RECENT 8K FILINGS February 12, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ Abraxis BioScience, Inc. DE 5.02 02/03/10 ACETO CORP NY 2.02,9.01 02/05/10 ACTIVIDENTITY CORP DE 2.02,9.01 02/04/10 Activision Blizzard, Inc. DE 5.02,5.03,9.01 02/02/10 Advaxis, Inc. DE 1.01,3.02,9.01 02/01/10 AETNA INC /PA/ PA 2.02,9.01 02/05/10 AFFILIATED COMPUTER SERVICES INC DE 5.02 02/05/10 AGR TOOLS, INC. NV 8.01 02/05/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 8.01,9.01 02/04/10 ALASKA AIR GROUP INC DE 5.02,9.01 02/05/10 ALLEGHENY ENERGY, INC MD 2.02,9.01 02/05/10 ALLERGAN INC DE 5.02 02/01/10 AMAG PHARMACEUTICALS INC. DE 7.01,9.01 02/05/10 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,9.01 02/05/10 American Energy Fields, Inc. DE 4.01,9.01 02/01/10 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01 02/05/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 02/03/10 American Realty Capital Trust, Inc. DE 2.01 01/29/10 AMEND AMERICAN STATES WATER CO CA 5.02 02/01/10 American Tire Distributors Holdings, 5.02 04/03/09 American Tire Distributors Holdings, 8.01,9.01 02/05/10 AMERITRANS CAPITAL CORP DE 5.02 02/04/10 AMPCO PITTSBURGH CORP PA 2.02,9.01 12/31/09 AMYLIN PHARMACEUTICALS INC DE 5.02 02/02/10 ANV SECURITY GROUP INC. NV 1.01,9.01 12/24/09 AON CORP DE 2.02,9.01 02/05/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/05/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01,9.01 02/03/10 APPLIED ENERGETICS, INC. DE 8.01 02/01/10 ARI NETWORK SERVICES INC /WI WI 5.02 02/01/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 02/05/10 Athena Silver Corp CA 3.02 01/29/10 AtriCure, Inc. DE 1.01,9.01 02/01/10 ATWOOD OCEANICS INC TX 7.01 02/05/10 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 02/04/10 BALDWIN & LYONS INC IN 2.02,7.01,9.01 02/04/10 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 02/04/10 Banyan Rail Services Inc. DE 3.02,5.03,9.01 02/01/10 BEACH FIRST NATIONAL BANCSHARES INC SC 5.02 02/04/10 BEACON POWER CORP DE 8.01,9.01 02/05/10 Bergio International, Inc. DE 1.01,3.02,9.01 02/04/10 BEST ENERGY SERVICES, INC. NV 1.01,2.03,9.01 02/03/10 BIOHEART, INC. FL 1.01,9.01 02/02/10 BIOLARGO, INC. DE 1.01,5.02,8.01,9.01 02/01/10 BIOMARIN PHARMACEUTICAL INC DE 1.01 02/04/10 BON TON STORES INC PA 4.01,9.01 02/03/10 BOTETOURT BANKSHARES INC VA 2.02,9.01 02/05/10 BPZ RESOURCES, INC. TX 8.01,9.01 02/02/10 BROOKS AUTOMATION INC DE 2.02,9.01 02/05/10 BRUKER CORP DE 2.02,9.01 02/04/10 Buckeye GP Holdings L.P. 2.02,9.01 02/05/10 BUCKEYE PARTNERS, L.P. DE 2.02,9.01 02/05/10 Buckingham Exploration Inc. NV 1.01 02/04/10 CALGON CARBON CORPORATION DE 5.02,9.01 02/05/10 CAMBREX CORP DE 5.02 02/05/10 CAMCO FINANCIAL CORP DE 5.02 01/26/10 AMEND CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/10 CAPITAL GROWTH SYSTEMS INC /FL/ FL 5.02,9.01 02/01/10 CAPSTONE TURBINE Corp DE 1.01,2.01,3.02,8.01,9.01 02/01/10 CareFusion Corp DE 8.01,9.01 02/05/10 CAROLINA BANK HOLDINGS INC NC 5.02,9.01 12/28/09 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 02/05/10 CATHAY GENERAL BANCORP DE 1.02,7.01,9.01 02/05/10 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 02/03/10 CENTERLINE HOLDING CO DE 1.01,9.01 02/02/10 CenterPoint Energy Transition Bond CO DE 8.01,9.01 02/01/10 Chemtura CORP DE 1.01,9.01 02/04/10 CHEROKEE INC DE 5.02 02/01/10 CHINA BAICAOTANG MEDICINE Ltd DE 3.02 02/01/10 CHINA CLEAN ENERGY INC DE 5.02,8.01,9.01 01/31/10 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 4.01,9.01 01/29/10 China Nutrifruit Group LTD NV 2.02,7.01,9.01 02/05/10 CIENA CORP DE 5.02 02/02/10 CIRCUS & ELDORADO JOINT VENTURE 5.02 02/03/10 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 02/05/10 CITIZENS FIRST BANCORP INC DE 2.02,7.01,9.01 01/29/10 AMEND CKE RESTAURANTS INC DE 2.02,9.01 02/03/10 CLEAR-LITE HOLDINGS, INC. NV 4.02 02/05/10 CLEARONE COMMUNICATIONS INC UT 1.01,9.01 02/05/10 CLICKER INC. NV 1.01,2.03,3.02,9.01 02/01/10 CNA SURETY CORP DE 2.02 02/05/10 COEUR D ALENE MINES CORP ID 8.01,9.01 02/05/10 CONSECO INC DE 1.01,3.02,8.01,9.01 02/03/10 CONSOLIDATED GRAPHICS INC /TX/ TX 5.03,9.01 02/01/10 Converted Organics Inc. DE 8.01,9.01 02/01/10 Cooper-Standard Holdings Inc. DE 1.01,8.01,9.01 02/01/10 Core-Mark Holding Company, Inc. DE 1.01,9.01 02/04/10 CREDIT ACCEPTANCE CORP MI 1.01,2.03,9.01 02/01/10 CREDIT ACCEPTANCE CORP MI 7.01,9.01 02/05/10 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 02/04/10 CROSSTEX ENERGY INC DE 1.01,2.03,8.01,9.01 02/03/10 CROSSTEX ENERGY LP DE 1.01,2.03,8.01,9.01 02/03/10 Cryoport, Inc. NV 5.03,9.01 02/03/10 CTC Media, Inc. 5.02 02/01/10 CURIS INC DE 5.02,8.01 02/02/10 CVB FINANCIAL CORP CA 7.01,8.01,9.01 02/01/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/03/10 Deerfield Resources, Ltd. NV 8.01 01/26/10 Defense Solutions Holding, Inc. 1.01,9.01 01/26/10 DemandTec, Inc. DE 8.01 02/04/10 DGSE COMPANIES INC NV 1.01,8.01,9.01 01/27/10 Diversified Restaurant Holdings, Inc. NV 2.01,8.01,9.01 02/01/10 EARTHLINK INC DE 5.02 02/03/10 EASYLINK SERVICES INTERNATIONAL CORP DE 3.02,9.01 02/01/10 Echo Global Logistics, Inc. DE 5.02,9.01 02/03/10 EFT BIOTECH HOLDINGS INC NV 5.02 02/01/10 EMAGIN CORP DE 1.02 01/30/10 EMERSON ELECTRIC CO MO 5.02,9.01 02/02/10 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 02/04/10 ENDEAVOUR INTERNATIONAL CORP NV 1.01,3.02,8.01,9.01 02/04/10 Enhance Skin Products Inc NV 5.02,8.01,9.01 02/04/10 ENZON PHARMACEUTICALS INC DE 8.01 02/05/10 ESSEX PROPERTY TRUST INC MD 2.02,9.01 12/31/09 ESSEX PROPERTY TRUST INC MD 8.01,9.01 02/04/10 Estate Vault, Inc. NV 4.02,9.01 02/05/10 AMEND EXIDE TECHNOLOGIES DE 5.02 02/02/10 Expedite 5 Inc DE 1.01,3.02,5.01,5.02,9.01 02/01/10 FALCONSTOR SOFTWARE INC DE 7.01 02/04/10 Federal Home Loan Bank of Boston X1 5.02 02/01/10 Federal Home Loan Bank of Dallas 2.03,9.01 02/01/10 Fidelity National Information Service 2.02,9.01 02/04/10 First California Financial Group, Inc DE 2.02,8.01,9.01 02/05/10 FIRST SECURITY GROUP INC/TN TN 3.01,5.02,9.01 02/03/10 FIRST UNITED ETHANOL LLC GA 7.01,8.01,9.01 02/05/10 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 02/04/10 FMC CORP DE 2.02,9.01 02/04/10 Formulawon, Inc DE 1.01,2.01,3.02,5.01,5.02,5.06, 02/03/10 9.01 FORTUNE BRANDS INC DE 1.01,1.02,2.03,9.01 02/03/10 FRANKLIN RESOURCES INC DE 5.03,9.01 02/04/10 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 1.01,3.02,9.01 02/01/10 FREEPORT MCMORAN COPPER & GOLD INC DE 5.02,5.03,8.01,9.01 02/02/10 FSB Community Bankshares Inc X1 2.02,9.01 02/04/10 FUTURES PORTFOLIO FUND L.P. MD 3.02 02/01/09 GASCO ENERGY INC NV 1.01,7.01,9.01 02/01/10 GENERAL AUTOMOTIVE CO 1.01,9.01 02/04/10 GEO GROUP INC FL 5.02,9.01 02/01/10 GEOGLOBAL RESOURCES INC. DE 8.01,9.01 02/02/10 GLATFELTER P H CO PA 1.01,2.03,8.01,9.01 02/05/10 GLOBAL CROSSING LTD 5.02 02/01/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 01/07/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 01/07/10 GRAHAM PACKAGING HOLDINGS CO DE 1.01,5.02,9.01 02/01/10 Green Planet Bio Engineering Co. Ltd. 4.01,9.01 01/18/10 AMEND H&R BLOCK INC MO 1.01,1.02,9.01 02/03/10 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/04/10 Heritage Financial Group DC 2.02,9.01 02/05/10 HIGHLANDS BANKSHARES INC /VA/ VA 8.01,9.01 02/04/10 Home School Holdings, Inc. FL 4.01,9.01 01/05/10 AMEND HUDSON CITY BANCORP INC DE 8.01,9.01 02/05/10 IDEX CORP /DE/ DE 7.01,9.01 02/05/10 IMPERIAL SUGAR CO /NEW/ TX 2.02,9.01 02/05/10 Ingersoll-Rand plc L2 5.02,9.01 02/02/10 INHIBITEX, INC. DE 8.01,9.01 02/05/10 INNOVEX INC MN 2.04,9.01 01/22/10 INTEGRAMED AMERICA INC DE 7.01,9.01 02/05/10 INTELLIGENT COMMUNICATION ENTERPRISE PA 7.01,9.01 02/05/10 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02 02/01/10 INTERNATIONAL LEASE FINANCE CORP CA 7.01,8.01,9.01 02/03/10 INTERPHASE CORP TX 2.02,9.01 02/04/10 ISTA PHARMACEUTICALS INC DE 5.02 02/02/10 JOHNSON & JOHNSON NJ 8.01 01/20/10 JOHNSON OUTDOORS INC WI 2.02,9.01 02/05/10 Juma Technology Corp. 5.02,9.01 02/01/10 K12 INC DE 2.02,9.01 02/05/10 KBW, INC. 2.02,9.01 02/04/10 KELLY SERVICES INC DE 2.02,9.01 02/05/10 KeyOn Communications Holdings Inc. DE 1.01,2.03,3.02,5.03,8.01,9.01 02/01/10 KIMBALL INTERNATIONAL INC IN 2.02,9.01 02/05/10 KNOLL INC DE 7.01 02/05/10 Koppers Holdings Inc. PA 5.02 02/02/10 KRANTI RESOURCES, INC. NV 1.01,9.01 12/30/09 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 8.01 02/05/10 Lake Shore Bancorp, Inc. X1 2.02,9.01 02/05/10 Lake Shore Bancorp, Inc. X1 5.02 02/03/10 LAM RESEARCH CORP DE 5.02 02/01/10 LEAR CORP DE 2.02,7.01,9.01 02/05/10 Life Technologies Corp DE 9.01 11/21/08 AMEND LIMITED BRANDS INC DE 2.02,7.01,9.01 02/04/10 LINCOLN NATIONAL CORP IN 8.01,9.01 02/05/10 LIQUIDITY SERVICES INC 7.01,9.01 02/04/10 LOUISIANA BANCORP INC LA 8.01,9.01 02/05/10 MACERICH CO MD 8.01,9.01 02/04/10 MAGNETEK, INC. DE 2.02 02/05/10 MAGUIRE PROPERTIES INC MD 1.02 02/01/10 MANAGEMENT NETWORK GROUP INC 3.03,5.03,9.01 02/02/10 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 02/04/10 MASTERCARD INC DE 5.02 02/01/10 MATHSTAR INC MN 5.02 02/04/10 MCMORAN EXPLORATION CO /DE/ DE 3.02 02/05/10 MDC HOLDINGS INC DE 2.02,7.01,9.01 02/05/10 MEDICAL ALARM CONCEPTS HOLDINGS INC NV 1.01,2.03,3.02,9.01 01/27/10 MEDNAX, INC. FL 2.02,9.01 02/05/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/01/10 METRO BANCORP, INC. 2.02,9.01 02/04/10 MHI Hospitality CORP MD 5.02,9.01 02/01/10 MICROMET, INC. DE 8.01 02/04/10 MidWestOne Financial Group, Inc. IA 2.02,8.01,9.01 02/05/10 MODAVOX INC 8.01 02/05/10 ModusLink Global Solutions Inc DE 1.01,2.03 02/01/10 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 02/05/10 Morningstar, Inc. IL 7.01 02/05/10 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 