RECENT 8K FILINGS February 5, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 02/04/10 ABIOMED INC DE 2.02,9.01 02/04/10 AbitibiBowater Inc. DE 8.01,9.01 02/01/10 ABM INDUSTRIES INC /DE/ DE 5.02 02/02/10 ACCELRYS, INC. DE 2.02,9.01 02/04/10 Accenture plc L2 5.02,8.01,9.01 02/04/10 ACCENTURE SCA 5.02,9.01 02/04/10 ACCURAY INC DE 2.02,9.01 02/04/10 ACTEL CORP CA 2.02,5.02,9.01 02/02/10 ADVANCED ANALOGIC TECHNOLOGIES INC DE 2.02,9.01 02/04/10 ADVENTRX PHARMACEUTICALS INC DE 5.02 02/02/10 ADVENTRX PHARMACEUTICALS INC DE 5.02,9.01 02/01/10 ADVISORY BOARD CO DE 1.01,2.02,7.01,9.01 02/04/10 AEROPOSTALE INC 7.01,9.01 02/04/10 AGL RESOURCES INC GA 2.02,9.01 02/04/10 AIRTRAN HOLDINGS INC NV 7.01,9.01 02/04/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,2.02,9.01 02/01/10 ALFACELL CORP DE 5.02 01/02/10 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,5.02,9.01 02/01/10 ALKERMES INC PA 2.02,9.01 02/04/10 ALLEGHENY ENERGY, INC MD 1.01 01/29/10 Allegiant Travel CO NV 7.01,9.01 02/04/10 ALLERGAN INC DE 2.02,9.01 02/04/10 ALLIANCE BANKSHARES CORP 2.02,9.01 02/03/10 ALLIANCE FINANCIAL CORP /NY/ NY 7.01,9.01 02/04/10 ALLIANCE HEALTHCARD INC 2.02,9.01 02/03/10 ALLIANT ENERGY CORP WI 2.02,9.01 02/04/10 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 02/04/10 ALLIANT TECHSYSTEMS INC DE 5.02,9.01 02/02/10 AlphaMetrix Managed Futures LLC DE 3.02 02/01/10 AMBASSADORS GROUP INC DE 2.02,8.01 12/31/09 AMERICAN AIRLINES INC DE 8.01 02/04/10 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 02/04/10 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 02/03/10 American Realty Capital Trust, Inc. DE 2.01 01/29/10 AMPAL-AMERICAN ISRAEL CORP NY 1.01,2.01,2.03,8.01,9.01 02/04/10 AMR CORP DE 8.01 02/04/10 AMSURG CORP TN 7.01,9.01 02/03/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.03,9.01 02/02/10 Apextalk Holdings Inc DE 1.01,3.02,5.02,9.01 12/16/09 APM - QIM Futures Fund, L.P. DE 3.02 02/01/10 APOLLO CAPITAL GROUP, INC. FL 8.01 02/04/10 Approach Resources Inc DE 1.01,9.01 02/01/10 AQUA AMERICA INC PA 5.02,9.01 01/31/10 ARCH CHEMICALS INC VA 2.02,9.01 02/04/10 ARGENTEX MINING CORP DE 3.02 02/03/10 ARGON ST, Inc. DE 2.02,9.01 02/04/10 ARKADOS GROUP, INC. DE 1.01,9.01 01/29/10 ARROWHEAD RESEARCH CORP DE 5.02 02/01/10 ASSOCIATED ESTATES REALTY CORP OH 5.02 02/02/10 ASSURANT INC 2.02,9.01 02/03/10 ATHENAHEALTH INC DE 2.02,9.01 02/04/10 ATHEROS COMMUNICATIONS INC DE 9.01 12/15/09 AMEND Atlantic Green Power Holding Co DE 1.01,2.01,3.02,5.01,5.02,5.03, 01/29/10 5.06,9.01 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 02/04/10 ATP OIL & GAS CORP TX 3.03,9.01 01/29/10 AVALONBAY COMMUNITIES INC MD 2.02,9.01 02/03/10 AVIAT NETWORKS, INC. DE 7.01,9.01 02/03/10 AVON PRODUCTS INC NY 2.02,7.01,9.01 02/04/10 AWARE INC /MA/ MA 2.02,9.01 02/04/10 BADGER METER INC WI 