RECENT 8K FILINGS March 10, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A123 SYSTEMS, INC. DE 2.02,9.01 03/09/10 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 03/09/10 ACI WORLDWIDE, INC. DE 7.01,9.01 03/09/10 ACORN ENERGY, INC. DE 1.01,9.01 03/08/10 ADAMS GOLF INC DE 2.02,9.01 03/09/10 ADAPTEC INC DE 5.03,9.01 03/08/10 ADVOCAT INC DE 2.02,9.01 03/09/10 AEROCENTURY CORP DE 2.02 03/03/10 AeroVironment Inc DE 2.02,9.01 03/09/10 Agfeed Industries, Inc NV 7.01,9.01 03/09/10 AIRTRAN HOLDINGS INC NV 7.01,9.01 03/09/10 AKORN INC LA 5.02 03/08/10 ALASKA AIR GROUP INC DE 7.01,9.01 03/09/10 ALICO INC FL 8.01,9.01 03/08/10 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 03/08/10 Allis Chalmers Energy Inc. DE 5.02,9.01 03/03/10 ALPHA PRO TECH LTD DE 2.02,9.01 03/09/10 Alternative Energy Development Corp NV 1.01,1.02,5.02,9.01 03/01/10 AMERICAN EAGLE OUTFITTERS INC DE 2.05,2.06,7.01,9.01 03/09/10 AMERICAN ELECTRIC POWER CO INC NY 7.01 03/09/10 Amerilithium Corp. NV 1.01,2.01,3.02,9.01 03/01/10 AMERISOURCEBERGEN CORP DE 5.03,5.07,8.01,9.01 03/04/10 AMICAS, Inc. DE 1.01,1.02,3.03,9.01 03/05/10 ANALOGIC CORP MA 2.02,9.01 03/09/10 APOLLO GOLD CORP B0 1.01,3.02,9.01 03/09/10 Apollo Medical Holdings, Inc. DE 5.02,5.07,9.01 03/04/10 APPLIED MATERIALS INC /DE DC 5.02 03/03/10 Approach Resources Inc DE 2.02,7.01,9.01 03/09/10 Argo Group International Holdings, Lt 7.01,9.01 03/09/10 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 03/04/10 ARUBA NETWORKS, INC. DE 5.02 03/03/10 ASSISTED LIVING CONCEPTS INC NV 5.02,9.01 03/03/10 ASSURED GUARANTY LTD D0 2.02 03/09/10 ASTROTECH Corp \WA\ WA 5.07,9.01 03/05/10 AUTOIMMUNE INC DE 8.01,9.01 03/09/10 Axion Power International, Inc. DE 5.02 03/03/10 BAB, INC. DE 8.01,9.01 03/09/10 BANCFIRST CORP /OK/ OK 7.01,9.01 03/08/10 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 03/03/10 BARNWELL INDUSTRIES INC DE 5.07 03/08/10 BAXTER INTERNATIONAL INC DE 8.01,9.01 03/04/10 BIG LOTS INC OH 2.02,5.02,8.01,9.01 03/03/10 Biostar Pharmaceuticals, Inc. MD 7.01,9.01 03/08/10 BLASTGARD INTERNATIONAL INC CO 4.01,5.02,9.01 02/05/10 AMEND BOISE INC. DE 5.02 03/03/10 BOISE INC. DE 8.01,9.01 03/09/10 BOSTON BEER CO INC MA 5.02,7.01 03/04/10 BOSTON BEER CO INC MA 2.02,9.01 03/09/10 BROADCOM CORP CA 5.02,9.01 03/05/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 8.01,9.01 03/09/10 Bronco Drilling Company, Inc. DE 2.02,9.01 03/09/10 BRT REALTY TRUST MA 5.07 03/08/10 CACHE INC FL 2.02,9.01 03/05/10 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 03/09/10 CALIPER LIFE SCIENCES INC DE 2.02,9.01 03/09/10 CALLON PETROLEUM CO DE 2.02,7.01,9.01 03/08/10 CANTEL MEDICAL CORP DE 2.02,9.01 03/09/10 CARDINAL FINANCIAL CORP VA 7.01,9.01 03/09/10 CARMIKE CINEMAS INC DE 5.02,9.01 03/03/10 CASEYS GENERAL STORES INC IA 2.02,9.01 03/09/10 CENTRAL BANCORP INC /MA/ MA 5.02 03/03/10 CHEVRON CORP DE 7.01,9.01 03/09/10 China Carbon Graphite