02/01/10 NATIONAL FUEL GAS CO NJ 2.02,9.01 02/04/10 National Golf Emporium, Inc. NV 8.01 02/04/10 NATIONAL HEALTH INVESTORS INC MD 8.01 02/05/10 National Interstate CORP OH 8.01,9.01 02/04/10 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 02/05/10 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 02/05/10 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 02/01/10 NATURAL BLUE RESOURCES, INC. DE 2.01,3.02,5.01,8.01,9.01 07/24/09 NEWFIELD EXPLORATION CO /DE/ DE 7.01,9.01 02/04/10 NNN 2003 VALUE FUND LLC 7.01,9.01 02/05/10 Northfield Bancorp, Inc. X1 8.01 02/05/10 NV ENERGY, INC. NV 2.02,5.02,9.01 02/02/10 ODYSSEY MARINE EXPLORATION INC NV 5.02 02/01/10 ONEOK Partners LP DE 1.01,7.01,9.01 02/02/10 OPPENHEIMER HOLDINGS INC A6 8.01 02/05/10 Overture Acquisition Corp. E9 8.01,9.01 01/29/10 OXIGENE INC DE 8.01,9.01 02/03/10 OYO GEOSPACE CORP DE 2.02,9.01 02/05/10 P&F INDUSTRIES INC DE 8.01 02/04/10 PACIFIC ALLIANCE CORP DE 3.02 02/01/10 PennyMac Mortgage Investment Trust MD 2.02,9.01 02/01/10 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 02/05/10 PEPSICO INC NC 5.03,9.01 02/05/10 Phase Forward Inc DE 5.02,9.01 02/03/10 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 02/05/10 Polypore International, Inc. 8.01 02/01/10 POWER INTEGRATIONS INC CA 5.02 02/03/10 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 02/04/10 PPL CORP PA 2.02,7.01,9.01 02/05/10 PPLUS Trust Series LMG-3 8.01,9.01 02/01/10 PPlus Trust Series LMG-4 DE 8.01,9.01 02/01/10 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 02/05/10 PRGX GLOBAL, INC. GA 5.02 02/01/10 PRIMUS GUARANTY LTD 2.02,5.02,9.01 02/03/10 PRO-FAC COOPERATIVE INC 2.02,9.01 02/05/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 02/04/10 PSS WORLD MEDICAL INC FL 5.02,9.01 02/02/10 QUALITY SYSTEMS INC CA 2.02,9.01 01/28/10 AMEND RALCORP HOLDINGS INC /MO MO 8.01,9.01 02/05/10 Raptor Pharmaceutical Corp DE 8.01 02/05/10 RECOVERY ENERGY, INC. NV 8.01,9.01 02/05/10 Regal Life Concepts, Inc. NV 5.02 02/05/10 REMOTE MDX INC UT 8.01,9.01 02/03/10 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 02/05/10 REYNOLDS AMERICAN INC 5.02 02/01/10 RLI CORP IL 8.01,9.01 02/04/10 SAGE FUND LP MD 3.02 02/01/09 SCHULMAN A INC DE 5.02 02/03/10 Select Notes Trust LT 2004-1 DE 8.01,9.01 02/01/10 SELECTIVE INSURANCE GROUP INC NJ 7.01,9.01 02/05/10 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/05/10 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 02/04/10 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 02/05/10 SIMTROL INC DE 3.02,3.03 02/01/10 SJW CORP CA 8.01 02/01/10 Sorrento Therapeutics, Inc. DE 5.02 02/01/10 Southeastern Bank Financial CORP GA 2.02,9.01 02/01/10 SOVEREIGN BANCORP INC PA 5.03,9.01 02/03/10 SPARE BACKUP, INC. DE 1.01 01/28/10 AMEND Spectra Energy Partners, LP DE 2.02,9.01 02/05/10 SPORT CHALET INC DE 2.02,9.01 02/03/10 SPRING CREEK CAPITAL CORP. NV 4.01 02/02/10 Stanley, Inc. DE 8.01 02/04/10 STURM RUGER & CO INC DE 8.01,9.01 02/05/10 SUNOCO LOGISTICS PARTNERS L.P. DE 1.01,9.01 02/02/10 SYNERGY PHARMACEUTICALS, INC. FL 5.02,9.01 02/01/10 SYSCO CORP DE 5.02 02/03/10 TECO ENERGY INC FL 2.02,5.02,9.01 02/05/10 TEREX CORP DE 8.01,9.01 02/04/10 TERRESTAR CORP DE 8.01 02/04/10 Thompson Creek Metals CO Inc. A6 8.01,9.01 02/01/10 THUNDER MOUNTAIN GOLD INC WA 5.02,8.01,9.01 02/01/10 TICKETMASTER ENTERTAINMENT LLC DE 1.01,1.02,2.01,3.01,3.03,5.01, 01/22/10 5.02,5.03,9.01 TIERONE CORP 2.06 02/01/10 TMST, Inc. MD 1.01,9.01 02/01/10 Tower Group, Inc. DE 5.02 02/02/10 Tree.com, Inc. DE 2.02,9.01 02/05/10 TXCO Resources Inc DE 8.01,9.01 02/04/10 TYSON FOODS INC DE 2.02,9.01 02/05/10 U S GLOBAL INVESTORS INC TX 2.02,9.01 02/04/10 ULTRATECH INC DE 5.02 02/01/10 UMPQUA HOLDINGS CORP OR 1.01,3.03,5.03,8.01,9.01 02/03/10 UNION FIRST MARKET BANKSHARES CORP VA 1.01,2.01,5.02,5.03,9.01 02/01/10 United EcoEnergy Corp. NV 4.01 02/02/10 United States Oil Fund, LP DE 8.01 02/04/10 UNITIL CORP NH 2.02,9.01 02/05/10 URBAN OUTFITTERS INC PA 2.02,9.01 02/04/10 USA TECHNOLOGIES INC PA 1.01,5.02,5.03,5.05,9.01 02/04/10 UTSTARCOM INC DE 1.01,9.01 12/18/09 AMEND Vertro, Inc. DE 8.01,9.01 12/17/09 VIAD CORP DE 2.02,8.01,9.01 02/05/10 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 02/05/10 Volcano Corp DE 8.01,9.01 02/05/10 WaferGen Bio-systems, Inc. NV 7.01,9.01 02/04/10 WALTER INVESTMENT MANAGEMENT CORP MD 5.02 02/02/10 Wayside Technology Group, Inc. DE 2.02,9.01 02/04/10 WELLS FARGO & CO/MN DE 9.01 02/05/10 WELLS FARGO & CO/MN DE 9.01 02/05/10 WELLS FARGO & CO/MN DE 9.01 02/05/10 WESCORP ENERGY INC DE 7.01,9.01 02/04/10 WESTERN DIGITAL CORP DE 5.02 02/03/10 WEYERHAEUSER CO WA 2.02,9.01 02/05/10 WORLD HEART CORP DE 3.01,5.02,9.01 02/01/10 WORLDGATE COMMUNICATIONS INC DE 2.03 02/01/10 WYNN RESORTS LTD 1.01,5.02,9.01 02/02/10 XATA CORP /MN/ MN 2.02 02/04/10 XEROX CORP NY 5.03,8.01,9.01 02/03/10 YRC WORLDWIDE INC DE 2.02,7.01,8.01,9.01 02/05/10 ZION OIL & GAS INC DE 8.01,9.01 02/05/10 ZYGO CORP DE 2.02,9.01 02/04/10 AbitibiBowater Inc. DE 8.01,9.01 02/02/10 ABLEAUCTIONS COM INC FL 1.01,3.02,5.01,5.02,5.03,9.01 02/08/10 ABLEAUCTIONS COM INC FL 1.01,2.01 02/08/10 ACCESS PHARMACEUTICALS INC DE 1.01,1.02,9.01 02/08/10 ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 02/08/10 Affinia Group Intermediate Holdings I DE 2.01,9.01 02/02/10 AFS SenSub Corp. 1.01,9.01 02/04/10 AGILYSYS INC OH 2.02,7.01,9.01 02/03/10 AMEND AIRGAS INC DE 8.01,9.01 02/05/10 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/08/10 ALIGN TECHNOLOGY INC DE 5.02 02/02/10 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 12/31/09 American Capital Agency Corp 2.02,9.01 02/08/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 02/07/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 8.01 02/04/10 AMICUS THERAPEUTICS INC DE 8.01,9.01 02/05/10 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 02/05/10 ANIXTER INTERNATIONAL INC DE 8.01,9.01 02/04/10 ANNALY CAPITAL MANAGEMENT INC MD 8.01 02/08/10 ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 02/08/10 Answers CORP 2.02,7.01 02/08/10 Answers CORP 7.01 02/08/10 ARTHROCARE CORP DE 7.01,9.01 02/08/10 AT&T INC. DE 8.01 02/08/10 ATMEL CORP DE 2.02,5.03,9.01 02/05/10 AVISTAR COMMUNICATIONS CORP 5.02 02/03/10 BALDOR ELECTRIC CO MO 2.02,9.01 02/04/10 Bancorp of New Jersey, Inc. NJ 2.02,9.01 02/04/10 BARK GROUP INC NV 5.02 02/04/10 BECKMAN COULTER INC DE 8.01,9.01 02/05/10 BEHRINGER HARVARD REIT I INC MD 8.01 01/29/10 BELLTOWER ENTERTAINMENT CORP. NV 8.01 02/08/10 BEMIS CO INC MO 5.02,8.01,9.01 02/04/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 02/08/10 BJ SERVICES CO DE 2.02,9.01 02/08/10 BlackRock Kelso Capital CORP DE 8.01 02/08/10 BMX Development Corp. 1.01,9.01 02/03/10 Boardwalk Pipeline Partners, LP DE 2.02,9.01 02/08/10 Bristow Group Inc DE 5.02 02/08/10 BROADCOM CORP CA 5.02,8.01 02/05/10 BSQUARE CORP /WA WA 5.02 02/02/10 CARDTRONICS INC DE 5.02,8.01,9.01 02/08/10 CARVER BANCORP INC DE 2.02,9.01 02/05/10 CASTLE A M & CO MD 5.02 02/02/10 CBL & ASSOCIATES PROPERTIES INC DE 5.02,9.01 02/05/10 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 02/08/10 CHAMPION ENTERPRISES INC MI 1.01,9.01 02/04/10 Chaparral Energy, Inc. DE 7.01,9.01 02/08/10 Chaparral Energy, Inc. DE 7.01 02/08/10 CHARTER CORPORATE SERVICES, INC. CO 5.02 02/01/10 Chartwell International, Inc. NV 5.02,8.01 02/05/10 CHEESECAKE FACTORY INC DE 8.01,9.01 02/05/10 CHIMERA INVESTMENT CORP DE 2.02,9.01 02/08/10 China Advanced Construction Materials DE 5.02 02/07/10 CHINA ELECTRIC MOTOR, INC. DE 1.01,3.02,9.01 02/02/10 China Green Agriculture, Inc. NV 2.02,9.01 02/08/10 China Green Agriculture, Inc. NV 5.02 02/03/10 CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 02/08/10 China Polypeptide Group, Inc. DE 4.01,9.01 02/05/10 CHINA SXAN BIOTECH, INC. NV 5.02 02/08/10 CHINA VALVES TECHNOLOGY, INC NV 1.01,2.01,9.01 02/08/10 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 02/08/10 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 02/08/10 CIB MARINE BANCSHARES INC WI 8.01 02/08/10 CINCINNATI BELL INC OH 5.02,9.01 02/05/10 CIT GROUP INC DE 5.02,9.01 02/08/10 CIT GROUP INC DE 8.01,9.01 02/08/10 CNA FINANCIAL CORP DE 2.02,9.01 02/08/10 CNA SURETY CORP DE 5.02,9.01 02/08/10 COBIZ FINANCIAL INC CO 7.01 02/08/10 COCA COLA BOTTLING CO CONSOLIDATED /D DE 5.02 02/08/10 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 02/08/10 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 02/08/10 COMSTOCK RESOURCES INC NV 2.02,9.01 12/31/09 COMVERSE TECHNOLOGY INC/NY/ NY 8.01 02/04/10 CONEXANT SYSTEMS INC DE 8.01 02/05/10 CONEXANT SYSTEMS INC DE 8.01,9.01 02/08/10 CONSECO INC DE 5.02 02/02/10 CONSOLIDATED TOMOKA LAND CO FL 5.02,8.01,9.01 02/08/10 CONSOLIDATED TOMOKA LAND CO FL 5.02,8.01 02/08/10 AMEND COSTAR GROUP INC 1.01,2.01,9.01 02/02/10 COUSINS PROPERTIES INC GA 2.02,9.01 02/08/10 CRAWFORD & CO GA 2.02,7.01,9.01 02/08/10 CRYOLIFE INC FL 8.01,9.01 02/08/10 CTS CORP IN 5.02 02/08/10 CTS CORP IN 5.03 02/08/10 CUTERA INC DE 2.02,9.01 02/08/10 CVS CAREMARK CORP DE 2.02,9.01 02/08/10 DATALINK CORP MN 5.02 02/02/10 DAYSTAR TECHNOLOGIES INC DE 5.02 02/02/10 Deer Consumer Products, Inc. NV 2.02,9.01 02/08/10 DENBURY RESOURCES INC DE 9.01 02/02/10 DENBURY RESOURCES INC DE 8.01 02/05/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01 02/08/10 DGI RESOLUTION INC DE 7.01,9.01 01/29/10 Doral Energy Corp. NV 5.02,9.01 02/08/10 DUCKWALL ALCO STORES INC KS 5.02,7.01 02/01/10 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 02/08/10 EAU TECHNOLOGIES, INC. DE 5.02 02/02/10 EGPI FIRECREEK, INC. NV 9.01 01/15/10 AMEND ELECTRONIC ARTS INC. DE 2.02,9.01 02/08/10 EMCOR GROUP INC DE 1.01,1.02,9.01 02/04/10 ENCORE CAPITAL GROUP INC DE 