RECENT 8K FILINGS February 3, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 8.01,9.01 02/02/10 ACE Ltd V8 2.02,9.01 02/02/10 ACHILLION PHARMACEUTICALS INC 1.01,8.01,9.01 02/01/10 ACME PACKET INC DE 2.02,9.01 02/02/10 ACME PACKET INC DE 5.02 03/27/09 AMEND ACTUATE CORP DE 2.01,9.01 02/01/10 ACTUATE CORP DE 2.02,9.01 02/02/10 ADEX MEDIA, INC. DE 1.01,2.03 01/27/10 AFLAC INC GA 2.02,9.01 02/02/10 Aftersoft Group DE 5.02 01/31/10 Allegiant Travel CO NV 5.02 10/16/09 AMEND ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 02/02/10 AMB PROPERTY CORP MD 2.02,7.01,9.01 02/02/10 AMB PROPERTY CORP MD 2.02,8.01,9.01 02/02/10 AMCORE FINANCIAL INC NV 2.02,7.01,9.01 12/31/09 AMERICAN BILTRITE INC DE 8.01 01/28/10 AMERICAN CHURCH MORTGAGE CO MN 7.01,9.01 02/02/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 02/02/10 AMERISOURCEBERGEN CORP DE 5.02 02/01/10 AMSURG CORP TN 5.02 01/28/10 ANADARKO PETROLEUM CORP DE 2.02,9.01 02/01/10 Animal Health International, Inc. DE 2.02,9.01 02/02/10 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 02/02/10 ANNTAYLOR STORES CORP DE 2.02,9.01 02/02/10 ANTHRACITE CAPITAL INC MD 1.02,2.04,8.01 02/01/10 AOL Inc. DE 5.02 01/27/10 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 12/31/09 ART TECHNOLOGY GROUP INC DE 2.02,9.01 02/01/10 Artio Global Investors Inc. DE 2.02,9.01 02/02/10 ARVINMERITOR INC IN 2.02,5.02,9.01 02/02/10 ATMOS ENERGY CORP TX 2.02,9.01 02/02/10 Atrinsic, Inc. DE 5.02,9.01 01/27/10 AUTHENTIDATE HOLDING CORP DE 5.02 11/16/09 AMEND AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 02/02/10 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 02/02/10 AXT INC DE 1.01,9.01 01/29/10 AZTEC OIL & GAS, INC. NV 8.01 02/02/10 B Green Innovations, Inc. NJ 4.01 01/27/10 BANK OF AMERICA CORP /DE/ DE 5.02 01/27/10 BAR HARBOR BANKSHARES ME 2.02 02/01/10 BB&T CORP NC 7.01,9.01 02/02/10 BE AEROSPACE INC DE 2.02,9.01 02/02/10 BEHRINGER HARVARD MULTIFAMILY REIT I 1.01 12/29/09 BERKSHIRE HILLS BANCORP INC 5.02,9.01 01/28/10 BERLINER COMMUNICATIONS INC DE 1.01,2.03,9.01 01/27/10 BILL BARRETT CORP 7.01 02/02/10 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 1.01,3.02 02/02/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 02/02/10 Blackwater Midstream Corp. 8.01,9.01 02/02/10 Bohai Pharmaceuticals Group, Inc. NV 9.01 01/05/10 AMEND BPZ RESOURCES, INC. TX 7.01 02/02/10 BRE PROPERTIES INC /MD/ MD 5.02,9.01 01/27/10 C & F FINANCIAL CORP VA 2.02,9.01 01/29/10 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 02/02/10 CALGON CARBON CORPORATION DE 8.01,9.01 02/01/10 CALLON PETROLEUM CO DE 7.01,9.01 01/29/10 CALPINE CORP DE 2.02,7.01,9.01 02/02/10 