2.02,9.01 02/04/10 BAKER HUGHES INC DE 8.01 02/03/10 Baron Energy Inc. 1.01,9.01 01/29/10 BEACH FIRST NATIONAL BANCSHARES INC SC 5.02 01/29/10 bebe stores, inc. CA 2.02,9.01 02/04/10 BEESTON ENTERPRISES LTD NV 1.01,9.01 12/30/09 BELDEN INC. DE 2.02,9.01 02/04/10 BELL MICROPRODUCTS INC CA 1.01,9.01 02/03/10 BELO CORP DE 2.02,9.01 02/04/10 BENCHMARK ELECTRONICS INC TX 2.02,9.01 02/04/10 Beneficial Mutual Bancorp Inc X1 2.02,7.01,9.01 02/03/10 BigBand Networks, Inc. DE 2.02,9.01 02/04/10 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 02/04/10 Biodel Inc 2.02,9.01 02/04/10 BIOLASE TECHNOLOGY INC DE 1.01 01/31/10 BJ SERVICES CO DE 8.01 02/03/10 BJS WHOLESALE CLUB INC DE 2.02,9.01 02/04/10 BLACKBAUD INC 2.02,9.01 02/04/10 BlackRock Inc. DE 1.01,2.03 02/04/10 BofI Holding, Inc. DE 2.02,9.01 02/04/10 Bohai Pharmaceuticals Group, Inc. NV 1.01,4.01,5.03,9.01 01/29/10 BORDERS GROUP INC MI 5.02 01/29/10 BRANDYWINE REALTY TRUST MD 5.02,9.01 01/29/10 BREEZE-EASTERN CORP DE 2.02,9.01 02/03/10 BreitBurn Energy Partners L.P. DE 5.02 01/29/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,7.01,9.01 02/04/10 BRUNSWICK CORP DE 5.03 02/03/10 Bunge LTD 2.02,9.01 02/04/10 Burger King Holdings Inc DE 2.02,9.01 02/04/10 CAPITAL RESOURCE ALLIANCE, INC. CO 8.01,9.01 01/28/10 CAPITOL FEDERAL FINANCIAL 2.02,9.01 02/04/10 CARBO CERAMICS INC DE 2.02,7.01,9.01 02/04/10 CARBO CERAMICS INC DE 1.01,2.03,3.03,9.01 01/29/10 CARBONICS CAPITAL CORP DE 8.01 02/03/10 Cardiac Science CORP 2.02,8.01,9.01 02/03/10 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 02/03/10 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01,9.01 02/04/10 CEPHALON INC DE 1.01,9.01 01/31/10 CHARMING SHOPPES INC PA 5.02 02/03/10 CHICOPEE BANCORP, INC. 2.02,9.01 01/29/10 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 02/04/10 China Biologic Products, Inc. 3.01,5.02,9.01 02/04/10 China Crescent Enterprises, Inc. NV 5.02,7.01,9.01 01/28/10 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 02/04/10 China Energy Recovery, Inc. DE 1.01,3.02,9.01 02/01/10 CHINA YIDA HOLDING, CO. DE 8.01 02/02/10 Chino Commercial Bancorp CA 2.02 12/31/09 CIGNA CORP DE 2.02 02/04/10 CINCINNATI FINANCIAL CORP OH 2.02,5.02,7.01,9.01 01/29/10 CIT GROUP INC DE 5.02 02/04/10 CITIZENS FIRST BANCORP INC DE 2.02,9.01 01/29/10 CLEAN POWER CONCEPTS INC. 5.01,5.02 02/03/10 CLOROX CO /DE/ DE 2.02,7.01,9.01 02/04/10 CME GROUP INC. DE 2.02,9.01 02/04/10 COACHMEN INDUSTRIES INC IN 2.02,9.01 02/04/10 Cogo Group, Inc. MD 2.02,8.01,9.01 02/04/10 COLUMBIA BANKING SYSTEM INC WA 7.01,8.01,9.01 01/29/10 COMMUNITY CENTRAL BANK CORP MI 3.02,3.03,9.01 01/29/10 COMPELLENT TECHNOLOGIES INC DE 5.02,9.01 02/03/10 Con-way Inc. DE 2.02,9.01 02/04/10 CONMED CORP NY 2.02,9.01 02/04/10 CONSECO INC DE 5.02,5.03,9.01 02/02/10 Constant Contact, Inc. DE 