1.01,1.02,2.02,2.03,7.01,9.01 02/08/10 Energizer Resources, Inc. NV 8.01 02/04/10 ENSURGE INC NV 3.02 02/05/10 EV Energy Partners, LP DE 1.01,7.01,9.01 02/08/10 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 02/08/10 FAIRPOINT COMMUNICATIONS INC DE 8.01 02/08/10 FEMALE HEALTH CO WI 2.02,9.01 02/08/10 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 02/08/10 FIRST BANCORP /NC/ NC 2.02,9.01 02/08/10 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 02/08/10 FLM Minerals Inc. NV 4.01,9.01 02/03/10 AMEND FLUSHING FINANCIAL CORP DE 7.01,9.01 02/08/10 FORWARD AIR CORP TN 2.02,9.01 02/08/10 FORWARD AIR CORP TN 7.01 02/08/10 Freescale Semiconductor Holdings I, L D0 8.01 02/08/10 FREESCALE SEMICONDUCTOR INC DE 8.01 02/08/10 GAZOO ENERGY GROUP, INC. 4.01,9.01 01/07/10 GAZOO ENERGY GROUP, INC. 4.01,9.01 01/07/10 AMEND GENESEE & WYOMING INC DE 2.02,9.01 02/08/10 GENTA INC DE/ DE 8.01,9.01 02/08/10 Golden Aria Corp. 1.01,9.01 02/08/10 GOLDEN STAR RESOURCES LTD 5.02,9.01 02/02/10 GOLF TRUST OF AMERICA INC MD 8.01,9.01 02/08/10 GRYPHON GOLD CORP NV 7.01,9.01 02/08/10 GYRODYNE CO OF AMERICA INC NY 5.02,9.01 02/02/10 HARLAND CLARKE HOLDINGS CORP DE 1.01,5.02 02/02/10 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 02/08/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/08/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 02/08/10 HASBRO INC RI 2.02,8.01,9.01 02/08/10 HAWK CORP DE 8.01 02/05/10 HAYNES INTERNATIONAL INC DE 2.02,7.01,9.01 02/08/10 HEALTH NET INC DE 7.01,9.01 02/05/10 HEALTHCARE REALTY TRUST INC MD 5.02 02/02/10 HealthSpring, Inc. DE 2.02,9.01 02/08/10 HEALTHY FAST FOOD INC NV 2.01 08/14/09 Helix Wind, Corp. NV 1.01,3.02,8.01,9.01 02/02/10 HENRY JACK & ASSOCIATES INC DE 8.01,9.01 02/08/10 Heritage Financial Group DC 7.01,9.01 02/08/10 HF FINANCIAL CORP DE 8.01 02/05/10 HOMELAND RESOURCES LTD. NV 5.03,8.01,9.01 02/02/10 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 02/08/10 HORTON D R INC /DE/ DE 8.01,9.01 02/08/10 HSW International, Inc. DE 8.01,9.01 02/08/10 IDACORP INC ID 1.01,9.01 02/08/10 IKANOS COMMUNICATIONS CA 2.02,2.05,9.01 02/02/10 IMERGENT INC DE 2.02,9.01 02/08/10 IMERGENT INC DE 2.02,9.01 02/08/10 AMEND IMMERSION CORP DE 2.02,9.01 02/08/10 IMS HEALTH INC DE 8.01,9.01 02/08/10 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 02/08/10 INTELLIGENT COMMUNICATION ENTERPRISE PA 7.01,9.01 02/08/10 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 02/08/10 IOWA TELECOMMUNICATIONS SERVICES INC IA 8.01,9.01 02/08/10 Isilon Systems, Inc. DE 5.02,9.01 02/02/10 ISTA PHARMACEUTICALS INC DE 2.02,9.01 02/01/10 JUNIPER NETWORKS INC DE 5.02 02/02/10 KAMAN CORP CT 8.01,9.01 02/08/10 KANSAS CITY SOUTHERN DE 8.01,9.01 02/05/10 KEYCORP /NEW/ OH 5.02,9.01 02/06/10 KIRKLAND'S, INC 2.02,9.01 02/04/10 KRAFT FOODS INC VA 8.01,9.01 02/04/10 L & L ENERGY, INC. NV 1.01,8.01,9.01 02/05/10 Lender Processing Services, Inc. DE 2.02,5.02,9.01 02/04/10 LHC Group, Inc 8.01,9.01 02/08/10 Lifevantage Corp CO 1.01,2.03,3.02 02/04/10 LIGAND PHARMACEUTICALS INC DE 2.04 02/02/10 LINCOLN NATIONAL CORP IN 2.02,9.01 02/08/10 LITTELFUSE INC /DE DE 2.02,9.01 02/08/10 LOEWS CORP DE 2.02,9.01 12/31/09 LORILLARD, INC. DE 2.02,9.01 02/08/10 M & F WORLDWIDE CORP DE 1.01,5.02 02/02/10 MARCO COMMUNITY BANCORP INC FL 1.01,9.01 02/02/10 Market Leader, Inc. WA 5.02 02/03/10 MARTIN MIDSTREAM PARTNERS LP DE 8.01 02/08/10 MASTEC INC FL 2.01,2.03,7.01,9.01 11/20/09 AMEND MATHSTAR INC MN 7.01,9.01 02/08/10 MB FINANCIAL INC /MD MD 7.01 02/08/10 MB FINANCIAL INC /MD MD 8.01,9.01 02/08/10 MERCURY GENERAL CORP CA 2.02,9.01 02/08/10 MERIX CORP OR 8.01,9.01 02/08/10 MGM MIRAGE DE 7.01,9.01 02/08/10 Mogul Energy International, Inc. DE 1.01,7.01,9.01 01/12/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 02/08/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,7.01,9.01 02/08/09 MONROE BANCORP IN 5.02 02/04/10 MULTIMEDIA GAMES INC TX 8.01 02/04/10 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 02/08/10 NEWFIELD EXPLORATION CO /DE/ DE 5.02,8.01,9.01 02/05/10 NEWPOWER HOLDINGS INC DE 8.01,9.01 02/04/10 NEXSTAR BROADCASTING GROUP INC DE 5.02 01/21/10 Northwest Bancshares, Inc. MD 7.01,9.01 02/05/10 NOVAVAX INC DE 8.01,9.01 02/08/10 NTN BUZZTIME INC DE 5.02 02/03/10 Nuance Communications, Inc. DE 2.02,9.01 02/08/10 Nuance Communications, Inc. DE 2.01,9.01 12/29/09 AMEND NV ENERGY, INC. NV 2.02,7.01,9.01 02/08/10 NYSE Euronext DE 5.02 02/04/10 O A K FINANCIAL CORP MI 2.02,9.01 02/08/10 OLD LINE BANCSHARES INC 2.02,9.01 02/08/10 OMNICELL, Inc CA 5.02,9.01 02/03/10 Orient Paper Inc. NV 2.02,9.01 02/05/10 OVERSTOCK.COM, INC UT 5.02 02/02/10 Pacific Software, Inc. NV 4.01,9.01 02/08/10 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 02/08/10 PARKWAY PROPERTIES INC MD 5.02,7.01 02/08/10 PC CONNECTION INC DE 8.01,9.01 07/06/05 AMEND PDL BIOPHARMA, INC. DE 7.01,9.01 02/08/10 Pepper Rock Resources Corp. NV 5.02 02/05/10 PETMED EXPRESS INC FL 5.02,9.01 02/08/10 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 02/08/10 PHOENIX ENERGY RESOURCE CORP CA 2.03,9.01 02/04/10 Pike Electric CORP 2.02,9.01 02/08/10 PINNACLE ENTERTAINMENT INC DE 1.01,2.01,2.03,2.06,8.01,9.01 02/03/10 PMC SIERRA INC DE 5.03,9.01 02/04/10 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 02/03/10 Power Sports Factory, Inc MN 3.02 10/15/09 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 02/08/10 PROCTER & GAMBLE CO OH 8.01,9.01 02/08/10 PROGINET CORP DE 2.02,9.01 02/08/10 PROSPERITY BANCSHARES INC TX 8.01,9.01 02/08/10 Puramed Bioscience Inc. MN 1.01,3.02,9.01 02/02/10 PureSafe Water Systems, Inc. DE 5.02,9.01 02/01/10 Pzena Investment Management, Inc. DE 8.01,9.01 01/31/10 QUADRAMED CORP DE 1.01,8.01 02/03/10 QUIXOTE CORP DE 3.01,5.01,5.02,5.03,9.01 02/08/10 RAND CAPITAL CORP NY 2.02,9.01 02/08/10 Rangeford Resources, Inc. NV 4.01,7.01 02/08/10 AMEND RASER TECHNOLOGIES INC UT 1.01,7.01,9.01 02/05/10 RENTRAK CORP OR 2.02,9.01 02/08/10 REPROS THERAPEUTICS INC. DE 7.01,8.01,9.01 02/08/10 RJO GLOBAL TRUST 5.03,9.01 02/05/10 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 8.01,9.01 02/08/10 RONSON CORP NJ 1.01,2.01,2.03,9.01 02/02/10 ROTATE BLACK INC CO 1.01,9.01 02/08/10 SALARY. COM, INC. DE 2.02,9.01 02/08/10 SAPIENT CORP DE 5.03,9.01 02/03/10 SBT Bancorp, Inc. CT 2.02,9.01 02/05/10 SCHLUMBERGER LTD /NV/ P8 5.02,9.01 02/08/10 SCHLUMBERGER LTD /NV/ P8 5.02 02/08/10 SENORX INC DE 5.02,9.01 02/05/10 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 02/08/10 SMURFIT STONE CONTAINER CORP DE 8.01,9.01 02/08/10 SolarWinds, Inc. DE 2.02,9.01 02/08/10 SolarWinds, Inc. DE 5.02,9.01 02/02/10 SOLITARIO EXPLORATION & ROYALTY CORP. CO 4.02,9.01 02/05/10 Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 02/08/10 SPECTRUM PHARMACEUTICALS INC DE 1.01,9.01 02/02/10 STAGE STORES INC NV 8.01,9.01 02/04/10 Surge Global Energy, Inc. DE 1.01,9.01 02/02/10 SWS GROUP INC DE 2.02,9.01 02/08/10 SYNTHESIS ENERGY SYSTEMS INC DE 2.02,7.01,9.01 02/08/10 TAPIMMUNE INC NV 1.02,3.02,8.01,9.01 02/05/10 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 02/05/10 TechTarget Inc 2.02,5.02,7.01,9.01 02/02/10 TECUMSEH PRODUCTS CO MI 8.01 02/08/10 Territorial Bancorp Inc. MD 2.02,9.01 02/05/10 Territorial Bancorp Inc. MD 8.01,9.01 02/05/10 TEXAS INDUSTRIES INC DE 3.03,9.01 02/02/10 TIDEWATER INC DE 7.01,9.01 02/02/10 TN-K ENERGY GROUP INC. DE 1.01,2.01,3.02,7.01,9.01 02/02/10 TOWER BANCORP INC PA 2.03,9.01 02/05/10 TRAVELZOO INC DE 2.02,9.01 02/03/10 TRIDENT MICROSYSTEMS INC DE 1.01,2.01,2.02,3.02,3.03,5.01, 02/08/10 5.02,5.03,9.01 TRIUMPH GROUP INC DE 2.02,9.01 10/23/08 TRUESPORT ALLIANCES LTD NV 5.02,5.03,7.01 02/05/10 UAL CORP /DE/ DE 8.01,9.01 02/08/10 Ultimate Escapes, Inc. DE 3.01 02/02/10 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 12/31/09 UNITEDHEALTH GROUP INC MN 8.01,9.01 02/08/10 UNITY BANCORP INC /NJ/ NJ 5.02 02/08/10 UNIVERSAL FOREST PRODUCTS INC MI 2.02,9.01 02/08/10 UTEK CORP 5.02,9.01 02/05/10 VAIL RESORTS INC DE 5.02 02/05/10 VALASSIS COMMUNICATIONS INC DE 1.01,9.01 02/04/10 VALERO ENERGY CORP/TX DE 8.01,9.01 02/03/10 Vanguard Natural Resources, LLC DE 5.02,9.01 02/08/10 VARIAN INC DE 2.02,9.01 02/08/10 VEECO INSTRUMENTS INC DE 2.02,9.01 02/08/10 VeriFone Holdings, Inc. DE 8.01 02/05/10 VIASAT INC CA 2.02,9.01 02/08/10 VILLAGEEDOCS INC CA 7.01,9.01 02/05/10 Vitacost.com, Inc. DE 5.02 02/03/10 VITAL IMAGES INC MN 5.02,9.01 02/04/10 VITRAN CORP INC A6 2.02,9.01 02/08/10 VOLT INFORMATION SCIENCES, INC. NY 3.01 02/02/10 Vyteris Holdings (Nevada), Inc. NV 1.01,3.02,9.01 02/02/10 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/08/10 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 02/08/10 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 02/03/10 WAUSAU PAPER CORP. WI 2.02,9.01 02/08/10 WEIS MARKETS INC PA 9.01 02/01/10 WESTELL TECHNOLOGIES INC DE 8.01,9.01 02/08/10 Western Iowa Energy, L.L.C. IA 8.01 02/08/10 WESTERN LIBERTY BANCORP DE 1.01,9.01 02/08/10 WHITE ELECTRONIC DESIGNS CORP ID 2.02,9.01 02/08/10 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,7.01,9.01 02/08/10 WILLIS GROUP HOLDINGS PLC L2 5.02 02/02/10 WORDLOGIC CORP NV 1.01,2.03,3.02,9.01 02/03/10 XERIUM TECHNOLOGIES INC DE 5.02 02/04/10 XEROX CORP NY 2.01,3.02,3.03,8.01,9.01 02/05/10 AASTROM BIOSCIENCES INC MI 5.03,9.01 02/09/10 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 02/09/10 ACL SEMICONDUCTOR INC 4.01,8.01,9.01 02/03/10 ACTIVE POWER INC DE 2.02,9.01 02/09/10 ACUITY BRANDS INC DE 1.01,9.01 02/05/10 ADEONA PHARMACEUTICALS, INC. DE 1.01,5.02,9.01 02/06/10 ADVANCED ANALOGIC TECHNOLOGIES INC DE 5.02 02/03/10 AECOM TECHNOLOGY CORP DE 2.02,9.01 02/09/10 AGCO CORP /DE DE 2.02,9.01 02/09/10 Agfeed Industries, Inc