SECURITIES ACT REGISTRATIONS February 12, 2010 The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration  statements  may  be viewed in person in the Commission's Public  Reference  Branch  at  100 F Street, N.E., Washington, D.C. To obtain  paper  copies, please refer to information on the Commission's Web  site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you  can  view  and  download  this  information  by  using the search function located at: http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 UQM TECHNOLOGIES INC, 7501 MILLER DRIVE, P.O. BOX 439, FREDERICK, CO, 80530, 3036824900 - 500,000 ($2,380,000.00) Equity, (File 333-164705 - Feb. 5) (BR. 10C) S-1 AURORA GOLD CORP, BAARERSTRASSE 10, 1ST FLOOR, ZUG, SWITZERLAND, 6300, V8, 00000, 41-7887-96966 - 12,451,467 ($5,105,101.00) Equity, (File 333-164706 - Feb. 5) (BR. 04C) F-10 SILVER STANDARD RESOURCES INC, 999 W HASTINGS ST, SUITE 1400, VANCOUVER BC CANADA, A1, V6C 2W2, 604-689-3846 - 0 ($200,000,000.00) Equity, (File 333-164707 - Feb. 5) (BR. 04C) S-1 Hypersolar, Inc., 93 CASTILIAN, SUITE B-200, SANTA BARBARA, CA, 93117, 805-968-0600 - 21,782,460 ($2,178,246.00) Equity, (File 333-164708 - Feb. 5) (BR. ) S-8 CACI INTERNATIONAL INC /DE/, 1100 N GLEBE ST, ARLINGTON, VA, 22201, 7038417800 - 0 ($11,935,000.00) Equity, (File 333-164710 - Feb. 5) (BR. 03A) S-3D MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 2,500,000 ($18,925,000.00) Equity, (File 333-164711 - Feb. 5) (BR. 08B) S-3D CEDAR SHOPPING CENTERS INC, 44 SOUTH BAYLES AVENUE, PORT WASHINGTON, NY, 11050, 5167676492 - 5,000,000 ($33,050,000.00) Equity, (File 333-164715 - Feb. 5) (BR. 08A) S-8 ShoreTel Inc, 960 STEWART DRIVE, SUNNYVALE, CA, 94085, 408 331 3300 - 2,694,619 ($14,497,050.22) Equity, (File 333-164726 - Feb. 5) (BR. 11B) S-8 1 800 FLOWERS COM INC, 1600 STEWART AVE, WESTBURY, NY, 11590, 5162376000 - 7,143,686 ($14,501,682.58) Other, (File 333-164727 - Feb. 5) (BR. 02C) S-4 DIRECTV HOLDINGS LLC, 0 ($2,000,000,000.00) Debt, (File 333-164728 - Feb. 5) (BR. 11B) S-8 ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 0 ($22,180,707.32) Equity, (File 333-164733 - Feb. 5) (BR. 10B) S-8 ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA, 94065, 6505067000 - 0 ($1,336,047,061.00) Equity, (File 333-164734 - Feb. 5) (BR. 03B) S-8 ANALOGIC CORP, 8 CENTENNIAL DRIVE, PEABODY, MA, 01960, 9789773000 - 0 ($62,048,000.00) Equity, (File 333-164735 - Feb. 5) (BR. 10A) S-8 CARDINAL HEALTH INC, 7000 CARDINAL PLACE, DUBLIN, OH, 43017, 6147573033 - 3,560,000 ($118,298,800.00) Equity, 0 ($40,000,000.00) Other, (File 333-164736 - Feb. 5) (BR. 09B) S-8 Accenture plc, 1 GRAND CANAL SQUARE, GRAND CANAL HARBOUR, DUBLIN, L2, D2, 353-1-646-2000 - 0 ($3,919,700,000.00) Equity, (File 333-164737 - Feb. 5) (BR. 03A) S-1 GigOptix, Inc., 2400 GENG ROAD, SUITE 100, PALO ALTO, CA, 94303, (650) 424-1937 - 3,540,946 ($6,904,844.70) Equity, (File 333-164738 - Feb. 5) (BR. 10B) S-1 GigOptix, Inc., 2400 GENG ROAD, SUITE 100, PALO ALTO, CA, 94303, (650) 424-1937 - 582,202 ($1,135,293.90) Equity, (File 333-164739 - Feb. 5) (BR. 10B) S-1 GigOptix, Inc., 2400 GENG ROAD, SUITE 100, PALO ALTO, CA, 94303, (650) 424-1937 - 0 ($7,500,000.00) Equity, (File 333-164740 - Feb. 5) (BR. 10B) S-8 XPLORE TECHNOLOGIES CORP, 14000 SUMMIT DRIVE SUITE 900, AUSTIN, TX, 78746, 512-336-7797 - 0 ($993,870.18) Equity, (File 333-164741 - Feb. 5) (BR. 03C) S-8 GigOptix, Inc., 2400 GENG ROAD, SUITE 100, PALO ALTO, CA, 94303, (650) 424-1937 - 3,723,166 ($7,260,173.70) Equity, (File 333-164742 - Feb. 5) (BR. 10B) S-3 GS MORTGAGE SECURITIES CORP, 85 BROAD STREET, NEW YORK, NY, 10004, 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-164743 - Feb. 5) (BR. 05D) S-3 Pharmasset Inc, 303-A COLLEGE ROAD EAST, PRINCETON, NJ, 08540, 609-613-4100 - 0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-164744 - Feb. 5) (BR. 01C) S-1 American Tire Distributors Holdings, Inc., 1220 HERBERT WAYNE COURT, SUITE 150, HUNTERSVILLE, NC, 28078, 704-632-7110 - 0 ($230,000,000.00) Equity, (File 333-164745 - Feb. 5) (BR. 05A) S-4 RALCORP HOLDINGS INC /MO, 800 MARKET STREET, SUITE 2900, ST LOUIS, MO, 63101, 3148777000 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-164747 - Feb. 5) (BR. 04A) S-8 Vale S.A., AVENIDA GRACA ARANHA #26, RIO DE JANEIRO, D5, 20005-900, 552138144540 - 0 ($47,760,000.00) Equity, (File 333-164748 - Feb. 5) (BR. 04A) S-1 Dimus Partners Inc., 1403 WEST SIXTH STREET, AUSTIN, TX, 78703, 888-413-4687 - 166,649 ($25,000.00) Equity, (File 333-164749 - Feb. 5) (BR. ) N-2 Salient Absolute Return Fund, 4265 SAN FELIPE ROAD, SUITE 800, HOUSTON, TX, 77007, 713-993-4689 - 66,667 ($1,000,000.00) Equity, (File 333-164750 - Feb. 5) (BR. 17) N-2 Salient Absolute Return Institutional Fund, 4265 SAN FELIPE ROAD, SUITE 800, HOUSTON, TX, 77007, 713-993-4689 - 66,667 ($1,000,000.00) Equity, (File 333-164751 - Feb. 5) (BR. 17) F-10 PAN AMERICAN SILVER CORP, 8,353,905 ($264,284,567.10) Equity, (File 333-164752 - Feb. 5) (BR. 04B) S-1 Magnum dOr Resources Inc, 1326 S.E. 17TH STREET,, SUITE 513, FORT LAUDERDALE,, FL, 33316, 305-420-6563 - 13,464,882 ($9,560,066.00) Equity, (File 