RECENT 8K FILINGS March 17, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 03/16/09 ACACIA RESEARCH CORP DE 8.01 03/12/10 ACI WORLDWIDE, INC. DE 2.02,5.02,7.01,9.01 02/25/10 AMEND ADAM INC GA 2.02,9.01 03/16/10 ADEONA PHARMACEUTICALS, INC. DE 5.02,9.01 03/16/10 Advanced Voice Recognition Systems, I NV 3.02,7.01,9.01 03/10/10 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 03/16/10 AGCO CORP /DE DE 5.03,9.01 03/16/10 AKORN INC LA 2.02,9.01 03/15/10 AKORN INC LA 1.01,3.02,7.01,9.01 03/10/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 03/16/10 Alto Group Holdings Inc. NV 1.02 03/15/10 AMAZON COM INC DE 5.02 03/12/10 AMBICOM HOLDINGS, INC NV 4.01 03/12/10 AMERICAN BILTRITE INC DE 2.02,9.01 03/11/10 AMERICAN DAIRY INC UT 2.02,9.01 03/16/10 AMERICAN FINANCIAL GROUP INC OH 8.01,9.01 03/15/10 AMERICAN OIL & GAS INC NV 2.02,7.01,9.01 03/16/10 American Smooth Wave Ventures, Inc. NV 4.01 03/15/10 Amerilithium Corp. NV 5.02,9.01 03/02/10 ANADARKO PETROLEUM CORP DE 8.01,9.01 03/16/10 ANALYSTS INTERNATIONAL CORP 8.01,9.01 03/16/10 APCO OIL & GAS INTERNATIONAL INC 2.02,9.01 03/12/10 ARBINET Corp DE 2.02,9.01 03/16/10 ARBITRON INC DE 7.01 03/10/10 ARGENTEX MINING CORP DE 3.02 03/16/10 ARIAD PHARMACEUTICALS INC DE 2.02,7.01,8.01,9.01 03/16/10 ASSURANT INC 5.02,9.01 03/11/10 ASTRO MED INC /NEW/ RI 2.02,9.01 03/16/10 AUTHENTIDATE HOLDING CORP DE 8.01,9.01 03/16/10 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 03/16/10 AVI BIOPHARMA INC OR 2.02,9.01 03/16/10 AVISTA CORP WA 1.01,2.03,9.01 03/12/10 AXIS CAPITAL HOLDINGS LTD 8.01,9.01 03/15/10 BAKER HUGHES INC DE 8.01,9.01 03/15/10 BAKER MICHAEL CORP PA 2.02,9.01 03/15/10 BANCORPSOUTH INC MS 2.02,7.01,9.01 03/15/10 BioScrip, Inc. DE 8.01,9.01 03/15/10 BIOTIME INC CA 7.01,9.01 03/16/10 BJ SERVICES CO DE 8.01,9.01 03/16/10 BMP Sunstone CORP DE 2.02,5.02,9.01 03/12/10 BORDERS GROUP INC MI 5.02 03/10/10 BOVIE MEDICAL CORP DE 4.02 03/12/10 BULLION MONARCH MINING, INC. 2.02,7.01,9.01 03/16/10 BUTLER NATIONAL CORP DE 2.02,9.01 03/16/10 CABOT CORP DE 5.07 03/11/10 CAMBRIDGE HEART INC DE 1.01,5.02 03/11/10 Camelot Entertainment Group, Inc. DE 3.02 03/15/10 CAMPBELL ALTERNATIVE ASSET TRUST DE 8.01 03/12/10 CAMPBELL FUND TRUST DE 8.01 03/12/10 CAMPBELL STRATEGIC ALLOCATION FUND LP DE 8.01 03/12/10 CANAL Corp VA 8.01,9.01 03/15/10 CAPITAL BANK CORP NC 4.01,9.01 03/12/10 Cardinal Ethanol LLC IN 1.01 03/10/10 CardioGenics Holdings Inc. NV 1.01,9.01 03/15/10 Care Investment Trust Inc. MD 1.01,9.01 03/16/10 CASCADE BANCORP OR 2.02,9.01 03/15/10 CENTRAL PACIFIC FINANCIAL CORP HI 5.03,8.01,9.01 03/15/10 CEPHALON INC DE 1.01,8.01 03/10/10 CFO CONSULTANTS, INC. NV 4.01 03/15/10 CHAMPION INDUSTRIES INC WV 5.07 03/15/10 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 