2.02,9.01 02/04/10 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 02/02/10 CONTINUCARE CORP 2.02,9.01 02/04/10 COVENANT GROUP OF CHINA INC NV 1.01,9.01 01/31/10 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 02/03/10 CREDIT ACCEPTANCE CORP MI 2.02,9.01 02/04/10 CRYOLIFE INC FL 8.01,9.01 02/04/10 Crystal River Capital, Inc. MD 1.01,2.01,7.01,9.01 01/29/10 Cypress Sharpridge Investments, Inc. MD 2.02,9.01 02/04/10 DATAWATCH CORP DE 2.02,9.01 02/04/10 DEARBORN BANCORP INC /MI/ MI 3.01,9.01 02/03/10 DENBURY RESOURCES INC DE 1.01,9.01 02/03/10 DEX ONE Corp DE 1.01,1.02,2.03,3.02,3.03,5.01, 01/29/10 5.02,5.03,9.01 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,9.01 02/04/10 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 02/04/10 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 02/04/10 DIGITAL ANGEL CORP DE 1.01,1.02,9.01 02/01/10 DILLARDS INC DE 7.01,9.01 02/04/10 Discover Card Execution Note Trust DE 1.01,8.01,9.01 02/03/10 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 02/04/10 DOLLAR TREE INC VA 2.02,7.01,9.01 02/04/10 Domtar CORP DE 2.02,9.01 02/04/10 DRESS BARN INC CT 2.02,9.01 02/04/10 DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 02/04/10 Dutch Gold Resources Inc CO 4.01 02/01/10 DYNCORP INTERNATIONAL INC. DE 2.02,9.01 02/03/10 EARTHLINK INC DE 2.02,9.01 02/04/10 EASTMAN KODAK CO NJ 7.01,9.01 02/04/10 Edwards Lifesciences Corp DE 2.02,9.01 02/04/10 ENTECH SOLAR, INC. DE 3.02,9.01 02/01/10 ENTEGRIS INC DE 2.02,9.01 02/04/10 ENTREMED INC DE 1.01,9.01 02/03/10 ENVIRONMENTAL POWER CORP DE 1.01 01/29/10 EPOD International Inc 1.01,5.01,8.01,9.01 02/04/10 EPOD Solar Inc. 1.01,5.01,8.01,9.01 02/04/10 EQUITY RESIDENTIAL MD 2.02,8.01,9.01 02/03/10 ESCO TECHNOLOGIES INC MO 2.02,7.01,9.01 02/04/10 EVERGREEN SOLAR INC DE 2.03,8.01,9.01 02/04/10 ExlService Holdings, Inc. DE 5.02,9.01 02/04/10 FALCONSTOR SOFTWARE INC DE 2.02,9.01 02/04/10 Federal Home Loan Bank of Atlanta X1 2.03 02/04/10 Federal Home Loan Bank of Boston X1 2.03 02/01/10 Federal Home Loan Bank of Chicago X1 2.03 02/01/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/02/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/01/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/01/10 Federal Home Loan Bank of New York X1 2.03,9.01 02/02/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/01/10 Federal Home Loan Bank of San Francis X1 2.03 02/01/10 Federal Home Loan Bank of San Francis X1 5.03 01/29/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 02/01/10 FedFirst Financial CORP X1 2.02,9.01 02/03/10 FIDELITY D & D BANCORP INC PA 2.02,9.01 02/03/10 Fidelity National Financial, Inc. 2.02,9.01 02/03/10 FIRST CITIZENS BANCSHARES INC /DE/ DE 1.01,2.01,9.01 01/29/10 FIRST M&F CORP/MS MS 2.02,7.01,9.01 02/03/10 FLAGSTAR BANCORP INC MI 7.01,9.01 