RECENT 8K FILINGS February 16, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 02/12/10 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 5.02 02/09/10 AFS SenSub Corp. 8.01,9.01 02/12/10 AGILENT TECHNOLOGIES INC DE 2.02,9.01 02/12/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 8.01 02/11/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 5.02,9.01 02/08/10 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,2.03,9.01 02/10/10 ALBANY INTERNATIONAL CORP /DE/ DE 2.05 02/12/10 ALLIANCEBERNSTEIN HOLDING L.P. DE 2.02,7.01,9.01 02/11/10 ALLIANCEBERNSTEIN L.P. DE 2.02,7.01,9.01 02/11/10 ALLSTATE LIFE INSURANCE CO 2.02 02/12/10 AMARU INC NV 5.02 02/03/10 AMERALIA INC 8.01,9.01 12/17/09 AMEND AMEREN CORP MO 5.02,7.01,9.01 02/12/10 American Lithium Minerals, Inc. 1.01,2.01,3.01,9.01 02/11/10 AMERIGON INC MI 8.01,9.01 02/10/10 Ames True Temper, Inc. DE 2.02,9.01 02/12/10 AMICUS THERAPEUTICS INC DE 8.01,9.01 02/11/10 ANNALY CAPITAL MANAGEMENT INC MD 1.01,2.03,8.01,9.01 02/09/10 APPLETON PAPERS INC/WI 1.01,2.03,9.01 02/12/10 ARBITRON INC DE 7.01,9.01 02/11/10 ARK RESTAURANTS CORP NY 2.02 02/12/10 Arlington Asset Investment Corp. VA 2.02,9.01 02/11/10 ARMSTRONG WORLD INDUSTRIES INC PA 1.01,5.02,9.01 02/10/10 Ascent Solar Technologies, Inc. DE 5.02,8.01 02/09/10 ASPEN INSURANCE HOLDINGS LTD D0 5.02 02/08/10 ASTA FUNDING INC DE 2.02,9.01 02/09/10 ATHEROS COMMUNICATIONS INC DE 5.02 02/11/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 02/12/10 AVALONBAY COMMUNITIES INC MD 5.02,5.03,9.01 02/10/10 AVID TECHNOLOGY, INC. DE 5.02,5.03,9.01 02/08/10 AVNET INC NY 5.02,9.01 02/11/10 AZTEC OIL & GAS, INC. NV 8.01 02/02/10 BADGER METER INC WI 5.02,9.01 02/12/10 Bank of the Carolinas CORP NC 2.02,9.01 02/11/10 BANKATLANTIC BANCORP INC FL 7.01,8.01 02/12/10 BARNES GROUP INC DE 5.02 02/08/10 BARNWELL INDUSTRIES INC DE 2.02,9.01 02/11/10 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 02/11/10 AMEND BEESTON ENTERPRISES LTD NV 1.01,9.01 02/11/10 BINGO.COM LTD. 1B 4.01 02/11/10 BioMed Realty Trust Inc MD 8.01 02/12/10 BlackRock Inc. DE 8.01,9.01 02/12/10 BLACKSANDS PETROLEUM, INC. NV 4.01,9.01 02/10/10 BlueStar Financial Group, Inc. NV 4.01 11/09/09 BMX Development Corp. 5.02,9.01 02/11/10 Breezer Ventures Inc. NV 8.01 02/12/10 BROOKFIELD HOMES CORP DE 2.02,5.02,9.01 02/10/10 C&G DEC CAPITAL, INC FL 5.02 02/12/10 CADENCE PHARMACEUTICALS INC 7.01,9.01 02/11/10 Cal Dive International, Inc. DE 2.02,7.01,9.01 02/12/10 CALAVO GROWERS INC CA 1.01,9.01 02/08/10 CANTEL MEDICAL CORP DE 5.02,9.01 02/12/10 CARBIZ INC A6 