333-164753 - Feb. 5) (BR. 06B) S-1 FactorShares S&P 2x US Equity Premium, FACTOR CAPITAL MANAGEMENT, LLC, 2500 PLAZA 5,HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ, 07311, (201) 309-3077 - 4,000,000 ($100,000,000.00) Equity, (File 333-164754 - Feb. 8) (BR. ) S-1 FactorShares S&P GSCI 2x Gold Premium, FACTOR CAPITAL MANAGEMENT, LLC, 2500 PLAZA 5,HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ, 07311, (201) 309-3077 - 4,000,000 ($100,000,000.00) Equity, (File 333-164755 - Feb. 8) (BR. ) S-1 FactorShares S&P GSCI 2x Crude Oil Premium, FACTOR CAPITAL MANAGEMENT, LLC, 2500 PLAZA 5,HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ, 07311, (201) 309-3077 - 4,000,000 ($100,000,000.00) Equity, (File 333-164756 - Feb. 8) (BR. ) S-1 FactorShares S&P 2x US Equity Anti-USD, FACTOR CAPITAL MANAGEMENT, LLC, 2500 PLAZA 5,HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ, 07311, (201) 309-3077 - 4,000,000 ($100,000,000.00) Equity, (File 333-164757 - Feb. 8) (BR. ) S-1 FactorShares S&P 2x Anti-Equity Premium, FACTOR CAPITAL MANAGEMENT, LLC, 2500 PLAZA 5,HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ, 07311, (201) 309-3077 - 4,000,000 ($100,000,000.00) Equity, (File 333-164758 - Feb. 8) (BR. ) S-3 Cardo Medical, Inc., 9701 WILSHIRE BLVD., SUITE 1100, BEVERLY HILLS, CA, 90212, (310) 274-2036 - 50,000,000 ($38,000,000.00) Equity, (File 333-164759 - Feb. 8) (BR. 10A) S-1 China Carbon Graphite Group, Inc., C/O XINGHE XINGYONG CARBON CO., LTD., 787 XICHENG WAI, CHENGGUANTOWN, XINGHE COUNTY, INNER MONGOLIA,, F4, 00000, (415) 389-1625 - 3,596,725 ($5,050,298.00) Equity, (File 333-164760 - Feb. 8) (BR. 05C) S-8 XEROX CORP, 45 GLOVER AVENUE, PO BOX 4505, NORWALK, CT, 06856, 2039683000 - 0 ($36,280,000.00) Equity, (File 333-164766 - Feb. 8) (BR. 03A) S-3ASR PIEDMONT NATURAL GAS CO INC, 4720 PIEDMONT ROW DR, CHARLOTTE, NC, 28210, 7043643120 - 0 ($17,931,351.00) Equity, (File 333-164767 - Feb. 8) (BR. 02A) S-1 ETFS Precious Metals Basket Trust, ETF SECURITIES USA LLC, ORDNANCE HOUSE, 31 PIER ROAD, ST. HELIER, Y9, JE48PW, 011-44-207-448-4330 - 18,000,000 ($1,057,860,000.00) Equity, (File 333-164769 - Feb. 8) (BR. ) S-11 Clarion Property Trust Inc., 230 PARK AVENUE, NEW YORK, NY, 10169, 212-883-2500 - 0 ($2,250,000,000.00) Equity, (File 333-164777 - Feb. 8) (BR. ) S-1 PHL VARIABLE INSURANCE CO /CT/, C/O PHOENIX LIFE INSURANCE COMPANY, ONE AMERICAN ROW, HARTFORD, CT, 06116, 8604035788 - 0 ($5,000,000.00) Other, (File 333-164778 - Feb. 8) (BR. 29) S-3 ORRSTOWN FINANCIAL SERVICES INC, 77 E KING STREET, P O BOX 