03/15/10 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 03/15/10 Chemtura CORP DE 5.02,7.01,9.01 03/12/10 CHINA EDUCATION ALLIANCE INC. NC 2.02,9.01 03/15/10 CHINA JO-JO DRUGSTORES, INC. 5.02,8.01,9.01 03/15/10 CHINA MARINE FOOD GROUP LTD NV 9.01 01/01/10 AMEND CHINA RECYCLING ENERGY CORP 8.01,9.01 03/16/10 CHINA RECYCLING ENERGY CORP 4.01 05/11/09 AMEND CHYRON CORP NY 5.02,9.01 03/10/10 AMEND CINCINNATI FINANCIAL CORP OH 7.01,9.01 03/16/10 Cinemark Holdings, Inc. DE 1.01,8.01,9.01 03/10/10 CKX, Inc. DE 1.01,2.03,9.01 03/12/10 Clean Energy Fuels Corp. DE 7.01 03/15/10 CLIFFS NATURAL RESOURCES INC. OH 8.01,9.01 03/10/10 CLOUD PEAK ENERGY INC. DE 2.02,9.01 03/16/10 COLUMBUS SOUTHERN POWER CO /OH/ OH 8.01,9.01 03/16/10 COMPASS MINERALS INTERNATIONAL INC DE 5.02,9.01 03/10/10 CONGOLEUM CORP DE 2.02,9.01 03/11/10 CONSOL Energy Inc DE 1.01,9.01 03/12/10 Cordex Pharma, Inc. NV 5.02,9.01 03/13/10 CORUS BANKSHARES INC MN 2.02,9.01 03/16/10 COVER ALL TECHNOLOGIES INC DE 8.01,9.01 03/12/10 CrowdGather, Inc. NV 1.01,2.03,3.02,4.01,7.01,9.01 03/12/10 CRYO CELL INTERNATIONAL INC DE 5.02 03/12/10 Crystal River Capital, Inc. MD 1.01 03/09/10 Cyclacel Pharmaceuticals, Inc. DE 8.01 03/15/10 CYTOKINETICS INC 5.02,9.01 03/16/10 DELCATH SYSTEMS INC DE 7.01,9.01 03/12/10 DELL INC DE 7.01 03/15/10 Denarii Resources Inc. NV 5.02 03/16/10 DENNYS CORP DE 8.01,9.01 03/16/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 03/16/10 DIGIRAD CORP DE 5.02 03/14/10 Digital Realty Trust, Inc. MD 7.01,9.01 03/16/10 Digital Realty Trust, Inc. MD 7.01,9.01 03/16/10 AMEND Discover Financial Services DE 2.02,9.01 03/16/10 Domtar CORP DE 2.05,9.01 03/16/10 DORAL FINANCIAL CORP PR 5.03,5.07,9.01 03/12/10 DOVER SADDLERY INC 2.02,7.01,9.01 03/16/10 DPL INC OH 8.01,9.01 03/15/10 Dr Pepper Snapple Group, Inc. DE 8.01 03/11/10 DSW Inc. OH 2.02,9.01 03/16/10 DUPONT FABROS TECHNOLOGY, INC. MD 8.01 03/12/10 DXP ENTERPRISES INC TX 1.01,7.01,9.01 03/15/10 DYNAVAX TECHNOLOGIES CORP DE 1.01,2.02,8.01,9.01 03/12/10 DYNEX CAPITAL INC VA 5.02,9.01 03/10/10 EchoStar CORP NV 1.02 03/16/10 ECOLAB INC DE 5.02 03/12/10 EMC INSURANCE GROUP INC IA 1.01 03/08/10 Emdeon Inc. DE 2.02,9.01 03/16/10 Emergency Medical Services CORP DE 5.02 03/11/10 ENSIGN GROUP, INC 5.02 03/16/10 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 03/10/10 EON COMMUNICATIONS CORP DE 2.02,9.01 03/16/10 EQT Corp PA 1.01,9.01 03/10/10 EQUINIX INC DE 1.01,2.03 03/10/10 EXPRESSJET HOLDINGS INC DE 8.01,9.01 02/28/10 EXPRESSJET HOLDINGS INC DE 7.01 03/15/10 EXXON MOBIL CORP NJ 8.01 03/15/10 FACTSET RESEARCH SYSTEMS INC DE 2.02,9.01 03/16/10 Federal Home Loan Bank of Atlanta X1 2.03 03/16/10 Federal Home Loan Bank of Boston X1 2.03 03/10/10 Federal Home Loan