1.03,2.01,5.02 02/12/10 Casita Enterprises, Inc. NV 2.01,3.02,5.01,5.02,5.03,5.06, 02/10/10 9.01 Catalent Pharma Solutions, Inc. DE 2.02,9.01 02/12/10 CATERPILLAR INC DE 5.02 02/10/10 CBL & ASSOCIATES PROPERTIES INC DE 7.01,9.01 02/11/10 CCO HOLDINGS LLC 5.02,8.01,9.01 02/11/10 CDEX INC NV 5.02,7.01,9.01 02/10/10 CELGENE CORP /DE/ DE 8.01 02/11/10 CH ENERGY GROUP INC NY 2.02,9.01 02/11/10 CH2M HILL COMPANIES LTD OR 8.01 02/12/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.02,8.01,9.01 02/11/10 CHATTEM INC TN 1.02,2.04,3.01,3.02,5.01,5.02, 02/09/10 5.03,9.01 China Executive Education Corp 1.01,2.01,3.02,3.03,4.01,5.01, 02/12/10 5.02,5.06,9.01 China Polypeptide Group, Inc. DE 2.01,9.01 11/13/09 AMEND CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 02/11/10 Cinnabar Ventures Inc 5.02,9.01 02/08/10 CITIZENS FIRST BANCORP INC DE 3.01,9.01 02/09/10 CITY NATIONAL BANCSHARES CORP NJ 7.01,8.01,9.01 02/12/10 CLEAN ENERGY & POWER, INC. NV 5.02 02/05/10 CNL Macquarie Global Growth Trust, In MD 8.01,9.01 02/12/10 COMBINATORX, INC DE 1.01 02/11/10 COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 02/12/10 COMPELLENT TECHNOLOGIES INC DE 5.02,9.01 02/08/10 COMPOSITE TECHNOLOGY CORP NV 8.01,9.01 02/09/10 COMVERGE, INC. DE 1.01,2.03,7.01,9.01 02/05/10 Consolidation Services inc DE 8.01,9.01 02/09/10 Contact Minerals Corp. 2.03,3.02,7.01,9.01 02/10/10 CONTANGO OIL & GAS CO DE 2.02,9.01 02/09/10 CONTINUCARE CORP 5.02,8.01,9.01 02/09/10 CONVERGYS CORP OH 5.02,8.01,9.01 02/09/10 Datone, Inc DE 1.01,2.01,3.02,5.01,5.02,5.03, 02/12/10 9.01 Deerfield Resources, Ltd. NV 1.01,2.01,3.02,5.01,5.02,5.03, 02/12/10 5.06,9.01 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 02/11/10 DENBURY RESOURCES INC DE 1.01,9.01 02/10/10 DIODES INC /DEL/ DE 2.02,7.01,9.01 02/09/10 Discover Financial Services DE 1.01,9.01 02/11/10 DOW CHEMICAL CO /DE/ DE 5.03,9.01 02/10/10 DRYCLEAN USA INC DE 2.02,9.01 02/12/10 Duke Energy CORP DE 2.02,9.01 02/12/10 EASTMAN KODAK CO NJ 1.01,9.01 02/10/10 ECB BANCORP INC NC 5.02,9.01 02/08/10 ECOLOGY COATINGS, INC. NV 1.01 02/12/10 EMERSON RADIO CORP DE 2.02,9.01 02/12/10 Enable Holdings, Inc. DE 5.02 02/08/10 EnerSys DE 5.02,9.01 02/10/10 ENTECH SOLAR, INC. DE 1.01,3.02,5.02,9.01 02/08/10 EnteroMedics Inc 1.01,9.01 02/08/10 EPICOR SOFTWARE CORP DE 2.02,5.02,5.03,9.01 02/09/10 EV Energy Partners, LP DE 1.01,7.01,9.01 02/08/10 EVERFLOW EASTERN PARTNERS LP DE 3.03,5.02,5.03,9.01 02/10/10 FAIRPOINT COMMUNICATIONS INC DE 8.01 02/11/10 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 02/09/10 FBR CAPITAL