Group, Inc. NV 8.01,9.01 03/03/10 China Wind Systems, Inc DE 5.07 03/05/10 CLST HOLDINGS, INC. DE 7.01,9.01 03/03/10 CNS RESPONSE, INC. DE 5.02,8.01 03/03/10 COLLECTIVE BRANDS, INC. DE 2.02,7.01,9.01 03/09/10 COMERICA INC /NEW/ 7.01,9.01 03/09/10 Compass Diversified Holdings DE 2.02,9.01 03/09/10 Computer Software Innovations, Inc. DE 8.01 03/05/10 CONVERGYS CORP OH 1.01,5.01,9.01 03/04/10 CORNING NATURAL GAS CORP NY 1.01,2.03 03/08/10 COWLITZ BANCORPORATION WA 3.01,9.01 03/09/10 CYBERSOURCE CORP DE 5.02,9.01 03/03/10 Dana Resources WY 3.02 02/26/10 DATASCENSION INC NV 5.02,9.01 03/08/10 DELTA AIR LINES INC /DE/ DE 7.01,9.01 03/09/10 DELTA OIL & GAS INC 5.02,5.03,9.01 03/08/10 DEVON ENERGY CORP/DE DE 5.02,9.01 03/03/10 DEXCOM INC 2.02,9.01 03/09/10 DiamondRock Hospitality Co 5.02,9.01 03/03/10 DICKS SPORTING GOODS INC DE 2.02,9.01 03/09/10 DIGITAL RIVER INC /DE DE 4.02,9.01 02/19/10 AMEND DOLLAR FINANCIAL CORP DE 1.01 03/04/10 DOMINOS PIZZA INC 1.01,5.02,9.01 03/04/10 DOW CHEMICAL CO /DE/ DE 5.02,9.01 03/08/10 DREW INDUSTRIES INC DE 8.01,9.01 03/09/10 DUANE READE HOLDINGS INC 2.02,9.01 03/09/10 DXP ENTERPRISES INC TX 4.02 03/09/10 EAGLE ROCK ENERGY PARTNERS L P DE 1.01,2.03,7.01,9.01 03/08/10 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 03/09/10 EMAGIN CORP DE 1.01,9.01 03/03/10 EMC INSURANCE GROUP INC IA 7.01 03/08/10 EMCORE CORP NJ 4.01,9.01 03/04/10 EMERGENT GROUP INC/NY NV 7.01,9.01 03/09/10 ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 03/09/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 03/09/10 Energy Transfer Partners, L.P. DE 7.01 03/09/10 EQT Corp PA 7.01,9.01 03/09/10 ESSEX PROPERTY TRUST INC MD 8.01,9.01 03/05/10 ESTERLINE TECHNOLOGIES CORP DE 5.02,5.07 03/03/10 Eternal Energy Corp. 8.01,9.01 11/25/09 AMEND EXELIXIS INC DE 2.02,9.01 03/09/10 ExlService Holdings, Inc. DE 2.02,9.01 03/09/10 EXPRESS SCRIPTS INC DE 5.02,5.03,9.01 03/03/10 FAMOUS DAVES OF AMERICA INC MN 1.01,2.02,9.01 03/03/10 FAR EAST ENERGY CORP NV 1.01,7.01,9.01 03/08/10 Federal Home Loan Bank of Atlanta X1 2.03 03/09/10 Federal Home Loan Bank of Boston X1 2.03 03/03/10 Federal Home Loan Bank of Chicago X1 2.03 03/03/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/03/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/03/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/03/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/03/10 Federal Home Loan Bank of San Francis X1 2.03 03/03/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 03/03/10 FGX International Holdings LTD 8.01 03/09/10 FIRST CHESTER COUNTY CORP PA 1.01,9.01 03/04/10 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 03/09/10 FIRST NATIONAL COMMUNITY BANCORP INC PA 9.01 03/09/10 FLOW INTERNATIONAL CORP WA 2.02,9.01 03/09/10 FOOT LOCKER INC NY 8.01,9.01 03/09/10 FOREST CITY ENTERPRISES INC OH 1.01,3.03,5.03,9.01 03/04/10 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 