RECENT 8K FILINGS February 25, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AASTROM BIOSCIENCES INC MI 8.01,9.01 02/24/10 ACORN ENERGY, INC. DE 7.01,8.01,9.01 02/24/10 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,2.03,3.02 02/18/10 ALEXION PHARMACEUTICALS INC DE 5.02,9.01 02/23/10 ALICO INC FL 5.02,9.01 02/23/10 ALLIED CAPITAL CORP MD 2.02,9.01 02/24/10 ALLOY INC DE 2.02,9.01 02/24/10 ALMOST FAMILY INC DE 2.02,9.01 02/24/10 ALTERNATE ENERGY HOLDINGS, INC. NV 5.03,9.01 02/24/10 AMERICAN DENTAL PARTNERS INC DE 2.02,9.01 02/24/10 AMERICAN ELECTRIC POWER CO INC NY 7.01 02/24/10 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 02/24/10 AMERICAN RIVER BANKSHARES CA 7.01,9.01 02/24/10 AMERICAN TOWER CORP /MA/ DE 1.01,2.02,9.01 02/24/10 AMERICAN WAGERING INC NV 1.01,5.02,9.01 02/18/10 AMSURG CORP TN 2.02,7.01,9.01 02/24/10 ANADYS PHARMACEUTICALS INC 2.02,9.01 02/24/10 ANGEION CORP/MN MN 2.02,9.01 02/24/10 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 02/22/10 Apollo Commercial Real Estate Finance MD 2.02,9.01 02/23/10 Archipelago Learning, Inc. DE 5.02 02/18/10 ARENA PHARMACEUTICALS INC DE 8.01 02/24/10 Artistry Publications Inc DE 1.01,3.02,9.01 02/23/10 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 02/24/10 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 02/24/10 ASSET ACCEPTANCE CAPITAL CORP 5.02 02/18/10 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 02/24/10 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 02/23/10 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 02/23/10 AUTONATION, INC. DE 5.02,9.01 02/24/10 Avago Technologies Finance Pte. Ltd. U0 2.02,9.01 02/24/10 Avago Technologies LTD U0 2.02,7.01,9.01 02/24/10 BANCTRUST FINANCIAL GROUP INC AL 5.05 02/23/10 BANK OF AMERICA CORP /DE/ DE 5.03,8.01,9.01 02/23/10 BAR HARBOR BANKSHARES ME 8.01,9.01 02/24/10 BAYLAKE CORP WI 5.02 02/16/10 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 5.02 02/17/10 BEARD CO /OK OK 8.01,9.01 02/24/10 Betawave Corp. 1.01 02/22/10 BGC Partners, Inc. DE 2.02,9.01 02/23/10 BIO RAD LABORATORIES INC DE 2.02,9.01 12/31/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 3.02 02/22/10 BJs RESTAURANTS INC CA 8.01,9.01 02/23/10 BLOCKBUSTER INC DE 2.02,9.01 02/24/10 BLUE RIDGE REAL ESTATE CO PA 4.02 02/16/10 AMEND Book Merge Technology, Inc. NV 4.01 02/24/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 8.01 02/24/10 BOWNE & CO INC DE 1.01,8.01,9.01 02/23/10 BRAINSTORM CELL THERAPEUTICS INC 1.01,3.02 02/17/10 Brink's Home Security Holdings, Inc. VA 2.02,5.02,9.01 02/18/10 Brookdale Senior Living Inc. DE 2.02,7.01,9.01 02/23/10 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 02/24/10 CAPSTONE TURBINE Corp DE 8.01 02/24/10 Caribou Coffee Company, Inc. MN 2.02,9.01 02/24/10 CARTERS INC DE 5.02,9.01 02/18/10 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 