02/02/10 FLOWERS FOODS INC GA 2.02,9.01 02/04/10 FOREST CITY ENTERPRISES INC OH 1.01,2.03,9.01 01/29/10 FORRESTER RESEARCH INC DE 5.03,9.01 02/02/10 Fox Chase Bancorp Inc X1 2.02,9.01 02/04/10 Freescale Semiconductor Holdings I, L D0 7.01,8.01 02/04/10 FREESCALE SEMICONDUCTOR INC DE 7.01,8.01 02/04/10 FSP 303 East Wacker Drive Corp. 7.01,9.01 02/04/10 FSP 50 South Tenth Street Corp 7.01,9.01 02/04/10 FSP GALLERIA NORTH CORP 7.01,9.01 02/04/10 FSP PHOENIX TOWER CORP 7.01,9.01 02/04/10 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 02/03/10 GANNETT CO INC /DE/ DE 5.02,9.01 01/29/10 GAP INC DE 2.02,9.01 02/04/10 GARMIN LTD 5.02 02/03/10 GATX CORP NY 1.01,2.03,9.01 02/02/10 General Finance CORP DE 8.01,9.01 02/04/10 Genpact LTD D0 2.02,9.01 02/04/10 GigOptix, Inc. DE 2.03 01/29/10 GMAC INC. DE 2.02,9.01 02/04/10 Golden West Brewing Company, Inc. CA 7.01,9.01 02/04/10 GRANT HARTFORD CORP MT 8.01,9.01 02/03/10 GRIFFON CORP DE 8.01,9.01 02/03/10 GRIFFON CORP DE 2.02,9.01 02/04/10 GSI TECHNOLOGY INC 2.02,9.01 02/04/10 GYMBOREE CORP DE 5.02 01/29/10 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/04/10 HANOVER INSURANCE GROUP, INC. DE 2.02,9.01 02/03/10 HARMONIC INC DE 2.02,5.02,9.01 02/04/10 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 02/04/10 HAWAIIAN HOLDINGS INC DE 2.02,9.01 02/04/10 HEALTHY FAST FOOD INC NV 5.02 01/31/10 HEARTLAND PAYMENT SYSTEMS INC DE 1.01,9.01 02/03/10 Helios & Matheson North America Inc. DE 3.01,9.01 02/01/10 HEXION SPECIALTY CHEMICALS, INC. NJ 1.01,2.03,9.01 01/29/10 HEXION SPECIALTY CHEMICALS, INC. NJ 5.02 01/29/10 HEXION SPECIALTY CHEMICALS, INC. NJ 1.01,9.01 01/25/10 AMEND hhgregg, Inc. DE 2.02,5.02,9.01 02/04/10 Hill-Rom Holdings, Inc. IN 2.02,9.01 02/03/10 Hillenbrand, Inc. IN 2.02,9.01 02/04/10 HOME DIAGNOSTICS INC DE 1.01,5.02,8.01,9.01 02/02/10 HOMELAND RESOURCES LTD. NV 5.03 01/29/10 Homeowners Choice, Inc. FL 2.01 02/04/10 Horizon Lines, Inc. 2.02,5.02,7.01,9.01 01/28/10 HOSPIRA INC DE 2.02,9.01 02/04/10 HSBC USA INC /MD/ MD 8.01 02/04/10 IASIS Healthcare LLC DE 5.02 02/04/10 ICO Global Communications (Holdings) DE 1.01,1.02,9.01 01/29/10 ICO INC TX 2.02,7.01,9.01 02/04/10 ICU MEDICAL INC/DE DE 5.02,9.01 01/29/10 IDEX CORP /DE/ DE 2.02,9.01 02/03/10 ILLUMINA INC DE 2.02,9.01 02/04/10 INNOVATIVE DESIGNS INC DE 2.02,9.01 02/03/10 InovaChem, Inc. DE 2.01,3.02,5.01,5.02,5.06,9.01 01/29/10 INTEGRATED DEVICE TECHNOLOGY INC DE 2.05 02/04/10 Intermec, Inc. DE 2.02 12/31/09 INTRAOP MEDICAL CORP NV 1.01,2.03,3.02 01/31/10 INVACARE CORP OH 2.02,9.01 02/04/10 INX Inc DE 8.01 01/29/10 Iowa Renewable Energy, LLC IA 1.01 01/29/10 Isilon Systems, Inc. DE 2.02,9.01 02/04/10 Iveda Corp NV 1.01,5.02 02/04/10 JANUS CAPITAL GROUP INC DE 5.02,9.01 02/01/10 JO-ANN STORES INC OH 2.02,9.01 02/04/10 JONES APPAREL GROUP INC PA 5.02,5.03,9.01 