MARKETS CORP VA 8.01 12/31/09 FIFTH THIRD BANCORP OH 5.02,9.01 02/08/10 FIRST BANCSHARES INC /MO/ MO 2.02,9.01 02/12/10 Fortress Financial Group, Inc. / WY WY 8.01 02/12/10 FORWARD INDUSTRIES INC NY 2.02,3.03,5.02,8.01,9.01 02/08/10 FRANKLIN ELECTRIC CO INC IN 2.05 02/12/10 FRANKLIN ELECTRONIC PUBLISHERS INC PA 8.01,9.01 02/11/10 Freescale Semiconductor Holdings I, L D0 7.01 02/12/10 FREESCALE SEMICONDUCTOR INC DE 7.01 02/12/10 FREMONT MICHIGAN INSURACORP INC MI 2.02,8.01,9.01 02/12/10 GARDNER DENVER INC DE 2.02,7.01,9.01 02/11/10 GelTech Solutions, Inc. DE 3.02,4.02 11/12/09 GENERAL METALS CORP DE 5.02 01/28/10 GLATFELTER P H CO PA 2.02,9.01 02/11/10 GLATFELTER P H CO PA 2.01,9.01 02/12/10 Global Telecom & Technology, Inc. DE 1.01,2.03,3.02,8.01,9.01 02/08/10 Globalstar, Inc. DE 5.02 02/09/10 GLOBE SPECIALTY METALS INC 2.02,7.01,9.01 02/11/10 GOLDMAN SACHS GROUP INC DE 5.02 02/12/10 GORMAN RUPP CO OH 2.02,9.01 02/11/10 GRANDSOUTH BANCORPORATION SC 5.03 02/12/10 Great East Bottles & Drinks (China) H FL 2.01 02/12/10 Green Star Mining Corp. DE 1.01,2.01,3.02,4.01,5.01,5.02, 01/05/10 5.03,5.06,9.01 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,7.01,9.01 02/08/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,9.01 02/08/10 HARMONIC INC DE 5.02 02/08/10 Harry & David Holdings, Inc. DE 1.01,5.02,9.01 02/08/10 HAUPPAUGE DIGITAL INC DE 2.02,9.01 02/12/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 2.02,5.02,9.01 02/11/10 HCP, INC. MD 2.02,9.01 02/12/10 Health Fitness Corp /MN/ MN 2.02,9.01 02/12/10 HealthSpring, Inc. DE 1.01,1.02,2.03,7.01,9.01 02/12/10 HEARUSA INC DE 5.02 02/09/10 HELICOS BIOSCIENCES CORP DE 5.02,9.01 02/11/10 Helix Wind, Corp. NV 1.01,3.02 02/08/10 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 02/11/10 HIBERNIA HOMESTEAD BANCORP, INC. 2.02,9.01 02/12/10 HICKOK INC OH 2.02,9.01 12/31/09 I docs Inc. R6 3.01 02/12/10 II-VI INC PA 5.02,9.01 11/06/09 IMMUNOSYN CORP DE 8.01 02/01/10 Industrial Income Trust Inc. MD 1.01,5.03,8.01,9.01 02/08/10 INFRASTRUCTURE MATERIALS CORP. DE 1.01,9.01 02/09/10 Ingersoll-Rand plc L2 2.02,9.01 02/12/10 Inland American Real Estate Trust, In MD 7.01,8.01,9.01 02/12/10 INTEGRAMED AMERICA INC DE 1.01,8.01,9.01 02/11/10 InterMetro Communications, Inc. 1.01,9.01 02/12/10 IRONWOOD PHARMACEUTICALS INC DE 1.01 02/09/10 JBI, INC. NV 5.02,9.01 02/12/10 JER Investors Trust Inc 2.04 02/08/10 K12 INC DE 7.01 02/12/10 KAR Auction Services, Inc. DE 2.03,9.01 02/08/10 KING PHARMACEUTICALS INC TN 5.02 02/08/10 KINGOLD JEWELRY, INC. DE 4.01 02/04/10 KRANTI RESOURCES, INC. NV 