CARBONICS CAPITAL CORP DE 2.01,2.03,9.01 06/30/09 AMEND Card Activation Technologies Inc DE 7.01 01/28/10 CARIBBEAN VILLA CATERING CORP NV 1.01,2.01,5.01,5.02,5.06,9.01 12/31/09 AMEND CATHAY GENERAL BANCORP DE 1.01,7.01,8.01,9.01 02/02/10 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 01/29/10 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 02/01/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 7.01 02/02/10 CEPHALON INC DE 1.01,5.02,9.01 01/27/10 CHEMUNG FINANCIAL CORP NY 2.02,9.01 12/31/09 CHEVRON CORP DE 5.02,9.01 01/27/10 China Integrated Energy, Inc. DE 8.01,9.01 01/28/10 CHINA MEDICINE CORP 1.01,3.02,3.03,5.01,5.02,8.01, 01/29/10 9.01 CHURCH & DWIGHT CO INC /DE/ DE 5.02 01/27/10 CITIZENS REPUBLIC BANCORP, INC. MI 1.01,9.01 01/29/10 CKX, Inc. DE 5.02,8.01 01/29/10 CLEAN DIESEL TECHNOLOGIES INC DE 1.01 01/27/10 CLEVELAND BIOLABS INC DE 8.01 02/02/10 CLIFTON SAVINGS BANCORP INC 2.02,9.01 02/01/10 CLOUD PEAK ENERGY INC. DE 7.01,9.01 02/02/10 CMS ENERGY CORP MI 7.01,9.01 02/02/10 COACHMEN INDUSTRIES INC IN 1.02 02/01/10 COLUMBIA BANKING SYSTEM INC WA 5.03,9.01 01/27/10 COMMERCEFIRST BANCORP INC MD 2.02,7.01,9.01 02/01/10 COMPUWARE CORP MI 2.02,9.01 01/28/10 COMSTOCK RESOURCES INC NV 8.01,9.01 02/01/10 COMSYS IT PARTNERS INC DE 1.01,5.02,9.01 02/01/10 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 02/01/10 CORINTHIAN COLLEGES INC 2.02,9.01 02/02/10 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,8.01,9.01 02/02/10 CORNERSTONE BANCSHARES INC TN 2.02,5.02,9.01 12/16/09 CORVEL CORP DE 2.02,9.01 02/02/10 COSI INC DE 3.02 01/27/10 COSTCO WHOLESALE CORP /NEW WA 5.02,9.01 01/28/10 COWLITZ BANCORPORATION WA 1.01,8.01,9.01 02/02/10 COWLITZ BANCORPORATION WA 2.02,9.01 02/02/10 CPEX Pharmaceuticals, Inc. DE 7.01,9.01 02/02/10 CRANE CO /DE/ DE 5.02 01/27/10 CreXus Investment Corp. MD 2.02,9.01 02/02/10 CROSS CANYON ENERGY CORP. NV 1.03,8.01,9.01 01/29/10 CROWN HOLDINGS INC PA 2.02,9.01 02/01/10 CROWN HOLDINGS INC PA 2.02,9.01 02/01/10 AMEND CRYOLIFE INC FL 8.01,9.01 02/02/10 CUMMINS INC IN 2.02,7.01,9.01 02/02/10 CYTEC INDUSTRIES INC/DE/ DE 5.02,9.01 01/27/10 DEL MONTE FOODS CO DE 1.01,1.02,2.03,9.01 01/29/10 DELTATHREE INC DE 5.02 01/29/10 Denarii Resources Inc. NV 4.02,9.01 02/02/10 AMEND DENBURY RESOURCES INC DE 8.01,9.01 02/02/10 DENBURY RESOURCES INC DE 8.01,9.01 02/02/10 DENBURY RESOURCES INC DE 8.01,9.01 02/01/10 AMEND DIAMOND HILL INVESTMENT GROUP INC OH 8.01 02/02/10 DICE HOLDINGS, INC. DE 2.02,9.01 02/02/10 DONALDSON CO INC DE 5.02,9.01 01/29/10 DOW CHEMICAL CO /DE/ DE 2.02,9.01 02/02/10 DST SYSTEMS INC DE 2.02,2.05,9.01 02/01/10 DUPONT E I DE NEMOURS & CO DE 5.02 01/27/10 