Bank of Chicago X1 2.03 03/10/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/12/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/11/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/11/10 Federal Home Loan Bank of New York X1 2.03,9.01 03/10/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/10/10 Federal Home Loan Bank of San Francis X1 2.03 03/10/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 03/10/10 First Business Financial Services, In 7.01,9.01 03/16/10 First Liberty Power Corp NV 1.01,3.02,5.02 03/01/10 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 03/16/10 First Sentry Bancshares, Inc. WV 5.02,8.01 03/15/10 FLORIDIAN FINANCIAL GROUP INC 5.02 03/12/10 FRAMEWAVES INC NV 5.02 03/16/10 FREMONT GENERAL CORP NV 8.01,9.01 03/15/10 FRONTIER FINANCIAL CORP /WA/ WA 2.02,9.01 03/16/10 AMEND FS Investment CORP MD 1.01,2.03,9.01 03/10/10 FUQI INTERNATIONAL, INC. DE 2.02,4.02,7.01,9.01 03/11/10 FX ENERGY INC NV 7.01,9.01 03/15/10 GASTAR EXPLORATION LTD 2.02,9.01 03/15/10 Gate To Wire Solutions, Inc. NV 5.02 03/16/10 GATX CORP NY 5.02 03/12/10 GENERAC HOLDINGS INC. DE 5.02 03/16/10 GENERAL STEEL HOLDINGS INC NV 2.02,7.01,9.01 03/16/10 GEOGLOBAL RESOURCES INC. DE 8.01,9.01 03/15/10 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 03/16/10 GEOKINETICS INC DE 2.02 02/22/10 GEORESOURCES INC CO 2.02,9.01 03/10/10 GEORGIA POWER CO GA 8.01,9.01 03/09/10 GLACIER BANCORP INC DE 8.01,9.01 03/15/10 GLADSTONE CAPITAL CORP MD 1.01,8.01,9.01 03/15/10 Global Cash Access Holdings, Inc. DE 8.01,9.01 03/15/10 GMV Wireless, Inc. NV 4.01,9.01 03/16/10 GMV Wireless, Inc. NV 3.02,5.01,5.02,8.01 03/16/10 GOLDEN EAGLE INTERNATIONAL INC CO 1.01,8.01,9.01 03/16/10 GOLDEN PHOENIX MINERALS INC NV 1.01,2.01,7.01,8.01,9.01 03/10/10 GRAFTECH INTERNATIONAL LTD DE 8.01 03/15/10 Graham Packaging Co Inc. DE 8.01 03/16/10 GRAHAM PACKAGING HOLDINGS CO DE 3.02,8.01 03/16/10 GRANITE CITY FOOD & BREWERY LTD MN 5.02,8.01,9.01 03/10/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/12/10 Granto, Inc. NV 5.02 03/16/10 GREEN MOUNTAIN COFFEE ROASTERS INC DE 5.07,9.01 03/11/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,9.01 03/12/10 Guaranty Financial Group Inc. DE 8.01,9.01 03/10/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01,8.01,9.01 03/16/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 03/13/10 Heckmann CORP 7.01,9.01 03/16/10 HIBBETT SPORTS INC 5.02,7.01,9.01 03/10/10 HOME FEDERAL BANCORP, INC. OF LOUISIA 5.02,7.01,9.01 03/10/10 HOOPER HOLMES INC NY 2.02,9.01 03/12/10 Image Metrics, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 03/10/10 5.06,9.01 Immunotech Laboratories, Inc. 8.01,9.01 05/18/09 IMPAC MORTGAGE HOLDINGS INC MD 2.02,7.01,9.01 03/15/10 inContact, Inc. DE 