RECENT 8K FILINGS February 17, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 2.02 02/16/10 3D SYSTEMS CORP DE 8.01,9.01 02/16/10 ABBOTT LABORATORIES IL 1.01,2.01,9.01 02/15/10 Access Plans Inc 5.02 02/11/10 ADVANCED ENERGY INDUSTRIES INC DE 2.02,9.01 02/16/10 AEP INDUSTRIES INC DE 5.02,5.03,8.01,9.01 02/11/10 AFFINITY GOLD CORP. NV 5.02,8.01,9.01 02/10/10 AGA Medical Holdings, Inc. DE 2.02,9.01 02/16/10 AGILENT TECHNOLOGIES INC DE 1.01,9.01 02/10/10 Alexza Pharmaceuticals Inc. DE 5.02 02/12/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 02/16/10 ALLIANT ENERGY CORP WI 5.02,9.01 02/10/10 AMERICAN EXPRESS CO NY 7.01 02/16/10 AMERICAN HOMEPATIENT INC DE 8.01,9.01 02/12/10 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 02/16/10 AMICUS THERAPEUTICS INC DE 2.02,9.01 02/16/10 ARGAN INC DE 8.01 02/12/10 Aria International Holdings, Inc. NV 1.01,3.02,9.01 02/09/10 Arrin CORP NV 1.01,2.03,9.01 02/08/10 Athens Bancshares Corp 2.02,9.01 02/11/10 AZTEC OIL & GAS, INC. NV 7.01 11/30/09 B Green Innovations, Inc. NJ 4.01,9.01 01/27/09 AMEND Bank of New York Mellon CORP 5.03,9.01 02/09/10 BERKSHIRE HATHAWAY INC DE 8.01,9.01 02/12/10 BLUE RIDGE REAL ESTATE CO PA 2.06 02/16/10 Blueknight Energy Partners, L.P. DE 1.01,5.02,9.01 02/16/10 Blugrass Energy, Inc. NV 4.01,9.01 02/12/10 BNSF RAILWAY CO DE 4.01,9.01 02/16/10 Bronco Drilling Company, Inc. DE 1.01,9.01 02/16/10 BROOKMOUNT EXPLORATIONS INC NV 4.01 01/20/10 BROWN & BROWN INC FL 2.02 02/15/09 BURLINGTON NORTHERN SANTA FE, LLC 2.01,2.03,3.01,3.03,4.01,5.01, 02/12/10 5.03,9.01 CABELAS INC DE 7.01,9.01 02/16/10 CALECO PHARMA CORP. NV 1.01,2.03,3.02,7.01,9.01 02/09/10 CAMERON INTERNATIONAL CORP DE 8.01 02/16/10 CANO PETROLEUM, INC 2.02,7.01,9.01 02/12/10 CAPELLA EDUCATION CO 2.02,9.01 02/16/10 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 02/12/10 CARVER BANCORP INC DE 5.02,9.01 02/10/10 CASEYS GENERAL STORES INC IA 7.01 02/16/10 Castle Brands Inc DE 2.02,9.01 02/16/10 Celldex Therapeutics, Inc. DE 8.01,9.01 02/16/10 Celsius Holdings, Inc. NV 2.02,7.01,9.01 02/16/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 5.02,5.03,9.01 02/09/10 CERTIFIED DIABETIC SERVICES INC DE 8.01 02/10/10 CF Industries Holdings, Inc. DE 2.02,9.01 02/16/10 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 02/16/10 CHEMED CORP DE 2.02,9.01 02/15/10 Chemtura CORP DE 7.01,9.01 02/16/10 China Tel Group Inc NV 1.01,9.01 02/09/10 AMEND CHOICE HOTELS INTERNATIONAL INC /DE DE 5.03,9.01 