1.01,9.01 02/11/10 KULICKE & SOFFA INDUSTRIES INC PA 5.02,8.01 02/09/10 LANDMARK BANCORP INC DE 2.02,8.01,9.01 02/12/10 LEAPFROG ENTERPRISES INC 5.02 02/09/10 Legacy Bancorp, Inc. 5.02,8.01,9.01 02/12/10 LEGG MASON INC MD 1.01,9.01 02/11/10 LIBBEY INC DE 1.01,1.02,2.03,7.01,9.01 02/08/10 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 02/12/10 Liberty Silver Corp NV 3.03,5.03,9.01 02/11/10 LIFETIME BRANDS, INC DE 1.01,2.03,9.01 02/12/10 Limelight Networks, Inc. DE 5.02 02/08/10 Lithium Corp 5.02 02/08/10 LMP CORPORATE LOAN FUND INC. MD 8.01,9.01 02/12/10 LOOKSMART LTD DE 5.02 02/08/10 LoopNet, Inc. DE 5.02 02/08/10 LUFKIN INDUSTRIES INC TX 5.02,9.01 02/11/10 MAGELLAN PETROLEUM CORP /DE/ DE 5.02,8.01,9.01 02/10/10 MATERIAL SCIENCES CORP DE 5.02,9.01 02/10/10 MDwerks, Inc. DE 5.02 02/08/10 MEDIA GENERAL INC VA 1.01,2.03,9.01 02/12/10 MEDICAL PROPERTIES TRUST INC 8.01,9.01 02/12/10 MEDICINES CO /DE DE 2.05 02/09/10 MedPro Safety Products, Inc. NV 2.03,9.01 02/08/10 MEDTOX SCIENTIFIC INC DE 2.02,9.01 02/10/10 Mellanox Technologies, Ltd. L3 5.02 02/08/10 MERIDIAN RESOURCE CORP TX 8.01,9.01 02/12/10 MESA LABORATORIES INC /CO CO 2.02,9.01 02/11/10 MESA OFFSHORE TRUST TX 8.01,9.01 02/12/10 MID WISCONSIN FINANCIAL SERVICES INC WI 2.02,7.01,9.01 02/12/10 MILLIPORE CORP /MA MA 5.02 02/09/10 MIPS TECHNOLOGIES INC DE 8.01,9.01 02/08/10 MKS INSTRUMENTS INC MA 5.02,9.01 02/12/10 MODAVOX INC 5.02,8.01 02/11/10 MOLLER INTERNATIONAL INC CA 1.01 02/11/10 MONARCH CASINO & RESORT INC NV 3.01,9.01 02/12/10 Mondo Acquisition III, Inc. 1.01,2.01,3.02,5.01,5.02,5.06, 02/12/10 9.01 MTS SYSTEMS CORP MN 5.02 02/10/10 MUELLER INDUSTRIES INC DE 8.01,9.01 02/12/10 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 02/11/10 MWI Veterinary Supply, Inc. DE 1.01,2.01,2.03,7.01,9.01 02/08/10 Nalco Holding CO 1.01,9.01 02/09/10 Nanoasia Ltd. NV 1.01,2.01,3.02,5.01,5.02,5.06, 02/11/10 9.01 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,7.01,9.01 02/12/10 NATIONAL QUALITY CARE INC DE 1.01,9.01 02/08/10 NATIONAL TAX CREDIT INVESTORS II CA 8.01,9.01 02/08/10 NATIONWIDE HEALTH PROPERTIES INC MD 5.02,9.01 02/08/10 NATURAL RESOURCE PARTNERS LP DE 2.02,9.01 02/11/10 NeoStem, Inc. DE 1.01,8.01,9.01 02/11/10 NETWORK 1 FINANCIAL GROUP, INC. DE 1.01,2.03,9.01 02/08/10 Nevada Gold Holdings, Inc. DE 2.03 02/05/10 NEWS CORP 8.01,9.01 02/12/10 NexCen Brands, Inc. DE 1.01,2.03,9.01 02/10/10 Nicaragua Rising Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 02/11/10 5.06,8.01,9.01 NII HOLDINGS INC DE 7.01 02/11/10 Niusule Biotech Corp. 5.02 