01/31/10 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 02/03/10 KBS Strategic Opportunity REIT, Inc. MD 5.03,9.01 01/29/10 KELLOGG CO DE 2.02,9.01 02/04/10 KENEXA CORP 2.02,9.01 02/02/10 KENSEY NASH CORP DE 5.02 02/01/10 KIMCO REALTY CORP MD 2.02 02/03/10 KKR Financial Holdings LLC DE 8.01,9.01 02/04/10 KLA TENCOR CORP DE 8.01,9.01 02/04/10 KNOLL INC DE 2.02,9.01 02/04/10 KOHLS CORPORATION WI 2.02,9.01 02/04/10 Kraton Performance Polymers, Inc. DE 5.02 01/29/10 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 02/04/10 LAM RESEARCH CORP DE 8.01 02/02/10 LANTRONIX INC DE 2.02,9.01 02/04/10 Lease Equity Appreciation Fund II, L. DE 1.01 01/29/10 LENNOX INTERNATIONAL INC DE 2.02,9.01 02/04/10 LEXINGTON REALTY TRUST MD 2.03,3.02 02/01/10 LGL GROUP INC DE 5.02,8.01,9.01 01/31/10 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 02/04/10 LIGHTPATH TECHNOLOGIES INC DE 7.01,9.01 02/04/10 LIQUIDITY SERVICES INC 2.02,9.01 02/04/10 LUBRIZOL CORP OH 2.02,9.01 02/04/10 Lumber Liquidators Holdings, Inc. 5.02,9.01 01/29/10 LUMINEX CORP DE 2.02,9.01 02/04/10 Lux Energy Corp. NV 1.01,2.03,9.01 02/03/10 M I HOMES INC OH 2.02,9.01 02/03/10 MACC PRIVATE EQUITIES INC DE 3.01 02/02/10 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 02/04/10 Macy's, Inc. DE 2.02,9.01 02/04/10 MANITOWOC CO INC WI 1.01,2.03,8.01,9.01 02/03/10 MAP Pharmaceuticals, Inc. DE 1.01,5.02 02/02/10 Mass Hysteria Entertainment Company, NV 1.01,3.02,9.01 01/26/10 MASTERCARD INC DE 2.02,7.01,8.01,9.01 02/02/10 MATRIX SERVICE CO DE 2.02,9.01 02/04/10 MEDCAREERS GROUP, Inc. NV 5.02 02/04/10 MEDCATH CORP DE 2.02,9.01 02/03/10 MEDIANET GROUP TECHNOLOGIES INC NV 2.01,3.03,5.01,9.01 10/19/09 AMEND MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 02/04/10 MEDICIS PHARMACEUTICAL CORP DE 8.01,9.01 02/03/10 MEDQUIST INC NJ 1.01,9.01 02/02/10 MEMC ELECTRONIC MATERIALS INC DE 2.02,8.01,9.01 02/04/10 MEMC ELECTRONIC MATERIALS INC DE 5.02 01/29/10 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 02/04/10 MF Global Holdings Ltd. DE 2.02,9.01 02/04/10 MICROFINANCIAL INC MA 2.02,9.01 02/03/10 MICROS SYSTEMS INC MD 2.02,9.01 02/04/10 MICRUS ENDOVASCULAR CORP 2.02,9.01 02/04/10 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 02/04/10 MINERALS TECHNOLOGIES INC DE 2.02,9.01 02/04/10 MINN DAK FARMERS COOPERATIVE ND 8.01 02/04/10 MOBILE MINI INC DE 5.02 02/01/10 MOD PAC CORP NY 2.02,9.01 02/04/10 MONEYGRAM INTERNATIONAL INC 2.02 02/04/10 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 12/31/09 MOODYS CORP /DE/ DE 2.02,7.01,9.01 02/04/10 MoSys, Inc. CA 2.02,9.01 02/04/10 MTS SYSTEMS CORP MN 2.02,9.01 02/04/10 MULTI FINELINE ELECTRONIX INC 2.02,9.01 02/04/10 MURPHY OIL CORP /DE DE 5.03,9.01 02/03/10 MWI Veterinary Supply, Inc. DE 2.02,9.01 02/04/10 Myriad Pharmaceuticals, Inc. DE 5.02,9.01 