02/15/10 Cinemark Holdings, Inc. DE 1.01 02/15/10 CITIBANK OMNI-S MASTER TRUST 8.01 02/16/10 CITIZENS SOUTH BANKING CORP DE 8.01,9.01 02/16/10 CleanTech Biofuels, Inc. 5.02 02/09/10 Clearpoint Business Resources, Inc DE 2.04,3.02,5.01,5.02,7.01,9.01 02/09/10 CLEVELAND BIOLABS INC DE 1.01,5.02 02/09/10 COACHMEN INDUSTRIES INC IN 7.01,9.01 02/16/10 COACHMEN INDUSTRIES INC IN 2.02,9.01 02/16/10 AMEND COATES INTERNATIONAL LTD \DE\ DE 8.01 02/12/10 COINSTAR INC DE 2.02,7.01,9.01 02/16/10 COINSTAR INC DE 8.01 02/12/10 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 02/11/10 COMARCO INC CA 1.01,2.02,2.03,9.01 02/09/10 COMBINATORX, INC DE 8.01,9.01 02/16/10 CommunitySouth Financial CORP SC 5.02 02/10/10 CONAGRA FOODS INC /DE/ DE 7.01,8.01,9.01 02/16/10 CONGOLEUM CORP DE 8.01 02/08/10 CONNS INC DE 1.01,9.01 02/12/10 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 02/16/10 CRAY INC WA 2.02,9.01 02/16/10 CRAY INC WA 8.01 02/10/10 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 02/16/10 CROSSTEX ENERGY INC DE 1.01,2.03,8.01,9.01 02/10/10 CROSSTEX ENERGY LP DE 1.01,2.03,8.01,9.01 02/10/10 Cryoport, Inc. NV 5.03,9.01 02/03/10 CURTISS WRIGHT CORP DE 2.02,9.01 02/15/10 DARDEN RESTAURANTS INC FL 7.01,9.01 02/16/10 DAVIDSON GROWTH PLUS LP DE 1.01,9.01 02/10/10 DG FastChannel, Inc DE 2.02,9.01 02/16/10 DIGIRAD CORP DE 5.02,9.01 02/09/10 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 02/16/10 DPL INC OH 5.02 02/09/10 DREW INDUSTRIES INC DE 2.02,7.01,9.01 02/16/10 DRI CORP NC 7.01,9.01 02/16/10 DRINKS AMERICAS HOLDINGS, LTD DE 1.01,3.02,9.01 02/10/10 DTS, INC. DE 5.02,8.01 02/12/10 DTS, INC. DE 5.02,8.01 02/12/10 AMEND DUCKWALL ALCO STORES INC KS 1.01,2.03,7.01,9.01 02/10/10 Duke Energy CORP DE 8.01,9.01 02/16/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 02/16/10 EATON CORP OH 5.02 02/10/10 ECLIPS ENERGY TECHNOLOGIES, INC. FL 1.01,2.03,3.02,5.02,9.01 02/04/10 ENER1 INC FL 1.01 02/09/10 ENHERENT CORP DE 5.02 02/12/10 Ensco International plc X0 2.02,9.01 02/16/10 ESSA Bancorp, Inc. PA 7.01,9.01 02/11/10 Ethos Environmental, Inc. NV 5.02 02/16/10 EVANS BANCORP INC NY 2.02,9.01 02/11/10 Evercore Partners Inc. DE 1.01,9.01 02/11/10 EXACT SCIENCES CORP DE 2.02,9.01 02/16/10 EXPRESSJET HOLDINGS INC DE 8.01,9.01 01/31/10 EXTREME NETWORKS INC DE 5.02 02/11/10 EZCORP INC DE 5.02,9.01 02/11/10 FBR CAPITAL MARKETS CORP VA 5.02,9.01 02/09/10 Federal Home Loan Bank of Atlanta X1 2.03 02/16/10 Federal Home Loan Bank