DYNATRONICS CORP UT 2.02,9.01 02/01/10 DYNEGY INC. DE 7.01,9.01 02/02/10 EAGLE BANCORP INC MD 5.02 01/27/10 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 02/02/10 EBIX INC DE 2.02,8.01,9.01 01/28/10 EDEN ENERGY CORP NV 7.01,9.01 02/01/10 Education Realty Trust, Inc. MD 5.02,7.01,9.01 02/01/10 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 02/02/10 ENBRIDGE ENERGY PARTNERS LP DE 8.01,9.01 01/29/10 AMEND ENCOMPASS HOLDINGS, INC. NV 4.01,9.01 01/20/10 AMEND ENDWAVE CORP DE 2.02,9.01 02/02/10 ENER1 INC FL 7.01,9.01 02/02/10 ENERGY PARTNERS LTD DE 5.02 01/29/10 Energy Services of America CORP DE 2.02,9.01 02/02/10 Energy Transfer Partners, L.P. DE 7.01 02/02/10 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 02/01/10 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 02/02/10 ESSA Bancorp, Inc. PA 2.02,9.01 01/27/10 Evercore Partners Inc. DE 2.02,9.01 02/02/10 EXELON CORP PA 7.01,9.01 02/02/10 Federal Home Loan Bank of Atlanta X1 2.03 02/02/10 Federal Home Loan Bank of Boston X1 2.03 01/27/10 Federal Home Loan Bank of Boston X1 5.03,9.01 01/29/10 Federal Home Loan Bank of Boston X1 5.02 01/29/10 AMEND Federal Home Loan Bank of Chicago X1 2.03 01/27/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/27/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/27/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/27/10 Federal Home Loan Bank of New York X1 2.03,9.01 01/27/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/27/10 Federal Home Loan Bank of San Francis X1 2.03 01/27/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 01/27/10 FFD FINANCIAL CORP/OH OH 2.02,9.01 02/01/10 FIFTH THIRD BANCORP OH 7.01,9.01 02/02/10 FIRST FINANCIAL BANCORP /OH/ OH 1.01,9.01 01/27/10 FIRST INTERSTATE BANCSYSTEM INC MT 5.03,9.01 02/02/10 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 12/31/09 FISERV INC WI 2.02,9.01 02/02/10 FLAGSTAR BANCORP INC MI 2.02,9.01 02/01/10 Florida Bank Group, Inc. FL 5.02 01/28/10 FLORIDA COMMUNITY BANKS INC FL 1.03,2.04 01/29/10 FORD MOTOR CO DE 8.01,9.01 02/02/10 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 02/02/10 Fortress Financial Group, Inc. / WY WY 8.01,9.01 02/02/10 Fushi Copperweld, Inc. NV 8.01,9.01 02/01/10 GALLAGHER ARTHUR J & CO DE 2.02,5.02,9.01 01/28/10 GENESIS CAPITAL CORP OF NEVADA 1.01,2.01,3.02,4.01,5.01,5.02, 02/01/10 5.03,5.06,9.01 Genesis Fluid Solutions Holdings, Inc DE 9.01 10/30/09 AMEND GENSPERA INC DE 5.02,7.01,8.01 01/29/10 GENVEC INC DE 8.01 02/01/10 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 01/27/10 GIBRALTAR INDUSTRIES, INC. DE 1.01,2.01,8.01,9.01 01/29/10 GLOBAL MED TECHNOLOGIES INC CO 1.01,9.01 