02/23/10 CenterState Banks, Inc. FL 7.01,9.01 02/24/10 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 02/24/10 CHART INDUSTRIES INC DE 2.02,9.01 02/24/10 CHICOS FAS INC FL 2.02,8.01,9.01 02/24/10 China Architectural Engineering, Inc. DE 1.01,7.01,9.01 02/24/10 CHINA ORGANIC AGRICULTURE, INC. 9.01 10/31/08 AMEND Chino Commercial Bancorp CA 2.02 02/24/10 Cinnabar Ventures Inc 3.02,5.02 02/23/10 CLEAN HARBORS INC MA 2.02,9.01 02/24/10 Clearwire Corp /DE DE 2.02,9.01 02/24/10 CNS RESPONSE, INC. DE 5.02,9.01 02/18/10 COMVERGE, INC. DE 5.02,7.01,9.01 02/18/10 CONCHO RESOURCES INC DE 2.02,9.01 02/24/10 CONEXANT SYSTEMS INC DE 5.02,5.03,9.01 02/18/10 Cordex Pharma, Inc. NV 1.01 02/17/10 CORNELL COMPANIES INC DE 5.02,5.03,9.01 02/18/10 CORNING NATURAL GAS CORP NY 8.01 02/22/10 COSTAR GROUP INC 2.02,9.01 02/24/10 COTT CORP /CN/ 2.02,9.01 02/24/10 CPG INTERNATIONAL INC. DE 7.01,9.01 12/31/09 CPG INTERNATIONAL INC. DE 7.01,9.01 12/31/09 CROWN CASTLE INTERNATIONAL CORP DE 5.02,9.01 02/18/10 Crystal River Capital, Inc. MD 1.01,9.01 02/23/10 CUBIST PHARMACEUTICALS INC DE 5.02,9.01 02/18/10 DANA HOLDING CORP DE 2.02,7.01,9.01 02/24/10 DDI CORP CA 2.02,9.01 02/24/10 DELCATH SYSTEMS INC DE 1.01 01/11/10 DELTIC TIMBER CORP DE 2.02,9.01 02/24/10 DENMARK BANCSHARES INC WI 5.03,9.01 02/23/10 DERMA SCIENCES, INC. PA 1.01,5.02,9.01 02/18/10 DEXCOM INC 3.02 02/24/10 Digimarc CORP DE 2.02,9.01 02/24/10 Digital Development Partners, Inc. NV 1.01,2.01,3.02,5.01,5.02 02/18/10 DIGITALGLOBE INC 2.02,9.01 02/24/10 Diligent Board Member Services, Inc. DE 1.01 02/12/10 Dividend Capital Total Realty Trust I MD 8.01 02/22/10 DIVX INC 5.02 12/22/09 AMEND DIXIE GROUP INC TN 2.02,9.01 02/24/10 DOLLAR TREE INC VA 2.02,7.01,9.01 02/24/10 DUN & BRADSTREET CORP/NW DE 5.02,9.01 02/18/10 DURECT CORP DE 2.02,9.01 02/24/10 DYCOM INDUSTRIES INC FL 2.02,7.01,8.01,9.01 02/23/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 02/24/10 EASTERN VIRGINIA BANKSHARES INC VA 5.02,9.01 02/18/10 EASTMAN KODAK CO NJ 8.01,9.01 02/24/10 EASTMAN KODAK CO NJ 1.01,9.01 02/24/10 EATON VANCE CORP MD 2.02,9.01 01/31/10 EAU TECHNOLOGIES, INC. DE 1.01,2.03 02/18/10 EMERSON ELECTRIC CO MO 7.01 02/24/10 EMISPHERE TECHNOLOGIES INC DE 1.01,9.01 02/23/10 Employers Holdings, Inc. NV 2.02,8.01,9.01 02/24/10 Energy Inc. 8.01 02/22/10 ENTROPIC COMMUNICATIONS INC DE 7.01 02/24/10 ETHAN ALLEN INTERIORS INC DE 1.01 02/16/10 EXCO RESOURCES INC TX 2.02,9.01 02/23/10 EXPRESS SCRIPTS INC DE 2.02,7.01,9.01 02/24/10 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 02/24/10 FARMERS & MERCHANTS BANCORP DE 2.02,9.01 02/24/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 02/24/10 FEDERAL HOME LOAN MORTGAGE CORP 9.01 02/24/09 AMEND FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01 11/06/09 AMEND FelCor Lodging Trust Inc MD 2.02,9.01 02/24/10 FGX