of Boston X1 2.03 02/10/10 Federal Home Loan Bank of Chicago X1 2.02,4.02 02/12/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/10/10 Federal Home Loan Bank of New York X1 2.03,9.01 02/10/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/10/10 Federal Home Loan Bank of San Francis X1 2.03 02/10/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 FGX International Holdings LTD 8.01 02/12/10 FINANCIAL FEDERAL CORP NV 8.01,9.01 02/16/10 FIRST BANCORP /NC/ NC 8.01,9.01 02/12/10 FIRST FEDERAL BANKSHARES INC DE 8.01,9.01 02/12/10 FIRST KEYSTONE FINANCIAL INC 2.02,2.06,8.01,9.01 02/12/10 FIRSTCITY FINANCIAL CORP DE 5.02 02/09/10 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 02/12/10 FLEXTRONICS INTERNATIONAL LTD. U0 8.01,9.01 02/16/10 FLOWERS FOODS INC GA 5.02 11/20/09 AMEND FOSSIL INC DE 2.02,9.01 02/16/10 FOUR STAR HOLDINGS, INC. FL 1.01,3.02,9.01 02/10/10 FUND.COM INC. DE 1.01,3.02,9.01 02/10/10 GARTNER INC DE 5.02,9.01 02/11/10 GEN PROBE INC DE 5.02,9.01 02/10/10 GEN PROBE INC DE 1.01,2.03,9.01 02/11/10 GENESIS CAPITAL CORP OF NEVADA 2.01 02/11/10 AMEND Genesis Fluid Solutions Holdings, Inc DE 8.01,9.01 02/16/10 GENUINE PARTS CO GA 8.01,9.01 02/15/10 GENUINE PARTS CO GA 2.02,9.01 02/16/10 GEOKINETICS INC DE 1.01,1.02,2.01,2.03,3.02,5.03, 02/12/10 7.01,9.01 GLOBAL CROSSING LTD 2.02,9.01 02/16/10 Goldspan Resources, Inc. NV 1.01,7.01,9.01 02/12/10 GRACO INC MN 1.01,3.03,5.03,9.01 02/12/10 Graham Packaging Co Inc. DE 5.02,9.01 02/09/10 GRAHAM PACKAGING HOLDINGS CO DE 5.02,9.01 02/09/10 GREAT PLAINS ENERGY INC MO 5.02 02/16/10 GT Solar International, Inc. DE 5.02,9.01 02/09/10 HALIFAX CORP OF VIRGINIA VA 2.02,9.01 02/16/10 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 02/10/10 Hangman Productions, Inc. UT 7.01,9.01 02/16/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 02/08/10 HEALTHWAYS, INC DE 2.02,9.01 02/16/10 HERLEY INDUSTRIES INC /NEW DE 5.02 02/09/10 HOKU SCIENTIFIC INC DE 5.02,8.01,9.01 02/16/10 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 5.03,9.01 02/16/10 HOUSTON AMERICAN ENERGY CORP DE 7.01,9.01 02/12/10 HSW International, Inc. DE 3.03,5.03,9.01 02/16/10 HUGOTON ROYALTY TRUST TX 2.02,9.01 02/16/10 ICEWEB INC DE 2.02,9.01 02/11/10 IDENIX PHARMACEUTICALS INC 5.02,9.01 02/10/10 IMAGINE MEDIA LTD DE 8.01 02/11/10 Incoming,Inc. NV 1.01,9.01 02/09/10 INFOSPACE INC DE 1.01 02/11/10 INKSURE TECHNOLOGIES INC. DE 5.02 02/16/10 Inland American Real Estate Trust, In MD 7.01,9.01 