02/01/10 NATIONAL BANKSHARES INC VA 2.02,9.01 12/31/09 National CineMedia, Inc. DE 2.02,9.01 02/04/10 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 02/04/10 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 02/01/10 NBC ACQUISITION CORP DE 5.02 01/29/10 NCR CORP MD 2.02,7.01,9.01 02/04/10 NEBRASKA BOOK CO KS 5.02 01/29/10 NEENAH ENTERPRISES, INC. 1.01,1.03,2.03,2.04,9.01 02/03/10 Neiman Marcus, Inc. DE 2.02,7.01 02/04/10 NEKTAR THERAPEUTICS DE 5.02,7.01 02/01/10 NETSUITE INC 2.02,9.01 02/04/10 NeurogesX Inc CA 5.02,9.01 02/04/10 Nevada Processing Solutions NV 1.01,2.01,3.02,5.01,5.02,8.01, 02/01/10 9.01 NEWMARKET CORP VA 1.01,2.03,9.01 01/28/10 Newport Bancorp Inc 2.02,9.01 02/04/10 NF Energy Saving Corp DE 8.01,9.01 02/03/10 NIC INC CO 2.02,7.01,9.01 02/04/10 NICOR INC IL 8.01,9.01 02/03/10 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 02/04/10 NOBLE ROMANS INC IN 8.01 01/29/10 NORDSTROM INC WA 7.01 02/04/10 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 8.01,9.01 02/03/10 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 02/04/10 NU SKIN ENTERPRISES INC DE 2.02,9.01 12/31/09 O CHARLEYS INC TN 2.02,7.01,9.01 02/04/10 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01,9.01 02/04/10 OCEANFIRST FINANCIAL CORP DE 8.01,9.01 02/03/10 Oculus Innovative Sciences, Inc. CA 2.02,9.01 02/04/10 OMEGA HEALTHCARE INVESTORS INC MD 8.01,9.01 02/04/10 OPENWAVE SYSTEMS INC DE 2.02,9.01 02/04/10 OPNEXT INC 2.02,9.01 02/04/10 Optelecom-NKF, Inc. DE 5.02 02/01/10 OPTICAL CABLE CORP VA 2.02,9.01 01/29/10 OPTIMER PHARMACEUTICALS INC 8.01 02/04/10 Osteologix, Inc. DE 1.01,5.02 01/26/10 AMEND OVERSTOCK.COM, INC UT 4.02 01/29/10 P2 Solar, Inc. DE 3.02 02/02/10 PARK BANCORP INC DE 3.01 02/03/10 PARKE BANCORP, INC. NJ 2.02,9.01 02/04/10 PARLUX FRAGRANCES INC DE 2.02,9.01 02/03/10 PC CONNECTION INC DE 2.02,9.01 02/04/10 PDF SOLUTIONS INC DE 2.02,9.01 02/04/10 PENSKE AUTOMOTIVE GROUP, INC. DE 7.01,9.01 02/03/10 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 12/31/09 PERKINELMER INC MA 2.02,9.01 02/04/10 PharMerica CORP DE 2.02,9.01 02/04/10 PharMerica CORP DE 2.01,9.01 12/31/09 AMEND Phase Forward Inc DE 2.02,9.01 02/04/10 PHOENIX TECHNOLOGIES LTD DE 2.02,9.01 02/04/10 PHYSICIANS FORMULA HOLDINGS, INC. DE 1.01,9.01 02/03/10 PIEDMONT NATURAL GAS CO INC NC 8.01 02/04/10 Pike Electric CORP 5.02,9.01 02/04/10 PILGRIMS PRIDE CORP DE 7.01 02/04/09 PILGRIMS PRIDE CORP DE 7.01 02/04/09 PINNACLE AIRLINES CORP DE 7.01 02/04/10 PIPER JAFFRAY COMPANIES DE 5.02 02/03/10 PITNEY BOWES INC /DE/ DE 2.02,9.01 02/04/10 POLYONE CORP 2.02,9.01 02/04/10 POWER INTEGRATIONS INC CA 2.02,9.01 02/04/10 POWER ONE INC DE 2.02,9.01 02/04/10 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 02/04/10 PRO DEX INC CO 2.02,5.02,9.01 02/04/10 PROFESSIONAL VETERINARY PRODUCTS