NV 7.01,9.01 02/09/10 Alamo Energy Corp. NV 1.01,2.03,3.02,9.01 02/05/10 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 02/08/10 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 02/09/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 02/09/10 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/09/10 Allied Nevada Gold Corp. DE 2.02,9.01 02/08/10 Alpha Natural Resources, Inc. DE 2.02,9.01 02/09/10 AlumiFuel Power Corp NV 8.01 02/04/10 AMERIANA BANCORP IN 2.02,9.01 02/08/10 AMERICAN COMMERCIAL LINES INC. DE 2.02,8.01,9.01 02/09/10 AMERICAN GOLDFIELDS INC NV 5.02 02/01/10 American Patriot Financial Group, Inc TN 8.01,9.01 02/04/10 AMERICAN SCIENCE & ENGINEERING INC MA 5.02,9.01 02/03/10 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 02/09/10 AMERINST INSURANCE GROUP LTD D0 7.01,9.01 02/03/10 AMERISAFE INC TX 5.02 02/04/10 AMKOR TECHNOLOGY INC DE 5.02 02/03/10 ANDERSONS INC OH 2.02 02/08/10 ANGELES INCOME PROPERTIES LTD 6 CA 1.01,9.01 02/03/10 Apollo Commercial Real Estate Finance MD 2.03,8.01,9.01 01/05/10 APOLLO INVESTMENT CORP MD 2.02,9.01 02/08/10 Ardea Biosciences, Inc./DE DE 5.02,9.01 02/08/10 ASHLAND INC. KY 7.01,9.01 02/09/10 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 02/09/10 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 02/09/10 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 12/31/09 ASTRONICS CORP NY 2.02,9.01 02/09/10 ATC Technology CORP DE 2.02,7.01,9.01 02/09/10 ATMOS ENERGY CORP TX 5.02,5.03,9.01 02/03/10 Auto Search Cars, Inc. NV 1.01,9.01 02/08/10 AUTONATION, INC. DE 5.02,9.01 02/04/10 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 02/08/10 BANCORP RHODE ISLAND INC 8.01,9.01 02/09/10 Bank of Commerce Holdings CA 4.02 02/09/10 BARRY R G CORP /OH/ OH 2.02,9.01 02/09/10 BCB BANCORP INC 2.02,9.01 02/09/10 BEACH FIRST NATIONAL BANCSHARES INC SC 2.02,9.01 02/08/10 BEHRINGER HARVARD MID TERM VALUE ENHA TX 1.01 02/03/10 BERKLEY W R CORP DE 2.02,9.01 02/08/10 BERKSHIRE HILLS BANCORP INC 7.01,9.01 02/09/10 BEST ENERGY SERVICES, INC. NV 5.02,9.01 01/25/10 BIOGEN IDEC INC. DE 2.02,9.01 02/09/10 Blackhawk Biofuels, LLC DE 1.01,9.01 02/08/10 BLAST ENERGY SERVICES, INC. CA 8.01,9.01 02/05/10 BLOCKBUSTER INC DE 5.02 01/29/10 BOEING CO DE 5.02,9.01 02/08/10 BONANZA OIL & GAS, INC. NV 1.01,2.03,3.02 01/29/10 BPZ RESOURCES, INC. TX 1.01,2.03,3.02,8.01,9.01 02/03/10 BreitBurn Energy Partners L.P. DE 1.01,7.01,9.01 02/03/10 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 02/01/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.02 02/02/10 AMEND Bronco Drilling Company, Inc. DE 7.01,9.01 02/09/10 BRT REALTY TRUST MA 2.02,9.01 02/08/10 BSD MEDICAL CORP DE 5.02,9.01 02/03/10 CAGLES INC GA 2.02,9.01 02/09/10 CALYPTE BIOMEDICAL CORP DE 5.02 02/04/10 CAMDEN PROPERTY TRUST TX 2.02,9.01 02/08/10 CAMERON INTERNATIONAL CORP DE 2.02,9.01 02/08/10 CAPSTONE TURBINE Corp DE 2.02,9.01 02/09/10 CareFusion Corp DE 2.02,7.01,9.01 02/09/10 CARROLLTON BANCORP MD 7.01 02/09/10 CASCADE MICROTECH INC 2.02,9.01 02/09/10 CASEY CONTAINER CORP NV 5.01,5.02,5.03,5.06,9.01 02/08/10 CATALYST LIGHTING GROUP INC DE 1.01,5.01,5.02 02/03/10 CEDAR SHOPPING CENTERS INC MD 1.01,3.02,9.01 02/08/10 Celanese CORP DE 2.02,7.01,9.01 02/09/10 CELL THERAPEUTICS INC WA 7.01,8.01,9.01 02/09/10 CELLCO PARTNERSHIP 5.02 02/03/10 CENTENE CORP 2.02,9.01 02/09/10 CENTERPOINT ENERGY INC 1.01,9.01 02/05/10 CENVEO, INC CO 1.01,2.03,9.01 02/05/10 CERNER CORP /MO/ DE 2.02,9.01 02/09/10 CERUS CORP DE 8.01,9.01 02/08/10 CFS BANCORP INC IN 2.02,9.01 02/04/10 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 02/08/10 CHART INDUSTRIES INC DE 1.01 02/06/10 Chelsea Therapeutics International, L DE 7.01,9.01 02/09/10 Chelsea Therapeutics International, L DE 7.01,9.01 02/09/10 China Armco Metals, Inc. NV 7.01,8.01,9.01 02/09/10 CHINA BAK BATTERY INC NV 7.01,9.01 02/09/10 China Digital Animation Development, NY 5.02 02/08/10 CHINA FIRE & SECURITY GROUP, INC. 7.01,9.01 02/08/10 China Grand Resorts, Inc. NV 5.02,9.01 02/05/10 China Tel Group Inc NV 1.01,9.01 02/09/10 China Tel Group Inc NV 1.01,9.01 02/09/10 China Voice Holding Corp. NY 4.01,9.01 02/05/10 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 02/09/10 CIMAREX ENERGY CO DE 7.01,9.01 02/08/10 CITADEL BROADCASTING CORP DE 7.01,9.01 02/03/10 CLINICAL DATA INC DE 2.02,9.01 02/09/10 CLST HOLDINGS, INC. DE 8.01,9.01 02/09/10 CNB FINANCIAL CORP/PA PA 8.01 02/09/10 COCA COLA CO DE 2.02,9.01 02/09/10 COEUR D ALENE MINES CORP ID 1.01,2.03,9.01 02/05/10 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 02/09/10 CONNS INC DE 2.02,9.01 02/09/10 Cordex Pharma, Inc. NV 5.02 02/05/10 CORINTHIAN COLLEGES INC 7.01 02/08/10 CORNING INC /NY NY 5.02 02/03/10 CORPORATE EXECUTIVE BOARD CO DE 1.01,2.02,9.01 02/04/10 COUNTERPATH CORP NV 7.01,9.01 02/09/10 COUSINS PROPERTIES INC GA 8.01,9.01 02/09/10 COVENTRY HEALTH CARE INC DE 2.02,9.01 02/09/10 CREDO PETROLEUM CORP DE 8.01,9.01 02/08/10 CrowdGather, Inc. NV 3.02,9.01 02/03/10 CRYOLIFE INC FL 8.01,9.01 02/09/10 CYBEX INTERNATIONAL INC NY 2.02,9.01 02/09/10 CYIOS CORP NV 4.01,9.01 07/10/09 AMEND CYNOSURE INC 2.02,9.01 02/09/10 Deerfield Capital Corp. MD 7.01 02/08/10 DEL GLOBAL TECHNOLOGIES CORP NY 5.02,9.01 02/05/10 DELTA AIR LINES INC /DE/ DE 5.02,9.01 02/05/10 DENBURY RESOURCES INC DE 8.01,9.01 02/08/10 DIGITAL ANGEL CORP DE 7.01,9.01 02/08/10 DIONEX CORP /DE CA 2.02,9.01 02/09/10 Dot VN, Inc. DE 8.01,9.01 02/09/10 DOUBLE EAGLE PETROLEUM CO MD 1.01,2.03,7.01,9.01 02/05/10 Double-Take Software, Inc. DE 7.01,9.01 02/09/10 DRI CORP NC 7.01,9.01 02/09/10 DRUGSTORE COM INC DE 2.02,5.02,9.01 02/04/10 DRUGSTORE COM INC DE 7.01 02/09/10 AMEND DTE ENERGY CO MI 5.02 02/03/10 EASTERN CO CT 2.02,7.01,9.01 02/09/10 ECOLOGY COATINGS, INC. NV 1.01 02/09/10 ELANDIA INTERNATIONAL INC. DE 5.02,9.01 02/04/10 Encore Bancshares Inc TX 7.01,9.01 02/09/10 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 02/09/10 ENSURGE INC NV 3.02 02/05/10 AMEND EPIQ SYSTEMS INC MO 2.02,9.01 02/09/10 AMEND EPLUS INC DE 2.02,9.01 02/05/10 EQT Corp PA 5.02,7.01,9.01 02/03/10 EVANS BOB FARMS INC DE 2.02,9.01 02/09/10 EVERGREEN SOLAR INC DE 2.02,9.01 02/08/10 FACET BIOTECH CORP DE 7.01,9.01 02/09/10 Far East Wind Power Corp. NV 5.03,9.01 02/09/10 Federal Home Loan Bank of Atlanta X1 2.03 02/09/10 Federal Home Loan Bank of Boston X1 5.02 02/03/10 Federal Home Loan Bank of Chicago X1 2.03 02/03/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/03/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/03/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/03/10 Federal Home Loan Bank of New York X1 2.03,9.01 02/03/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/03/10 Federal Home Loan Bank of San Francis X1 2.03 02/03/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 02/03/10 FINISAR CORP DE 2.02,9.01 02/09/10 FIRST CAPITAL INC IN 8.01,9.01 02/08/10 FIRST DEFIANCE FINANCIAL CORP OH 2.02,7.01,9.01 02/08/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/09/10 FIRST MARINER BANCORP MD 1.01,2.02,3.02,8.01,9.01 02/02/10 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 02/09/10 FLAGSTAR BANCORP INC MI 8.01,9.01 02/08/10 FLUOR CORP DE 5.03,8.01,9.01 02/04/10 Formulawon, Inc DE 4.01,9.01 02/05/10 FORTINET INC 8.01 02/08/10 FPL GROUP INC FL 8.01,9.01 02/09/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 02/09/10 FUEL TECH, INC. DE 5.02 02/08/10 FUTUREIT, INC. DE 2.02 02/09/10 FX Real Estate & Entertainment Inc. DE 1.01,9.01 02/03/10 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 02/09/10 GAMCO INVESTORS, INC. ET AL NY 8.01 02/09/10 GARB OIL & POWER CORP UT 5.03,9.01 02/02/10 GARTNER INC DE 2.02,5.02,8.01,9.01 02/09/10 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 02/09/10 GAYLORD ENTERTAINMENT CO /DE DE 5.02 02/03/10 Geos Communications, Inc. WA 1.01,3.02,9.01 11/19/09 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 02/08/10 GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, DE 1.01,1.02,2.03,9.01 02/03/10 GLOBECOMM SYSTEMS INC 2.02,9.01 02/09/10 GMAC INC. DE 7.01,9.01 02/09/10 HALOZYME THERAPEUTICS INC DE 5.02 02/04/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.02,9.01 02/09/10 HEALTH GRADES INC DE 7.01,9.01 02/09/10 Heckmann CORP 1.01,9.01 02/04/10 HELIX BIOMEDIX INC DE 5.02 02/03/10 HOLLY CORP DE 1.01,9.01 02/08/10 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 02/08/10 Home Federal Bancorp, Inc. MD 5.02,9.01 02/03/10 HSN, Inc. DE 5.02,9.01 02/09/10 HUDSON CITY BANCORP INC DE 7.01,9.01 02/09/10 IAC/INTERACTIVECORP DE 2.02,7.01 02/09/10 IMS HEALTH INC DE 2.02,9.01 02/09/10 infoGROUP Inc. DE 2.02,9.01 02/08/10 INFOSPACE INC DE 2.02,9.01 02/03/10 AMEND Inland American Real Estate Trust, In MD 7.01,9.01 02/09/10 InovaChem, Inc. DE 9.01 01/29/10 AMEND INSTEEL INDUSTRIES INC NC 8.01,9.01 02/09/10 INSULET CORP DE 2.02,9.01 02/09/10 Intellect Neurosciences, Inc. DE 2.03 02/05/10 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,5.02,9.01 02/09/10 Intrepid Potash, Inc. DE 2.02,7.01,9.01 02/09/10 INVESTMENT TECHNOLOGY GROUP INC DE 5.02 02/03/10 Iridium Communications Inc. 7.01,9.01 02/09/10 ISTA PHARMACEUTICALS INC DE 7.01,9.01 02/09/10 ISTAR FINANCIAL INC MD 7.01 02/09/10 JK Acquisition Corp. 5.01,5.02,5.06,9.01 12/31/09 AMEND KeyOn Communications Holdings Inc. DE 2.01,3.02,9.01 02/03/10 KNOLL INC DE 5.02 02/03/10 Kraton Performance Polymers, Inc. DE 1.02 01/18/10 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 02/09/10 Lake Victoria Mining Company, Inc. NV 3.02 02/08/10 LANE CO 5 INC 8.01 02/08/10 LANNETT CO INC DE 2.02,9.01 02/08/10 LBO CAPITAL CORP CO 4.02 11/16/09 AMEND LCA VISION INC DE 2.02,9.01 02/09/10 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 