250, SHIPPENSBURG, PA, 17257, 7175326114 - 0 ($80,000,000.00) Other, (File 333-164780 - Feb. 8) (BR. 07C) S-3ASR EXELON CORP, PO BOX 805398, CHICAGO, IL, 60680-5398, 3123947399 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-164782 - Feb. 8) (BR. 02B) S-3ASR ANNALY CAPITAL MANAGEMENT INC, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 212 696 0100 - 0 ($0.00) Other, (File 333-164783 - Feb. 8) (BR. 08A) F-1 China Ceramics Co., Ltd, C/O JINJIANG HENGDA CERAMICS CO., LTD., JUNBING INDUSTRIAL ZONE, ANHAI, JINJIANG, FUJIAN PROVINCE,, F4, 00000, 86 (595) 8576 5051 - 0 ($221,345,672.70) Debt, (File 333-164784 - Feb. 8) (BR. 06C) S-1 AVANYX Therapeutics, Inc., 12 APPLETON CIRCLE, NEWTON, MA, 02459, 617-614-7943 - 0 ($30,000,000.00) Equity, (File 333-164785 - Feb. 8) (BR. ) F-3 CITY TELECOM (H.K.) LTD, LEVEL 39, TOWER I, METROPLAZA, NO.223 HING FONG ROAD, KWAI CHUNG, NEW TERRITORIES, K3, 00000, 852-3145-6888 - 0 ($100,000,000.00) Other, (File 333-164786 - Feb. 8) (BR. 11B) S-1 Active Health Foods, Inc., 6185 MAGNOLIA AVE., SUITE 403, RIVERSIDE, CA, 92506, 951-360-9970 - 3,000,000 ($300,000.00) Equity, (File 333-164788 - Feb. 8) (BR. ) S-3 ADEPT TECHNOLOGY INC, 5960 INGLEWOOD DRIVE, PLEASANTON, CA, 94588, 9252453400 - 0 ($417,049.00) Equity, (File 333-164789 - Feb. 8) (BR. 10A) S-4 WESTERN LIBERTY BANCORP, 1370 AVENUE OF THE AMERICAS, 28TH FLOOR, NEW YORK, NY, 10019, 212.445.7800 - 0 ($44,755,823.00) Equity, (File 333-164790 - Feb. 8) (BR. 07B) S-1 Wave2Wave Communications, Inc., 433 HACKENSACK AVENUE, HACKENSACK, NJ, 07601, 201-968-9797 - 0 ($99,618,750.00) Equity, (File 333-164791 - Feb. 8) (BR. ) S-8 ADA-ES INC, 300,000 ($1,737,000.00) Equity, (File 333-164792 - Feb. 9) (BR. 06B) S-3 NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 0 ($30,000,000.00) Unallocated (Universal) Shelf, (File 333-164793 - Feb. 9) (BR. 10B) F-3D Tim Hortons Inc., 874 SINCLAIR ROAD, OAKVILLE, A6, L6K 2Y1, (905) 845-6511 - 5,000,000 ($144,650,000.00) Equity, (File 333-164794 - Feb. 9) (BR. 05B) N-2 Highland Premium Long/Short Equity Fund, NEXBANK TOWER, 13455 NOEL ROAD, SUITE 800, DALLAS, TX, 75240, 972-628-4100 - 0 ($1,000,000.00) Equity, (File 333-164795 - Feb. 9) (BR. ) S-1 NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130, 858 480-3100 - 26,000,000 ($10,400,000.00) Equity, (File 333-164796 - Feb. 9) (BR. 11A) S-4 TYCO INTERNATIONAL LTD /BER/, 90 PITTS BAY ROAD, THE ZURICH CENTRE SECOND FLOOR, PEMROKE HM 08 BERMU, D0, 4412928674 - 0 ($1,955,122,749.00) Equity, (File 333-164797 - Feb. 9) (BR. 11A) S-8 LEGACY WINE & SPIRITS