02/08/10 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/10 NORTHWEST BANCORPORATION INC WA 2.02,9.01 02/12/10 NORTHWESTERN CORP DE 2.02,9.01 02/12/10 Novelis Inc. A6 2.05,9.01 02/09/10 Nuance Communications, Inc. DE 8.01,9.01 02/12/10 OAKRIDGE INTERNATIONAL CORP NV 5.02 02/12/10 OCWEN FINANCIAL CORP FL 2.03,9.01 02/12/10 OM GROUP INC DE 5.02 02/08/10 OMNI ENERGY SERVICES CORP LA 5.02,9.01 02/08/10 ORACLE CORP 5.02 02/09/10 ORE PHARMACEUTICAL HOLDINGS INC. DE 5.02 02/12/10 OWENS & MINOR INC/VA/ VA 8.01 02/12/10 OXIGENE INC DE 1.01,2.05,8.01,9.01 02/09/10 P&F INDUSTRIES INC DE 8.01 02/08/10 PACIFIC CONTINENTAL CORP OR 5.02 02/09/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 5.03,9.01 02/12/10 PANERA BREAD CO DE 2.02,7.01,9.01 02/11/10 PAR TECHNOLOGY CORP DE 2.02 12/31/09 PARAMOUNT GOLD & SILVER CORP. 4.01,5.02 02/11/10 PARK CITY GROUP INC 2.02,9.01 02/12/10 PATHFINDER BANCORP INC DE 2.02,9.01 12/31/09 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 02/12/10 PERPETUAL TECHNOLOGIES, INC. DE 1.01,2.01,3.02,5.01,5.02,5.03, 02/12/10 5.06,9.01 PIXELWORKS, INC OR 5.02 02/10/10 PLAINS EXPLORATION & PRODUCTION CO DE 5.02 02/10/10 PLEXUS CORP WI 8.01 02/10/10 PNM RESOURCES INC NM 1.01,9.01 02/12/10 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 02/12/10 PRIMUS GUARANTY LTD 8.01,9.01 02/12/10 Puda Coal, Inc. 8.01,9.01 02/11/10 QUALITY SYSTEMS INC CA 1.01,3.02 02/10/10 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 02/11/10 QUIKSILVER INC DE 5.02 02/11/10 REHABCARE GROUP INC DE 5.02 02/08/10 REPUBLIC SERVICES, INC. DE 5.02,9.01 02/09/10 REUNION INDUSTRIES INC DE 8.01 02/12/10 ROCKWELL COLLINS INC DE 5.02,9.01 02/09/10 Rosca, Inc. NV 2.01,3.02,5.01,5.02,5.06,9.01 02/11/10 rue21, inc. PA 7.01 02/12/10 SAN DIEGO GAS & ELECTRIC CO CA 5.02 02/08/10 Sanswire Corp. DE 1.01,5.02,9.01 02/08/10 SEATTLE GENETICS INC /WA DE 5.02,9.01 02/05/10 SED INTERNATIONAL HOLDINGS INC DE 5.02,8.01,9.01 02/12/10 Sino Green Land Corp NV 1.01,3.02,9.01 02/12/10 SINO PAYMENTS, INC. NV 1.01,2.03,7.01,9.01 02/05/10 SINOCOKING COAL & COKE CHEMICAL INDUS FL 7.01,8.01,9.01 02/12/10 SIX FLAGS, INC. DE 8.01 02/11/10 SKILLSOFT PUBLIC LIMITED CO 1.01,5.01,8.01,9.01 02/11/10 SOLAR ENERTECH CORP DE 2.02,9.01 02/12/10 SONOSITE INC 5.02 02/08/10 SOUTHERN CO DE 5.02,9.01 02/09/10 SPARTAN MOTORS INC MI 5.05,9.01 11/30/09 AMEND SPARTON CORP OH 2.02,7.01,9.01 02/12/10 Spectrum Brands, Inc. DE 1.01,9.01 02/09/10 SRI SURGICAL EXPRESS INC FL 1.01,9.01 02/08/10 ST JOE CO FL 5.02,9.01 02/08/10 STEPAN CO DE 2.02,9.01 02/09/10 STERLING GROUP VENTURES