01/31/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 02/02/10 GRAN TIERRA ENERGY, INC. NV 3.02 01/29/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/29/10 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 02/01/10 GREENE COUNTY BANCORP INC DE 2.02,9.01 01/27/10 GT Solar International, Inc. DE 2.02,7.01,9.01 02/02/10 GUARANTY FEDERAL BANCSHARES INC DE 5.02,9.01 01/28/10 GULFSTREAM INTERNATIONAL GROUP INC DE 1.01,3.02,9.01 01/29/10 HALLMARK FINANCIAL SERVICES INC NV 1.01,9.01 01/29/10 HARTE HANKS INC DE 2.02,9.01 02/02/10 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 02/02/10 HeartWare International, Inc. DE 1.01,9.01 01/27/10 HECLA MINING CO/DE/ DE 1.01,5.02,9.01 01/29/10 HEPALIFE TECHNOLOGIES INC FL 4.02,7.01 02/02/10 HERITAGE BANKSHARES INC /VA VA 2.02,5.02,8.01,9.01 01/29/10 HERITAGE COMMERCE CORP CA 2.02,9.01 12/31/09 HERITAGE OAKS BANCORP CA 2.02,9.01 02/01/10 HERSHEY CO DE 2.02,8.01,9.01 02/01/10 HEWITT ASSOCIATES INC DE 2.02,9.01 02/01/10 HORTON D R INC /DE/ DE 2.02,9.01 02/02/10 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01,9.01 01/28/10 HUDSON CITY BANCORP INC DE 7.01,9.01 02/02/10 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 02/01/10 I2 TECHNOLOGIES INC DE 1.02,3.01,3.03,5.01,5.03,9.01 01/28/10 IA GLOBAL INC DE 1.01 01/26/10 IBERIABANK CORP LA 5.02,9.01 01/29/10 ICT GROUP INC PA 2.01,3.01,3.03,5.01,5.02,9.01 02/02/10 IMMUNOMEDICS INC DE 2.02,9.01 02/02/10 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 02/02/10 INERGY L P DE 2.02,7.01,9.01 02/02/10 Infrared Systems International NV 8.01,9.01 02/02/10 INTEGRAL SYSTEMS INC /MD/ MD 5.02,9.01 02/01/10 INTERLEUKIN GENETICS INC DE 1.01,2.03 02/01/10 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 02/02/10 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 8.01,9.01 02/02/10 INTEVAC INC CA 2.02,9.01 02/02/10 ITC DELTACOM INC DE 8.01,9.01 02/01/10 IVOICE, INC /NJ NJ 4.01 01/27/10 JACOBS ENGINEERING GROUP INC /DE/ DE 5.03,9.01 01/28/10 JAVELIN PHARMACEUTICALS, INC DE 8.01,9.01 02/02/10 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 02/02/10 Juma Technology Corp. 1.01,2.03,3.02,8.01,9.01 01/28/10 K-FED BANCORP 2.02,9.01 02/02/10 Kearny Financial Corp. X1 5.02,9.01 02/02/10 KEMET CORP DE 5.02,9.01 01/27/10 KILROY REALTY CORP MD 1.01,2.03 01/28/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 02/01/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 02/01/10 LADISH CO INC WI 2.02,9.01 02/01/10 Lake Shore Bancorp, Inc. X1 5.02,8.01,9.01 01/27/10 LANE CO 5 INC 4.01 02/01/10 LASERCARD CORP DE 2.02,9.01 02/02/10 LAWSON PRODUCTS INC/NEW/DE/ DE 5.02,9.01 01/29/10 LAYNE CHRISTENSEN CO DE 5.02 