5.02 03/10/10 infoGROUP Inc. DE 8.01,9.01 03/15/10 InfoSpi, Inc. NV 5.02,9.01 03/10/10 INKSURE TECHNOLOGIES INC. DE 1.01,1.02,3.02,9.01 03/16/10 INNERWORKINGS INC 5.02 03/10/10 Innophos Holdings, Inc. 5.02,8.01 03/11/10 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 8.01 03/16/10 InterAmerican Gaming, Inc. NV 5.02 03/16/10 International Coal Group, Inc. DE 1.01,2.03,8.01,9.01 03/16/10 INTERNATIONAL LEASE FINANCE CORP CA 8.01,9.01 03/16/10 INTEST CORP DE 5.02 03/11/10 Iridium Communications Inc. 2.02,9.01 03/16/10 IRVINE SENSORS CORP/DE/ DE 1.01,3.02 03/10/10 ISSUER DIRECT CORP 2.02,9.01 03/16/10 JACKSONVILLE BANCORP INC IL 8.01,9.01 03/15/10 KAMAN CORP CT 5.02,9.01 03/16/10 Kennedy-Wilson Holdings, Inc. DE 3.01,5.05,9.01 03/16/10 KEYCORP /NEW/ OH 5.02,9.01 03/11/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/15/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/15/10 KNIGHT CAPITAL GROUP, INC. DE 8.01,9.01 03/15/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 03/16/10 LECG CORP DE 1.01,2.01,3.02,3.03,5.02,5.03, 03/10/10 8.01,9.01 LECG CORP DE 1.01,1.02,2.03 03/10/10 LEGEND INTERNATIONAL HOLDINGS INC DE 8.01,9.01 03/16/10 LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 03/15/10 LEXICON PHARMACEUTICALS, INC./DE DE 1.01,3.02,9.01 03/15/10 LEXICON PHARMACEUTICALS, INC./DE DE 1.01,9.01 03/15/10 LIFEPOINT HOSPITALS, INC. 8.01,9.01 03/16/10 LIGHTBRIDGE Corp NV 2.02,9.01 03/16/10 Lightwave Logic, Inc. NV 7.01 03/16/10 LINCOLN NATIONAL CORP IN 5.02,9.01 03/14/10 Lumber Liquidators Holdings, Inc. 5.02,9.01 03/11/10 LUMINEX CORP DE 5.02,9.01 03/15/10 AMEND Lumonall Inc. NV 5.02 03/16/10 MAJESCO ENTERTAINMENT CO DE 2.02,9.01 03/16/10 MANTECH INTERNATIONAL CORP DE 5.02,9.01 03/11/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 03/16/10 MARTIN MIDSTREAM PARTNERS LP DE 7.01,8.01,9.01 03/16/10 MATCHES, INC. NV 4.01 03/15/10 MAX CAPITAL GROUP LTD. 7.01,8.01,9.01 03/16/10 MEDTRONIC INC MN 8.01,9.01 03/11/10 MEMSIC Inc 2.02,9.01 03/15/10 MENTOR GRAPHICS CORP OR 5.02,9.01 03/11/10 MobileBits Holdings Corp NV 1.01,2.01,3.02,4.01,5.03,5.06, 03/12/10 8.01,9.01 Molecular Insight Pharmaceuticals, In MA 2.02,8.01,9.01 03/16/10 MONEY4GOLD HOLDINGS INC DE 5.02 03/10/10 MONTPELIER RE HOLDINGS LTD 7.01,9.01 03/16/10 MOVADO GROUP INC NY 5.02,9.01 03/12/10 MRV COMMUNICATIONS INC DE 2.02,9.01 03/16/10 MYERS INDUSTRIES INC OH 5.02,9.01 03/10/10 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 03/15/10 NATURES SUNSHINE PRODUCTS INC UT 2.02,5.02,9.01 03/12/10 NAVIGANT CONSULTING INC DE 5.02 03/10/10 NeoStem, Inc. DE 4.01,9.01 03/11/10 NESS TECHNOLOGIES INC 8.01,9.01 03/16/10 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 03/16/10 New Oriental Energy & Chemical Corp. 7.01,9.01 