02/09/10 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 02/01/10 LEVI STRAUSS & CO DE 2.02,9.01 02/09/10 LIBERTY PROPERTY TRUST MD 2.02,9.01 02/08/10 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 02/09/10 LINCARE HOLDINGS INC DE 2.02,9.01 02/08/10 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 02/09/10 LOCAL.COM DE 1.01,2.03,9.01 02/05/10 MAD CATZ INTERACTIVE INC 2.02,9.01 02/09/10 MADISON GAS & ELECTRIC CO WI 1.01,2.03,9.01 02/04/10 MAGELLAN PETROLEUM CORP /DE/ DE 2.02,9.01 02/08/10 Magnolia Solar Corp NV 8.01,9.01 02/08/10 Manhattan Bancorp CA 2.02,5.02,7.01,9.01 02/03/10 MARSHALL EDWARDS INC DE 5.02,8.01,9.01 02/05/10 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/09/10 MCCLATCHY CO DE 1.01,8.01,9.01 02/09/10 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 02/09/10 MEDIA GENERAL INC VA 8.01,9.01 02/08/10 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 02/09/10 Merck & Co. Inc. NJ 8.01,9.01 02/08/10 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 02/09/10 AMEND MERIX CORP OR 5.04,9.01 02/09/10 META FINANCIAL GROUP INC DE 2.02,9.01 02/09/10 METROCORP BANCSHARES INC 7.01,9.01 02/09/10 MGE ENERGY INC WI 1.01,2.03,9.01 02/04/10 MICROSTRATEGY INC DE 2.02,9.01 02/03/10 MISCOR GROUP, LTD. IN 1.01,2.03,5.02,8.01,9.01 02/03/10 MOLSON COORS BREWING CO CO 2.02,9.01 02/09/10 MORE CASH FOR LIFE(WORLDWIDE) LTD. NV 5.02 02/09/10 MOSAIC CO DE 7.01,9.01 02/09/10 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 02/08/10 MULTIMEDIA GAMES INC TX 2.02,9.01 02/09/10 MWI Veterinary Supply, Inc. DE 7.01,9.01 02/09/10 NABORS INDUSTRIES LTD D0 8.01,9.01 02/09/10 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 02/09/10 NATIONAL WESTERN LIFE INSURANCE CO CO 8.01 02/02/10 NATURAL BLUE RESOURCES, INC. DE 2.01,3.02 07/01/09 AMEND NAVISTAR FINANCIAL DEALER NOTE MASTER DE 1.01 02/04/10 NELNET INC NE 5.02,5.03,9.01 02/09/10 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,8.01,9.01 02/05/10 NETGEAR, INC DE 2.02,5.02,9.01 02/06/10 NETWORK CN INC DE 4.01,9.01 02/04/10 NEUROCRINE BIOSCIENCES INC CA 5.02,5.03,9.01 02/03/10 NEW DRAGON ASIA CORP FL 4.01,9.01 02/03/10 NEW FRONTIER ENERGY INC CO 8.01,9.01 02/01/10 NEW FRONTIER ENERGY INC CO 8.01,9.01 02/01/10 NEW FRONTIER MEDIA INC CO 2.02,9.01 02/09/10 NEW PEOPLES BANKSHARES INC VA 5.02 02/08/10 NOVAVAX INC DE 5.02 02/08/10 Nuance Communications, Inc. DE 5.02 02/03/10 NYSE Euronext DE 2.02,9.01 02/09/10 OCZ TECHNOLOGY GROUP INC 2.02,9.01 01/19/10 Omagine, Inc. DE 8.01 02/09/10 ON SEMICONDUCTOR CORP DE 5.02 02/03/10 OPENTABLE INC DE 2.02,9.01 02/09/10 Otter Tail Corp MN 2.02,9.01 02/08/10 OWENS & MINOR INC/VA/ VA 2.02,5.02,8.01,9.01 02/04/10 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 12/31/09 PARKWAY PROPERTIES INC MD 2.02,9.01 02/08/10 PATRIOT GOLD CORP NV 5.02 02/01/10 PENN MILLERS HOLDING CORP 5.02,9.01 02/09/10 PENN NATIONAL GAMING INC PA 2.02,9.01 02/04/10 PENSKE AUTOMOTIVE GROUP, INC. DE 8.01 02/09/10 PETROQUEST ENERGY INC DE 2.02,9.01 02/09/10 PIONEER NATURAL RESOURCES CO DE 7.01 02/09/10 POLYCOM INC DE 5.02,5.05,9.01 02/03/10 POPULAR INC 7.01,9.01 02/09/10 PORFAVOR CORP NV 4.01,5.01,7.01 02/08/10 POST PROPERTIES INC GA 1.01,8.01,9.01 02/09/10 POST PROPERTIES INC GA 2.02,9.01 02/09/10 PROSPECT CAPITAL CORP MD 8.01,9.01 02/09/10 PRUDENTIAL BANCORP INC OF PENNSYLVANI 8.01 02/08/10 PULTE HOMES INC/MI/ MI 2.02,9.01 02/09/10 PURESPECTRUM, INC. 1.01,3.02,5.03,9.01 02/08/10 QUALITY DISTRIBUTION INC FL 2.02,9.01 02/09/10 QUALITY SYSTEMS INC CA 1.01,9.01 02/09/10 AMEND Quest Energy Partners, L.P. DE 8.01,9.01 02/08/10 QUEST RESOURCE CORP NV 8.01,9.01 02/08/10 QUICKLOGIC CORPORATION CA 2.02,9.01 02/09/10 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 02/09/10 Rand Logistics, Inc. DE 7.01,9.01 02/09/10 Rand Logistics, Inc. DE 7.01,9.01 02/09/10 REALNETWORKS INC WA 1.01,7.01,9.01 02/09/10 Red Lion Hotels CORP WA 1.01,2.03,9.01 02/08/10 RENHUANG PHARMACEUTICALS INC NV 7.01,9.01 02/08/10 RESOURCE AMERICA INC DE 2.02,9.01 12/31/09 RESPONSE GENETICS INC 5.02 02/08/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,8.01,9.01 02/02/10 RiskMetrics Group Inc 2.02,9.01 02/09/10 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 2.02,9.01 02/09/10 Rodobo International Inc NV 1.01,2.01,3.02,3.03,9.01 02/05/10 RPC INC DE 8.01,9.01 02/09/10 RTI Biologics, Inc. DE 2.02,9.01 02/09/10 RURAL/METRO CORP /DE/ DE 2.02,9.01 02/09/10 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 02/09/10 SEABRIGHT INSURANCE HOLDINGS INC DE 5.02,9.01 02/03/10 SEATTLE GENETICS INC /WA DE 2.02,9.01 02/09/10 SECURITY SOLUTIONS GROUP, INC. NV 4.01,9.01 02/03/10 SELECTICA INC DE 3.03,9.01 02/04/10 SEQUENOM INC DE 1.01 02/04/10 SERACARE LIFE SCIENCES INC 8.01 02/09/10 Shopoff Properties Trust, Inc. MD 2.01,2.03,9.01 02/03/10 SINOHUB, INC. DE 4.01,9.01 02/03/10 Skilled Healthcare Group, Inc. DE 2.02,9.01 02/08/10 SMITH & WESSON HOLDING CORP NV 7.01,9.01 02/09/10 SONUS NETWORKS INC DE 2.02,5.02,9.01 02/08/10 SOUTHERN STAR ENERGY INC. NV 2.03 02/03/10 SOUTHWEST WATER CO DE 8.01,9.01 02/09/10 SPARTECH CORP DE 5.02,9.01 02/08/10 Spectrum Brands, Inc. DE 8.01,9.01 02/09/10 Spectrum Brands, Inc. DE 2.02,9.01 02/09/10 Spectrum Brands, Inc. DE 8.01,9.01 02/09/10 SRA INTERNATIONAL INC DE 5.02 02/03/10 SRI SURGICAL EXPRESS INC FL 1.01 02/03/10 STANCORP FINANCIAL GROUP INC OR 8.01,9.01 02/08/10 Stem Cell Therapy International, Inc. NV 5.02,9.01 02/09/10 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 02/08/10 STIFEL FINANCIAL CORP DE 2.02,9.01 02/09/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 02/01/10 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 02/01/10 SuccessFactors, Inc. DE 1.01 02/04/10 Summer Infant, Inc. DE 5.02,9.01 02/05/10 SUPERIOR BANCORP DE 2.02,9.01 02/09/10 Sutor Technology Group LTD 2.02,9.01 02/09/10 Synutra International, Inc. DE 2.02,9.01 02/09/10 T.O.D. TASTE ON DEMAND INC NV 1.01,9.01 02/09/10 TARGETED GENETICS CORP /WA/ WA 7.01,9.01 02/09/10 TAUBMAN CENTERS INC MI 2.02,9.01 02/09/10 TECHNICAL COMMUNICATIONS CORP MA 8.01,9.01 02/08/10 TEMPLE INLAND INC DE 2.02,7.01,9.01 02/09/10 TEMPLE INLAND INC DE 5.03,9.01 02/05/10 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 02/09/10 THESTREET COM DE 8.01 02/08/10 TIER TECHNOLOGIES INC DE 2.02,9.01 02/09/10 TIGRENT INC CO 8.01 02/09/10 Tintic Gold Mining CO NV 2.01 02/08/10 TOYOTA MOTOR CREDIT CORP CA 8.01 02/09/10 TRAILER BRIDGE INC 2.02,9.01 02/08/10 Transfer Technology International Cor DE 5.02 02/05/10 TRIPLE-S MANAGEMENT CORP 2.02,9.01 02/09/10 TRUSTMARK CORP MS 7.01,9.01 02/09/10 tw telecom inc. DE 2.02,9.01 02/08/10 TYCO INTERNATIONAL LTD /BER/ D0 8.01 02/09/10 UDR, Inc. MD 2.02,9.01 02/09/10 Uni-Pixel DE 8.01,9.01 02/09/10 UNIT CORP DE 8.01,9.01 02/09/10 United Financial Bancorp, Inc. MD 7.01,9.01 02/09/10 UNITRIN INC DE 7.01,9.01 02/09/10 UNIVERSAL TECHNICAL INSTITUTE INC DE 7.01 02/08/10 USANA HEALTH SCIENCES INC UT 2.02,9.01 02/09/10 UTEK CORP 5.02,9.01 02/08/10 VALENCE TECHNOLOGY INC DE 2.02,9.01 08/06/09 VALLEY NATIONAL BANCORP NJ 7.01,9.01 02/09/10 VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 02/08/10 VERIZON COMMUNICATIONS INC DE 5.02 02/03/10 VIRTUALHEALTH TECHNOLOGIES INC. DE 1.01,2.01,9.01 02/01/10 VIRTUALHEALTH TECHNOLOGIES INC. DE 8.01,9.01 02/08/10 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 02/09/10 VITAL IMAGES INC MN 5.02 02/04/10 VITESSE SEMICONDUCTOR CORP DE 5.02 02/05/10 Vulcan Materials CO NJ 2.02,9.01 02/08/10 W R GRACE & CO DE 5.02,7.01,9.01 02/05/10 WALT DISNEY CO/ DE 2.02,9.01 02/09/10 Warner Music Group Corp. DE 2.02,7.01,9.01 02/09/10 WASATCH FOOD SERVICES INC NV 4.01,5.03,9.01 02/05/10 WASTE CONNECTIONS, INC. DE 7.01 02/09/10 WATTS WATER TECHNOLOGIES INC DE 2.05,5.02,5.03,9.01 02/08/10 WEB.COM GROUP, INC. 5.02,9.01 02/04/10 WEB.COM GROUP, INC. 2.02,9.01 02/09/10 WEST CORP DE 2.02,9.01 02/09/10 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 02/09/10 WESTFIELD FINANCIAL INC MA 7.01,9.01 02/09/10 WEYERHAEUSER CO WA 1.01,5.02,9.01 02/08/10 WHITING USA TRUST I DE 2.02,8.01,9.01 02/09/10 WOLVERINE TUBE INC DE 5.02 02/02/10 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 1.01,2.01,9.01 02/01/10 XCEL ENERGY INC MN 7.01 02/09/10 XL CAPITAL LTD 2.02,9.01 02/09/10 ZEBRA TECHNOLOGIES CORP 2.02,9.01 02/09/10 ZOLTEK COMPANIES INC DE 2.02,9.01 02/08/10 AAR CORP DE 8.01,9.01 02/09/10 ACCO BRANDS CORP DE 2.02,9.01 02/10/10 Activision Blizzard, Inc. DE 2.02,8.01,9.01 02/10/10 ADAPTEC INC DE 5.02 11/17/09 AMEND Advanced Life Sciences Holdings, Inc. 7.01,8.01,9.01 02/09/10 AGY Holding Corp. DE 4.01 02/04/10 AIRGAS INC DE 8.01,9.01 02/09/10 ALICO INC FL 2.02,9.01 02/09/10 ALLSTATE CORP DE 2.02,9.01 02/10/10 Alphatec Holdings, Inc. DE 8.01,9.01 02/09/10 Alphatec Holdings, Inc. DE 1.01,9.01 02/09/10 Altra Holdings, Inc. DE 5.02 02/04/10 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 02/10/10 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 02/09/10 AMERICAN PACIFIC CORP DE 2.02,9.01 02/10/10 AMERICAS WIND ENERGY CORP NV 1.02 02/02/10 AMKOR TECHNOLOGY INC DE 2.02,9.01 02/10/10 APTARGROUP INC DE 2.02,9.01 02/10/10 ARES CAPITAL CORP MD 7.01 02/10/10 ARRIS GROUP INC DE 2.02,9.01 02/10/10 ART TECHNOLOGY GROUP INC DE 1.01,8.01,9.01 02/05/10 Artio Global Investors Inc. DE 7.01,9.01 02/10/10 ARVINMERITOR INC IN 1.01,9.01 02/10/10 AspenBio Pharma, Inc. CO 8.01,9.01 02/09/10 ASURE SOFTWARE INC DE 2.02,9.01 02/10/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 02/10/10 ATOMIC PAINTBALL INC 1.01,5.02,9.01 12/31/09 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 02/09/10 AUTOMATIC DATA PROCESSING INC DE 5.02 02/09/10 BAKBONE SOFTWARE INC A6 2.02,9.01 02/10/10 BANCORPSOUTH INC MS 7.01,9.01 