International Holdings LTD 2.02,9.01 02/24/10 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 02/24/10 FIRST FINANCIAL BANCORP /OH/ OH 8.01,9.01 02/24/10 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 02/23/10 FIRST PACTRUST BANCORP INC MD 8.01 02/24/10 FOREST OIL CORP NY 1.01,5.02,9.01 02/18/10 FRONTIER COMMUNICATIONS CORP DE 2.02,9.01 12/31/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,6.05 02/24/10 Galaxy Gaming, Inc. 7.01,9.01 02/23/10 GALLAGHER ARTHUR J & CO DE 7.01,9.01 02/24/10 GameStop Corp. DE 5.02,9.01 02/24/10 GARDNER DENVER INC DE 5.02,7.01,9.01 02/22/10 GARMIN LTD 2.02,9.01 02/24/10 GENCO SHIPPING & TRADING LTD 2.02,9.01 02/24/10 GENELINK INC PA 8.01,9.01 02/18/10 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 8.01 02/19/10 GENERAL GROWTH PROPERTIES INC DE 8.01,9.01 02/24/10 GENESIS ENERGY LP DE 2.02,9.01 02/24/10 Genesis Fluid Solutions Holdings, Inc DE 5.02,8.01,9.01 02/22/10 GENOMIC HEALTH INC 5.02 02/18/10 Gentor Resources, Inc. FL 1.01 02/23/10 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 02/24/10 GLOBAL ENERGY INC NV 3.02,5.02 02/24/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02,9.01 02/22/10 GRAPHON CORP/DE DE 5.03 02/17/10 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 1.02 02/24/10 Great Wolf Resorts, Inc. DE 2.02,9.01 02/24/10 GREENLIGHT CAPITAL RE, LTD. 2.02,9.01 02/24/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,9.01 02/19/10 H&R BLOCK INC MO 2.02,9.01 02/24/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 02/18/10 Hartman Short Term Income Properties MD 4.01,9.01 01/19/10 HAWK CORP DE 1.01,3.03,5.02,9.01 02/18/10 HAWKINS INC MN 5.02,7.01,9.01 02/23/10 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 02/23/10 HCP, INC. MD 8.01,9.01 02/24/10 HEALTH DISCOVERY CORP 2Q 3.02,5.02 02/18/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 02/24/10 HealthMarkets, Inc. DE 2.05 02/18/10 HEARTLAND PAYMENT SYSTEMS INC DE 1.01,2.03,8.01,9.01 02/18/10 HEICO CORP FL 2.02,9.01 02/24/10 HELIX ENERGY SOLUTIONS GROUP INC MN 1.01,2.02,7.01,9.01 02/22/10 HERBALIFE LTD. E9 2.02,9.01 02/23/10 HERCULES OFFSHORE, INC. DE 7.01,9.01 02/24/10 HERSHA HOSPITALITY TRUST MD 2.02,9.01 02/23/10 HERTZ CORP DE 2.02,7.01,9.01 02/23/10 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 02/23/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 02/24/10 HOMELAND ENERGY SOLUTIONS LLC 2.02,9.01 02/24/10 Honda Auto Receivables 2010-1 Owner T CA 8.01,9.01 02/24/10 Honda Auto Receivables 2010-1 Owner T CA 8.01,9.01 02/24/10 Honda Auto Receivables 2010-1 Owner T CA 8.01,9.01 02/24/10 HONG KONG WINALITE GROUP, INC. 1.01,5.02,9.01 02/24/10 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 02/24/10 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 02/24/10 Hughes Communications, Inc. DE 2.02,9.01 02/24/10 Hughes Network Systems, LLC