03/16/10 NGP Capital Resources Co MD 4.02,7.01,9.01 03/15/10 NIC INC CO 2.01,9.01 05/29/09 AMEND NORD RESOURCES CORP DE 8.01,9.01 03/16/10 NORDSTROM INC WA 5.02 02/24/10 AMEND North Penn Bancorp Inc 2.02,9.01 03/12/10 Northsight Capital, Inc. NV 4.01,9.01 03/08/10 NORTHWEST PIPE CO OR 8.01 03/16/10 NTS REALTY HOLDINGS LP DE 8.01,9.01 03/15/10 OCEANIC EXPLORATION CO DE 5.02 03/11/10 Optex Systems Holdings Inc DE 1.01 03/10/10 OptimumBank Holdings, Inc. FL 2.01 03/10/10 ORBIT INTERNATIONAL CORP DE 1.01,2.03,9.01 03/10/10 Orchard Enterprises, Inc. DE 1.01,8.01,9.01 03/15/10 ORIENTAL FINANCIAL GROUP INC PR 8.01,9.01 03/16/10 ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 03/16/10 PACER INTERNATIONAL INC TN 5.02 03/10/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 2.02,9.01 12/31/09 Paneltech International Holdings, Inc DE 1.01,2.03,2.04 03/03/10 Patriot Coal CORP DE 8.01,9.01 03/15/10 PATTERSON COMPANIES, INC. MN 8.01,9.01 03/16/10 PBSJ CORP /FL/ FL 5.02,9.01 03/10/10 Pebblebrook Hotel Trust MD 5.02 03/15/10 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 03/16/10 PEPSICO INC NC 5.02,9.01 03/12/10 Pernix Group, Inc. FL 9.01 12/28/09 AMEND PETROHAWK ENERGY CORP DE 8.01 03/10/10 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,3.02,7.01,9.01 03/15/10 PLANGRAPHICS INC CO 3.02,7.01 02/15/10 PLUG POWER INC DE 2.02,9.01 03/15/10 PNG VENTURES INC NV 8.01,9.01 03/15/10 POLARIS INDUSTRIES INC/MN MN 5.02 03/10/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 7.01,9.01 03/15/10 POWER ONE INC DE 5.02,9.01 03/15/10 POWERSECURE INTERNATIONAL, INC. DE 7.01,9.01 03/16/10 POZEN INC /NC 5.02 03/12/10 Primoris Services CORP DE 2.02,5.02,8.01,9.01 03/16/10 PRIMUS GUARANTY LTD 8.01,9.01 02/12/10 Purple Communications, Inc. DE 5.02 03/10/10 QUADRAMED CORP DE 5.02 03/10/10 RADIENT PHARMACEUTICALS Corp DE 1.02,2.04,9.01 03/16/10 RadNet, Inc. DE 2.02,9.01 03/15/10 Ranger Gold Corp. 5.02 03/16/10 REDDY ICE HOLDINGS INC DE 1.01,2.03,8.01,9.01 03/15/10 REGAL ENTERTAINMENT GROUP DE 1.01,8.01,9.01 03/10/10 Regency Energy Partners LP DE 7.01,9.01 03/16/10 REGIONS FINANCIAL CORP DE 5.02 03/10/10 REPROS THERAPEUTICS INC. DE 2.02,9.01 03/15/10 REVLON CONSUMER PRODUCTS CORP DE 1.01,9.01 03/16/10 REVLON INC /DE/ DE 1.01,9.01 03/11/10 River Rock Entertainment Authority XX 5.02,9.01 03/12/10 Rodobo International Inc NV 5.03,9.01 03/11/10 ROWAN COMPANIES INC DE 7.01,9.01 03/16/10 ROYALE ENERGY INC CA 2.02 03/16/10 rue21, inc. PA 2.02,9.01 03/16/10 S&T BANCORP INC PA 5.02 03/10/10 SCHWAB CHARLES CORP DE 5.02 03/10/10 SCM MICROSYSTEMS INC DE 9.01 01/04/10 AMEND SCOLR Pharma, Inc. DE 8.01,9.01 03/11/10 SEABRIGHT INSURANCE HOLDINGS INC DE 5.02 03/10/10 SENORX INC DE 5.02 03/14/10 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 