02/10/10 Baron Energy Inc. 3.02 02/08/10 BARRETT BUSINESS SERVICES INC MD 2.02,7.01,9.01 02/09/10 BF ACQUISITION GROUP V INC FL 3.02 02/08/10 Bio-Clean, Inc. 5.02 01/28/10 BIOCLINICA INC DE 2.02,9.01 02/10/10 BIOSPHERE MEDICAL INC DE 2.02,9.01 02/10/10 BIOVAIL CORP INTERNATIONAL A6 8.01,9.01 02/10/10 BOSTON SCIENTIFIC CORP DE 2.02,2.05,5.02,9.01 02/06/10 CABLEVISION SYSTEMS CORP /NY DE 1.01,2.01,5.03,9.01 02/09/10 CALYPSO WIRELESS INC DE 8.01 02/09/10 CAMCO FINANCIAL CORP DE 7.01 02/10/10 CB RICHARD ELLIS GROUP INC DE 1.01,9.01 02/04/10 Celera CORP DE 5.02,9.01 02/04/10 Celsius Holdings, Inc. NV 1.01,5.02,9.01 02/09/10 CENTRAL BANCORP INC /MA/ MA 5.02 02/04/10 CERUS CORP DE 5.02,9.01 02/04/10 CHAMPION ENTERPRISES INC MI 1.01,9.01 02/08/10 CHINA AGRITECH INC DE 2.02,9.01 02/08/10 China Holdings, Inc. WY 5.03,8.01 02/08/10 CHINA-BIOTICS, INC DE 2.02,9.01 02/10/10 CLAIRES STORES INC DE 2.02,9.01 02/09/10 Clark Holdings Inc. DE 5.02,9.01 02/04/10 CMS Bancorp, Inc. DE 2.02,9.01 02/10/10 CMS ENERGY CORP MI 8.01 02/08/10 CNB CORP /MI/ MI 8.01,9.01 02/10/10 COEUR D ALENE MINES CORP ID 1.01,2.03,9.01 02/05/10 AMEND COLLECTORS UNIVERSE INC DE 2.02,9.01 02/09/10 COMDISCO HOLDING CO INC DE 2.02,9.01 02/10/10 COMPUTER SCIENCES CORP NV 2.02,9.01 02/09/10 COMSCORE, INC. 2.02,9.01 02/10/10 CORE LABORATORIES N V P7 2.02,9.01 12/31/09 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 02/10/10 CORRECTIONS CORP OF AMERICA MD 2.02,5.02,9.01 02/09/10 CORUS BANKSHARES INC MN 8.01,9.01 02/04/10 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 02/09/10 CROWN CRAFTS INC DE 1.01,2.02,2.03,9.01 02/10/10 CROWN MEDIA HOLDINGS INC DE 8.01,9.01 02/09/10 CYTORI THERAPEUTICS, INC. DE 5.02,8.01 02/05/10 DealerTrack Holdings, Inc. DE 8.01,9.01 02/10/10 DEAN FOODS CO DE 2.02,9.01 02/10/10 DEERE & CO DE 7.01 02/10/10 DELCATH SYSTEMS INC DE 1.01,8.01,9.01 02/04/10 DELTEK, INC DE 2.02,9.01 02/10/10 DEPOMED INC CA 8.01 02/08/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 02/09/10 DIGITALGLOBE INC 1.01,9.01 02/10/10 Discovery Communications, Inc. DE 2.02,9.01 02/10/10 Douglas Emmett Inc MD 2.02,9.01 02/09/10 Dr Pepper Snapple Group, Inc. DE 7.01,9.01 02/10/10 Dragon's Lair Holdings, Inc. FL 2.01,5.03,8.01,9.01 02/08/10 DUOYUAN PRINTING, INC. WY 2.02,9.01 02/10/10 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 02/10/10 DYNACQ HEALTHCARE INC DE 8.01 01/13/10 ECHELON CORP DE 2.02,9.01 02/10/10 Echo Therapeutics, Inc. DE 1.01,2.03,3.02,9.01 02/04/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 02/10/10 EDGAR ONLINE INC DE 2.02,9.01 02/10/10 EDUCATION MANAGEMENT CORPORATION 8.01,9.01 02/10/10 ELOYALTY CORP DE 2.02,7.01,9.01 02/10/10 EMCORE CORP NJ 2.02,7.01,9.01 02/09/10 EMERALD DAIRY INC NV 8.01 01/28/10 EMERGING VISION INC NY 1.01 12/15/09 ENDEAVOUR INTERNATIONAL CORP NV 5.02,9.01 02/09/10 ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 02/05/10 ENERNOC INC DE 5.02,7.01,9.01 02/04/10 EnteroMedics Inc 5.02 02/04/10 EOG RESOURCES INC DE 2.02,7.01,9.01 02/09/10 EON COMMUNICATIONS CORP DE 4.01,9.01 02/09/10 EQUINIX INC DE 2.02,9.01 02/10/10 ESCO TECHNOLOGIES INC MO 5.02,9.01 02/10/10 ESL Teachers Inc. NV 1.01,2.01,3.02,8.01,9.01 02/01/10 EVEREST RE GROUP LTD D0 2.02,9.01 12/31/09 Excel Global, Inc. 1.02 12/29/09 EXERCISE FOR LIFE SYSTEMS, INC. NC 1.01,2.03,9.01 02/02/10 EXPRESS SCRIPTS INC DE 9.01 12/01/09 AMEND Extreme Mobile Coatings Corp., Ltd. X0 7.01,9.01 02/08/10 FARMER BROTHERS CO CA 2.02,5.02,9.01 02/08/10 FBR CAPITAL MARKETS CORP VA 2.02,9.01 02/10/10 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,8.01,9.01 02/04/10 FEDERAL HOME LOAN MORTGAGE CORP 7.01,8.01,9.01 02/10/10 FIFTH THIRD BANCORP OH 7.01,9.01 02/10/10 FINANCIAL FEDERAL CORP NV 8.01 02/10/10 FIRST INTERSTATE BANCSYSTEM INC MT 7.01,8.01,9.01 02/05/10 FIRST PACTRUST BANCORP INC MD 8.01 02/10/10 FIVE STAR QUALITY CARE INC 5.03,9.01 02/10/10 FLINT TELECOM GROUP INC. NV 5.02,9.01 02/04/10 FLORIDA GAMING CORP DE 1.01,2.03,9.01 02/04/10 Forestar Group Inc. DE 5.02 02/09/10 FORRESTER RESEARCH INC DE 2.02,9.01 02/10/10 FORWARD AIR CORP TN 8.01,9.01 02/10/10 Freescale Semiconductor Holdings I, L D0 8.01 02/10/10 FREESCALE SEMICONDUCTOR INC DE 8.01 02/10/10 FROZEN FOOD EXPRESS INDUSTRIES INC TX 8.01,9.01 02/10/10 FURNITURE BRANDS INTERNATIONAL INC DE 5.02,9.01 02/04/10 GameStop Corp. DE 5.02 02/10/10 GENTA INC DE/ DE 8.01,9.01 02/10/10 Geopulse Exploration Inc. NV 1.01,5.02 02/01/10 Geos Communications, Inc. WA 5.02 02/04/10 Global Cash Access Holdings, Inc. DE 5.02 02/08/10 GLU MOBILE INC 1.01,2.02,9.01 02/10/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/05/10 GREEN GLOBE INTERNATIONAL, INC. DE 2.01,5.02 09/19/09 GRIFFIN LAND & NURSERIES INC DE 2.02,9.01 02/10/10 GRYPHON GOLD CORP NV 1.01,2.03,3.02,9.01 02/05/10 GSI COMMERCE INC DE 2.02,9.01 02/10/10 HALLIBURTON CO DE 5.03,9.01 02/03/10 HAMPTON ROADS BANKSHARES INC VA 2.02,7.01,9.01 02/10/10 HAWK CORP DE 7.01,9.01 02/10/10 HAWTHORN BANCSHARES, INC. MO 8.01 02/10/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 02/10/10 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 02/09/10 Helix Wind, Corp. NV 1.01,8.01,9.01 02/08/10 HNI CORP IA 2.02,9.01 02/09/10 HUNT J B TRANSPORT SERVICES INC AR 5.03,9.01 02/04/10 Huntsman CORP DE 5.02 02/04/10 Hydrodynex, Inc. NV 5.02 02/08/10 IMAGENETIX INC /NV/ NV 2.02,9.01 02/09/10 IMMUCELL CORP /DE/ DE 2.02,9.01 02/10/10 IMMUNOMEDICS INC DE 5.02,9.01 02/10/10 IN Media Corp NV 5.02 02/03/10 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 02/10/10 INNODATA ISOGEN INC DE 4.02,9.01 02/08/10 INSIGHT ENTERPRISES INC DE 2.02,9.01 02/10/10 INTEGRATED SILICON SOLUTION INC DE 5.02,9.01 02/05/10 INTEL CORP DE 7.01,9.01 02/09/10 Intellect Neurosciences, Inc. DE 8.01,9.01 02/10/10 INTERCONTINENTALEXCHANGE INC 2.02,9.01 02/10/10 INTRUSION INC DE 2.02,9.01 02/10/10 INVERNESS MEDICAL INNOVATIONS INC DE 7.01,9.01 02/10/10 Invesco Ltd. D0 8.01,9.01 02/08/10 INVESTMENT TECHNOLOGY GROUP INC DE 5.02,9.01 02/08/10 ISHARES COMEX GOLD TRUST NY 8.01,9.01 02/09/10 iShares Silver Trust NY 8.01,9.01 02/08/10 ISIS PHARMACEUTICALS INC DE 8.01,9.01 02/10/10 ITC DELTACOM INC DE 8.01,9.01 02/10/10 JACK IN THE BOX INC /NEW/ DE 8.01,9.01 02/10/10 JONES APPAREL GROUP INC PA 2.02,7.01,9.01 02/10/10 JUNIPER NETWORKS INC DE 5.02,9.01 02/05/10 KBW, INC. 5.02,9.01 02/09/10 AMEND KFORCE INC FL 2.02,9.01 02/09/10 KNIGHT TRANSPORTATION INC AZ 7.01,9.01 02/10/10 KONA GRILL INC DE 2.02,9.01 02/10/10 KONA GRILL INC DE 8.01,9.01 02/10/10 KRONOS WORLDWIDE INC 7.01,9.01 02/10/10 KV PHARMACEUTICAL CO /DE/ DE 4.02 02/04/10 LACROSSE FOOTWEAR INC WI 1.01,9.01 02/09/10 LEVEL 3 COMMUNICATIONS INC DE 2.02,9.01 02/10/10 LIBBEY INC DE 2.02,9.01 02/10/10 LIBERATOR, INC. NV 1.01,2.01,3.02,5.01,5.02,5.03, 04/03/09 AMEND 5.06,9.01 Life Technologies Corp DE 2.02,9.01 01/28/10 AMEND LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02 02/10/10 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 5.02 01/05/10 LIVEPERSON INC DE 2.02,5.02,9.01 02/08/10 LMI AEROSPACE INC MO 7.01,9.01 02/10/10 LoopNet, Inc. DE 2.02,9.01 02/10/10 LOUISIANA-PACIFIC CORP DE 2.02,9.01 02/10/10 LOUISIANA-PACIFIC CORP DE 5.02,5.03,8.01,9.01 02/04/10 LYRIS, INC. 2.02,9.01 02/10/10 Madison Square Garden, Inc. DE 5.02,5.03,8.01,9.01 02/05/10 MAGELLAN PETROLEUM CORP /DE/ DE 2.01,9.01 12/22/09 AMEND MANITOWOC CO INC WI 1.01,2.03,9.01 02/08/10 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 02/10/10 MASCO CORP /DE/ DE 2.02,9.01 02/10/10 Master Silicon Carbide Industries, In DE 5.03 02/10/10 MAX CAPITAL GROUP LTD. 7.01,9.01 02/10/10 MAXYGEN INC DE 1.01,9.01 02/04/10 MCDONALDS CORP DE 7.01,9.01 02/09/10 Mesa Energy Holdings, Inc. DE 7.01,9.01 02/10/10 MGP INGREDIENTS INC KS 2.02,7.01,9.01 02/09/10 MGT CAPITAL INVESTMENTS INC DE 1.01,9.01 02/05/10 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 02/10/10 Morningstar, Inc. IL 8.01,9.01 02/01/10 MOSAIC CO DE 7.01,9.01 02/09/10 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 02/10/10 NBTY INC DE 7.01,9.01 02/09/10 NEOMAGIC CORP DE 1.01,5.02,9.01 02/04/10 NETSOL TECHNOLOGIES INC NV 2.02,9.01 02/10/10 NETWORK CN INC DE 5.02 02/10/10 NeuroMetrix, Inc. DE 2.02,9.01 02/10/10 NEUSTAR INC 2.02,7.01,9.01 02/10/10 NEW FRONTIER ENERGY INC CO 8.01 02/05/10 NEW YORK TIMES CO NY 2.02,9.01 02/10/10 NewMarket Technology Inc NV 5.02,7.01,9.01 02/01/10 NewPage Holding CORP DE 5.02,9.01 02/08/10 NII HOLDINGS INC DE 7.01,9.01 02/10/10 NMT MEDICAL INC DE 2.02,9.01 02/10/10 Noble Medical Technologies, Inc. DE 1.02,9.01 02/09/10 NUCRYST Pharmaceuticals Corp. A0 3.03,5.02 02/08/10 OMEGA HEALTHCARE INVESTORS INC MD 1.01,2.03,9.01 02/09/10 OMNICOM GROUP INC NY 2.02,7.01,9.01 02/10/10 ON4 COMMUNICATIONS INC. DE 5.01,9.01 02/08/10 Onstream Media CORP FL 8.01,9.01 02/10/10 ONVIA INC DE 1.01,5.02,9.01 02/05/10 ORASURE TECHNOLOGIES INC DE 2.02,9.01 02/10/10 ORASURE TECHNOLOGIES INC DE 7.01,9.01 02/10/10 Orchard Enterprises, Inc. DE 1.01,2.03,9.01 02/04/10 Orient Paper Inc. NV 8.01,9.01 02/10/10 Pacific Asia Petroleum Inc DE 1.01,7.01,9.01 02/08/10 PDF SOLUTIONS INC DE 2.02,9.01 02/10/10 People's United Financial, Inc. DE 8.01,9.01 02/10/10 PINNACLE ENTERTAINMENT INC DE 1.01,5.02,9.01 02/08/10 PIZZA INN INC /MO/ MO 2.02,9.01 02/09/10 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 02/10/10 PMFG, Inc. DE 2.02,9.01 02/10/10 POTLATCH CORP DE 2.02,9.01 02/09/10 PRIMEDIA INC DE 7.01,9.01 02/10/10 PROASSURANCE CORP DE 7.01,9.01 02/09/10 PROELITE, INC. NJ 1.01,9.01 02/04/10 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 02/10/10 QUICKSILVER RESOURCES INC DE 8.01,9.01 02/08/10 REALTY INCOME CORP MD 2.02 02/10/10 RENAISSANCERE HOLDINGS LTD D0 2.02,9.01 02/09/10 RENTECH INC /CO/ CO 2.02,9.01 02/10/10 RGC RESOURCES INC VA 2.02,9.01 02/10/10 Rockville Financial Inc. 8.01 02/10/10 Rockwood Holdings, Inc. DE 7.01,9.01 02/10/10 SafeStitch Medical, Inc. DE 7.01,9.01 02/10/10 SCANA CORP SC 8.01,9.01 12/31/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 02/10/10 SCIENTIFIC GAMES CORP DE 5.02 10/26/09 AMEND Scripps Networks Interactive, Inc. OH 2.02,9.01 02/10/10 SELECT COMFORT CORP MN 2.02,9.01 02/10/10 Sensata Technologies B.V. P7 1.01,2.03,9.01 02/04/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 02/10/10 Shire plc 8.01,9.01 02/04/10 SHUFFLE MASTER INC MN 5.02,9.01 02/05/10 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 02/10/10 Sinoenergy CORP NV 8.01,9.01 01/26/10 Sinoenergy CORP NV 8.01,9.01 01/26/10 AMEND SONOCO PRODUCTS CO SC 2.02,9.01 02/10/10 Sound Financial, Inc. 2.02,8.01,9.01 02/09/10 Spectrum Brands, Inc. DE 8.01,9.01 02/09/10 SPRINT NEXTEL CORP KS 2.02,9.01 02/10/10 Stanadyne Holdings, Inc. DE 4.01 02/04/10 SUMMIT FINANCIAL GROUP INC WV 5.02,9.01 02/10/10 SunSi Energies Inc. NV 5.02 02/09/10 Support.com, Inc. DE 2.02,9.01 02/10/10 Support.com, Inc. DE 5.02,7.01,9.01 02/08/10 Symmetry Medical Inc. DE 8.01,9.01 02/09/10 TALEO CORP DE 2.02,9.01 02/10/10 TC Global, Inc. 2.02,9.01 02/10/10 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 02/09/10 THREE FIVE SYSTEMS INC DE 8.01,9.01 02/10/10 TIANYIN PHARMACEUTICAL CO., INC. DE 2.02,7.01,9.01 02/10/10 TIDEWATER INC DE 8.01,9.01 02/04/10 TLC VISION CORP A6 1.01,1.02,2.03,2.04,7.01,9.01 02/03/10 TORCHMARK CORP DE 2.02,9.01 02/10/10 TRACTOR SUPPLY CO /DE/ DE 5.02,9.01 02/04/10 TRANSATLANTIC HOLDINGS INC DE 2.02,9.01 02/10/10 Transcept Pharmaceuticals Inc DE 7.01,9.01 02/09/10 TransDigm Group INC DE 2.02,4.02,9.01 02/05/10 TRIDENT MICROSYSTEMS INC DE 8.01,9.01 02/10/10 TRIDENT MICROSYSTEMS INC DE 8.01 02/10/10 UNISYS CORP DE 5.02,9.01 02/09/10 UNITED SECURITY BANCSHARES CA 2.02,9.01 02/09/10 UNITED SECURITY BANCSHARES CA 5.02,9.01 02/08/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 5.02,9.01 02/04/10 Vanguard Natural Resources, LLC DE 2.01,9.01 02/10/10 AMEND VERIFY SMART CORP. NV 7.01 12/08/09 VERSANT CORP CA 5.02 02/05/10 VIROPHARMA INC DE 1.01 02/05/10 WABASH NATIONAL CORP /DE DE 7.01,9.01 02/10/10 Wilhelmina International, Inc. DE 1.01,3.03,9.01 02/09/10 WILLIAMS COMPANIES INC DE 1.01,2.03,8.01,9.01 02/09/10 WINN DIXIE STORES INC FL 8.01 02/10/10 WINNER MEDICAL GROUP INC NV 2.02,9.01 02/10/10 WORLD HEART CORP DE 5.02 02/04/10 WORLD HEART CORP DE 8.01 01/01/10 AMEND WORLDWIDE ENERGY & MANUFACTURING USA CO 1.01,3.02,9.01 02/09/10 Wright Express CORP 2.02,9.01 02/10/10 WYNDHAM WORLDWIDE CORP DE 2.02,9.01 02/10/10 WYNDHAM WORLDWIDE CORP DE 2.02 02/10/10 AMEND XSUNX INC CO 8.01,9.01 02/10/10 ZAREBA SYSTEMS INC MN 2.02,9.01 02/10/10 ZEBRA TECHNOLOGIES CORP 5.02,9.01 02/04/10 ZENITH NATIONAL INSURANCE CORP DE 7.01,9.01 02/10/10 ZENITH NATIONAL INSURANCE CORP DE 7.01,9.01 02/10/10 ACADIA REALTY TRUST MD 2.02,9.01 02/09/10 ADMINISTAFF INC \DE\ DE 2.02,9.01 02/11/10 Advaxis, Inc. DE 1.01,3.02,9.01 02/01/10 AMEND AETRIUM INC MN 2.02,9.01 02/10/10 AGILYSYS INC OH 2.02,7.01,9.01 02/11/10 AIRGAS INC DE 8.01,9.01 02/11/10 Akeena Solar, Inc. DE 2.02,9.01 02/10/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 02/11/10 ALEXION PHARMACEUTICALS INC DE 2.02,9.01 02/11/10 Alexza Pharmaceuticals Inc. DE 1.01,9.01 02/09/10 Alexza Pharmaceuticals Inc. DE 8.01,9.01 02/11/10 ALFACELL CORP DE 8.01 02/08/10 ALLEGHENY ENERGY, INC MD 1.01,7.01,9.01 02/10/10 ALLEGHENY ENERGY, INC MD 1.01,9.01 02/10/10 ALLETE INC MN 5.02,9.01 02/11/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 02/11/10 ALLIED CAPITAL CORP MD 8.01,9.01 02/11/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 02/11/10 AMANASU TECHNO HOLDINGS CORP NV 8.01 02/11/10 AMERICAN DG ENERGY INC DE 8.01,9.01 02/09/10 American Fiber Green Products, Inc. NV 4.01,9.01 02/08/10 AMERICAN LOCKER GROUP INC DE 5.02 02/10/10 AMERICAN LOCKER GROUP INC DE 5.02 02/11/10 American Nano Silicon Technologies, I CA 5.05 02/11/10 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 02/11/10 AMERIGON INC MI 2.02,9.01 02/10/10 AMKOR TECHNOLOGY INC DE 2.02,9.01 02/10/10 ANTS SOFTWARE INC DE 3.02 12/30/09 APPLIED NEUROSOLUTIONS INC DE 5.02 02/05/10 ARCHER DANIELS MIDLAND CO DE 8.01,9.01 02/11/10 ARGAN INC DE 8.01,9.01 02/08/10 Arlington Asset Investment Corp. VA 2.02,9.01 02/11/10 ARROWHEAD RESEARCH CORP DE 2.02,9.01 02/11/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 02/11/10 ATWOOD OCEANICS INC TX 8.01,9.01 02/11/10 AUDIOVOX CORP DE 8.01 02/09/10 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 02/11/10 AUTOBYTEL INC DE 8.01 02/10/10 AUTONATION, INC. DE 2.02,9.01 02/11/10 Avantair, Inc DE 2.02,9.01 02/09/10 Axion Power International, Inc. DE 5.02 02/05/10 Bank of Commerce Holdings CA 9.01 02/11/10 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 02/11/10 BECKMAN COULTER INC DE 5.02 02/09/10 BECKMAN COULTER INC DE 2.02,7.01,9.01 02/11/10 BEL FUSE INC /NJ NJ 2.02,9.01 02/11/10 BERKSHIRE HATHAWAY INC DE 8.01,9.01 02/11/10 BioMed Realty Trust Inc MD 2.02,9.01 02/10/10 BJ SERVICES CO DE 8.01 02/09/10 BJs RESTAURANTS INC CA 2.02,9.01 02/11/10 BLASTGARD INTERNATIONAL INC CO 4.01,5.02,9.01 02/05/10 Bloggerwave, Inc. NV 1.01,2.03,3.02,7.01,8.01,9.01 01/22/10 BLUE NILE INC DE 2.02,9.01 02/11/10 Boardwalk Pipeline Partners, LP DE 5.02 02/11/10 BOEING CO DE 5.02,5.03,9.01 02/10/10 BOK FINANCIAL CORP ET AL OK 8.01,9.01 02/10/10 BORGWARNER INC DE 2.02 12/31/09 BSD MEDICAL CORP DE 3.01,9.01 02/09/10 BSD MEDICAL CORP DE 1.01,8.01,9.01 02/11/10 BUFFALO WILD WINGS INC MN 2.02,9.01 02/11/10 BULLION MONARCH MINING, INC. 7.01,9.01 02/11/10 Bunge LTD 2.01,9.01 02/05/10 BUTLER NATIONAL CORP DE 8.01,9.01 02/11/10 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 02/11/10 CADENCE PHARMACEUTICALS INC 8.01 02/11/10 CAMBREX CORP DE 2.02,9.01 02/11/10 Camelot Entertainment Group, Inc. DE 3.02 01/15/10 Camelot Entertainment Group, Inc. DE 3.02 01/31/10 Camelot Entertainment Group, Inc. DE 3.02 02/10/10 CAPITAL GOLD CORP NV 1.01,9.01 02/10/10 CARBON GREEN INC. NV 5.02 01/28/10 CARDTRONICS INC DE 2.02,9.01 02/11/10 CARMAX AUTO FUNDING LLC DE 1.01,8.01,9.01 02/09/10 CASCADE MICROTECH INC 5.02,9.01 02/05/10 CATERPILLAR INC DE 7.01,9.01 02/11/10 CEDAR FAIR L P DE 2.02,9.01 02/11/10 CELL THERAPEUTICS INC WA 2.02,9.01 02/11/10 Celsius Holdings, Inc. NV 2.02,7.01,9.01 02/10/10 CEPHALON INC DE 2.02,9.01 02/11/10 CEPHALON INC DE 1.01,5.02,9.01 02/05/10 CH ENERGY GROUP INC NY 5.02,9.01 02/08/10 CHEESECAKE FACTORY INC DE 2.02,9.01 02/11/10 China Digital Animation Development, NY 5.02,9.01 02/09/10 China Direct Industries, Inc. FL 2.02,9.01 02/11/10 CHINA HGS REAL ESTATE INC. NJ 2.01,9.01 02/11/10 China Housing & Land Development, Inc NV 7.01,9.01 02/10/10 China Logistics Group Inc FL 4.02 01/08/10 CHINA PEDIATRIC PHARMACEUTICALS, INC. NV 8.01,9.01 02/11/10 China TransInfo Technology Corp. NV 2.02,7.01,9.01 02/11/10 China YCT International Group, Inc. FL 5.05 02/11/10 CHIPOTLE MEXICAN GRILL INC 2.02,9.01 02/11/10 CINCINNATI BELL INC OH 2.02,7.01,9.01 02/11/10 CINCINNATI BELL INC OH 8.01 02/09/10 Cinedigm Digital Cinema Corp. DE 2.02,9.01 02/11/10 Citizens Community Bancorp Inc. MD 7.01 02/11/10 COCA COLA ENTERPRISES INC DE 2.02 02/10/10 COGNEX CORP MA 2.02,9.01 02/11/10 COINSTAR INC DE 2.02,9.01 02/11/10 COINSTAR INC DE 7.01,9.01 02/11/10 COMMERCE BANCSHARES INC /MO/ MO 5.02 02/05/10 Commercial Vehicle Group, Inc. DE 3.02 02/05/10 COMPELLENT TECHNOLOGIES INC DE 2.02,9.01 02/11/10 COMPUTER SCIENCES CORP NV 7.01,9.01 01/01/10 Con-way Inc. DE 5.02,9.01 02/10/10 CONVERA Corp DE 2.01,5.02,8.01,9.01 02/09/10 CORNING NATURAL GAS CORP NY 5.02,7.01,9.01 02/05/10 CORUS BANKSHARES INC MN 8.01,9.01 02/11/10 AMEND COWEN GROUP, INC. 8.01,9.01 02/08/10 CPI INTERNATIONAL, INC. DE 2.02 02/10/10 CSP INC /MA/ MA 2.02,9.01 02/10/10 CSX CORP VA 7.01 02/11/10 DAVITA INC DE 2.02,9.01 02/10/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/11/10 DCT Industrial Trust Inc. MD 2.02,9.01 02/11/10 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 02/10/10 DERMA SCIENCES, INC. PA 8.01,9.01 02/10/10 DIEDRICH COFFEE INC CA 1.01,9.01 02/10/10 DIGIRAD CORP DE 2.02,9.01 02/11/10 DITECH NETWORKS INC DE 1.01,2.01 09/10/09 AMEND DOW CHEMICAL CO /DE/ DE 5.02 02/10/10 DPL INC OH 2.02,7.01,9.01 02/11/10 DRINKS AMERICAS HOLDINGS, LTD DE 8.01 02/11/10 DUKE REALTY CORP IN 1.01,9.01 02/11/10 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,3.02,9.01 02/11/10 Duncan Energy Partners L.P. DE 5.02,9.01 02/11/10 DUNE ENERGY INC DE 8.01,9.01 02/04/10 EASTERN CO CT 1.01 02/09/10 Eastern Insurance Holdings, Inc. PA 2.02,9.01 02/11/10 EASTGROUP PROPERTIES INC MD 2.02,9.01 02/10/10 ECOLAB INC DE 2.02,9.01 02/11/10 EDEN ENERGY CORP NV 7.01,9.01 02/04/10 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 02/11/10 eHealth, Inc. DE 2.02,9.01 02/11/10 ELECTRIC CAR COMPANY, INC. DE 5.03,9.01 02/03/10 Elixir Gaming Technologies, Inc. NV 1.01,9.01 02/11/10 Emergency Medical Services CORP DE 2.02,9.01 02/11/10 ENCORE WIRE CORP DE 2.02,7.01,9.01 02/10/10 ENDEAVOUR INTERNATIONAL CORP NV 1.01 02/05/10 ENERNOC INC DE 2.02,9.01 02/11/10 ENPRO INDUSTRIES, INC NC 2.02,9.01 02/11/10 EPICEPT CORP 1.01,8.01,9.01 02/05/10 Expedia, Inc. 1.01,1.02,2.02,2.03,7.01,8.01, 02/08/10 9.01 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 8.01,9.01 02/10/10 EZCORP INC DE 5.02,9.01 02/10/10 FARMERS CAPITAL BANK CORP KY 5.02 02/11/10 FBL FINANCIAL GROUP INC IA 2.02,7.01 02/11/10 Federal Home Loan Bank of Atlanta X1 2.03 02/11/10 Federal Home Loan Bank of Boston X1 2.03 02/08/10 Federal Home Loan Bank of Chicago X1 2.03 