LTD NE 1.01,1.02,2.03 01/29/10 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 02/04/10 PROGRESSIVE CORP/OH/ OH 5.02,9.01 01/29/10 QC Holdings, Inc. KS 2.02,5.02,8.01,9.01 02/02/10 QUESTCOR PHARMACEUTICALS INC CA 1.01,5.02,9.01 01/29/10 RALCORP HOLDINGS INC /MO MO 2.02,9.01 12/31/09 Ranger Gold Corp. 8.01,9.01 02/04/10 RBS GLOBAL INC DE 2.02,9.01 02/04/10 Red Lion Hotels CORP WA 5.02 01/29/10 REGAL BELOIT CORP WI 2.02,9.01 02/03/10 REGENCY CENTERS CORP FL 2.02,9.01 02/03/10 RENTRAK CORP OR 2.01,7.01,9.01 01/29/10 REPLIGEN CORP DE 2.02,9.01 02/04/10 RESMED INC DE 2.02,9.01 02/04/10 RESOURCE AMERICA INC DE 1.01 01/29/10 REYNOLDS AMERICAN INC 2.02,9.01 02/04/10 Riverbed Technology, Inc. DE 5.02,9.01 02/02/10 ROCKWELL AUTOMATION INC DE 5.02,9.01 02/02/10 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 12/31/09 ROSS STORES INC DE 2.02,9.01 02/04/10 ROYAL GOLD INC DE 2.02,9.01 02/04/10 ROYAL MINES & MINERALS CORP NV 3.02 01/31/10 RTI INTERNATIONAL METALS INC OH 2.02,9.01 02/04/10 S1 CORP /DE/ DE 5.02,9.01 02/01/10 SABINE ROYALTY TRUST TX 2.02,9.01 02/03/10 SAKS INC TN 7.01,9.01 02/04/10 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 02/04/10 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 02/04/10 Sara Lee Corp MD 2.02,9.01 02/04/10 SCBT FINANCIAL CORP SC 1.01,2.01,9.01 01/29/10 SCIENTIFIC LEARNING CORP DE 5.02,9.01 02/01/10 SENESCO TECHNOLOGIES INC DE 5.02,9.01 02/01/10 SENOMYX INC DE 2.02,9.01 02/04/10 SHARPS COMPLIANCE CORP DE 2.02,9.01 02/04/10 SHUTTERFLY INC DE 2.02 12/31/09 SILGAN HOLDINGS INC DE 2.02,9.01 02/03/10 Silicon Graphics International Corp DE 5.02 02/01/10 SILICON IMAGE INC DE 2.02,9.01 02/04/10 Sino-Global Shipping America, Ltd. VA 1.01,9.01 12/08/09 SKECHERS USA INC DE 1.01,2.01,2.03 01/30/10 SMARTHEAT INC. NV 1.01,5.02,9.01 02/01/10 SNAP-ON Inc DE 2.02,9.01 02/04/10 SOCKET MOBILE, INC. DE 8.01 01/29/10 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 02/04/10 Solera National Bancorp, Inc. DE 2.02,9.01 02/04/10 SONIC SOLUTIONS/CA/ CA 2.02,9.01 02/04/10 SORL Auto Parts Inc DE 1.01,8.01,9.01 02/03/10 SOUTHERN MISSOURI BANCORP INC MO 2.02,9.01 02/02/10 SOUTHWEST AIRLINES CO TX 7.01 01/31/10 Spectra Energy Corp. DE 2.02,9.01 02/04/10 Spirit AeroSystems Holdings, Inc. DE 2.02,9.01 02/04/10 STANDARD PACIFIC CORP /DE/ DE 5.02,9.01 02/01/10 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 02/04/10 STATE STREET Corp MA 8.01 02/04/10 STEEL DYNAMICS INC IN 2.02,9.01 02/03/10 STEIN MART INC FL 5.02,9.01 01/29/10 STERICYCLE INC DE 2.02,9.01 12/31/09 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 02/04/10 SuccessFactors, Inc. DE 2.02,9.01 02/04/10 SULPHCO INC NV 7.01,9.01 02/04/10 Summer Infant, Inc. DE 5.02,9.01 02/01/10 SUNOCO INC PA 2.05,2.06,8.01,9.01 02/01/10 SUNOCO INC PA 2.02,7.01,9.01 02/04/10 Supatcha Resources