03/15/10 SHERWIN WILLIAMS CO OH 5.02 03/10/10 SIGMA ALDRICH CORP DE 7.01,9.01 03/16/10 SILICON STORAGE TECHNOLOGY INC CA 1.01,9.01 03/15/10 SMART BALANCE, INC. DE 5.02 03/10/10 SONNEN Corp NV 4.02 11/17/09 SOUTHERN UNION CO DE 7.01,9.01 03/16/10 SOUTHWEST WATER CO DE 8.01,9.01 03/15/10 SOUTHWEST WATER CO DE 1.01,9.01 03/16/10 Spectrum Brands, Inc. DE 1.01,8.01,9.01 03/10/10 SRA INTERNATIONAL INC DE 7.01 03/16/10 SS&C TECHNOLOGIES INC DE 1.01,5.02 03/10/10 STANCORP FINANCIAL GROUP INC OR 8.01,9.01 03/15/10 STATE BANCORP INC NY 5.02 03/15/10 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 03/16/10 Stratos Renewables CORP 1.01,2.03,3.01,3.02,5.01,5.02, 03/04/10 9.01 SUPERIOR OIL & GAS CO NV 1.01 03/13/10 Superior Well Services, INC DE 7.01,9.01 03/16/10 SUSQUEHANNA BANCSHARES INC PA 9.01 03/16/10 SYMANTEC CORP DE 5.02 03/13/10 SYNERGY RESOURCES CORP CO 3.02,8.01 03/12/10 TBS International plc L2 2.02,9.01 03/16/10 Telanetix,Inc DE 2.02,9.01 03/16/10 TELULAR CORP DE 7.01,9.01 03/16/10 THERMOENERGY CORP DE 1.01,9.01 03/10/10 THOR INDUSTRIES INC DE 3.01,5.02,5.03,9.01 03/11/10 TIDEWATER INC DE 8.01,9.01 03/12/10 TIDEWATER INC DE 8.01,9.01 03/15/10 TOLLGRADE COMMUNICATIONS INC \PA\ PA 4.01,9.01 03/11/10 TOREADOR RESOURCES CORP DE 2.02,9.01 03/15/10 TRANSATLANTIC HOLDINGS INC DE 1.01,8.01,9.01 03/09/10 TREE TOP INDUSTRIES, INC. NV 1.01,9.01 03/12/10 TREVENEX RESOURCES INC NV 1.01,7.01,9.01 03/15/10 Triangle Petroleum Corp NV 3.02,8.01 03/16/10 TTM TECHNOLOGIES INC WA 7.01,9.01 02/04/10 AMEND Tuffnell Ltd. NV 1.01,1.02,9.01 03/12/10 Tyco Electronics Ltd. D0 5.02,9.01 03/10/10 UNIGENE LABORATORIES INC DE 2.02,9.01 03/16/10 UNISOURCE ENERGY CORP AZ 7.01,9.01 03/16/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 03/16/10 URANIUM ENERGY CORP NV 8.01,9.01 03/15/10 US ENERGY CORP WY 7.01,9.01 03/12/10 VALLEY NATIONAL BANCORP NJ 1.01,7.01,9.01 03/11/10 VALUEVISION MEDIA INC MN 2.02,9.01 03/16/10 VECTREN CORP IN 7.01 12/31/09 VISANT CORP 8.01,9.01 03/16/10 VISANT HOLDING CORP 8.01,9.01 03/16/10 VLOV INC. NV 5.02,9.01 03/10/10 WALT DISNEY CO/ DE 5.02,5.03,5.07,9.01 03/10/10 WATERSTONE FINANCIAL INC WI 2.02 03/16/10 WEB.COM GROUP, INC. 8.01,9.01 03/16/10 WebMD Health Corp. DE 5.02 03/10/10 WEST MARINE INC DE 2.02,9.01 03/16/10 Western Union CO DE 8.01,9.01 03/15/10 Westway Group, Inc. DE 2.02,9.01 03/16/10 Willbros Group, Inc.\NEW\ DE 1.01,2.02,7.01,9.01 03/10/10 WMS INDUSTRIES INC /DE/ DE 5.02,9.01 03/11/10 WUHAN GENERAL GROUP (CHINA), INC NV 5.02,9.01 03/10/10 X RITE INC MI 2.02,9.01 03/16/10 XTO ENERGY INC DE 8.01 03/09/10 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 03/16/10 ZIONS BANCORPORATION /UT/ UT 7.01 03/15/10 Zoo Entertainment, Inc DE 5.03,9.01 03/10/10