INTERNATIONAL LTD., SUITE 806, 385 52 AVE, POINTE-CALUMET, A8, J0N 1G4, 514 688 3289 - 9,000,000 ($450,000.00) Equity, (File 333-164803 - Feb. 9) (BR. 04A) S-1 Patio Bahia Inc, 400 S. POINTE DRIVE, SUITE 1704, MIAMI BEACH, FL, 33139, 754-234-9455 - 285,000 ($57,000.00) Equity, (File 333-164806 - Feb. 9) (BR. 02) S-1 Jefferies TR/J CRB Commodity Index ETF, ONE STATION PLACE, THREE NORTH, THE METRO CENTER, STAMFORD, CT, 06902, (203) 708-6507 - 250,000 ($6,250,000.00) Other, (File 333-164809 - Feb. 9) (BR. ) S-3 CHINA AGRITECH INC, RM 301 # 11 BUILDING #1 FUTURE BUSINESS, 1ST STREET OF WULIQIAO ROAD, CHAOYANG DI, BEIJING,, F4, 100024, 8645186812728 - 0 ($100,000,000.00) Equity, (File 333-164810 - Feb. 9) (BR. 09A) S-1 Jefferies Commodity Real Return ETF, ONE STATION PLACE, THREE NORTH, THE METRO CENTER, STAMFORD, CT, 06902, (203) 708-6507 - 250,000 ($6,250,000.00) Equity, (File 333-164811 - Feb. 9) (BR. ) S-8 CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC., 13/F, SHENZHEN SPECIAL ZONE PRESS TOWER,, SHENNAN ROAD, FUTIAN DISTRICT,, SHENZHEN,, F4, 518034, (86) 755-83765666 - 4,000,000 ($28,320,000.00) Equity, (File 333-164812 - Feb. 9) (BR. 11B) S-8 ISLAND BREEZE INTERNATIONAL, INC., 1001 NORTH AMERICA WAY SUITE 201, MIAMI, FL, 33132, 305-416-6402 - 5,000,000 ($2,900,000.00) Equity, (File 333-164813 - Feb. 9) (BR. 04B) S-3 HOKU SCIENTIFIC INC, 1288 ALA MOANA BLVD., SUITE 220, HONOLULU, HI, 96814, 808-682-7800 - 0 ($47,831,156.00) Equity, (File 333-164814 - Feb. 9) (BR. 10B) S-8 ROCHESTER MEDICAL CORPORATION, ONE ROCHESTER MEDICAL DR, STEWARTVILLE, MN, 55976, 5075339600 - 0 ($11,580,000.00) Equity, (File 333-164815 - Feb. 9) (BR. 10C) N-2 NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND, 333 WEST WACKER DR, CHICAGO, IL, 60606, 3129177700 - 1,000 ($10,000.00) Equity, (File 333-164816 - Feb. 9) (BR. 18) N-2 NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND, 333 WEST WACKER DR, CHICAGO, IL, 60606, 3129178200 - 1,000 ($10,000.00) Equity, (File 333-164817 - Feb. 9) (BR. 18) N-2 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, C/O JOHN NUVEEN & CO INC, 333 W. WACKER DR., CHICAGO, IL, 60606, 1,000 ($10,000.00) Equity, (File 333-164818 - Feb. 9) (BR. 18) S-8 ADC TELECOMMUNICATIONS INC, 13625 TECHNOLOGY DRIVE, EDEN PRAIRIE, MN, 55344, 9529388080 - 0 ($79,928,000.00) Equity, (File 333-164819 - Feb. 9) (BR. 11B) S-1 GameFly Inc., 5340 ALLA ROAD, SUITE 110, LOS ANGELES, CA, 90066, 310-664-6400 - 0 ($50,000,000.00) Equity, (File 333-164821 - Feb. 10) (BR. ) F-3 ORCKIT COMMUNICATIONS LTD, 38 NAHALAT YITZHAK ST, TEL