02/16/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 02/11/10 INNERWORKINGS INC 2.02,9.01 02/16/10 INNOSPEC INC. DE 2.02,9.01 02/16/10 INNOVATIVE SOLUTIONS & SUPPORT INC PA 7.01,9.01 02/16/10 INSIGHT HEALTH SERVICES HOLDINGS CORP 2.02,9.01 02/16/10 INTEGRYS ENERGY GROUP, INC. WI 5.02,9.01 02/11/10 INTELLIGROUP INC NJ 2.02,9.01 02/16/10 Iridium Communications Inc. 2.04 02/09/10 ISABELLA BANK CORP MI 2.02,9.01 02/11/10 IsoRay, Inc. MN 2.02,9.01 02/16/10 IVANY NGUYEN, INC. DE 8.01 02/12/10 IVOICE, INC /NJ NJ 4.01,9.01 01/27/10 AMEND JARDEN CORP DE 2.02,9.01 02/16/10 JAVA DETOUR INC. DE 1.01,2.03,3.02 02/08/10 JDS UNIPHASE CORP /CA/ DE 1.01,9.01 02/10/10 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 02/10/10 JOE'S JEANS INC. DE 1.01,5.02 02/10/10 JONES APPAREL GROUP INC PA 5.02,9.01 02/09/10 KAR Auction Services, Inc. DE 7.01,9.01 02/16/10 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 2.02,9.01 02/11/10 KH FUNDING CO MD 2.02,2.04,9.01 02/05/10 Kodiak Oil & Gas Corp 7.01,9.01 02/16/10 KRAFT FOODS INC VA 8.01,9.01 02/16/10 KRAFT FOODS INC VA 2.02,9.01 02/16/10 Kurrant Mobile Catering, Inc. CO 1.01,5.01,5.02 12/31/09 LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 02/16/10 LA-Z-BOY INC MI 2.02,9.01 02/16/10 LAKES ENTERTAINMENT INC MN 7.01,9.01 02/12/10 LANCE INC NC 2.02,9.01 02/10/10 LECG CORP DE 2.02,9.01 02/16/10 LECG CORP DE 1.01,9.01 02/16/10 LECTEC CORP /MN/ MN 5.02,9.01 02/09/10 Leo Motors, Inc. 1.01,9.01 02/16/10 LIBERTY ENERGY CORP. NV 1.01,9.01 02/11/10 Liberty Global, Inc. 7.01 02/16/10 Liberty Global, Inc. 2.03,9.01 02/11/10 Liberty Global, Inc. 2.03,9.01 02/11/10 AMEND LIBERTY PROPERTY TRUST MD 5.02 02/11/10 Lifevantage Corp CO 4.02 02/09/10 Lifevantage Corp CO 2.02,9.01 02/16/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 02/16/10 LINCOLN ELECTRIC HOLDINGS INC OH 5.02,9.01 02/10/10 LMI AEROSPACE INC MO 5.02,9.01 02/09/10 LOCAL.COM DE 1.01,9.01 02/12/10 LODGIAN INC DE 2.01,8.01,9.01 02/10/10 LOJACK CORP MA 5.02,9.01 02/16/10 LORAL SPACE & COMMUNICATIONS INC. DE 8.01 02/09/10 MACC PRIVATE EQUITIES INC DE 8.01,9.01 02/16/10 MACE SECURITY INTERNATIONAL INC DE 5.02 02/12/10 MACHINETALKER INC DE 3.02,9.01 02/12/10 MAGNUM HUNTER RESOURCES CORP DE 2.01,3.02,5.03,8.01,9.01 02/16/10 MARLIN BUSINESS SERVICES CORP 2.03,9.01 02/16/10 MARLIN BUSINESS SERVICES CORP 2.02,9.01 02/16/10 MASIMO CORP DE 2.02,9.01 02/16/10 Mazal Plant Pharmaceuticals, Inc CO 7.01 02/16/10 MCDONALDS CORP DE 5.02,9.01 