DE 2.02,9.01 02/24/10 ICAD INC DE 2.02,9.01 02/22/10 ICONIX BRAND GROUP, INC. DE 2.02,9.01 02/23/10 Idle Media, Inc. NV 5.03 02/23/10 IGATE CORP PA 8.01,9.01 02/24/10 III TO I MARITIME PARTNERS CAYMAN I L 8.01,9.01 02/19/10 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 02/24/10 INDEPENDENT BANK CORP MA 8.01 02/24/10 INDEPENDENT BANK CORP /MI/ MI 2.02,9.01 02/24/10 Inland Diversified Real Estate Trust, MD 1.01,2.01,8.01,9.01 02/18/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 02/23/10 INSPIRE PHARMACEUTICALS INC DE 5.02,9.01 02/18/10 interCLICK, Inc. DE 2.02,7.01,9.01 02/24/10 INTERFACE INC GA 7.01,9.01 02/23/10 INVENTIV HEALTH INC DE 2.02,7.01,9.01 12/31/09 IPARTY CORP DE 2.02,9.01 02/24/10 Iveda Corp NV 5.02 02/24/10 Jayhawk Energy, Inc. CO 5.05,8.01,9.01 02/24/10 JER Investors Trust Inc 1.01 02/22/10 JMP Group Inc. DE 2.02,9.01 02/24/10 JONES LANG LASALLE INC MD 7.01,9.01 02/24/10 KAISER ALUMINUM CORP DE 2.02,9.01 02/23/10 KELLOGG CO DE 5.02,9.01 02/19/10 Kentucky USA Energy, Inc. KY 1.01,9.01 01/21/10 KIMBALL INTERNATIONAL INC IN 5.02,8.01 02/24/10 Kodiak Oil & Gas Corp 8.01 02/18/10 KOSS CORP DE 3.01,8.01,9.01 02/19/10 LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 02/24/10 LAKES ENTERTAINMENT INC MN 7.01,9.01 02/18/10 LEGACY RESERVES LP DE 5.02,9.01 02/18/10 LENNOX INTERNATIONAL INC DE 5.02 02/18/10 Liberty Global, Inc. 2.02,7.01 02/24/10 LITHIA MOTORS INC OR 2.02,9.01 02/24/10 LSB INDUSTRIES INC DE 8.01 02/24/10 LTC PROPERTIES INC MD 2.02,9.01 02/24/10 LTV CORP DE 8.01,9.01 02/24/10 LUBRIZOL CORP OH 5.02,9.01 02/22/10 MACATAWA BANK CORP MI 1.01,7.01,9.01 02/22/10 MAINSOURCE FINANCIAL GROUP IN 1.01,5.02,8.01,9.01 02/22/10 MANTECH INTERNATIONAL CORP DE 2.02,2.03,7.01,9.01 02/19/10 MARKWEST ENERGY PARTNERS L P 1.01 01/22/10 MATHSTAR INC MN 1.01,2.01,2.03,3.02,4.01,5.01, 02/19/10 5.02,5.06,9.01 Mayflower Bancorp Inc MA 2.02,8.01,9.01 02/23/10 McCormick & Schmicks Seafood Restaura 2.02,9.01 02/24/10 MCGRATH RENTCORP CA 2.02,9.01 02/24/10 MDC HOLDINGS INC DE 5.02 02/22/10 MERCHANTS BANCSHARES INC DE 5.02,9.01 02/18/10 MEREDITH CORP IA 5.02,9.01 02/23/10 MERGE HEALTHCARE INC DE 8.01,9.01 02/23/10 MET PRO CORP PA 5.02 02/24/10 MILLIPORE CORP /MA MA 8.01,9.01 02/24/10 NANOSPHERE INC DE 2.02,9.01 02/24/10 NCI BUILDING SYSTEMS INC DE 5.02,5.03,8.01,9.01 02/19/10 NEW FRONTIER ENERGY INC CO 3.02 02/16/10 New Leaf Brands, Inc. NV 1.01,3.02,9.01 02/22/10 NewPage Holding CORP DE 8.01,9.01 02/24/10 NICOR INC IL 2.02,9.01 02/24/10 NII HOLDINGS INC DE 7.01,9.01 02/24/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 2.02 02/24/10 NOVELOS THERAPEUTICS, INC. DE 7.01,8.01,9.01 02/23/10 OCEANEERING INTERNATIONAL INC DE 5.02,9.01 02/19/10 OPENTV CORP 3.01,8.01,9.01 02/24/10 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 02/23/10 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 