02/01/10 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 02/02/10 LIBERATOR, INC. NV 1.01,5.03,9.01 07/02/09 LL&E ROYALTY TRUST TX 2.02,9.01 02/02/10 LODGIAN INC DE 8.01 01/22/10 LOUISIANA-PACIFIC CORP DE 1.01,9.01 01/29/10 LUFKIN INDUSTRIES INC TX 8.01 02/02/10 Macquarie Infrastructure CO LLC DE 1.01,8.01,9.01 01/28/10 Macy's, Inc. DE 5.02 02/01/10 MANHATTAN ASSOCIATES INC GA 2.02,9.01 02/02/10 MANPOWER INC /WI/ WI 2.02,9.01 12/31/09 MANPOWER INC /WI/ WI 1.01,9.01 02/01/10 MARATHON OIL CORP DE 2.02,9.01 02/02/10 MARINEMAX INC DE 2.02,9.01 02/02/10 MARKET 2000 PLUS HOLDRS SM TRUST NY 8.01,9.01 02/02/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 02/02/10 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 02/02/10 MEDCOM USA INC DE 7.01 01/28/10 MEDCOM USA INC DE 5.02 02/01/10 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.04 02/01/10 Mesa Energy Holdings, Inc. DE 7.01,9.01 02/01/10 MESA OFFSHORE TRUST TX 8.01,9.01 02/02/10 META FINANCIAL GROUP INC DE 3.02,9.01 01/29/10 Metals USA Holdings Corp. DE 2.02,9.01 02/01/10 METLIFE INC DE 2.02,9.01 02/02/10 MICRONETICS INC DE 2.02,9.01 02/02/10 MICROVISION INC DE 5.02 01/27/10 MIDDLEBURG FINANCIAL CORP VA 2.02,8.01,9.01 02/01/10 MIDWEST BANC HOLDINGS INC DE 2.02,9.01 02/01/10 MILLIPORE CORP /MA MA 2.02,9.01 02/02/10 Millstream Ventures, Inc. NV 5.02 02/01/10 MODINE MANUFACTURING CO WI 2.02,9.01 02/02/10 MOLEX INC DE 2.05 06/18/07 AMEND MoSys, Inc. CA 7.01,9.01 02/02/10 MUELLER INDUSTRIES INC DE 2.02,9.01 02/02/10 MULTI COLOR Corp OH 8.01,9.01 02/02/10 MYRIAD GENETICS INC DE 1.01,2.02,5.02,9.01 02/01/10 Myriad Pharmaceuticals, Inc. DE 8.01,9.01 02/02/10 Nano Mask, Inc. NV 5.02 02/01/10 NAVARRE CORP /MN/ MN 2.02,9.01 02/01/10 NAVISTAR FINANCIAL CORP DE 1.01,9.01 02/02/10 NEAH POWER SYSTEMS, INC. NV 5.02,8.01,9.01 01/28/10 NETFLIX INC DE 5.02 01/28/10 NETLOGIC MICROSYSTEMS INC 2.02 02/02/10 NEWS CORP 2.02,9.01 02/02/10 NICHOLAS FINANCIAL INC FL 2.02,9.01 02/02/10 NORTH STATE BANCORP NC 2.02,9.01 02/02/10 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 5.02 01/29/10 NOVELLUS SYSTEMS INC CA 5.02 01/28/10 NuStar Energy L.P. DE 5.02,9.01 01/27/10 NUTRA PHARMA CORP CA 2.02,9.01 12/31/09 Och-Ziff Capital Management Group LLC DE 7.01 02/02/10 OLD LINE BANCSHARES INC 5.02,9.01 01/28/10 OLD NATIONAL BANCORP /IN/ IN 5.02,8.01,9.01 01/28/10 OM GROUP INC DE 2.01,9.01 01/29/10 OneBeacon Insurance Group, Ltd. D0 1.01,7.01,9.01 02/02/10 Organic Alliance, Inc. NV 8.01,9.01 10/16/09 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 02/02/10 Orion Marine Group Inc DE 1.01,2.01,8.01,9.01 01/28/10 OURPETS CO CO 3.02,9.01 01/28/10 P&F INDUSTRIES