02/09/10 MEDALLION FINANCIAL CORP DE 5.02 02/09/10 MEDICINES CO /DE DE 5.02 02/09/10 MEDTOX SCIENTIFIC INC DE 2.02,9.01 02/10/10 Merck & Co. Inc. NJ 2.02,2.05,9.01 02/15/10 MEXCO ENERGY CORP CO 2.02,9.01 02/11/10 MGIC INVESTMENT CORP WI 8.01 02/11/10 MICREL INC CA 8.01 02/05/10 MICROELECTRONICS TECHNOLOGY Co NV 4.02 02/09/10 Millennium India Acquisition CO Inc. DE 2.02,8.01,9.01 02/16/10 Mobieyes Software, Inc. FL 5.01,5.02,9.01 02/09/10 Monarch Financial Holdings, Inc. VA 1.01,9.01 02/16/10 MONTPELIER RE HOLDINGS LTD 2.02,7.01,9.01 02/16/10 Montvale Technologies, Inc. NJ 2.01,3.03,5.02,5.03,8.01,9.01 02/12/10 MOTOROLA INC DE 5.02,8.01,9.01 02/11/10 Motors Liquidation Co DE 7.01,9.01 02/10/10 Myriad Pharmaceuticals, Inc. DE 8.01,9.01 02/16/10 MZT Holdings, Inc. DE 8.01,9.01 02/16/10 NACEL ENERGY CORP WY 8.01,9.01 02/11/10 Nalco Holding CO 1.01 02/09/10 AMEND NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 02/16/10 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 02/09/10 NAVISTAR FINANCIAL CORP DE 1.01,9.01 02/12/10 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 1.01,9.01 02/12/10 NAVISTAR INTERNATIONAL CORP DE 1.01 02/12/10 NEOMAGIC CORP DE 1.01,3.02,5.02,7.01,9.01 02/11/10 NEOMEDIA TECHNOLOGIES INC DE 1.01,8.01,9.01 02/12/10 Neutral Tandem Inc 2.02,8.01,9.01 02/16/10 Newport Bancorp Inc 8.01,9.01 02/16/10 NII HOLDINGS INC DE 1.01,3.02,7.01,9.01 02/15/10 NORTH AMERICAN TECHNOLOGIES GROUP INC DE 1.01,3.01,9.01 02/08/10 NORTH STATE BANCORP NC 8.01,9.01 02/12/10 NORTHEAST UTILITIES MA 5.02,9.01 02/09/10 NORTHERN GROWERS LLC SD 8.01 02/12/10 NORTHERN STATES FINANCIAL CORP /DE/ DE 5.02 02/10/10 NORTHWEST INDIANA BANCORP IN 2.02,9.01 02/16/10 Novelis Inc. A6 2.02,9.01 02/16/10 NUTRACEA CA 1.01,9.01 02/10/10 Oak Valley Bancorp CA 2.02,7.01,9.01 02/11/10 ODYSSEY MARINE EXPLORATION INC NV 3.02 02/12/10 OFFICEMAX INC DE 5.02,9.01 02/11/10 Omega Flex, Inc. PA 2.02,7.01,9.01 12/31/09 OMEGA PROTEIN CORP NV 5.02,9.01 02/09/10 ONCOVISTA INNOVATIVE THERAPIES, INC 1.01,9.01 02/16/10 ONEIDA FINANCIAL CORP DE 1.01,9.01 02/09/10 Orange 21 Inc. DE 5.02 02/11/10 Orofino Gold Corp NV 4.01,9.01 02/09/10 OTIX GLOBAL, INC. DE 2.02,2.06,9.01 02/16/10 OXIS INTERNATIONAL INC DE 3.02,9.01 02/10/10 P F CHANGS CHINA BISTRO INC 5.02,9.01 02/11/10 Pacific Asia Petroleum Inc DE 7.01,8.01,9.01 02/16/10 PAETEC Holding Corp. 2.02,9.01 02/16/10 PALATIN TECHNOLOGIES INC DE 2.02,9.01 02/16/10 Panglobal Brands Inc. DE 1.01,9.01 11/24/09 