02/24/10 ORMAT TECHNOLOGIES, INC. DE 2.02,4.02,9.01 02/23/10 OSI PHARMACEUTICALS INC DE 2.02 02/23/10 AMEND OSIRIS THERAPEUTICS, INC. DE 8.01,9.01 02/24/10 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 02/24/10 OVERLAND STORAGE INC CA 1.01,3.02,3.03,5.02,5.03,7.01, 02/18/10 9.01 OWENS & MINOR INC/VA/ VA 5.02,9.01 02/19/10 PACIFIC STATE BANCORP 1.01,9.01 02/18/10 PACTIV CORP DE 8.01,9.01 02/23/10 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 02/23/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 5.02,9.01 02/24/10 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 02/24/10 PARADISE MUSIC & ENTERTAINMENT INC DE 1.01,2.01,9.01 02/23/10 PC MALL INC DE 2.02 02/24/10 PENN TRAFFIC CO DE 8.01,9.01 02/24/10 PETROQUEST ENERGY INC DE 2.02 02/24/10 PIPER JAFFRAY COMPANIES DE 5.02 02/24/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 02/24/10 Polypore International, Inc. 2.02,9.01 02/24/10 Polypore International, Inc. 2.02,9.01 02/24/10 POWER EFFICIENCY CORP DE 8.01 02/18/10 PR SPECIALISTS INC DE 3.02,5.02,9.01 02/22/10 PROASSURANCE CORP DE 2.02,7.01,9.01 02/24/10 PROSPERITY BANCSHARES INC TX 7.01,9.01 02/24/10 PROTEONOMIX, INC. DE 8.01 02/24/10 PROTEONOMIX, INC. DE 8.01 02/24/10 AMEND Puda Coal, Inc. 1.01,9.01 02/18/10 RANGE RESOURCES CORP DE 2.02,9.01 02/23/10 RCLC, INC. NJ 1.01,2.03,9.01 02/19/10 REPUBLIC FIRST BANCORP INC PA 3.01 02/24/10 REVLON CONSUMER PRODUCTS CORP DE 7.01 02/24/10 REVLON INC /DE/ DE 7.01 02/24/10 RR Donnelley & Sons Co DE 8.01,9.01 02/23/10 RR Donnelley & Sons Co DE 2.02,9.01 02/23/10 Ruths Hospitality Group, Inc. DE 5.02,9.01 02/19/10 SAKS INC TN 2.02,9.01 02/24/10 SALESFORCE COM INC DE 2.02,9.01 02/24/10 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/22/10 SANDERSON FARMS INC MS 2.02,9.01 02/23/10 SANDISK CORP DE 5.02 02/24/10 Sara Lee Corp MD 5.02 02/18/10 SEAHAWK DRILLING, INC. DE 2.02,5.02,7.01,9.01 02/22/10 SEALED AIR CORP/DE DE 5.02,9.01 02/18/10 SENORX INC DE 2.02,9.01 02/24/10 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 02/24/10 SHILOH INDUSTRIES INC DE 9.01 02/24/10 SINOHUB, INC. DE 1.01,3.02,9.01 02/24/10 SMITH MICRO SOFTWARE INC DE 2.02,9.01 02/24/10 SMUCKER J M CO OH 2.02,9.01 02/24/10 So Act Network, Inc. 1.01,3.02,9.01 02/17/10 SOKO FITNESS & SPA GROUP, INC. 7.01,9.01 02/24/09 SONUS NETWORKS INC DE 5.02,9.01 02/23/10 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 02/24/10 SOUNDBITE COMMUNICATIONS INC 8.01 02/09/10 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 12/31/09 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 02/24/10 SPARE BACKUP, INC. DE 3.02 02/24/10 STANDARD REGISTER CO OH 5.02,9.01 02/24/10 STEINER LEISURE LTD C5 2.02 12/31/09 STONE ENERGY CORP DE 2.02,7.01,9.01 02/23/10 STRATS SM TRUST FOR BOEING SEC SER 20 8.01,9.01 02/16/10 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 