2.02,9.01 03/09/10 FREESTONE RESOURCES, INC. NV 4.01,9.01 03/09/10 Friendly Auto Dealers, Inc. NV 5.02 03/09/10 GE Capital Credit Card Master Note Tr DE 1.01,9.01 03/05/10 GENCO SHIPPING & TRADING LTD 1.01,9.01 03/03/10 GENCOR INDUSTRIES INC DE 5.07 03/09/10 GENESCO INC TN 7.01 03/09/10 GEORESOURCES INC CO 7.01,9.01 03/04/10 GLIMCHER REALTY TRUST MD 5.02 03/05/10 GLOBALSCAPE INC DE 8.01 03/08/10 GLOBECOMM SYSTEMS INC 2.01,9.01 03/05/10 Globotek Holdings, Inc. NV 1.01,9.01 02/24/10 GMAC INC. DE 5.02 03/09/10 GREENBRIER COMPANIES INC DE 5.02 03/08/10 Grid Petroleum Corp. NV 1.01,5.02,7.01,9.01 03/08/10 GTX INC /DE/ DE 5.02 03/05/10 GULFPORT ENERGY CORP DE 2.02,9.01 03/09/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.03,9.01 05/28/09 HASBRO INC RI 8.01,9.01 03/08/10 HAWAIIAN HOLDINGS INC DE 1.01,9.01 03/03/10 HEALTH NET INC DE 7.01,9.01 03/09/10 HEARTLAND PAYMENT SYSTEMS INC DE 5.02 03/03/10 HESS CORP DE 5.02 03/03/10 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 03/09/10 Homeowners Choice, Inc. FL 2.02,9.01 03/09/10 HomeTown Bankshares Corp 2.02,9.01 03/04/10 HUNTINGTON BANCSHARES INC/MD MD 7.01,8.01,9.01 03/08/10 ICF International, Inc. DE 2.02,9.01 03/09/10 II-VI INC PA 8.01,9.01 03/09/10 IKANOS COMMUNICATIONS CA 5.02 03/03/10 IKANOS COMMUNICATIONS CA 5.02 02/24/10 AMEND IMAGINE MEDIA LTD DE 3.02 02/10/10 INGLES MARKETS INC NC 8.01,9.01 03/09/10 INTELSAT S.A. N4 2.02,9.01 03/09/10 INTERMUNE INC DE 8.01,9.01 03/09/10 INTERNATIONAL COMMERCIAL TELEVISION I NV 4.02 03/03/10 AMEND INTERSTATE HOTELS & RESORTS INC DE 8.01 03/05/10 INTRICON CORP PA 2.02,7.01,9.01 03/09/10 INUVO, INC. NV 7.01,8.01,9.01 03/01/10 Invesco Ltd. D0 8.01,9.01 03/08/10 Iowa Renewable Energy, LLC IA 7.01,9.01 03/05/10 ITEX CORP NV 8.01,9.01 03/09/10 J CREW GROUP INC DE 2.02,9.01 03/09/10 JAMBA, INC. DE 2.02,5.02,8.01,9.01 03/03/10 JMP Group Inc. DE 7.01 03/09/10 JONES SODA CO WA 5.02,8.01,9.01 03/05/10 JOY GLOBAL INC DE 5.07 03/09/10 KADANT INC DE 5.02 02/24/10 KAISER ALUMINUM CORP DE 5.02,9.01 03/05/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/08/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/08/10 KORN FERRY INTERNATIONAL DE 2.02,9.01 03/09/10 Kraton Performance Polymers, Inc. DE 2.02,9.01 03/04/10 KROGER CO OH 2.02,7.01,9.01 03/09/10 LIBERTY MEDIA CORP 7.01,9.01 03/04/10 LIMITED BRANDS INC DE 1.01,1.02,2.03,9.01 03/08/10 LIQUIDMETAL TECHNOLOGIES INC DE 5.02 03/09/10 AMEND LMI AEROSPACE INC MO 2.02,7.01,9.01 03/09/10 LSB INDUSTRIES INC DE 2.02,9.01 03/09/10 MASCO CORP /DE/ DE 8.01,9.01 03/05/10 MATRIXX INITIATIVES INC DE 8.01 03/05/10 MCDONALDS CORP DE 7.01,9.01 03/08/10 MEDALLION FINANCIAL CORP DE 2.02,9.01 03/05/10 MEDCAREERS GROUP, Inc. NV 8.01,9.01 03/08/10 MEDICINOVA INC DE 7.01,9.01 03/09/10 MERRILL LYNCH DEPOSITOR INC INDEXPLUS DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 4.01,9.01 03/03/10 MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 