INC NV 8.01 02/12/10 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 02/01/10 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 01/29/10 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 02/01/10 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 02/01/10 SUNOCO LOGISTICS PARTNERS L.P. DE 1.01,9.01 02/09/10 SURMODICS INC MN 5.02,9.01 02/08/10 SURREY BANCORP NC 7.01,9.01 02/11/10 SYBASE INC DE 5.02,9.01 02/09/10 SYMMETRICOM INC DE 8.01,9.01 02/11/10 T-3 ENERGY SERVICES INC TX 2.02,9.01 02/12/10 T.O.D. TASTE ON DEMAND INC NV 1.01,2.01,3.02,3.03,4.01,5.01, 02/12/10 5.02,9.01 TAMALPAIS BANCORP 2.02,9.01 02/12/10 TARRAGON CORP NV 8.01,9.01 02/01/10 Thrive World Wide Inc. NV 8.01,9.01 02/11/10 Timberline Resources Corp DE 2.02,7.01,9.01 02/12/10 Titanium Asset Management Corp DE 5.02,9.01 02/08/10 TPC Group Inc. DE 2.02,7.01,9.01 02/12/10 TREDEGAR CORP VA 2.02,9.01 02/12/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 02/12/10 TYSON FOODS INC DE 5.02 02/08/10 U. S. Premium Beef, LLC 7.01,9.01 02/12/10 U.S. Natural Nutrients & Minerals, In NV 5.02 01/19/10 ULTRA PETROLEUM CORP 2.02,9.01 02/12/10 ULTRA PETROLEUM CORP 7.01,9.01 02/12/10 ULTRA PETROLEUM CORP 8.01,9.01 02/12/10 UNION NATIONAL FINANCIAL CORP / PA PA 2.02,9.01 02/12/10 United Financial Bancorp, Inc. MD 9.01 11/30/09 AMEND UNITED STATIONERS INC DE 2.02,9.01 02/11/10 Universal Bioenergy, Inc. 4.01,9.01 02/11/10 UpSnap, Inc. 5.02 02/10/10 URANIUM PLUS RESOURCE CORP. NV 5.02 02/11/10 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 02/12/10 VARIAN MEDICAL SYSTEMS INC DE 5.02 02/11/10 VERMILLION, INC. DE 5.02,9.01 02/08/10 Vestin Realty Mortgage I, Inc. 8.01,9.01 02/11/10 Vestin Realty Mortgage II, Inc MD 8.01,9.01 02/11/10 VISION SCIENCES INC /DE/ NY 2.02,9.01 02/11/10 Vivakor, Inc. NV 5.02 02/10/10 VMWARE, INC. DE 5.02 02/08/10 VOLT INFORMATION SCIENCES, INC. NY 1.01,7.01,9.01 02/08/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 02/11/10 WATERSTONE FINANCIAL INC WI 2.02 02/11/10 WEBSTER FINANCIAL CORP DE 8.01,9.01 02/12/10 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 02/12/10 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 02/12/10 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 02/10/10 WLG INC 5.01 02/08/10 WOLVERINE WORLD WIDE INC /DE/ MI 7.01,9.01 02/12/10 Wonder Auto Technology, Inc NV 2.02,7.01,9.01 02/12/10 Xcorporeal, Inc. DE 1.01,9.01 02/08/10 XTRA-GOLD RESOURCES CORP 7.01,9.01 02/11/10 YRC WORLDWIDE INC DE 8.01,9.01 02/11/10 ZALE CORP DE 5.02,9.01 02/08/10 ZION OIL & GAS INC DE 8.01,9.01 02/12/10