INC DE 1.01,2.04,8.01,9.01 01/27/10 Pacific Bepure Industry Inc DE 8.01,9.01 01/27/10 PAIN THERAPEUTICS INC DE 1.01,3.03 01/28/10 PANTRY INC DE 2.02,9.01 02/02/10 Patriot Coal CORP DE 2.02,9.01 02/02/10 PATRIOT SCIENTIFIC CORP DE 8.01 01/25/10 PDL BIOPHARMA, INC. DE 5.02 01/27/10 PENN TRAFFIC CO DE 2.01,2.05,8.01 01/29/10 PENSKE AUTOMOTIVE GROUP, INC. DE 2.02,7.01,8.01,9.01 02/02/10 PENSKE AUTOMOTIVE GROUP, INC. DE 7.01,8.01,9.01 02/02/10 PENTAIR INC MN 2.02,9.01 02/02/10 People's United Financial, Inc. DE 8.01,9.01 02/02/10 PEOPLES BANCORP INC OH 2.02,9.01 02/02/10 PEPSI BOTTLING GROUP INC DE 2.02,9.01 02/02/10 PERFORMANCE CAPITAL MANAGEMENT LLC CA 5.02 01/31/10 PERRIGO CO MI 2.02,9.01 02/02/10 PHARMOS CORP NV 5.02 01/27/10 PLANAR SYSTEMS INC OR 2.02,9.01 02/02/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,7.01,9.01 02/02/10 PNG VENTURES INC NV 8.01,9.01 01/28/10 POINT BLANK SOLUTIONS, INC. DE 1.01,8.01,9.01 01/29/10 PRICESMART INC DE 5.05,8.01,9.01 02/02/10 PRIVATEBANCORP, INC DE 5.02 01/28/10 PRO PHARMACEUTICALS INC NV 1.01,2.03,3.02,9.01 01/29/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 02/02/10 PROTEONOMIX, INC. DE 8.01 08/19/09 PROVIDENT NEW YORK BANCORP DE 7.01,9.01 02/02/10 QCR HOLDINGS INC DE 2.02,9.01 02/02/10 QUALITY SYSTEMS INC CA 1.01,2.02,5.02,8.01,9.01 01/27/10 QUALITY SYSTEMS INC CA 2.02 01/28/10 QUANTUM GROUP INC /FL NV 5.02 01/27/10 QUEST SOFTWARE INC CA 2.02,9.01 02/02/10 RADISYS CORP OR 2.02,9.01 02/02/10 RAVEN INDUSTRIES INC SD 5.02,9.01 02/01/10 REGAN HOLDING CORP CA 1.01,9.01 02/02/10 REGIONS FINANCIAL CORP DE 7.01,9.01 02/02/10 REGIS CORP MN 5.02 01/28/10 REINSURANCE GROUP OF AMERICA INC MO 8.01,9.01 02/02/10 RENT A CENTER INC DE 2.02,9.01 02/01/10 RENTECH INC /CO/ CO 1.01,8.01,9.01 02/02/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 02/02/10 Riverbed Technology, Inc. DE 2.02,9.01 02/02/10 ROWAN COMPANIES INC DE 7.01,9.01 02/02/10 Ruths Hospitality Group, Inc. DE 5.02,9.01 01/31/10 SALISBURY BANCORP INC CT 2.02,8.01,9.01 01/29/10 SANTARUS INC DE 8.01 02/01/10 SCHWAB CHARLES CORP DE 5.03,9.01 01/27/10 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 02/02/10 SEACHANGE INTERNATIONAL INC DE 2.01 02/01/10 SEAHAWK DRILLING, INC. DE 5.02 01/29/10 SEAHAWK DRILLING, INC. DE 7.01,9.01 02/02/10 SENECA FOODS CORP /NY/ NY 2.02,9.01 02/01/10 Shire plc 8.01,9.01 02/01/10 Silicon Graphics International Corp DE 2.02,9.01 02/02/10 Sinobiopharma, Inc. NV 8.01,9.01 02/01/10 Solo Cup CO DE 5.02 02/02/10 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 01/27/10 Southern National Bancorp of Virginia VA 2.02,9.01 02/01/10 SOUTHWEST WATER CO DE 8.01,9.01 02/02/10 