Panglobal Brands Inc. DE 1.01,9.01 01/29/10 PARK NATIONAL CORP /OH/ OH 5.02 02/16/10 PARKWAY PROPERTIES INC MD 5.02 02/11/10 PEABODY ENERGY CORP DE 7.01,9.01 02/16/10 Pepper Rock Resources Corp. NV 1.01,9.01 02/16/09 PHH CORP MD 7.01,9.01 02/16/10 PHOTRONICS INC CT 1.02,9.01 02/12/10 PINNACLE AIRLINES CORP DE 8.01,9.01 02/16/10 PINNACLE BANKSHARES CORP VA 5.02,9.01 02/09/10 PIONEER DRILLING CO TX 2.02,9.01 02/16/10 PMI GROUP INC DE 2.02,8.01,9.01 02/16/10 PMI GROUP INC DE 1.01,8.01,9.01 02/10/10 PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01 02/12/10 PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01 02/16/10 PULTE HOMES INC/MI/ MI 5.02,9.01 02/11/10 PULTE HOMES INC/MI/ MI 2.02,9.01 02/09/10 AMEND Pzena Investment Management, Inc. DE 2.02,9.01 12/31/09 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 02/16/10 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 02/12/10 RACKSPACE HOSTING, INC. 2.02,9.01 02/16/10 RAZOR RESOURCES INC NV 1.01,2.01,3.02,5.06,9.01 02/09/10 REALOGY CORP DE 2.02,9.01 02/16/10 Red Lion Hotels CORP WA 2.02,9.01 02/16/10 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 02/16/10 REGENERON PHARMACEUTICALS INC NY 1.01,9.01 02/16/10 RESEARCH FRONTIERS INC DE 1.01 02/16/10 RHI Entertainment, Inc. DE 1.01,2.06,5.02,8.01,9.01 02/09/10 RIO VISTA ENERGY PARTNERS LP DE 3.01 02/12/10 ROLLINS INC DE 7.01,9.01 02/11/10 Rovi Corp DE 5.02,9.01 02/10/10 Rovi Corp DE 5.02 02/10/10 ROWAN COMPANIES INC DE 7.01,9.01 02/16/10 RSC Holdings Inc. DE 2.02,9.01 02/16/10 rue21, inc. PA 5.02,9.01 02/16/10 SAKS INC TN 5.02,7.01,9.01 02/11/10 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 02/16/10 SCANA CORP SC 8.01,9.01 02/16/10 SCOTTS MIRACLE-GRO CO OH 8.01,9.01 02/16/10 SENOMYX INC DE 8.01,9.01 02/12/10 SHELTER PROPERTIES V LIMITED PARTNERS CA 1.01,9.01 02/09/10 Shire plc 8.01,9.01 02/11/10 Signature Exploration & Production Co DE 1.01,2.03,3.02,9.01 02/10/10 SONOCO PRODUCTS CO SC 5.02 02/09/10 SOTHEBYS DE 5.02,9.01 02/09/10 SOUTHERN COPPER CORP/ DE 8.01 02/16/10 SOUTHERN COPPER CORP/ DE 8.01 02/16/10 Southern National Bancorp of Virginia VA 2.01,9.01 12/04/09 AMEND SPANISH BROADCASTING SYSTEM INC DE 3.01,8.01,9.01 02/09/10 SPARTON CORP OH 7.01,9.01 02/16/10 State Auto Financial CORP OH 1.01,9.01 02/10/10 SUNPOWER CORP DE 1.01,7.01,9.01 02/11/10 SUPERMEDIA INC. DE 5.02,9.01 02/10/10 Switch & Data Facilities Company, Inc DE 2.02,7.01,9.01 02/16/10 SYNTHETECH INC OR 2.02,9.01 02/11/10 TAMALPAIS