AVIV, ISRAEL, L3, 67448, 01197236962121 - 0 ($20,000,000.00) Equity, (File 333-164822 - Feb. 10) (BR. 11A) S-3ASR Life Technologies Corp, 5791 VAN ALLEN WAY, CARLSBAD, CA, 92008, 7606037200 - 0 ($0.00) Debt, (File 333-164823 - Feb. 10) (BR. 01C) S-8 II-VI INC, 375 SAXONBURG BLVD, SAXONBURG, PA, 16056, 724-352-4455 - 2,300,000 ($59,409,000.00) Equity, (File 333-164827 - Feb. 10) (BR. 10B) S-1 VITAMIN BLUE, INC., 1005 WEST 18TH STREET, COSTA MESA, CA, 92627, 949-645-4591 - 11,525,000 ($23,050.00) Equity, (File 333-164841 - Feb. 10) (BR. ) S-3ASR UNION PACIFIC CORP, 1400 DOUGLAS STREET, STOP 0310, OMAHA, NE, 68179, 402 544 5214 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-164842 - Feb. 10) (BR. 05C) S-8 Alexza Pharmaceuticals Inc., 2091 STIERLIN COURT, MOUNTAIN VIEW, CA, 94043, 650.944.7000 - 0 ($3,450,500.00) Equity, (File 333-164843 - Feb. 10) (BR. 01A) S-1 Cord Blood America, Inc., 1857 HELM DRIVE, LAS VEGAS, NV, 89119, (702) 914-7250 - 363,636,364 ($3,127,273.00) Equity, (File 333-164844 - Feb. 10) (BR. 09A) S-1 Mascot Ventures, Inc., 1802 NORTH CARSON STREET, SUITE 212, CARSON CITY, NV, 89701, (646) 520-7426 - 1,860,000 ($186,000.00) Equity, (File 333-164845 - Feb. 10) (BR. ) S-8 OVERLAND STORAGE INC, 4820 OVERLAND AVENUE, SAN DIEGO, CA, 92123, 8585715555 - 0 ($3,326,351.00) Equity, (File 333-164846 - Feb. 10) (BR. 03C) S-8 TIDEWATER INC, 601 POYDRAS ST., SUITE 1900, NEW ORLEANS, LA, 70130, 5045681010 - 0 ($87,408,425.00) Equity, (File 333-164847 - Feb. 10) (BR. 05C) S-1 ONE Bio, Corp., (877) 544-2288 - 0 ($26,250,000.00) Equity, (File 333-164848 - Feb. 10) (BR. 11C) S-1 Subprime Advantage, Inc., 501 W. BROADWAY, SUITE A-323, SAN DIEGO, CA, 92101, 619-871-1484 - 500,000 ($50,000.00) Equity, (File 333-164850 - Feb. 11) (BR. ) S-8 GENERAC HOLDINGS INC., S45 W29290 HIGHWAY 59, WAUKESHA, WI, 53187, 888 436-3722 - 0 ($86,291,855.00) Equity, (File 333-164851 - Feb. 11) (BR. 10) S-8 Duncan Energy Partners L.P., 1100 LOUISIANA STREET, 10TH FLOOR, HOUSTON, TX, 77002, 7133816500 - 0 ($24,090,000.00) Equity, (File 333-164852 - Feb. 11) (BR. 02C) S-8 Montavo, Inc., 4957 LAKEMONT BLVD. SE, C-4, SUITE #239, BELLEVUE, WA, 98006, (425) 747-5500 - 9,000,000 ($270,000.00) Equity, (File 333-164853 - Feb. 11) (BR. 11B) S-1 POWAY MUFFLER & BRAKE, INC., 13933 POWAY ROAD, POWAY, CA, 92064, 858-748-2994 - 1,260,000 ($63,000.00) Equity, (File 333-164856 - Feb. 11) (BR. ) S-3 New Generation Biofuels Holdings, Inc, 1000 PRIMERA BOULEVARD, SUITE 3130, LAKE MARY, FL, 32746, (321) 363-5100 - 3,781,716 ($2,685,018.00) Equity, (File 