02/16/10 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 02/16/10 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 02/16/10 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 02/16/10 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 02/16/10 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 02/16/10 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 02/16/10 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 02/16/10 STURM RUGER & CO INC DE 2.02,9.01 02/24/10 SWISSINSO HOLDING INC. FL 1.01,3.02,5.02 02/24/10 SYNOVIS LIFE TECHNOLOGIES INC MN 2.02,9.01 02/24/10 SYNOVUS FINANCIAL CORP GA 5.02 02/22/10 TAKE TWO INTERACTIVE SOFTWARE INC DE 5.03,9.01 02/18/10 TAL International Group, Inc. DE 2.02,9.01 02/24/10 Talecris Biotherapeutics Holdings Cor DE 2.02,9.01 02/23/10 TaxMasters, Inc. NV 7.01,9.01 02/24/10 TELEFLEX INC DE 2.02,9.01 02/24/10 TELEFLEX INC DE 7.01,9.01 02/24/10 TETRIDYN SOLUTIONS INC NV 7.01,9.01 02/24/10 THOMAS & BETTS CORP TN 8.01,9.01 02/23/10 TJX COMPANIES INC /DE/ DE 2.02,9.01 02/24/10 TOLL BROTHERS INC DE 2.02,9.01 02/24/10 Tone in Twenty NV 1.01,2.02 02/18/10 Total Nutraceutical Solutions, Inc. NV 1.01,2.03,9.01 01/12/10 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.06 02/18/10 TRANS ENERGY INC NV 7.01,9.01 02/18/09 TRANSATLANTIC HOLDINGS INC DE 5.02,9.01 02/21/10 Transcept Pharmaceuticals Inc DE 7.01,9.01 02/22/10 TRANSGENOMIC INC DE 2.02,9.01 02/24/10 Transocean Ltd. V8 2.02,7.01,9.01 02/24/10 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 02/24/10 TreeHouse Foods, Inc. DE 1.01,7.01,9.01 02/19/10 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 02/24/10 TRUE RELIGION APPAREL INC DE 2.02,9.01 02/24/10 TRUSTMARK CORP MS 7.01,9.01 02/24/10 TUCOWS INC /PA/ PA 8.01,9.01 02/24/10 Two Harbors Investment Corp. 2.02,9.01 02/24/10 U-Store-It Trust MD 5.02,9.01 02/23/10 ULTRA PETROLEUM CORP 2.01 02/22/10 UNITED CAPITAL CORP /DE/ DE 2.02,9.01 02/24/10 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 02/24/10 URANIUM ENERGY CORP NV 8.01,9.01 02/23/10 UTSTARCOM INC DE 5.02 02/18/10 VALENCE TECHNOLOGY INC DE 3.02,7.01,9.01 02/22/10 VALIDUS HOLDINGS LTD 7.01,9.01 02/22/10 AMEND VeriFone Holdings, Inc. DE 8.01 02/24/10 VERSANT CORP CA 2.02,9.01 02/24/10 VirnetX Holding Corp DE 7.01,9.01 02/20/10 VIROPHARMA INC DE 2.02,5.05,9.01 02/24/10 Vita Spirits Corp. NV 4.01 02/24/10 VOICE MOBILITY INTERNATIONAL INC NV 3.01 02/18/10 WASHINGTON POST CO DE 2.02,9.01 02/24/10 WEBSENSE INC DE 5.02,9.01 02/18/10 WELLS GARDNER ELECTRONICS CORP IL 5.03,9.01 02/18/10 Wentworth Energy, Inc. OK 5.02 02/24/10 White River Capital Inc IN 2.02,8.01,9.01 02/22/10 WILLIS GROUP HOLDINGS PLC L2 7.01,9.01 02/24/10 WINMARK CORP MN 2.02,7.01,9.01 02/24/10 XSUNX INC CO 8.01,9.01 02/24/10 YRC WORLDWIDE INC DE 1.01,1.02,2.03,3.02,8.01,9.01 02/23/10 ZALE CORP DE 2.02,9.01 02/24/10