STEAK & SHAKE CO IN 5.03 01/27/10 StellarOne CORP VA 2.02,8.01,9.01 02/02/10 STERIS CORP OH 2.02,9.01 02/02/10 STRATECO RESOURCES INC 3.02 02/01/10 SUPERIOR ENERGY SERVICES INC DE 2.02,8.01,9.01 02/01/10 SYBASE INC DE 2.02,9.01 01/28/10 SYKES ENTERPRISES INC FL 1.01,1.02,2.01,2.03,9.01 02/02/10 SYNTEL INC MI 5.02,9.01 02/02/10 T3 Motion, Inc. DE 5.02 01/28/10 TAIWAN FUND INC DE 7.01,9.01 12/01/09 TBS International plc L2 1.01,2.03 01/28/10 TEAMSTAFF INC NJ 8.01,9.01 02/02/10 TECHNE CORP /MN/ MN 2.02,9.01 02/02/10 TECHNE CORP /MN/ MN 8.01,9.01 02/02/10 TESORO CORP /NEW/ DE 2.02,9.01 02/02/10 THERMOENERGY CORP DE 5.02,9.01 01/27/10 THOMAS & BETTS CORP TN 2.02,9.01 02/02/10 TIDEWATER INC DE 2.02,9.01 02/02/10 Timberline Resources Corp DE 7.01,9.01 02/02/10 TIMKEN CO OH 2.02,9.01 02/02/10 TODD SHIPYARDS CORP WA 8.01 01/28/10 TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 01/27/10 Tone in Twenty NV 1.01,9.01 02/01/10 TOPSPIN MEDICAL INC 1.01,3.02,5.02,9.01 01/27/10 Transfer Technology International Cor DE 4.01,9.01 01/01/10 AMEND Transocean Ltd. V8 7.01,9.01 02/02/10 TRI VALLEY CORP DE 5.05 01/29/10 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 02/02/10 TTM TECHNOLOGIES INC WA 8.01,9.01 02/01/10 TUPPERWARE BRANDS CORP DE 2.02,9.01 02/01/10 U S PHYSICAL THERAPY INC /NV NV 7.01 02/02/10 UMPQUA HOLDINGS CORP OR 8.01,9.01 02/02/10 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 02/01/10 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 02/01/10 UNITED PARCEL SERVICE INC DE 2.02,9.01 02/02/10 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 02/02/10 Unum Group DE 2.02,9.01 02/02/10 USEC INC DE 1.01,9.01 01/28/10 VASCULAR SOLUTIONS INC MN 2.02,8.01,9.01 01/29/10 VERISIGN INC/CA DE 2.02,9.01 02/02/10 VIRGINIA COMMERCE BANCORP INC 5.02 01/27/10 VIRTUS INVESTMENT PARTNERS, INC. DE 5.02,5.03,9.01 01/28/10 Vocus, Inc. DE 2.02,9.01 02/02/10 WASHINGTON MUTUAL, INC WA 7.01,9.01 02/01/10 WATERS CORP /DE/ DE 1.01,2.03 02/02/10 WEBSENSE INC DE 2.02,8.01,9.01 01/31/10 WEBSTER FINANCIAL CORP DE 7.01 02/02/10 WELLCARE HEALTH PLANS, INC. DE 5.02 01/27/10 WGNB CORP GA 1.03 01/29/10 WHIRLPOOL CORP /DE/ DE 2.02,9.01 02/02/10 Wilhelmina International, Inc. DE 5.02,8.01 01/30/10 WILLIAMS COMPANIES INC DE 1.01,8.01,9.01 02/01/10 Williams Partners L.P. 7.01,8.01,9.01 02/02/10 Wind Works Power Corp. NV 1.01,2.01,3.02,4.01,9.01 01/31/10 WISCONSIN ENERGY CORP WI 2.02 02/02/10 WISCONSIN ENERGY CORP WI 8.01 02/02/10 WSB Holdings Inc DE 2.02,9.01 02/01/10 XERIUM TECHNOLOGIES INC DE 1.01,9.01 01/29/10 XOMA LTD /DE/ DE 1.01,9.01 02/02/10 YOUNG BROADCASTING INC /DE/ DE 7.01,9.01 01/27/10 ZAP CA 1.01,2.03 01/27/10