333-164857 - Feb. 11) (BR. 06A) S-1 Tia IV, Inc, 482 MANOR ROAD,, STATEN ISLAND,, NY, 10314, 718-442-6272 - 45,289,944 ($4,528,994.00) Equity, (File 333-164859 - Feb. 11) (BR. 09) S-1 NORTH BAY RESOURCES INC, 2120 BETHEL ROAD, LANSDALE, PA, 19446, 215-661-1100 - 16,782,624 ($486,696.00) Equity, (File 333-164860 - Feb. 11) (BR. ) S-3 GENVEC INC, 65 W WATKINS MILL RD, GAITHERSBURG, MD, 20878, 2406320740 - 0 ($108,716,001.00) Equity, (File 333-164862 - Feb. 11) (BR. 01A) S-1 Bank of Commerce Holdings, 1951 CHURN CREEK ROAD, REDDING, CA, 96002, 5302243333 - 0 ($34,500,000.00) Equity, (File 333-164863 - Feb. 11) (BR. 07B) S-8 NETSUITE INC, 2955 CAMPUS DR, STE 175, SAN MATEO, CA, 94403, 2,519,993 ($31,550,312.36) Equity, (File 333-164864 - Feb. 11) (BR. 03B) S-8 THRESHOLD PHARMACEUTICALS INC, 1300 SEAPORT BOULEVARD, REDWOOD CITY, CA, 94063, 650 474 8200 - 602,401 ($971,097.79) Equity, (File 333-164865 - Feb. 11) (BR. 01C) F-1 Banco Santander (Brasil) S.A., RUA AMADOR BUENO, 474, SAO PAULO, SP, D5, 04752-005, (55 11) 3174-8589 - 0 ($337,995,000.00) Equity, (File 333-164866 - Feb. 11) (BR. 07) S-8 INTERNATIONAL SPEEDWAY CORP, 1801 W INTL SPEEDWAY BLVD, DAYTONA BEACH, FL, 32114-1243, (386) 254-2700 - 1,000,000 ($25,270,000.00) Equity, (File 333-164867 - Feb. 11) (BR. 05B) S-1 Global Smoothie Supply, Inc., 4428 UNIVERSITY BOULEVARD, DALLAS, TX, 75205, 214-769-0836 - 21,626,604 ($5,406,651.00) Equity, (File 333-164868 - Feb. 11) (BR. 02) S-3 CAPSTONE TURBINE Corp, 21211 NORDHOFF STREET, CHATSWORTH, CA, 91311, 818-734-5300 - 0 ($1,751,937.30) Equity, (File 333-164869 - Feb. 11) (BR. 10A) S-3 MidWestOne Financial Group, Inc., 102 SOUTH CLINTON ST., IOWA CITY, IA, 52240, 319-356-5800 - 0 ($25,000,000.00) Unallocated (Universal) Shelf, (File 333-164870 - Feb. 11) (BR. 07C) S-1 FLORHAM CONSULTING CORP, 64 BEAVER STREET, SUITE 233, NEW YORK, NY, 10004, 6462068280 - 1,094,200 ($2,330,646.00) Equity, (File 333-164871 - Feb. 11) (BR. 08B) S-1 PHL VARIABLE INSURANCE CO /CT/, C/O PHOENIX LIFE INSURANCE COMPANY, ONE AMERICAN ROW, HARTFORD, CT, 06116, 8604035788 - 0 ($5,000,000.00) Other, (File 333-164872 - Feb. 11) (BR. 29) S-1 NEXX SYSTEMS INC, 900 MIDDLESEX TURNPIKE, BLDG. 6, BILLERICA, MA, 01821, 9782844980 - 0 ($42,000,000.00) Equity, (File 333-164873 - Feb. 11) (BR. ) S-4 Limelight Networks, Inc., 2220 W. 14TH STREET, TEMPE, AZ, 85281, 602-850-5000 - 0 ($1.00) Other, (File 333-164874 - Feb. 11) (BR. 03C) S-8 INFORMATICA CORP, 100 CARDINAL WAY, REDWOOD CITY, CA, 94063, 6503855000 - 0 ($900,461.12) Equity, (File 333-164875 - Feb. 11) (BR. 03C)