4.01,9.01 03/03/10 MGM MIRAGE DE 5.02,7.01,9.01 03/08/10 MGM MIRAGE DE 8.01,9.01 03/09/10 MGM MIRAGE DE 8.01,9.01 03/09/10 MICROFLUIDICS INTERNATIONAL CORP DE 5.02 03/04/10 MICROMET, INC. DE 8.01,9.01 03/09/10 MID AMERICA APARTMENT COMMUNITIES INC TN 5.02,9.01 03/08/10 Monster Offers NV 4.01,9.01 03/05/10 MOVE INC DE 2.02,9.01 03/04/10 MYERS INDUSTRIES INC OH 1.01,5.02,9.01 03/08/10 National Automation Services Inc NV 8.01,9.01 03/08/10 NAVISTAR FINANCIAL CORP DE 1.01,9.01 03/05/10 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 03/09/10 Neiman Marcus, Inc. DE 2.02,9.01 03/09/10 NEW FRONTIER ENERGY INC CO 8.01 03/05/10 NewMarket Technology Inc NV 5.02,7.01,9.01 03/01/10 NEWPARK RESOURCES INC DE 5.02,9.01 03/03/10 NEWPOWER HOLDINGS INC DE 8.01,9.01 03/09/10 NEXGEN BIOFUELS LTD L3 1.01,2.01,3.02,9.01 03/03/10 NEXSTAR BROADCASTING GROUP INC DE 2.02 03/09/10 NOVA ENERGY, INC. NV 5.02 03/08/10 NUVILEX, INC. NV 4.01 03/08/10 OccuLogix, Inc. DE 5.07 03/03/10 OCM HoldCo, LLC 8.01,9.01 03/03/10 OMEROS CORP 1.01,9.01 03/03/10 ONEOK INC /NEW/ OK 7.01 03/09/10 ONEOK Partners LP DE 7.01 03/09/10 Orexigen Therapeutics, Inc. DE 2.02,9.01 03/09/10 ORTHOFIX INTERNATIONAL N V 1.01,2.01,7.01,9.01 03/08/10 ORTHOVITA INC 5.02 03/03/10 P&F INDUSTRIES INC DE 8.01 03/03/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 3.03,5.03,9.01 03/04/10 PARK OHIO HOLDINGS CORP OH 2.02,9.01 03/08/10 Patriot Coal CORP DE 8.01,9.01 03/08/10 PDL BIOPHARMA, INC. DE 7.01,9.01 03/09/10 Peninsula Gaming, LLC DE 2.02,9.01 03/08/10 Penn Virginia GP Holdings, L.P. 5.02,9.01 03/08/10 PENN VIRGINIA RESOURCE PARTNERS L P DE 5.02,9.01 03/08/10 People's United Financial, Inc. DE 7.01,8.01,9.01 03/09/10 PERCEPTRON INC/MI MI 8.01 03/05/10 PIONEER DRILLING CO TX 7.01,9.01 03/09/10 Pioneer Southwest Energy Partners L.P DE 5.02,9.01 03/08/10 POKERTEK, INC. NC 2.02,9.01 03/09/10 PPLUS TRUST SERIES CSF-1 DE 4.01,9.01 03/03/10 PPLUS Trust Series DCNA-1 DE 4.01,9.01 03/03/10 PPLUS Trust Series GSC-2 DE 4.01,9.01 03/03/10 PPLUS TRUST SERIES GSC-3 DE 4.01,9.01 03/03/10 PPLUS Trust Series JPM-1 DE 4.01,9.01 03/03/10 PPLUS Trust Series LMG-3 4.01,9.01 03/03/10 PPlus Trust Series LMG-4 DE 4.01,9.01 03/03/10 PPLUS TRUST SERIES PMC-1 DE 4.01,9.01 03/03/10 PREMIER FINANCIAL BANCORP INC KY 2.02,9.01 03/08/10 PRIVATEBANCORP, INC DE 7.01,9.01 03/09/10 Protalix BioTherapeutics, Inc. FL 5.02,8.01,9.01 03/09/10 PSB GROUP INC MI 2.02,9.01 03/05/10 QUANTA SERVICES INC DE 5.02 03/04/10 RCN CORP /DE/ DE 2.02,9.01 03/09/10 REEDS INC DE 8.01,9.01 03/09/10 REFLECT SCIENTIFIC INC UT 1.01,9.01 02/26/10 RES CARE INC /KY/ KY 2.02,9.01 03/08/10 RICKS CABARET INTERNATIONAL INC TX 8.01,9.01 03/09/10 ROSTOCK VENTURES CORP NV 4.01,9.01 03/09/10 ROWAN COMPANIES INC DE 5.02,9.01 03/05/10 SAFETY INSURANCE GROUP INC DE 2.02,9.01 03/09/10 SALIX PHARMACEUTICALS LTD 2.02,9.01 03/09/10 Savoy Energy Corp NV 1.01,9.01 