Inc. NV 4.02,9.01 02/03/10 SWK Holdings Corp DE 8.01,9.01 02/04/10 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 02/04/10 SYNTEL INC MI 1.01 01/31/10 TAMALPAIS BANCORP 1.01,9.01 02/04/10 TANDY BRANDS ACCESSORIES INC DE 2.05,9.01 02/01/10 TC PIPELINES LP DE 8.01 02/04/10 TECHNITROL INC PA 2.02,9.01 02/04/10 TECHNOLOGY RESEARCH CORP FL 2.02,9.01 02/04/10 TECHWELL INC 2.02,9.01 02/04/10 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.02,9.01 02/04/10 TENNECO INC DE 2.02,8.01,9.01 02/04/10 THERMOGENESIS CORP DE 1.01,2.02,9.01 01/29/10 THOR INDUSTRIES INC DE 2.02,9.01 02/03/10 TIMBERLAND CO DE 2.02,9.01 02/04/10 Title Starts Online, Inc. NV 1.01,3.02,9.01 01/07/10 TN-K ENERGY GROUP INC. DE 7.01,9.01 02/04/10 TRANSACT ENERGY CORP NV 5.02 02/04/10 Transcept Pharmaceuticals Inc DE 1.01 02/03/10 Travelport LTD D0 8.01,9.01 02/03/10 TTM TECHNOLOGIES INC WA 2.02,9.01 02/04/10 TUESDAY MORNING CORP/DE DE 1.01,2.03,9.01 01/29/10 TWO RIVERS WATER Co CO 2.01 02/04/10 AMEND U S PRECIOUS METALS INC DE 3.02 01/29/10 ULTRATECH INC DE 2.02,9.01 02/04/10 UNICA CORP 8.01 02/01/10 UNIFI INC NY 2.02,7.01,8.01,9.01 02/04/10 UNISYS CORP DE 2.02,9.01 12/31/09 UNITED ONLINE INC DE 8.01 02/04/10 UNITED RENTALS INC /DE DE 2.02,7.01,9.01 02/03/10 UNITEDHEALTH GROUP INC MN 8.01,9.01 02/04/10 UNITRIN INC DE 5.02 02/03/10 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 02/04/10 US BANCORP \DE\ DE 8.01,9.01 02/02/10 UTEK CORP 5.02,9.01 02/03/10 UTSTARCOM INC DE 1.01,3.02,5.02,8.01,9.01 02/01/10 VALCOM, INC DE 4.01,9.01 02/03/10 VANGUARD HEALTH SYSTEMS INC DE 8.01,9.01 02/03/10 VECTREN CORP IN 5.02 02/04/10 Vemics, Inc. NV 1.01,2.03,3.02,5.02,9.01 12/07/09 VERINT SYSTEMS INC 8.01,9.01 02/04/10 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 02/04/10 VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 02/04/10 VIST FINANCIAL CORP PA 7.01,9.01 02/04/10 W HOLDING CO INC PR 5.02 01/29/10 W R GRACE & CO DE 2.02,9.01 02/02/10 WABCO Holdings Inc. DE 2.02,7.01,9.01 02/04/10 Walter Energy, Inc. DE 2.02,9.01 02/03/10 Waste2Energy Holdings, Inc. DE 2.04 01/30/10 WEGENER CORP DE 8.01,9.01 02/02/10 Western Standard Energy Corp. NV 7.01,9.01 02/03/10 WESTWOOD HOLDINGS GROUP INC DE 2.02,7.01,9.01 02/04/10 WGL HOLDINGS INC VA 2.02,9.01 02/03/10 WILLIS GROUP HOLDINGS PLC L2 2.02,5.02,7.01,9.01 02/03/10 WINNER MEDICAL GROUP INC NV 8.01,9.01 02/04/10 WINTON FUTURES FUND LP (US) CO 3.02 02/01/10 WORLD HEART CORP DE 8.01,9.01 02/04/10 WRIGHT MEDICAL GROUP INC DE 8.01 02/02/10 XELR8 HOLDINGS, INC. NV 5.02,9.01 02/01/10 YOUNG INNOVATIONS INC MO 2.02,9.01 02/03/10 YRC WORLDWIDE INC DE 7.01,9.01 02/04/10 YTB International, Inc. DE 5.02,9.01 02/02/10 YUM BRANDS INC NC 2.02,9.01 02/03/10 ZBB ENERGY CORP WI 2.06,4.02,5.02 01/29/10 Zurvita Holdings, Inc. DE 1.01,3.02,5.01,9.01 01/29/10 AMEND