BANCORP 2.02,9.01 02/15/10 AMEND TEAMSTAFF INC NJ 2.02,9.01 02/16/10 TERRA INDUSTRIES INC MD 1.01,8.01,9.01 02/12/10 TERRESTAR CORP DE 5.02,7.01,9.01 02/12/10 THOR INDUSTRIES INC DE 8.01 02/14/10 TIGRENT INC CO 1.01,9.01 02/10/10 TOOTSIE ROLL INDUSTRIES INC VA 8.01 12/31/09 TOR MINERALS INTERNATIONAL INC DE 1.01,2.03,9.01 02/12/10 TOWER FINANCIAL CORP IN 8.01 02/11/10 TreeHouse Foods, Inc. DE 8.01,9.01 02/16/10 TreeHouse Foods, Inc. DE 7.01,9.01 02/16/10 Triangle Petroleum Corp NV 8.01,9.01 02/16/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 02/16/10 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 02/12/10 TX Holdings, Inc. GA 4.01 02/12/10 TXCO Resources Inc DE 1.01,1.03,2.01,3.03,5.01,5.02, 02/11/10 5.03,9.01 ULTRA CLEAN HOLDINGS INC 2.02,9.01 02/16/10 UNISYS CORP DE 5.02 02/11/10 UNITED FIRE & CASUALTY CO IA 2.02,9.01 02/16/10 UNITED THERAPEUTICS CORP DE 2.02,9.01 02/16/10 US DATAWORKS INC NV 2.02,9.01 02/16/10 USEC INC DE 5.02 02/10/10 VALSPAR CORP DE 2.02,9.01 02/16/10 VALUECLICK INC/CA DE 2.02,5.02,9.01 02/09/10 Vanda Pharmaceuticals Inc. DE 2.02,9.01 02/16/10 VANGUARD HEALTH SYSTEMS INC DE 8.01,9.01 02/16/10 Vanity Events Holding, Inc. DE 4.01,9.01 02/03/10 Venoco, Inc. DE 2.02,7.01,9.01 02/16/10 VeriFone Holdings, Inc. DE 8.01 02/12/10 VITESSE SEMICONDUCTOR CORP DE 5.02 02/12/10 VITESSE SEMICONDUCTOR CORP DE 8.01,9.01 02/09/10 WALTER INVESTMENT MANAGEMENT CORP MD 8.01,9.01 02/10/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 02/11/10 AMEND WASHINGTON TRUST BANCORP INC RI 7.01 02/16/10 WASTE MANAGEMENT INC DE 2.02,9.01 02/16/10 WATSON PHARMACEUTICALS INC NV 9.01 12/02/09 AMEND WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 02/16/10 WAUSAU PAPER CORP. WI 8.01,9.01 02/16/10 WEIGHT WATCHERS INTERNATIONAL INC VA 8.01,9.01 02/16/10 WEINGARTEN REALTY INVESTORS /TX/ TX 1.01,2.03,7.01,9.01 02/11/10 WELLCARE HEALTH PLANS, INC. DE 5.02,9.01 02/12/10 WELLPOINT, INC IN 7.01,9.01 02/16/10 WEST COAST BANCORP /NEW/OR/ OR 5.03,9.01 02/09/10 WESTERN ALLIANCE BANCORPORATION 5.02 01/26/10 Western Union CO DE 1.01,9.01 02/11/10 WHOLE FOODS MARKET INC TX 2.02,9.01 02/16/10 WIRED ASSOCIATES SOLUTIONS INC NV 4.01,9.01 03/06/09 AMEND WORLD FUEL SERVICES CORP FL 7.01,9.01 02/16/10 WPCS INTERNATIONAL INC DE 5.02,9.01 02/12/10 WSI INDUSTRIES, INC. MN 1.01,2.03,9.01 02/11/10 XENONICS HOLDINGS, INC. NV 2.02,9.01 02/16/10 XFONE INC. NV 5.02,8.01 02/15/10 YAHOO INC DE 5.02 02/09/10 ZYGO CORP DE 8.01,9.01 02/12/10