02/08/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/08/10 Federal Home Loan Bank of Dallas 2.03,9.01 02/05/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/09/10 Federal Home Loan Bank of Des Moines X1 5.02 11/11/09 AMEND Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/08/10 Federal Home Loan Bank of New York X1 2.03,9.01 02/08/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/08/10 Federal Home Loan Bank of San Francis X1 2.03 02/08/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 02/08/10 First Advantage Bancorp 2.02,9.01 02/11/10 FIRSTENERGY CORP OH 2.02,9.01 02/11/10 FIRSTENERGY CORP OH 1.01,8.01,9.01 02/10/10 FIRSTFED FINANCIAL CORP DE 8.01,9.01 02/11/10 FLINT TELECOM GROUP INC. NV 1.01,2.03,3.02,9.01 02/05/10 FLIR SYSTEMS INC OR 2.02,5.02,9.01 02/11/10 FORMCAP CORP. NV 1.01 09/14/09 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 02/11/10 Freescale Semiconductor Holdings I, L D0 8.01 02/11/10 FREESCALE SEMICONDUCTOR INC DE 8.01 02/11/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 02/11/10 FUELCELL ENERGY INC DE 5.02,9.01 02/08/10 FX ENERGY INC NV 7.01,9.01 02/11/10 Geeknet, Inc DE 2.02,5.02,9.01 02/08/10 GENERAL CABLE CORP /DE/ DE 2.02,9.01 02/11/10 General Finance CORP DE 8.01,9.01 02/11/10 GENESIS ENERGY LP DE 1.01,5.01,5.02,8.01,9.01 02/05/10 Genesis Fluid Solutions Holdings, Inc DE 5.02 02/05/10 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 02/11/10 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 02/11/10 GRUBB & ELLIS CO DE 2.02,9.01 02/11/10 GULF RESOURCES, INC. DE 4.01,9.01 02/09/10 HARLEY DAVIDSON INC WI 5.02 02/08/10 HARVEST NATURAL RESOURCES, INC. DE 1.01,7.01,8.01,9.01 02/10/10 HEALTH NET INC DE 7.01,9.01 02/11/10 HEALTHCARE SERVICES GROUP INC PA 2.02,9.01 02/09/10 HEMISPHERX BIOPHARMA INC DE 5.02,9.01 02/08/10 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 02/11/10 HERSHA HOSPITALITY TRUST MD 8.01,9.01 11/11/09 HERSHA HOSPITALITY TRUST MD 8.01,9.01 11/11/09 HIGHWOODS PROPERTIES INC MD 2.02,9.01 02/10/10 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 02/11/10 Homeowners Choice, Inc. FL 5.02 02/05/10 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 02/11/10 HOSPIRA INC DE 5.03,9.01 02/09/10 HUDSON CITY BANCORP INC DE 8.01,9.01 02/11/10 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 02/10/10 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 02/05/10 HYPERDYNAMICS CORP DE 7.01,9.01 02/11/10 IASIS Healthcare LLC DE 2.02,9.01 02/11/10 IMAGE ENTERTAINMENT INC DE 2.02,9.01 02/11/10 IMATION CORP DE 5.02 02/08/10 INFINERA CORP DE 5.02,9.01 02/11/10 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 02/11/10 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 12/31/09 INTEGRATED ELECTRICAL SERVICES INC DE 2.02 02/09/10 IPASS INC DE 2.02,9.01 02/11/10 J&J SNACK FOODS CORP NJ 8.01,9.01 02/11/10 JAVELIN PHARMACEUTICALS, INC DE 8.01,9.01 02/11/10 JDA SOFTWARE GROUP INC DE 5.02 02/03/10 JESUP & LAMONT, INC. FL 7.01,8.01,9.01 02/11/10 JOURNAL COMMUNICATIONS INC 2.02,9.01 02/11/10 JUNIPER NETWORKS INC DE 2.02,8.01 02/11/10 KEMET CORP DE 8.01,9.01 02/11/10 L-1 IDENTITY SOLUTIONS, INC. DE 2.02,9.01 02/10/10 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02 02/11/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/11/10 LADISH CO INC WI 2.02,9.01 02/10/10 LANDRYS RESTAURANTS INC 8.01,9.01 02/11/10 LEAPFROG ENTERPRISES INC 2.02,9.01 02/11/10 LENNAR CORP /NEW/ DE 7.01,9.01 02/10/10 Lincoln Mining Corp NV 5.02 02/09/10 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 02/11/10 LUFKIN INDUSTRIES INC TX 2.02,9.01 02/11/10 M I HOMES INC OH 5.02,9.01 02/09/10 MAC-GRAY CORP DE 1.01,2.01,8.01,9.01 02/05/10 MACERICH CO MD 2.02,7.01,9.01 02/11/10 MACK CALI REALTY CORP MD 2.02,7.01,9.01 02/10/10 MAN SHING AGRICULTURAL HOLDINGS, INC NV 2.03,9.01 02/03/10 Marani Brands, Inc. NV 1.01 02/05/10 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 02/11/10 MAUI LAND & PINEAPPLE CO INC HI 5.02,9.01 02/08/10 MAX CAPITAL GROUP LTD. 2.02,8.01,9.01 02/09/10 McAfee, Inc. DE 2.02,8.01,9.01 02/11/10 MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 02/11/10 MERCER INTERNATIONAL INC. WA 2.02,9.01 02/10/10 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 02/11/10 MERGE HEALTHCARE INC DE 2.02,9.01 02/10/10 MFA FINANCIAL, INC. MD 2.02,7.01,9.01 02/11/10 MICRON TECHNOLOGY INC DE 1.01,3.02,7.01,9.01 02/09/10 MICROTUNE INC DE 2.02,5.02,9.01 02/10/10 MINES MANAGEMENT INC ID 1.01 02/09/10 MOLINA HEALTHCARE INC DE 2.02,9.01 02/11/10 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 02/11/10 Montavo, Inc. DE 8.01 02/11/10 NACCO INDUSTRIES INC DE 5.05 02/10/10 National CineMedia, Inc. DE 1.01 02/08/10 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 02/11/10 NATIONAL RESEARCH CORP WI 2.02,9.01 02/09/10 NATURAL BLUE RESOURCES, INC. DE 2.01,3.02 07/01/09 AMEND New England Bancshares, Inc. 2.02,9.01 02/09/10 NEW PEOPLES BANKSHARES INC VA 2.02,9.01 02/11/10 NEWELL RUBBERMAID INC DE 5.02 02/10/10 NEWS CORP 8.01,9.01 02/10/10 NNN 2003 VALUE FUND LLC 1.01,2.03,9.01 02/05/10 NORTEL NETWORKS CORP 8.01,9.01 02/08/10 NORTEL NETWORKS LTD 8.01,9.01 02/08/10 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 02/11/10 NOVAMED INC DE 2.02,9.01 02/11/10 NUTRITION 21 INC NY 2.02,9.01 02/10/10 Oak Valley Bancorp CA 5.02,7.01,9.01 02/08/10 Och-Ziff Capital Management Group LLC DE 2.02,8.01,9.01 02/11/10 OLD POINT FINANCIAL CORP VA 1.01 02/09/10 OLD POINT FINANCIAL CORP VA 7.01,9.01 02/11/10 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 02/11/10 Oreon Rental Corp NV 4.01,9.01 01/26/10 AMEND Orient Paper Inc. NV 1.01,1.02,9.01 02/10/10 ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 02/09/10 OXFORD TECHNOLOGIES INC DE 5.02 02/10/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 02/10/10 Paneltech International Holdings, Inc DE 1.01,2.01,2.03,3.02,3.03,5.01, 12/23/09 AMEND 5.02,5.03,9.01 PARTNERRE LTD 2.02,9.01 02/10/10 PATTERSON UTI ENERGY INC DE 2.02,7.01,9.01 02/11/10 PENGRAM CORP NV 1.01,7.01,9.01 02/05/10 PENN VIRGINIA CORP VA 2.02,7.01,9.01 02/10/10 Penn Virginia GP Holdings, L.P. 2.02,7.01,9.01 02/10/10 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 02/10/10 PENSON WORLDWIDE INC DE 2.02,9.01 02/11/10 People's United Financial, Inc. DE 8.01,9.01 02/10/10 PEPSICO INC NC 2.02,9.01 02/11/10 PEPSICO INC NC 8.01 02/11/10 PERCEPTRON INC/MI MI 2.02,9.01 02/10/10 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 02/11/10 PGT, Inc. DE 2.02,8.01,9.01 02/11/10 PHARMACYCLICS INC DE 2.02,9.01 02/11/10 PHC INC /MA/ MA 2.02 02/11/10 Philip Morris International Inc. VA 2.02,9.01 02/11/10 Philip Morris International Inc. VA 8.01,9.01 02/11/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 02/11/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 02/11/10 PHOENIX FOOTWEAR GROUP INC DE 5.02 12/16/09 PLUM CREEK TIMBER CO INC DE 5.02,5.03,9.01 02/08/10 Point.360 CA 2.02,9.01 02/11/10 PONIARD PHARMACEUTICALS, INC. WA 5.02,8.01,9.01 02/05/10 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 02/11/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 02/11/10 POWER 3 MEDICAL PRODUCTS INC NY 1.01,3.02,8.01,9.01 02/09/10 Prestige Brands Holdings, Inc. 8.01 02/11/10 PROCERA NETWORKS INC NV 9.01 12/07/09 AMEND PROGRESS ENERGY INC NC 2.02,9.01 02/11/10 PROLOGIS MD 2.02,9.01 02/11/10 PROS Holdings, Inc. DE 2.02,9.01 02/11/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 02/11/10 PROTECTIVE LIFE CORP DE 2.02,9.01 02/10/10 PRUDENTIAL BANCORP INC OF PENNSYLVANI 8.01 02/08/10 AMEND PRUDENTIAL FINANCIAL INC NJ 2.02,7.01 02/10/10 PRUDENTIAL FINANCIAL INC NJ 5.02,9.01 02/09/10 pSivida Corp. DE 2.02,9.01 02/11/10 QUALSTAR CORP CA 2.02,9.01 02/11/10 QUIDEL CORP /DE/ DE 2.02,9.01 02/11/10 RAINMAKER SYSTEMS INC CA 1.02,2.02,7.01,9.01 02/05/10 Rand Logistics, Inc. DE 7.01,9.01 02/09/10 RAPHAEL INDUSTRIES LTD. NV 5.02,8.01 02/11/10 REALNETWORKS INC WA 2.02,9.01 02/11/10 Red Lion Hotels CORP WA 5.02 02/09/10 RENAISSANCE LEARNING INC WI 8.01,9.01 02/10/10 REPUBLIC SERVICES, INC. DE 2.02,9.01 12/31/09 ROLLINS INC DE 8.01,9.01 02/08/10 Rovi Corp DE 2.02,9.01 02/11/10 Rubicon Technology, Inc. DE 2.02,9.01 02/09/10 Ruby Creek Resources, Inc. NV 5.02,9.01 02/09/10 SANMINA-SCI CORP DE 1.01 02/08/10 SCANA CORP SC 2.02,9.01 02/11/10 SCANA CORP SC 9.01 02/11/10 AMEND SCIENTIFIC LEARNING CORP DE 5.02,9.01 02/01/10 AMEND Shopoff Properties Trust, Inc. MD 7.01,9.01 02/10/10 SINOCOKING COAL & COKE CHEMICAL INDUS FL 3.01,9.01 02/08/10 SKY PETROLEUM, INC. 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DE 2.02,7.01,9.01 02/11/10 TYSON FOODS INC DE 8.01 02/05/10 U S GOLD CORP CO 7.01,9.01 02/11/10 ULTIMATE SOFTWARE GROUP INC DE 2.02,9.01 02/09/10 UMPQUA HOLDINGS CORP OR 5.03,8.01,9.01 02/11/10 UNICA CORP 5.02 02/05/10 UNION BANKSHARES INC VT 2.02,9.01 02/10/10 United Development Funding IV MD 1.01,2.03 02/05/10 United EcoEnergy Corp. NV 4.01,9.01 02/06/10 UTi WORLDWIDE INC D8 8.01 02/09/10 V F CORP PA 2.02,7.01,9.01 02/11/10 VERAMARK TECHNOLOGIES INC DE 2.02,9.01 02/11/10 Viacom Inc. DE 2.02,9.01 02/11/10 VICAL INC DE 2.02,9.01 02/11/10 Village Bank & Trust Financial Corp. 2.02,9.01 02/10/10 VioQuest Pharmaceuticals, Inc. DE 5.02 02/09/10 Volcano Corp DE 5.02,9.01 02/05/10 WEYERHAEUSER CO WA 5.03,9.01 02/11/10 WHITE MOUNTAIN TITANIUM CORP NV 1.01,3.02,5.02,8.01 02/08/10 WindTamer Corp NY 5.02 02/09/10 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 02/11/10 WORLD WRESTLING ENTERTAINMENTINC DE 5.02 02/05/10 YAHOO INC DE 7.01 02/11/10 YRC WORLDWIDE INC DE 1.01,8.01,9.01 02/11/10 ZIONS BANCORPORATION /UT/ UT 7.01,9.01 02/11/10 Znomics, Inc. NV 1.01,1.02,2.01,2.03,3.02,3.03, 01/04/10 5.01,5.02,9.01 ZYMOGENETICS INC WA 2.02,9.01 02/11/10