/15/10 AMEND Title Starts Online, Inc. NV 4.01,9.01 03/17/10 Tix CORP DE 2.02,9.01 03/16/10 TOLL BROTHERS INC DE 5.02,5.07,9.01 03/17/10 TPC Group Inc. DE 7.01,9.01 03/18/10 TRANS1 INC 5.02,9.01 03/18/10 TRIMERIS INC DE 2.02,9.01 03/16/10 TRIMOL GROUP INC DE 3.02 03/12/10 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 03/18/10 tw telecom inc. DE 1.01,2.03,8.01,9.01 03/17/10 ULTRA PURE WATER TECHNOLOGIES INC FL 8.01 03/16/10 AMEND UMPQUA HOLDINGS CORP OR 8.01,9.01 03/17/10 VIASYSTEMS GROUP INC DE 9.01 02/16/10 AMEND VIRGIN MEDIA INC. DE 1.01,2.03,9.01 03/16/10 VOIS Inc. 5.02 03/18/10 WEIGHT WATCHERS INTERNATIONAL INC VA 5.02 03/12/10 Wellstar International, Inc. NV 1.01,3.02,9.01 03/09/10 Willbros Group, Inc.\NEW\ DE 2.02,7.01,9.01 03/10/10 AMEND WILLIAM LYON HOMES DE 2.02,9.01 02/24/10 Winchester International Resorts, Inc NV 1.01,3.02,9.01 03/12/10 WINNEBAGO INDUSTRIES INC IA 2.02,7.01,9.01 02/27/10 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 03/18/10 World Mortgage Exchange Group, Inc. FL 8.01,9.01 03/17/10 Yayi International Inc DE 2.02,9.01 03/18/10 Zep Inc. DE 9.01 01/04/10 AMEND ZIOPHARM ONCOLOGY INC DE 2.02,9.01 03/17/10