03/01/10 SeaOspa Inc NV 1.01,9.01 03/05/10 SECURE RUNWAY SYSTEMS CORP. NV 5.02,9.01 02/26/10 SHARPS COMPLIANCE CORP DE 1.01,9.01 03/08/10 Shire plc 8.01,9.01 03/09/10 SIERRA RESOURCE GROUP INC NV 1.01,2.01,8.01,9.01 03/08/10 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 03/09/10 SIGNET JEWELERS LTD 8.01 03/08/10 SINOCOKING COAL & COKE CHEMICAL INDUS FL 4.01,9.01 03/09/10 SOUTHWESTERN ELECTRIC POWER CO DE 8.01,9.01 03/08/10 SRI SURGICAL EXPRESS INC FL 2.02,9.01 03/09/10 STAAR SURGICAL CO DE 2.01,2.02,7.01,9.01 03/02/10 AMEND STEINER LEISURE LTD C5 2.01 12/31/09 AMEND STRATEGIC HOTELS & RESORTS, INC 5.02,9.01 03/04/10 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 03/01/10 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 03/01/10 STRUCTURED PRODUCTS CORTS TRUST FOR J DE 8.01,9.01 03/01/10 STW Global, Inc. 5.03,9.01 03/03/10 SUBAYE, INC. 1.01,2.01 03/02/10 SUBURBAN PROPANE PARTNERS LP DE 8.01,9.01 03/09/10 SUBURBAN PROPANE PARTNERS LP DE 1.01,8.01,9.01 03/09/10 SUNOCO INC PA 5.02 03/04/10 Super Luck, Inc. DE 5.02 03/08/10 Superior Well Services, INC DE 2.02,9.01 03/09/10 SUPERTEL HOSPITALITY INC VA 2.06,9.01 03/08/10 SURMODICS INC MN 2.05,5.02,9.01 03/03/10 Symetra Financial CORP DE 5.02 03/04/10 Symmetry Medical Inc. DE 8.01 03/08/10 SYNTEL INC MI 3.01,9.01 03/05/10 TALBOTS INC DE 1.01,9.01 03/06/10 TANDY LEATHER FACTORY INC DE 2.02,9.01 03/09/10 TASTY BAKING CO PA 2.02,9.01 03/09/10 TBS International plc L2 8.01,9.01 03/08/10 TEREX CORP DE 5.02 03/03/10 THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 03/09/10 THERMOENERGY CORP DE 5.02,9.01 03/03/10 THOR INDUSTRIES INC DE 2.02,9.01 03/08/10 TIB FINANCIAL CORP. FL 2.02,9.01 03/08/10 Touchmark Bancshares, Inc. GA 5.02,9.01 03/03/10 TOWER BANCORP INC PA 1.01,9.01 03/04/10 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 03/09/10 TRINITY CAPITAL CORP NM 2.02,9.01 12/31/09 TRINITY INDUSTRIES INC DE 5.02,5.03,9.01 03/04/10 TRX INC/GA GA 2.02,9.01 12/31/09 TURBOSONIC TECHNOLOGIES INC DE 5.02,8.01,9.01 03/08/10 Tyco Electronics Ltd. D0 5.03,9.01 03/09/10 UAL CORP /DE/ DE 7.01,9.01 03/09/10 US CONCRETE INC DE 3.01,8.01,9.01 03/08/10 US GEOTHERMAL INC DE 3.02,7.01,8.01,9.01 03/09/10 UTEK CORP 1.01,9.01 03/08/10 VALMONT INDUSTRIES INC DE 1.01,2.03 03/03/10 Vanda Pharmaceuticals Inc. DE 7.01,9.01 03/09/10 VERISIGN INC/CA DE 8.01,9.01 03/05/10 Verisk Analytics, Inc. DE 2.02,9.01 03/09/10 VICOR CORP DE 2.02,9.01 03/09/10 ViewPoint Financial Group X1 4.01,9.01 10/06/09 AMEND VION PHARMACEUTICALS INC DE 5.02,9.01 02/25/10 AMEND VOLTERRA SEMICONDUCTOR CORP 1.01,9.01 03/03/10 W&T OFFSHORE INC TX 7.01,9.01 03/09/10 WaferGen Bio-systems, Inc. NV 7.01,9.01 03/03/10 WALTER INVESTMENT MANAGEMENT CORP MD 5.02,9.01 03/03/10 WARREN RESOURCES INC MD 5.02,9.01 03/05/10 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 03/05/10 WebMD Health Corp. 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